Adjustment to Illness and Handicap
Allan House
Introduction
Not everybody who develops a serious physical illness will have psychiatric problems as a consequence. To understand why, it is useful to have a model of the normal process of adjustment to stress; psychiatric disorder can then be seen as arising when that process, often called coping, is either maladaptive or is adaptive but only partially successful. This chapter will start with an outline of one theory of stress and coping as it applies to physical illness, followed by a review of disorders of adjustment to illness. A distinction will be drawn between recent-onset illness, which provokes an acute response, and long-standing illness, where the challenge is more often to adjust to chronic disability.
Adjustment to illness and handicap
A number of diseases are reviewed in later chapters, and therefore this chapter will deal with general principles. For more details on particular diseases, the reader should consult specialist textbooks of psychiatry or health psychology.
Illness as a stress
Stress is a word that is used in different ways. Sometimes it refers to an environmental stimulus—a threat or demand from the outside world. This definition lies behind various measures, such as the Social Readjustment Rating Scale(1) or the Bedford College Life Events and Difficulties Schedule(2) which characterize life experiences and produce standardized measures of their severity. According to this view, experiences have properties—as losses, or challenges, or dilemmas—that can be identified by knowing something of the social circumstances of the subject of those experiences but without knowing about the meaning given to them by the person experiencing them.
Another meaning of stress is that it is a bodily state, so that events are only regarded as stressful if they produce changes in the individual. The best-known example of this usage comes from physiology.(3) Stress as a psychological state is also a common lay meaning; when people describe themselves as ‘stressed’ they are usually referring to a state of tension or autonomic arousal.
Yet another way to understand stress, which is useful in considering physical illness, is that it arises out of an interaction between environmental demands and the resources available to deal with them. This view is articulated in the transactional model of Lazarus and Folkman.(4) According to the theory, when faced with a new experience individuals assesses its likely impact (the primary appraisal) and assess their resources (the secondary appraisal). Stress arises when this double appraisal identifies a mismatch between demands and resources that cannot be narrowed by coping manoeuvres.
(a) Illness as a demand or threat (the primary appraisal)
There are a number of characteristics of an experience that increase the chances of it being appraised as threatening. These include immediacy, ambiguity, uncontrollability, or undesirability. The probability that many people will share an interpretation of a particular episode explains the similarity of people’s responses to certain illnesses. The possibility of individual, even idiosyncratic, interpretations can explain sharp differences between people with apparently the same disorder.
A useful way to construe individual appraisals of illness is outlined by Leventhal et al.(5) in their theory of internal illness representations. The common elements of the illness representation can be identified from a simple self-report questionnaire(6).
Illness beliefs cannot be assumed solely on the basis of the illness from which a person is suffering, or from his or her social context.(7) Individuals may hold unpredictable beliefs—that an illness is inherited from a family member, or that it is a punishment for a misdemeanour, or that it may be curable by adopting an unusual diet. For some, the representation of illness overlaps with the representation of self, so that sufferers see themselves as living their illness rather than suffering from it.(8) (see Box 5.3.1.1)
The characteristics of a particular disease are not the only component of the illness that can make it threatening. Illness occurs in a social and interpersonal context, and while the responses of other people may be helpful, they may in some cases contribute to the demands of the situation. For example, a partner may withdraw or become depressed, or family members may become intrusive or overcontrolling. Being ill confers a special status, the so-called sick role, but it is a status acquired at a cost in the loss of independence and certain rights. While disability may arise largely from the impairments caused by a disease, much handicap is socially determined.
(b) Resources for responding to illness (the secondary appraisal)
The focus of secondary appraisal is twofold: the person’s personal resources, and the resources external to them, mainly in the immediate social network.
Personal resources may be defined in a number of ways, for example cognitive attributes, personal characteristics, or personality traits.
The other resource for the individual is social support. There are many approaches to understanding support, but a useful one(9) is to regard it as having four components:
1 emotional support, conveying a sense of being cared about or loved
2 esteem support, conveying a sense of being valued or respected
3 instrumental support, conveying practical help
4 informational support, conveying knowledge relevant to tackling the problem
Box 5.3.1.1 Components of the illness representation
identity (label and associated symptoms)
causal ideas
consequences (severity and likely impact)
time-line (natural history)
curability or controllability
The family’s reaction to illness has an important impact on the type of support available. If they are rejecting, intolerant of dependence, or unsympathetic to the needs of the patient—for example, to change their diet, or stop smoking, or take more (or less) exercise— then they may offer too little support. On the other hand, they may be overprotective, refusing to allow the patient a reasonable degree of autonomy and discouraging active coping. Sometimes, members of a family will hold different views about the nature of an illness, leading to conflict, which is not always revealed to doctors. More often, they share views. If such views are inaccurate (so-called family myths) and yet strongly held, then they can be a powerful barrier to the patient accepting medical advice. It is a common observation that patients with chronic illness who are depressed often have a carer who is depressed, and this tendency to share (often dysfunctional) beliefs and coping styles is one reason for that.
(c) Coping with illness
Coping refers to efforts to reduce the gap between demands and resources. Coping is described according to its aims, the techniques used to achieve those aims, and according to the overall coping style adopted.
The aims of coping are either problem focused, designed to modify the demands of the situation, or emotion focused, designed to modify how one feels about a situation.(4) Emotion focused coping generally works well but only transiently. It is best reserved for brief stresses, such as unpleasant medical procedures, or for situations in which nothing can realistically be done to modify the stress.
The techniques for coping serve to mobilize available resources. Vocabularies differ for describing them. Cognitive coping techniques include information seeking, downplaying, or adopting a defiant or overoptimistic attitude. In psychodynamic terms, the two most commonly used techniques are probably denial and regression. In common usage, the techniques referred to by these vocabularies overlap. Behavioural coping may involve changing ones lifestyle, such as exercising more or excessive drinking of alcohol. Social coping is a particular form of behavioural coping, and may involve increasing contacts or accepting help from professional agencies. In chronic illness, successful coping may be accompanied by a slower process of reappraisal—in which the patient comes to a different understanding of the illness, from that apparent at initial diagnosis—through for example benefit-finding and downward comparison (with others who have worse disability, pain, or whatever).
Coping styles are more general approaches to coping. Two contrasted styles are active/engaged (sometimes called ‘approach’) coping and passive/disengaged (sometimes called ‘avoid’) coping.(10) While it is appealing to characterize people as having a particular coping style, and while it is possible to think of typical examples from personal experience, in fact most people do not have a sufficiently unchangeable repertoire of coping techniques to merit the label of a style.
Adjustment disorders
(a) Definition and classification
The emphasis in ICD-10(11) is on emotional disturbance as the characteristic feature of adjustment disorders—some disturbance of behaviour is acknowledged, particularly in adolescence.
However, it is common to encounter cognitive or behavioural changes that interfere with social functioning and quality of life, and yet which are not attributable to the consequences of mood disorder. DSM-IV(12) acknowledges this possibility more directly, including a category of ‘Adjustment disorder, unspecified’, which covers ‘maladaptive reactions (e.g. physical complaints, social withdrawal, or work or academic inhibition)’.
However, it is common to encounter cognitive or behavioural changes that interfere with social functioning and quality of life, and yet which are not attributable to the consequences of mood disorder. DSM-IV(12) acknowledges this possibility more directly, including a category of ‘Adjustment disorder, unspecified’, which covers ‘maladaptive reactions (e.g. physical complaints, social withdrawal, or work or academic inhibition)’.
Examples of cognitive problems are extreme helplessness, denial of the existence of illness, or of the handicap associated with it. Behavioural problems may include marked social withdrawal or lack of self-care, or irrational non-adherence to treatment. Emotional problems are typically thought of as anxiety or depression, but irritability is also common.
(b) Diagnosis and differential diagnosis
The diagnostic features of adjustment disorders are relatively nonspecific, comprising mood symptoms and behaviour disturbances, which do not meet the criteria for a diagnosis of another disorder, and yet which are sufficient to amount to a mental disorder. The two main diagnostic questions are as follows.
Does the patient have a diagnosable mental disorder?
If there is a mental disorder, should it be given another more specific label than ‘adjustment disorder’?
What distinguishes normal adjustment from a disorder? The first criterion is whether the symptoms are persisting beyond the time when they might be attributable to the stressor. This judgement is relatively straightforward when the stressor is a single event. However, if illness is more persistent or intermittent—such as cancer followed by intensive treatment, or multiple sclerosis—then it is less easy to judge.
The second criterion is whether the response is causing avoidable social dysfunction. For example, in many cultures illness is followed by a period of convalescence, during which activity is reduced and a return to full social responsibilities is deferred. This may be a healthy avoidance of activity, if it allows full recovery from illness, but prolonged avoidance of activity may lead to secondary physical problems as well as social isolation and loss of role.
When adjustment disorders are associated with chronic illness and handicap, the duration criterion cannot apply. An individual may present symptoms because his or her response is outside the culturally acceptable range; for example, he or she may be too demanding or uncooperative, or too passive and dependent. It is unwise to regard a presentation as disordered simply on these grounds. The best indicator is whether the individual is achieving the highest level of function and the lowest level of distress of which they are capable under the circumstances. This means that each person must be diagnosed according to his or her own context, and that a standardized set of criteria cannot be applied.

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