Adult Thoracic and Lumbar Deformity




Summary of Key Points





  • Adult spinal deformity (ASD) may be considered a spectrum of spinal malalignments. ASD includes spondylolisthesis, scoliosis, kyphosis, sagittal spinopelvic malalignment, and axial rotation. The most common causes are adult idiopathic scoliosis, degenerative de novo scoliosis, and sagittal imbalance.



  • Thorough history of main presenting complaints, onset and progression of the condition, and associated comorbidities as well as a thorough neurologic examination and radiographic assessment are important for the evaluation of ASD patients. Assessment of bone density and limiting risk factors for nonunion are also recommended.



  • Assessment of regional and global alignment of the spine in coronal, sagittal, and axial planes with appropriate radiologic studies is important for both diagnosis and operative planning for ASD.



  • The Scoliosis Research Society–Schwab classification for ASD includes assessment of sagittal spinopelvic parameters, including pelvic incidence to lumbar lordosis mismatch, pelvic tilt, and sagittal vertical axis (SVA). This classification correlates with health-related quality of life (HRQOL) in patients with ASD and has excellent intraobserver and good interobserver reliability.



  • T1 pelvic angle is a new radiographic deformity parameter that is less affected by lower body compensatory mechanisms, has excellent inter- and intraobserver reliability, and correlates similar to SVA in HRQOL measures.



Spinal deformity is an abnormal curvature of spine in the sagittal, coronal, or axial planes, as demonstrated by the patient in Figure 150-1 . These deformities can lead to pain, instability, neurologic, and physiologic dysfunction. The prevalence of adult spinal deformity (ASD) is up to 60% in some reports.




Figure 150-1


Preoperative and postoperative radiographs of a 72-year-old woman presenting with low back pain, neurogenic claudication, and right lower extremity radicular pain. A, Preoperative standing posteroanterior (PA) film demonstrating mainly thoracolumbar scoliosis. B, Preoperative lateral film demonstrating concomitant positive sagittal alignment resulting from a loss of lumbar lordosis. PA ( C ) and lateral ( D ) postoperative standing films demonstrating improvement in coronal and sagittal planes after the patient was treated with a T10-Ileum instrumented fusion with multiple Smith-Petersen osteotomies and L4-5, L5-S1 TLIFs.


An accurate and accepted nomenclature is useful for describing deformities. Table 150-1 defines some common terms used in deformity and is in part adapted from the work of the Scoliosis Research Society (SRS) Terminology Committee and Working Group on Spinal Classification. Spinal deformity is a broad term that encompasses a variety of pathologies. Scoliosis is defined classically as “lateral curvature of the spine.” However, the pathophysiology of scoliosis can create a three-dimensional deformity involving abnormal spinal curvature (coronal deformity), rotation (axial deformity), and often kyphosis (sagittal deformity). Abnormal spinal profile in the sagittal plane (kyphosis or lordosis) can result in sagittal imbalance. In uncompensated hyperkyphosis, the normal upright posture of the head over the pelvis and feet (sagittal balance) is shifted forward. Spondylolisthesis is a regional abnormality in the sagittal plane in which one vertebra is displaced ventrally or dorsally in relation to an adjacent level.



TABLE 150-1

Glossary of Terms Frequently Used in Deformity












































































Term Meaning
Scoliosis Lateral curvature of the spine (now recognized to be a three-dimensional deformity)
Kyphosis Dorsal convex angulation of the spine
Hyperkyphosis Kyphosis greater than the normal range
Hypokyphosis Kyphosis of the thoracic spine less than the normal range
Lordosis Ventral convex angulation of the spine
Hyperlordosis Lordosis greater than the normal range
Hypolordosis Lordosis of the cervical or lumbar spine less than the normal range
Kyphoscoliosis Nonidiopathic scoliosis associated with an area of true hyperkyphosis
Lordoscoliosis Scoliosis associated with an area of lordosis
Major curve Curve with the largest Cobb measurement on upright long cassette radiograph of the spine
Minor curve Any curve that does not have the largest Cobb measurement on upright long cassette radiograph of the spine
Structural curve Measured spinal curve in the coronal plane in which the Cobb measurement fails to correct past zero on supine maximal voluntary lateral side-bending radiograph
Compensatory curve Minor curve above or below a major curve that may or may not be structural
End vertebrae Vertebrae that define the ends of a curve in a frontal or sagittal projection
Cephalad end vertebra First vertebra in the cephalad direction from a curve apex whose superior surface is tilted maximally toward the concavity of the curve
Caudad end vertebra First vertebra in the caudad direction from a curve apex whose inferior surface is tilted maximally toward the concavity of the curve
Neutral vertebra Vertebra without axial rotation (in reference to the most cephalad and caudal vertebrae that are not rotated in a curve)
Apical vertebra In a curve, the vertebra most deviated laterally from the vertical axis that passes through the patient’s sacrum (central sacral line)
Apical disc In a curve, the disc most deviated laterally from the vertical axis of the patient that passes through the sacrum (central sacral line)
Stable vertebra Thoracic or lumbar vertebra cephalad to a lumbar scoliosis that is most closely bisected by a vertically directed central sacral line assuming the pelvis is level; alternatively, both pedicles of this vertebra should lie between vertical reference lines drawn from the sacroiliac joints
Central sacral line (central sacral vertical line) Vertical line in a frontal radiograph that passes through the center of the sacrum (identified by suitable landmarks, preferably on the first sacral segment)
C7 plumb line Vertical line in a frontal radiograph drawn from the center of C7 (i.e., spinous process) down, which is used to measure compensation (coronal balance) relative to the central sacral line
Vertical line in a lateral radiograph drawn from the C7 centroid


Spinal deformity has multiple causes, including, but not limited to, (1) unknown factors likely related to genetic presusceptibility (as in adolescent idiopathic scoliosis), (2) congenital abnormalities, (3) neuromuscular conditions (i.e., cerebral palsy, spinal cord injury), (4) conditions associated with spinal cord dysfunction such as myelomeningocele, (5) trauma, (6) previous spine surgery resulting in abnormal alignment, (7) degenerative spinal disease, (8) malignancy, and (9) infection. Table 150-2 summarizes some of these causes.



TABLE 150-2

Etiology of Deformity




























Deformity Etiology
Idiopathic scoliosis
Infantile (2 months to 3 years of age)
Juvenile (3 to 10 years of age)
Adolescent (>10 years of age)
Adult (after skeletal maturity)
Unknown factors likely related to genetic presusceptibility subtype classified by age of onset
Congenital scoliosis In utero derangement of vertebral formation or segmentation
Neuromuscular scoliosis Result of neurologic injury such as spinal cord injury, cerebral palsy, or conditions associated with spinal cord dysfunction (myelomeningocele, tethered cord, spinal dysraphism)
Posttraumatic deformity Following fracture with progressive vertebral collapse and angulation
Postinfectious deformity Following vertebral osteomyelitis/discitis with vertebral destruction following tuberculosis infection (Pott disease)
Degenerative scoliosis and kyphosis Consequence of advanced degenerative changes
Iatrogenic deformity Consequence of previous interventions (i.e., laminectomy)


Conditions often detected and treated in the pediatric population, such as adolescent idiopathic scoliosis, Scheuermann kyphosis, congenital scoliosis, neuromuscular scoliosis, and scoliosis associated with other congenital syndromes (syndromic), are discussed in greater detail elsewhere in this text. This chapter focuses on the clinical and radiographic diagnosis, classification, and nonoperative management of adult thoracic and lumbar spinal deformity, with an emphasis on scoliosis and sagittal spinopelvic alignment. The operative techniques used in the treatment of adult thoracic and lumbar deformity are discussed in Ch. 157 .


Symptomatic deformity in adults is most frequently a consequence of advanced degenerative disease and is termed degenerative or de novo scoliosis. Curves are thought to result as a consequence of asymmetrical degeneration of lumbar discs and facet joints.


Following the landmark publication by Glassman and colleagues, other publications confirmed that changes in sagittal spinopelvic alignment directly correlate to disability and health-related quality of life (HRQOL) measures in ASD patients.




Clinical Evaluation of the Adult Patient with Spinal Deformity


A thorough history is necessary for the evaluation of adult patients with thoracic and lumbar deformity. It is important to understand the onset and progression of symptoms and what symptoms are most pressing for the patient. For example, if the predominant symptom is pain, determining if the pain is axial versus radicular is important. Aggravating and ameliorating factors should be elucidated, and care should be taken to document symptoms of neurogenic claudication or radiculopathy. Symptoms of bowel and bladder dysfunction should be evaluated. Discrete physical weakness should be identified. Comprehensive evaluation of the patient is very important for diagnosing the cause of the problem and planning proper management, as corrective surgeries for ASD can produce major physiologic stress and are associated with high rates of complications. In patients with significant thoracic components, pulmonary status may need to be addressed. A patient’s comorbidities should be evaluated, and the presence of osteoporosis or osteopenia should be ascertained. The occurrence of tandem cervical spinal stenosis in patients with lumbar pathology has been reported to be 28%, emphasizing the importance of evaluating for myelopathy.


Key components of the physical examination include an assessment of the patient’s gait, a musculoskeletal evaluation, and a thorough neurologic examination. Signs of myelopathy such as hyperreflexia, clonus, and an impaired gait may be present in patients with severe thoracic or concomitant cervical disease. Other conditions that may contribute to the deformity such as a leg length discrepancy should be sought. The cosmetic appearance of the deformity may also be a considerable factor in the psychosocial well-being of the patient. The importance of appearance is accepted in children but has yet to be thoroughly evaluated in adults. The Thomas test with a leveled pelvis in the supine position can help to evaluate for hip flexion contractures. Shoe lifts should be used to account for any identifiable pelvic obliquity to remove the impact on coronal balance.




Diagnostic Imaging


Diagnostic imaging is necessary for the complete evaluation and management of patients with thoracic or lumbar deformity. A multimodal approach, including magnetic resonance imaging (MRI) and computed tomography (CT), is often used. However, much information can be elucidated from standard radiographs, including both regional and global alignment.


Conventional Radiographs


Standing frontal (anteroposterior or posteroanterior) and sagittal (lateral) whole spine (i.e., 14 × 36-inch-long cassette or digitally stitched) radiographs are important for the proper evaluation of patients with spinal deformity. Radiographs should show the occiput and shoulders superiorly and the pelvis, including femoral heads, inferiorly. Standing views should be taken in a standardized position with the patient’s hips and knees in extension to remove potential compensation of sagittal imbalance. Frontal radiographs are oriented with the patient’s right side on the right side of the screen or view box. This orientation allows the observer to view the film as if he or she is standing behind the patient examining the spine, or as he or she would see it while performing surgery using a dorsal approach. Sagittal radiographs are oriented with the patient facing toward the right. Proper orientation of full-length scoliosis radiographs is demonstrated in Figure 150-2 .




Figure 150-2


Proper orientation for standing posteroanterior ( A ) and lateral ( B ) radiographs of an adult patient with scoliosis. Both the occiput and femoral heads are clearly visible.


A comparison of the degree of deformity between weight-bearing and non-weight-bearing films (i.e., supine) gives some information regarding the rigidity of the deformity. Additional views to help determine the stiffness of the deformity can also be useful. These views include supine lateral bending films, bending films over a bolster, fulcrum bending films, and push and traction views. In the evaluation of spondylolisthesis, dynamic lateral views ( Fig. 150-3 ) of the lumbar spine are used to help determine the degree of instability. Additional plain radiographic views that are useful in deformity include oblique views to visualize the pars interarticularis, the Ferguson view to better visualize the sacral region, and the Stagnara or Leeds view (an oblique view through the apical region of a scoliotic curve that accounts for rotation) to better visualize the pedicles.




Figure 150-3


Examples of dynamic extension ( A ) and flexion lateral ( B ) radiographic views demonstrating spondylolisthesis of L3 over L4.


Advanced Imaging


Advanced imaging has become nearly standard in the evaluation of patients with symptomatic deformity. Common modalities include CT, CT myelography, CT angiography, and MRI. MRI gives excellent soft tissue detail and is useful in demonstrating disc disease, spondylotic changes, and intraspinal anomalies. MRI should be obtained in all cases associated with neurologic compromise unless contraindicated. CT gives excellent bony detail and is extremely useful in preoperative planning. CT myelography has the added benefit of providing intraspinal information in addition to high-resolution bony detail. CT angiography and MR angiography are useful in the evaluation of vascular anatomy, which may have surgical approach and technique implications.


Advances in imaging software such as multiplanar rendering (MPR) allow the surgeon to view multislice CT and MRI data in multiple and adjustable planes. This allows for more accurate preoperative measurement of pedicle diameter and a greater appreciation of the disease process ( Fig. 150-4 ). Three-dimensional reconstructions can easily be created to aid in operative planning. It is also possible to have models of an individual patient’s spine fabricated and surgery simulated prior to the patient reaching the operating room. In our opinion, thin-cut CT myelography plus MPR provides extremely useful information in operative planning for deformity.




Figure 150-4


CT lumbar spine in a patient with scoliosis and a pars defect. Multiplanar rendering is used to better visualize the pathology.


Diagnostic Imaging Conventions and Measurements


The location of a sagittal or coronal deformity is defined by the location of the apex of the curve. The apex is the disc or vertebra that is maximally displaced and minimally angulated. A deformity is considered thoracic if it has an apex between the T2 and the T11-12 disc, thoracolumbar if the apex lies between the T12 and L1 vertebrae, and lumbar if the apex is at or distal to the L1-2 disc. This characterization varies in different classification systems of adult spinal deformity. In scoliosis, the curve is described based on the side of its convexity. Convex to the right is known as dextroscoliosis, and convex to the left is known as levoscoliosis. Rarely is there just a single curve in scoliosis. The largest curve is called the “main” curve, which is typically structural (e.g., the curve does not correct completely on bending radiographs). Compensatory curves develop in response to the main structural curve and serve the purpose of maintaining spinal balance. Compensatory curves may or may not be structural.


Curve degree is measured via the Cobb method as illustrated in Figure 150-5 . Originally described by John Cobb in 1948, the technique involves selecting vertebrae maximally tilted into the curve (end vertebrae). Lines are drawn parallel to the superior end plate of the cephalad end vertebra and the inferior end plate of the caudal end vertebra. If the end plates are not clearly visualized, an alternative technique is to use the pedicle margins as the basis for these lines. Bisecting perpendicular lines from the end plate lines are drawn and the angle determined. The Cobb technique is classically thought to have an inherent error of 3 to 5 degrees; therefore, a change in angle between consecutive films has to be greater than 5 degrees to be considered a true change. Intraobserver error ranges between 1% and 5%, and interobserver error can be as high as 10 degrees. Modern Picture Archive and Communication Systems (PACS) workstations and image viewers have tools to measure Cobb angles digitally. To date, studies comparing Cobb angle measurements of primary and secondary curves on digital radiographs and traditional radiographs have shown no statistical difference in the intraobserver or interobserver variance between the two techniques. New systems that automatically measure the Cobb angle and determine rotation are currently under development and may be able to reduce intraobserver and interobserver variability. Proximal and distal neutral vertebrae (not rotated in the axial plane) as well as stable vertebrae (vertebrae above and below the end vertebra that is bisected by the central sacral vertical line [CSVL]) should also be determined because these are used to help select fusion levels in operative planning.




Figure 150-5


Cobb method used to determine the degree of scoliosis.


The Cobb method, although initially described for measurement of coronal deformity, is also used to measure degree of lordosis and kyphosis in the sagittal plane. Lumbar lordosis is the Cobb angle measured from the perpendicular lines drawn from the superior end plate of S1 to the superior end plate of L1. Thoracic kyphosis is measured from the inferior end plate of T12 to superior end plate of T4 (this can be also measured from T2 to T12). In patients with a normal spinal profile, thoracic kyphosis typically measures between 30 and 35 degrees and lumbar lordosis ranges between 35 and 50 degrees. Notably, approximately two thirds of the total lordosis of the lumbar spine occurs at L4-S1.


Global spinal alignment in the coronal and sagittal planes is determined through the use of vertical reference lines. The CSVL is a line drawn up through the center of the sacrum parallel to the edge of the film (e.g., perpendicular to the floor). The C7 plumb line (C7PL) on a frontal radiograph is a vertical line drawn down from the midportion of the C7 vertebral body (approximated by the spinous process, or more accurately through determination of the centroid). Coronal balance ( Fig. 150-6 ) is determined by measuring the distance between these reference lines. By convention, a difference with the C7PL to the left is considered negative and a difference to the right is positive.




Figure 150-6


Coronal balance as determined on a frontal radiograph by measuring the distance between the central sacral vertical line (CSVL), a line drawn up through the center of the sacrum parallel to the edge of the film, and the C7 plumb line (C7PL), a vertical line drawn down from the midportion of the C7 vertebral body. By convention, a difference with the C7PL to the left is considered negative and a difference toward the right is positive.


Sagittal balance ( Fig. 150-7 ) is determined on a lateral radiograph by measuring the distance between the C7PL, drawn from the centroid (geometric center of the vertebrae) of C7 down and the dorsal/rostral corner of the sacrum. This difference is known as the sagittal vertical axis (SVA). The SVA is considered positive if the C7PL falls ventral to this reference point and negative if it falls dorsal to it. The normal mean SVA offset is +0.5 cm and lies within a tight range between −1 and +1 cm.




Figure 150-7


Sagittal balance is determined on a lateral radiograph by measuring the distance between the C7 plumb line (C7PL), drawn from the centroid (geometric center of the vertebrae) of C7 down and the dorsal/rostral corner of the sacrum. This difference is known as the sagittal vertical axis (SVA) offset. The balance is considered positive if the C7PL falls ventral to this reference point and negative if it falls dorsal to it.


Axial rotation on plain radiographs can be determined using the Nash-Moe method. The Nash-Moe method categorizes vertebral rotation into five grades based on the location of the pedicle in relation to the lateral aspect of the vertebral body. CT measurement of rotation may be more reliable than standard radiographic techniques.


Overall sagittal balance of the patient is greatly affected by relationship of the spine to the pelvis. An adult patient with thoracic hyperkyphosis or loss of lumbar lordosis attempts to compensate for spinal sagittal imbalance through pelvic retroversion and hip extension, thereby attempting to bring his or her head back over the center of the pelvis. In the operative planning for deformity (including fusion to the sacrum or pelvis), spinopelvic relationships (including these compensatory mechanisms) should be taken into account. Figure 150-8 demonstrates the spinopelvic measurements, including pelvic tilt (PT), sacral slope, and pelvic incidence and T1 pelvic angle. Pelvic tilt (a measure of the degree of pelvic retroversion [e.g., compensation for sagittal imbalance]) is the angle determined between a vertical reference line drawn up from the center of the femoral heads (femoral head axis) and a line drawn from the femoral head axis to the midpoint of the sacral end plate. If femoral heads are not perfectly aligned on a lateral radiograph, the location of the femoral head axis is approximated by the midpoint of a line connecting the geometric center of each femoral head. Sacral slope simply is the angle of a line drawn along the sacral end plate and the horizontal. Pelvic incidence is measured by determining the angle between a line drawn perpendicular to the sacral end plate at its midpoint and a line from the femoral head axis to this point. The pelvic incidence is equal to the pelvic tilt plus the sacral slope.




Figure 150-8


Demonstration of spinopelvic parameters used in surgical decision making. A, Pelvic tilt is the angle determined between a vertical reference line drawn up from the center of the femoral heads (femoral head axis) and a line drawn from the femoral head axis to the midpoint of the sacral end plate. B, Sacral slope is the angle subtended by a line drawn along the sacral end plate and a horizontal reference line. C, Pelvic incidence is measured by determining the angle between a line drawn perpendicular to the sacral end plate at its midpoint and a line from the femoral head axis to this point.


The physiologic mechanisms of spinopelvic alignment to maintain upright posture were mainly defined by three pelvic parameters: pelvic incidence (fixed morphologic parameter), pelvic tilt, and sacral slope (dynamic parameters that changes with compensatory mechanisms). Using these parameters, lumbar lordosis and thoracic kyphosis can be predicted theoretically. It has been shown that pelvic retroversion (measured by PT) and SVA correlate with HRQOL scores :


<SPAN role=presentation tabIndex=0 id=MathJax-Element-1-Frame class=MathJax style="POSITION: relative" data-mathml='Pelvic incidence(PI)=Pelvic tilt(PT)+Sacral slope(SS)’>Pelvic incidence(PI)=Pelvic tilt(PT)+Sacral slope(SS)Pelvic incidence(PI)=Pelvic tilt(PT)+Sacral slope(SS)
Pelvic incidence ( PI ) = Pelvic tilt ( PT ) + Sacral slope ( SS )

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Feb 12, 2019 | Posted by in NEUROSURGERY | Comments Off on Adult Thoracic and Lumbar Deformity

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