© Springer International Publishing Switzerland 2016
Johnny L. Matson (ed.)Handbook of Assessment and Diagnosis of Autism Spectrum DisorderAutism and Child Psychopathology Series10.1007/978-3-319-27171-2_1313. Anxiety Disorders and Obsessive-Compulsive Disorders (OCD)
(1)
Department of Psychology, Virginia Tech, Blacksburg, VA, USA
(2)
Center for Autism Research, Children’s Hospital of Philadelphia, Philadelphia, PA, USA
(3)
A.J. Drexel Autism Institute, Drexel University, Philadelphia, PA, USA
(4)
Department of Psychiatry, University of Pennsylvania, Philadelphia, PA, USA
Keywords
AutismComorbidityAnxietyObsessive-compulsive disorderAssessmentDifferential diagnosisTreatmentIntroduction
Anxiety disorders and obsessive-compulsive disorder (OCD) are among the most common psychiatric comorbidities seen in youth (e.g., Joshi et al., 2010; White, Oswald, Ollendick, & Scahill, 2009) and adults (e.g., Buck et al., 2014; Hofvander et al., 2009) with autism spectrum disorder (ASD). Although prevalence estimates vary widely across studies (11–84 %; Kerns & Kendall, 2012; White et al., 2009), researchers generally agree that individuals with ASD are at increased risk of experiencing anxiety disorders and OCD. A recent meta-analysis found that approximately 40 % of children and adolescents with ASD have at least one anxiety disorder (van Steensel, Bögels, & Perrin, 2011). This rate is significantly higher than that found in the general population (Costello, Egger, & Angold, 2005; Kessler, Petukhova, Sampson, Zaslavsky, & Wittchen, 2012) and in many other clinical groups, such as learning disabilities (Burnette et al., 2005), specific language impairments (Gillott, Furniss, & Walter, 2001), and Williams syndrome (Rodgers, Riby, Janes, Connolly, & McConachie, 2012). Although the majority of research in this area has focused on youth with average or above cognitive abilities, it appears that anxiety affects a wide range of individuals with ASD, across ages (e.g., Davis et al., 2010; Joshi et al., 2013) and intellectual abilities (e.g., Helverschou & Martinsen, 2011; Moseley, Tonge, Brereton, & Einfeld, 2011).
Co-occurring anxiety or OCD can cause significant distress and impairment for individuals with ASD , negatively affecting daily living skills, school or occupational performance, peer relationships, family functioning, and parental stress (Drahota, Wood, Sze, & van Dyke, 2011; Kerns, Kendall, et al., 2015; Reaven, 2009). Anxiety problems may be particularly debilitating in the context of ASD by further exacerbating or amplifying core ASD symptoms, such as impaired social reciprocity and communication, and triggering disruptive behaviors, such as aggression, tantrums, and self-injury (e.g., Sukhodolsky et al., 2008; Wood & Gadow, 2010). Co-occurring anxiety has also been associated with increased loneliness, depressive symptoms, and negative automatic thoughts in individuals with ASD (Kerns, Kendall, et al., 2015; Mayes, Calhoun, Murray, & Zahid, 2011; White & Roberson-Nay, 2009).
The remarkably high rates of co-occurring anxiety or OCD, coupled with the associated impairments, highlight the importance of routinely assessing all individuals with ASD for these conditions. Unfortunately, anxiety and OCD often go unrecognized or misdiagnosed in the context of ASD (MacNeil, Lopes, & Minnes, 2009). The assessment of anxiety and OCD in this population can be problematic for multiple reasons. One source of challenge comes from overlapping symptoms, such as limited eye contact, social avoidance, and ritualistic behavior. This phenotypic overlap makes it difficult to determine whether seemingly anxious behaviors are due to anxiety or are a component of ASD. In many cases, anxiety or OCD symptoms are attributed to the diagnosis of ASD and thus overlooked as a distinct disorder. This is an example of diagnostic overshadowing (Mason & Scior, 2004), meaning that the salience of ASD overshadows the recognition of a true psychiatric comorbidity. Diagnostic overshadowing is a major concern because it detracts from learning how ASD and anxiety disorders or OCD manifest clinically, interfere with daily functioning, and complicate treatment.
A related problem is the tendency to miss atypical or unusual presentations of anxiety and OCD in individuals with ASD (Kerns et al., 2014). For example, a person with ASD may express anxiety as increased repetitive behaviors, sensory-seeking or sensory-avoiding behaviors, and aggression (Stoddart, Burke, & King, 2012), and these behaviors are not typically captured by current assessment tools. Additional diagnostic challenges include the cognitive impairments and difficulties with communication, introspective thinking, insight, and emotion identification often seen in individuals with ASD (Reaven, 2009).
Although the identification of anxiety or OCD in the context of ASD may be difficult, it is certainly possible to distinguish these disorders with a thorough evaluation and sound clinical judgment. Accurately identifying co-occurring anxiety or OCD has considerable implications for case conceptualization and treatment planning with individuals with ASD. For example, it is likely that unaddressed anxiety can undermine potential treatment gains from social skill interventions by interfering with learning and practice of social skills (White et al., 2010). Yet, there is little guidance or agreement about how to best assess anxiety and OCD in this population, which leaves many clinicians and researchers feeling uncertain and undertrained to make these distinctions.
This chapter offers a comprehensive review of current methods and procedures available to help make differential or dual diagnoses of anxiety and OCD with ASD. The first section of this chapter provides an overview of available anxiety and OCD measures for use with individuals with ASD. The second section presents practical, evidence-based recommendations for the assessment of particular anxiety disorders and OCD. Finally, avenues for future research and key clinical practice points are discussed.
The majority of previous research in this area has focused on youth without cognitive impairment. Fewer studies have examined anxiety and OCD in adults with ASD (regardless of cognitive level) or in individuals with ASD and co-occurring intellectual disability (ID). As a result, the information provided in this chapter is most representative of a higher functioning population of children and adolescents with ASD. When available, empirically based recommendations specific to adults with ASD or individuals with co-occurring ID will be discussed.
Measures to Assess Anxiety and OCD in ASD
Much research on anxiety in ASD and OCD has relied on measures developed and validated in non-ASD populations. The ability of these measures to accurately capture the constructs of anxiety and OCD in individuals with ASD is under investigation (Grondhuis & Aman, 2012; Kerns & Kendall, 2012; van Steensel et al., 2011). Research has begun to explore the psychometric properties of current anxiety and OCD measures in ASD samples and, further, to adapt these measures to better differentiate and capture overlapping and atypical symptoms. This section will review the pros and cons of a selection of anxiety and OCD measures that have received the most empirical attention for individuals with ASD. To cover a broad range of clinical assessment needs, we review measures designed for brief and comprehensive assessment, screening and diagnosis, broad anxiety symptoms and specific diagnoses, as well as measures suitable for a varied range of ages and intellectual ability (see also: Grondhuis & Aman, 2012; Lecavalier et al., 2014; Wigham & McConachie, 2014).
Semi-structured Clinical Interviews
The Anxiety Disorders Interview Schedule—Child/Parent Versions (ADIS-C/P; Silverman & Albano, 1996) is a semi-structured interview that combines child and parent report with expert clinical judgment to assess anxiety and related disorders in children ages 7–18 years. Considered the “gold-standard” for assessing anxiety disorders in youth without ASD, the ADIS-C/P has empirical support as a reliable and valid tool for cognitively able youth on the spectrum. The ADIS-C/P has demonstrated inter-rater reliability (0.77–1.00; Ung et al., 2014), sensitivity to change (White et al., 2013; Wood et al., 2009), and convergent and divergent validity in youth with ASD seeking anxiety treatment (Renno & Wood, 2013). Notably, parent/child agreement on the ADIS-C/P can be poor (Storch et al., 2013), and some studies have relied on parent report alone (Keehn, Lincoln, Brown, & Chavira, 2013; Reaven, Blakeley-Smith, Culhane-Shelburne, & Hepburn, 2012). In addition, the ADIS-C/P is lengthy, often requiring upwards of 2 h to complete for children with complex clinical presentations. As such, the ADIS-C/P may be most useful when precise clinical characterization is needed for research or when determining clinical diagnoses and developing treatment plans. An adult version of the ADIS (Brown, DiNardo, & Barlow, 1994) is available and may be useful for cognitively able individuals with ASD (Maddox & White, 2014), though this version has yet to be psychometrically evaluated in an ASD sample.
In a sample of 59 non-treatment-seeking youth with ASD, Kerns et al. (2014) found convergent and discriminant validity as well as inter-rater and 2-week test-retest reliability (in a small subsample) for an expanded version of the ADIS-C/P, the ADIS/Autism Spectrum Addendum (ADIS/ASA). The ADIS/ASA was designed to differentiate overlapping symptoms and capture atypical manifestations of anxiety in ASD (e.g., social avoidance, repetitive behavior, fears of change or unusual stimuli). The retest and inter-rater reliability of the ADIS/ASA needs further assessment in a larger ASD sample. Further, how inclusion of the ASA items may influence hit rates for other psychiatric disorders on the ADIS-C/P requires exploration. Atypical phobias and fears of change are not exclusive to youth with ASD. Rather, it is widely acknowledged that symptoms of childhood anxiety, with or without co-occurring ASD, do not always adhere to the Diagnostic and Statistical Manual of Mental Disorders (DSM) criteria (Regier, Narrow, Kuhl, & Kupfer, 2009). As such, the ASA may be useful not only for youth with ASD, but also in cases where ASD is suspected, but not yet diagnosed or when atypical presentations of anxiety are endorsed. In some cases, administration of the ADIS/ASA may raise concerns for ASD in not previously diagnosed individuals.
Other semi-structured diagnostic interviews for youth with ASD include the Autism Comorbidities Interview, Present and Lifetime (ACI; Leyfer et al., 2006), a version of the Kiddie—Schedule for Affective Disorders and Schizophrenia (K-SADS; ages 5–17), which requires 1–3 h to complete, and the briefer, 60-min Children’s Interview for Psychiatric Syndromes-Parent Version (P-ChIPS; Weller, Weller, Teare, & Fristad, 1999). The ACI, which relies solely on parent report, was expressly developed for youth with ASD; however, preliminary testing of the ACI established inter-rater reliability and concurrent validity for only OCD, attention-deficit/hyperactivity disorder (ADHD), and major depressive disorder, and not the anxiety disorders (Leyfer et al., 2006). The P-ChIPS assesses 20 psychiatric disorders, including anxiety disorders, in youth ages 6–17 years. It has demonstrated inter-rater reliability for phobias, generalized, separation, and social anxiety disorders, but more limited inter-rater agreement for OCD symptoms, ADHD, and mood disorders in youth with IQ < 70 (Witwer, Lecavalier, & Norris, 2012). Further research is needed to validate the ACI and P-ChIPS for ASD research. Nonetheless, both measures offer certain advantages. The ACI measures both lifetime and current disorders, a useful aspect for epidemiological research. The P-ChIPS is considerably shorter than other semi-structured interviews, which may enhance its usability in clinical and research settings.
Though not a diagnostic tool, the Pediatric Anxiety Rating Scale (PARS; RUPP, 2002) combines child and parent reports with clinical judgment to provide a continuous measure of anxiety symptoms, spanning panic, phobias, separation, social, and generalized anxiety disorders in youth ages 6–17 years. The PARS was designed as a treatment outcome measure, appears sensitive to change in cognitively able children with ASD (Storch et al., 2013), and takes only 30–60 min to administer (RUPP, 2002). Its psychometric properties in youth with ASD are variable. Storch, Ehrenreich-May, et al. (2012) found moderate internal consistency (α = 0.59) and acceptable inter-rater and 26-day retest reliability, as well as convergent validity with other anxiety measures in cognitively able youth with ASD seeking treatment; however, evidence for discriminant validity was limited. In a small sample of cognitive able youth with ASD (non-treatment seeking), Kerns, Maddox, et al. (2015) found that the PARS was an effective tool for ruling in the presence of anxiety (e.g., specificity is high), but lacked sensitivity. That is, the PARS may lead clinicians to incorrectly rule out clinically significant anxiety in youth with ASD. Further research may be needed to improve the sensitivity of the PARS, particularly in non-treatment-seeking (i.e., lower-risk) samples.
With regard to OCD assessment, the Yale-Brown Obsessive Compulsive Scale (Y-BOCS; Goodman et al., 1989) and Children’s Yale-Brown Obsessive Compulsive Scale (CY-BOCS; Scahill et al., 1997) are clinician-administered interviews designed to measure the symptom severity of obsessions and compulsions in adolescents/adults (age 14+ years) and children (age 6–14 years), respectively. The Y-BOCS has demonstrated inter-rater reliability and sensitivity to change in cognitively able adults with ASD (Russell, Mataix-Cols, Anson, & Murphy, 2005, 2008), although evaluations of its retest reliability, convergent, and discriminant validity are still needed. The CY-BOCS has demonstrated internal consistency, inter-rater reliability, convergent and discriminant validity in cognitively able youth with ASD seeking treatment for anxiety (Wu et al., 2013). It has also been modified to measure repetitive behavior in youth with ASD by excluding all obsession-related items (i.e., the CY-BOCS-PDD; Scahill et al., 2006). The CY-BOCS-PDD has demonstrated reliability and convergent validity with other measures of repetitive behavior, as well as sensitivity to change (McDougle et al., 2005; Scahill et al., 2006). However, it is a measure designed to assess the severity of repetitive behaviors in ASD rather than to differentiate ASD and OCD-related behaviors per se. When differential diagnosis of ASD and OCD is the focus of evaluation, the original CY-BOCS, ACI, and ADIS/ASA may be more useful.
Informant- and Self-Report Measures for Youth with ASD
A number of informant and self-report measures of child behavior have been utilized and assessed in youth with ASD. These include general measures of psychopathology with anxiety subscales and anxiety-specific scales. Because these measures are brief, continuous in nature, and completed by youth and their caregivers, they can—when reliable and valid—provide a quicker, more efficient means to screen for anxiety problems or track symptom change over time. Below we summarize research on the reliability and validity of various anxiety questionnaires in youth with ASD.
Broad Child Psychopathology Questionnaires with Anxiety Subscales
The Child and Adolescent Symptom Inventory (CASI; 5–18 years, 120–163 items; Gadow & Sprafkin, 2002) and related Early Childhood Inventory (3–5 years; Gadow & Sprafkin, 1997) and Child Symptom Inventory (5–12 years; 87–97 items; Gadow & Sprafkin, 2002) have been used in several studies to assess anxiety in a wide age range of youth with ASD (Gadow, Roohi, DeVincent, Kirsch, & Hatchwell, 2010; Guttmann-Steinmetz, Gadow, DeVincent, & Crowell, 2010; Hallett, Lecavalier, et al., 2013; Roohi, DeVincent, Hatchwell, & Gadow, 2009; Sukhodolsky et al., 2008; Weisbrot, Gadow, DeVincent, & Pomeroy, 2005). The original CASI-4 asks parents or teachers to rate the frequency of various Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition (DSM-IV) referenced symptoms, including 26 anxiety items covering post-traumatic stress, obsessions, compulsions, specific phobia, generalized, separation, and social anxiety symptoms. Sukhodolsky and colleagues (2008) created a modified, 20-item CASI-4 anxiety scale for use in ASD. This revised subscale has demonstrated internal consistency in youth with varied intellectual functioning (Hallett, Lecavalier, et al., 2013) as well as convergent validity in youth without intellectual disability (White, Schry, & Maddox, 2012). Notably, parent/adolescent agreement for this subscale may be limited (White et al., 2012), and items involving verbal worry appear less endorsed for youth with ASD (Hallett, Lecavalier, et al., 2013). In addition, research has yet to determine whether this subscale is sensitive to symptom change, or whether it is a sensitive and specific screener for anxiety disorders in ASD. The CASI-4’s DSM-based items may not correspond well with the more unusual anxiety symptoms in ASD.
The Behavioral Assessment System for Children—Second Edition (BASC-2; Reynolds & Kamphaus, 2004) is a 126- to 148-item self/parent/teacher rating of various childhood behaviors for youth 2–21 years (preschool, child, and adolescent versions) that includes anxiety and internalizing subscales. Rieske et al. (2013) reported convergent validity between the BASC-2 and the Worry/Depressed subscale of the Autism Spectrum Disorder—Comorbidity for Children (ASD-CC; Matson, LoVullo, Rivet, & Boisjoli, 2009) measure in children (ages 2–16 years) with ASD. Still, further research is needed to determine the reliability, sensitivity to change, and discriminant validity of the BASC-2 in youth with ASD. In a small sample of cognitively able youth with ASD (Kerns, Maddox, et al., 2015), the BASC-2 (child and parent versions) demonstrated limited sensitivity to detect anxiety disorders, a cautionary finding given that the BASC-2 is often used to screen for anxiety and may lead clinicians to prematurely rule out anxiety in a child with ASD.
The parent-reported Child Behavior Checklist (CBCL; Achenbach, 1991) and related Teacher’s Report Form (TRF; Achenbach, 1991) are 118- to 120-item questionnaires of adaptive and problem behaviors, and they include internalizing and anxious/depressed subscales. Preschool, child, and adolescent versions are available for ages 1.5–18 years. Though widely used in youth without ASD, there is limited research on the psychometrics of the CBCL in samples with ASD, and several studies suggest that youth with ASD generally show elevated scores on this measure across internalizing and externalizing domains (Holtmann, Bölte, & Poustka, 2007; Hurtig et al., 2009). Initial research suggests that the CBCL may not be as reliable in youth with intellectual disability (Embregts, 2000). Pandolfi, Magyar, and Dill (2009) found support for the factor structure of the CBCL in preschoolers with ASD; however, internal consistency was lower relative to that seen in youth without ASD. Further, the CBCL’s limited coverage of anxiety symptoms (14 items) may limit its use as an anxiety outcome measure in ASD (Lecavalier et al., 2014). An Adult Behavior Checklist (ABCL; Achenbach, 1997) and Adult Self-Report (ASR; Achenbach, 1997) are also available, but are just beginning to be explored as tools for adults with ASD (Gotham, Unruh, & Lord, 2014).
Child Anxiety Questionnaires
The Multidimensional Anxiety Scale for Children (MASC ; March, 1998) is a 39-item youth/parent questionnaire of various anxiety symptoms across four domains: physical symptoms, social anxiety, harm avoidance, and separation/panic. In their recent review, Lecavalier et al. (2014) described the MASC as a potentially appropriate outcome measure for youth with ASD, with conditions. The MASC has shown sensitivity to change (Storch et al., 2013; Wood et al., 2009), as well as good internal consistency (Wood et al., 2009) and modest convergent validity with the PARS in cognitively able ASD samples (r = 0.4; Storch, Wood, et al., 2012). However, studies also suggest differences in the factor structure of the parent-reported MASC in youth with vs. without ASD, as well as poor child/parent agreement (White, Lerner, et al., 2015; White et al., 2012). Many MASC items are dependent on child verbal ability, a potential issue for youth with ASD and intellectual or communication deficits. Research is also needed to assess the sensitivity, specificity, and retest reliability of this tool in ASD samples.
The Spence Children’s Anxiety Scale (SCAS; Spence, 1998) is a 44-item parent/child frequency rating of physical injury fears, panic, obsessive-compulsive, separation, social, and generalized anxiety symptoms that has shown sensitivity to change in cognitively able youth with ASD (Chalfant, Rapee, & Carroll, 2007; Sofronoff, Attwood, & Hinton, 2005). Several studies suggest acceptable parent-child agreement for SCAS total scores, as well as acceptable internal consistency for the total and subscales scores in cognitively able adolescents with ASD (Farrugia & Hudson, 2006; Keehn et al., 2013; Sofronoff et al., 2005). Other studies report discrepancies in child/parent ratings (Russell & Sofronoff, 2005) and limited internal consistency for the obsessive/compulsive and physical injury subscales (Ozsivadjian, Hibberd, & Hollocks, 2014). A recent study found support for the sensitivity and specificity of the parent-reported SCAS in non-treatment-seeking samples (Zainal et al., 2014); however, the retest reliability, convergent validity, and discriminant validity of this tool in ASD samples require study.
The Screen for Anxiety and Related Emotional Disorders (SCARED; Birmaher et al., 1999) is a 41-item parent/youth questionnaire of panic, generalized, social, and separation anxiety symptoms. Several treatment studies suggest that the SCARED is sensitive to anxiety change in youth with ASD (Reaven et al., 2009, 2012; Weiss, Viecili, & Bohr, 2014), yet tests of its reliability and validity in this subgroup are scant. In a sample of verbally fluent children with ASD, Blakeley-Smith, Reaven, Ridge, and Hepburn (2012) found moderate to strong parent-child agreement on the SCARED total and subdomain scores. Stern, Gadgil, Blakeley-Smith, Reaven, and Hepburn (2014) found support for a similar factor structure and internal consistency for the SCARED in treatment-seeking youth with and without ASD as well as good sensitivity and specificity. However, in a non-treatment-seeking sample of cognitively able youth with ASD, Kerns, Maddox, et al. (2015) found that the SCARED demonstrated limited sensitivity and specificity. These studies underscore the importance of further exploring the performance of the SCARED in youth who are not already seeking services for anxiety.1
The Revised Children’s Manifest Anxiety Scale (RCMAS; Reynolds & Richmond, 1985) asks youth to complete 37 yes/no questions across three anxiety symptom domains (i.e., physiological, worry/oversensitivity, and social concerns/concentration). Though the RCMAS has shown sensitivity to change in cognitively able youth with ASD (Chalfant et al., 2007), Mazefsky, Kao, and Oswald (2011) found the sensitivity and specificity of the tool to be limited in a small sample of youth with ASD. The retest reliability, convergent validity, and divergent validity of the tool in ASD samples have yet to be evaluated. The RCMAS measures the presence, not the severity, of symptoms and relies solely on child self-report. As such, its use as a treatment outcome measure for youth with ASD may be limited (Lecavalier et al., 2014).
The Social Worries Questionnaire (SWQ; Spence, 1995) is a brief parent and child report about avoidance of social evaluation situations, with 10 and 13 items, respectively. The SWQ has shown acceptable internal consistency and sensitivity to change in studies of cognitively able youth with ASD (Russell & Sofronoff, 2005; Sofronoff et al., 2005). Gillott et al. (2001) found weak agreement between parent and youth reports (r = 0.28) in their sample of cognitively able children with ASD. Assessment of the retest reliability, sensitivity/specificity, convergent validity, and divergent validity of the tool in ASD is needed.
Other Anxiety Measures to Consider
In their review, Lecavalier et al. (2014) identified the Revised Child Anxiety and Depression Scale (RCADS ; Chorpita, Yim, Moffitt, Umemoto, & Francis, 2000) as a potentially appropriate anxiety measure for youth with ASD. The RCADS is a 47-item self/informant report measure of mood, obsessive-compulsive, panic, separation, social, and generalized anxiety symptoms. Though the RCADS has been tested in only one study of youth with ASD, it demonstrated strong internal consistency for total scores and individual subscales (Hallett, Ronald, et al., 2013). Other promising measures include the Social Phobia Anxiety Inventory for Children (SPAI-C ; Beidel, Turner, & Morris, 1995) and Social Anxiety Scale Child—Revised (SASC-R ; La Greca & Stone, 1993), which Kuusikko et al. (2008) revised for use in cognitively able youth with ASD by removing items that might overlap with ASD itself (e.g., “I try to avoid social situations”). Internal consistency was excellent for both original and revised SPAI-C and SASC-R total scores, including the SASC-R Fear of Negative Evaluation subscale, but modest for revised subscales (e.g., Behavioral Avoidance).
Assessing fears of negative evaluation and other anxious thoughts/attributions can be an important element of anxiety assessment and treatment planning in cognitively able youth with ASD. Specifically, measures that capture anxious thoughts/attributions, such as the Negative Affect Self-Statements Questionnaire (NASSQ ; Ronan, Kendall, & Rowe, 1994) and the Children’s Automatic Thoughts Scale (CATS ; Schniering & Rapee, 2002), may help differentiate social avoidance from social anxiety, guide the use of cognitive interventions (e.g., cognitive restructuring), and tap into a broader array of anxiety difficulties in youth with ASD, including more atypical worries and fears (Kerns et al., 2014). In cognitively able youth with ASD, the CATS has shown sensitivity to treatment effects (Chalfant et al., 2007). The NASSQ has shown acceptable internal consistency as well as moderate sensitivity (0.78) and specificity (0.59) to detect anxiety disorders (Kerns, Maddox, et al., 2015). Further research is needed to validate these potentially promising tools.
Measures of Anxiety in ASD for Adults and Individuals with ID
Research on the assessment of anxiety in individuals with ID, with and without ASD, has lagged behind that of individuals without intellectual deficits (Hagopian & Jennett, 2008). The Autism Spectrum Disorders—Comorbidity for Children (ASD-CC ; Matson, LoVullo, et al., 2009) is a 39-item informant-rated anxiety scale designed to assess anxiety in youth (ages 2–16 years) with ASD and varied intellectual functioning. The ASD-CC Worry/Depressed subscale has shown convergent and discriminant validity with similar and dissimilar subscales of the BASC-2 (Rieske et al., 2013), but its retest reliability, sensitivity, and specificity have yet to be evaluated. In addition, the Anxiety Depression and Mood Scale (ADAMS ; Esbensen, Rojahn, Aman, & Ruedrich, 2003) is a 28-item informant-rated scale of behaviorally based mood and anxiety symptoms that has shown promising psychometrics in youth with ID. Though untested in individuals with ASD, the ADAMS is a potentially appropriate measure for this group given its brief nature and behavioral emphasis. Finally, the Baby Infant Screen for Children with aUtIsm Traits—Part 2 (BISCUIT ; Matson, Fodstad, & Mahan, 2009), Diagnostic Assessment for the Severely Handicapped-II (DASH-II ; Matson, 1995), Psychopathology in Autism Checklist (PAC ; Helverschou, Bakken, & Martinsen, 2009), and Developmental Behavior Checklist (DBC ; Einfeld & Tonge, 1995) have been used in some studies to assess anxiety problems in youth with ASD and ID (e.g., Bakken et al., 2010; Bradley, Summers, Wood, & Bryson, 2004; Brereton, Tonge, & Einfeld, 2006; Helverschou & Martinsen, 2011). All are informant ratings designed to assess a range of behavior problems that include anxiety subscales. Such measures may be most helpful for screening or early stages of assessment, and they should be followed by a more comprehensive interview with multiple informants and behavioral observation of the individual.
Very few studies have focused on the assessment of anxiety problems in adults with ASD. Matson and Boisjoli (2008) evaluated the psychometrics of the Autism Spectrum Disorders—Comorbidity for Adults (ASD-CA ) measure, an informant scale to assess comorbid psychopathology in adults with ASD and ID. The ASD-CA items and factors demonstrated variable inter-rater reliability (0.07–0.77) and internal consistency (0.44–0.91); however, results of the exploratory factor analysis were promising and the overall internal consistency for the scale was good (0.91). The 21-item Beck Anxiety Inventory (BAI; Beck & Steer, 1993) has also been found to be a reliable tool for assessing anxiety in adults with and without intellectual disability (Lindsay & Skene, 2007). The BAI has been used to assess anxiety in adults with ASD in several studies, though psychometric data is lacking (Cath, Ran, Smit, van Balkom, & Comijs, 2008; Lai et al., 2011). Similarly, the Liebowitz Social Anxiety Scale (LSAS ; Heimberg et al., 1999), a 24-item self-report of social anxiety symptoms, has been used to assess social anxiety in cognitively able adults with ASD in some studies with good internal consistency (Cath et al., 2008; Dziobek, Gold, Wolf, & Convit, 2007; Kanai et al., 2011). Further research on its reliability and validity in ASD samples is needed.
Summary
Research suggests that there is both considerable overlap and also variability in the presentation of anxiety and OCD in people with and without ASD (Kerns & Kendall, 2012; Ozsivadjian, Knott, & Magiati, 2012; White, Lerner, et al., 2015). As such, existing anxiety and OCD measures have much to offer clinicians and researchers, and also considerable room for improvement. ASD-specific adaptations are needed and emerging (Kerns et al., 2014; Kuusikko et al., 2008; Leyfer et al., 2006; Sukhodolsky et al., 2008), but may limit comparisons across individuals with and without ASD (van Steensel et al., 2011). Specifically, comparisons across studies and samples may be complicated by methodological differences (i.e., use of different tools) and conceptual differences (i.e., discrepancies in how anxiety is conceptualized). In general, it is highly recommended that researchers and clinicians use multiple methods, including expert clinical judgment, direct observation, and multiple informants to accurately assess anxiety and OCD in ASD. Given that rating scales often yield higher than expected scores for people with ASD, clinicians must be cautious about interpreting scores (which may be elevated due to other difficulties associated with ASD) and should not rely on a single indicator. Multi-informant assessment may be particularly important when parent-youth reports tend to be discrepant, as in youth with ASD (e.g., Gillott et al., 2001; Russell & Sofronoff, 2005; White et al., 2012). This type of multifaceted approach will improve understanding of the constructs of anxiety and OCD in ASD, as well as the strengths and weaknesses of various individual measures.
Recommendations for Diagnosing Anxiety and/or ASD
Determining whether psychiatric symptoms in individuals with ASD are part of core ASD features or whether they represent anxiety is a complex clinical issue. This section highlights key points for differential and dual diagnostic decision-making, in hopes of aiding the accurate identification of co-occurring anxiety disorders. Before providing recommendations for each anxiety disorder separately, several general guidelines are offered here.
Anxiety symptoms can be conceptualized along three dimensions: physiological, behavioral, and cognitive (Lang, 1968). Physiological symptoms include signs of arousal, such as tachycardia (i.e., quickened heart rate), blushing, trembling, and sweating, along with somatic complaints (e.g., nausea, headaches, muscle tension). The primary behavioral symptom of anxiety is avoidance of feared stimuli and situations. Behavioral avoidance may be obvious (e.g., running away from a bee) or more subtle (e.g., avoiding eye contact). Hypervigilance and checking are also common behavioral symptoms. Cognitive symptoms typically include catastrophic predictions and other negative thoughts. This model of anxiety provides a framework to determine whether an assessment battery covers all three domains. Given that ASD and anxiety share common features, it can be helpful to use this framework to organize an individual’s different symptoms and determine whether an ASD diagnosis accounts for all presenting problems, or whether there is support across the three dimensions of anxiety to diagnose an anxiety disorder.
The Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-5 ; APA, 2013) highlights how anxiety and fear may manifest differently in children (e.g., fear or anxiety may be expressed by crying, tantrums, freezing, or clinging). We encourage clinicians to think similarly about individuals with ASD of all ages—they may self-report and/or manifest anxiety symptoms in a different way than do individuals without ASD. For example, people with ASD may make vague statements about having “bad feelings” instead of “feeling anxious” (Kreiser & White, 2014). Based on a focus group with parents of youth with ASD, Ozsivadjian and colleagues (2012) identified five common categories for the ways that anxiety is expressed in this population: (1) challenging behaviors (e.g., tantrums), (2) avoidance or escape, (3) hyperactivity or heightened arousal, (4) increased sensory behaviors, and (5) increased repetitive behaviors. These categories highlight how, relative to typically developing individuals, anxiety in people with ASD can present similarly (e.g., avoidance, increased arousal) or differently (e.g., aggression), often amplifying the core ASD deficits (e.g., sensory or repetitive behaviors).
Diagnostic decisions are even more challenging without direct verbal expression from the individual. When assessing individuals with limited expressive language, clinicians must rely more on their assessment of behavioral and physiological symptoms of anxiety. One way to directly observe behavioral and physiological reactions to a feared stimulus is a behavioral avoidance test (BAT), an individualized task that involves gradually exposing a person to his or her feared stimulus to assess when avoidance and/or anxiety is displayed (Dadds, Rapee, & Barrett, 1994). BAT participants may also indicate their subjective experience of fear with Subjective Units of Distress Scale (SUDS ) ratings and visual aids.
In order to constitute comorbidity of any anxiety disorder with ASD, the following should be established:
1.
The anxiety symptoms are not better accounted for by the ASD diagnosis. To help tease apart anxiety symptoms from core ASD symptoms, clinicians can make a list with three columns: ASD, anxiety, and unclear (meaning the symptom could be due to ASD or anxiety). This list is then used to organize all available clinical information and determine which presenting concerns are not explained by ASD.
2.
The anxiety symptoms lead to additional distress and/or impairment beyond the ASD diagnosis. According to the DSM-5, in order for an individual to meet full diagnostic criteria for an anxiety disorder, the anxiety, fear, or worry must result in impairment in at least one significant life domain (e.g., social, occupational, or academic functioning) or cause the person significant distress (APA, 2013). For a person with ASD and a co-occurring anxiety disorder, the anxiety symptoms should cause significant negative impact on the individual’s daily functioning, above and beyond the individual’s baseline functioning with ASD.
3.
The individual’s fear or anxiety is excessive or unreasonable relative to the actual threat posed by the feared object or situation. According to the DSM-5, this distinction is determined by the clinician because many individuals with anxiety disorders overestimate the danger in feared or avoided situations (APA, 2013). Thus, it is important for the clinician to gather additional background information for this determination. For example, does the individual with ASD and social anxiety symptoms experience severe bullying or tormenting at school? If so, his fear of social interactions may be reasonable given the real threat in his daily environment.
4.
The onset of anxiety symptoms is marked by a change from the individual’s baseline behaviors (e.g., increase in aggressive behavior or restricted interest intensity). That is, do the anxiety symptoms represent a departure, either qualitatively or quantitatively, from the person’s baseline level of functioning? Although this change from baseline is typically conceptualized as a change in behavior, it may also manifest as changes in thoughts or physiological arousal.
5.
The anxiety symptoms are not transient. Transient anxiety occurs naturally as part of development and causes little interference in functioning. It is often associated with circumscribed events (e.g., public speaking, new situations) and ultimately dissipates with encouragement, reassurance, or habituation. Information about the specific contexts in which anxiety symptoms are experienced and are not experienced should be collected during the assessment to rule out transient anxiety. If the situation or object only occasionally provokes fear or anxiety, an anxiety disorder is not diagnosed.
6.
Avoidance of the object or situation is driven by anxiety or fear. Hagopian and Jennett (2014, p. 156) distinguish between “simple avoidance” (i.e., avoidance of nonpreferred stimuli or mildly aversive situations, such as schoolwork) and “anxious avoidance” (i.e., avoidance that is associated with indicators of anxiety, such as increased physiological arousal and fearful facial expressions). Clinicians should have evidence for anxious avoidance before diagnosing an anxiety disorder. The continued display of distress after the eliciting stimulus has been avoided may suggest an anxiety disorder (Jennett, Vasa, & Hagopian, 2013). Conducting a functional analysis of the avoidant behavior can also provide helpful information during an assessment.
To provide more specific recommendations for distinguishing co-occurring anxiety symptoms from core ASD symptoms, the assessment of each anxiety disorder is described below. This information is based on the DSM-5 (APA, 2013), which takes a developmental lifespan perspective and presents anxiety disorders chronologically according to their average age of onset. As will be clear from this section, we currently know more about certain anxiety disorders in the context of ASD (e.g., Social Anxiety Disorder) than others (e.g., Panic Disorder, Agoraphobia).
Separation Anxiety Disorder
Separation anxiety disorder is characterized by developmentally inappropriate and excessive anxiety about separation from attachment figures, such as parents or caregivers (APA, 2013). Individuals with separation anxiety disorder experience persistent concerns about harm befalling attachment figures and about events that could result in separation from attachment figures (e.g., getting lost, being kidnapped). They often show reluctance or refusal to separate from attachment figures (e.g., going to school, sleeping away from home), nightmares involving the theme of separation, and physical symptoms of distress (e.g., headaches, stomachaches) when separation occurs or is anticipated. To meet diagnostic criteria for this disorder, the separation anxiety must be present for at least 4 weeks in children and adolescents, and typically lasts for at least 6 months in adults.
We recommend that clinicians pay close attention to the following considerations when assessing for possible comorbid separation anxiety disorder in individuals with ASD (Kerns et al., 2014; Leyfer et al., 2006):
Anxiety vs. rigidity. The DSM-5 notes that some symptoms of separation anxiety disorder may be better explained by ASD, “such as refusing to leave home because of excessive resistance to change” (APA, 2013, p. 191). The clinician should clarify that the individual’s anxiety is due to attachment-related aspects of separation from his or her attachment figure, instead of a change in routine. If part of a routine (e.g., going to school each morning), can the person be apart from his or her attachment figure without signs of distress? Individuals with separation anxiety disorder often show anticipatory anxiety about separation from attachment figures, whereas individuals with ASD and associated rigid routines may only show distress when the change occurs. In addition, clinicians should gather information about whether the individual frequently wants to know the whereabouts of his attachment figures (e.g., frequent phone calls when apart), has difficulty staying in a room of the house by himself, and has fears of potentially dangerous situations to himself or family members (e.g., kidnappers, car accidents), all of which would increase one’s confidence in the diagnosis of separation anxiety disorder.
Reality basis of fear. Due to the deficits associated with ASD, the individual may be highly dependent on his parent or caregiver for daily functioning needs. If this is the case, anxiety related to separation may not meet the DSM-5 criterion of “developmentally inappropriate and excessive fear or anxiety” (APA, 2013, p. 190).
Precipitating events. Details about the onset of separation anxiety symptoms and surrounding life events are important to collect. Research suggests that separation anxiety disorder in typically developing youth often develops after a life stress, particularly when the stress involves loss, such as the death of a family member or pet, change in schools, parental divorce, or move to a new house (APA, 2013).
Specific Phobia
Specific phobia is characterized by markedly intense and excessive fear or anxiety about a specific object or situation, leading to active avoidance or distress when the object or situation is endured (APA, 2013). The fear or anxiety is typically an immediate reaction to the specific object or situation and present for at least 6 months. There are five types of a specific phobia diagnosis: animal type (e.g., spiders, insects, dogs), natural environment type (e.g., heights, storms, water), blood-injection-injury type (e.g., needles, invasive medical procedures), situational type (e.g., airplanes, elevators, enclosed places), and other type (e.g., choking, vomiting, loud sounds, costumed characters).
For youth with ASD, specific phobia has been found in some studies to be the most common co-occurring disorder (e.g., Leyfer et al., 2006; Sukhodolsky et al., 2008; van Steensel et al., 2011), so it is likely that clinicians will encounter this comorbidity. We recommend the following considerations when assessing for possible comorbid specific phobia in individuals with ASD (Davis & Ollendick, 2014; Kerns et al., 2014; Kerns & Kendall, 2014; Matson & Nebel-Schwalm, 2007; Mayes et al., 2013):
Physiological reactions . Although physiological symptoms can be present in all anxiety disorders, they may be particularly prevalent in specific phobias, both in anticipation of or during exposure to the feared stimulus (APA, 2013). Individuals with animal, natural environment, and situational specific phobia types tend to show sympathetic nervous system arousal (e.g., increased heart rate), similar to the physiological manifestations of anxiety in other anxiety disorders. However, individuals with the blood-injection-injury type often have a vasovagal syncope (fainting) or near-fainting response because their initial increase in heart rate and blood pressure is followed by a drastic drop in both.
Unusual fears. Individuals with ASD may present with atypical fears that are not generally reported in the specific phobia literature, such as fear of vacuum cleaners or graffiti (Kerns et al., 2014; Mayes et al., 2013). Clinicians are encouraged to include open-ended questions when assessing for specific phobia in people with ASD, given that standardized measures of fears may not capture the variety of unusual fears experienced by many of these individuals. If the presenting fear is excessive, unreasonable, distressing, circumscribed to a specific stimulus, and impairing to daily functioning, then it may meet criteria for specific phobia. Of note, typically developing youth have also been documented to experience unusual fears (e.g., buttons, mushrooms), so this type of specific phobia is not exclusive to ASD (Davis & Ollendick, 2014).

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