Borderline personality disorder

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Chapter 12 Borderline personality disorder

Sex differences
Andrew M. Chanen and Katherine Thompson


Borderline personality disorder (BPD) is a severe mental disorder characterized by a pervasive pattern of impulsivity, emotional instability, interpersonal dysfunction and disturbed self-image (American Psychiatric Association, 2013: refer to Table 12.1). The recently published DSM-5 rejected a proposed dimensional model of personality disorder (PD); the reasons for this decision are beyond the scope of this chapter. Consequently, DSM-5 retained the nine DSM-IV polythetic diagnostic criteria for BPD and these are reproduced in Table 12.1. A diagnosis is made when any five of these criteria are met. Despite retaining a categorical personality disorder (PD) diagnostic system in the DSM-5, there is substantial evidence that BPD is a dimensional construct (Trull, Distel, & Carpenter, 2011; Zimmerman, Chelminski, Young, Dalrymple, & Martinez, 2012), existing along a continuum of severity.



Table 12.1 DSM-5 Borderline Personality Disorder Criteria






A pervasive pattern of instability of interpersonal relationships, self-image, and affects, and marked impulsivity, beginning by early adulthood and present in a variety of contexts, as indicated by five (or more) of the following:


1. Frantic efforts to avoid real or imagined abandonment.



2. A pattern of unstable and intense interpersonal relationships characterized by alternating between extremes of idealization and devaluation.



3. Identity disturbance: markedly and persistently unstable self-image or sense of self.



4. Impulsivity in at least two areas that are potentially self-damaging (e.g., spending, sex, substance use, reckless driving, binge eating).



5. Recurrent suicidal behavior, gestures, or threats, or self-mutilating behavior.



6. Affective instability due to a marked reactivity of mood (e.g., intense episodic dysphoria, irritability, or anxiety usually lasting a few hours and only rarely more than a few days).



7. Chronic feelings of emptiness.



8. Inappropriate, intense anger or difficulty controlling anger (e.g., frequent displays of temper, constant anger, recurrent physical fights).



9. Transient, stress-related paranoid ideation or severe dissociative symptoms.



(American Psychiatric Association, 2013)

BPD is common in clinical practice (Zimmerman, Chelminski, & Young, 2008) and is associated with severe distress and persistent functional disability, which is at least as severe as that associated with major depression (Gunderson et al., 2011). There is also high family and carer burden (Goodman et al., 2011; Hoffman, Buteau, Hooley, Fruzzetti, & Bruce, 2003) and high rates of continuing resource utilization (Horz, Zanarini, Frankenburg, Reich, & Fitzmaurice, 2010). Despite persistent help seeking, 8–10% of adults with BPD will die by suicide (Paris & Zweig-Frank, 2001; Pompili, Girardi, Ruberto, & Tatarelli, 2005).


The long-term outcomes for adults presenting with BPD have been well characterized, mostly in samples from the United States. “Remission” of the categorical diagnosis (i.e., no longer meeting five or more DSM-IV BPD criteria) and attenuation of the specific diagnostic features of BPD is common and tends to be stable (Gunderson et al., 2011; Zanarini, Frankenburg, Reich, & Fitzmaurice, 2010), but recovery is more elusive. When recovery is defined as 2 years of both remission of BPD diagnostic features and good social and vocational functioning (Zanarini et al., 2010), only half of adult BPD patients will recover by 10 years. One-third of those recovered will later “relapse.”


BPD is moderately heritable and appears to arise from the interaction of biological and environmental risk and protective factors, but the developmental pathways remain unclear (Chanen & Kaess, 2012). A variety of genetic, neurobiological, psychopathological and environmental risk factors have been suggested for BPD (Chanen & Kaess, 2012), but these risk factors are common to other mental disorders and are generally not specific for BPD (Chanen & McCutcheon, 2013).


BPD is of particular relevance to this volume because, according to DSM-5, it is diagnosed predominantly in women (75%) (American Psychiatric Association, 2013). While this appears to be true in many clinical settings, recent evidence suggests that these differences are less marked in the community (Lenzenweger, Lane, Loranger, & Kessler, 2007). This chapter provides an overview of sex differences in BPD, covering clinical presentation, longitudinal course, etiological factors and neurobiological underpinnings. Given the recency of DSM-5’s publication, this chapter reports data relating to the DSM-IV-TR personality disorders and their predecessors.



Possible sources of sex differences in BPD rates


There has been debate about whether reported sex differences in personality disorders (PDs) in clinical samples, including BPD, reflect true biological, psychological or social differences between females and males or whether they are an artifact of sampling or diagnostic biases (Skodol, 2003). Borderline, histrionic and dependent PDs are diagnosed more frequently in women, whereas schizoid, schizotypal, paranoid, antisocial, narcissistic and obsessive-compulsive PDs are more often diagnosed in males. The largest sex difference in the prevalence of PDs has been reported to be between antisocial PD (ASPD) and BPD, with ASPD believed to be up to 5 times more common in men than women. In the past, it was believed that the reverse was true for BPD, with greater prevalence in women. Taken together with the evidence that ASPD and BPD share the traits of antagonism (hostility) and disinhibition (impulsivity and risk taking), together with many of the psychosocial risk factors of family dysfunction and exposure to trauma, abuse and neglect (Paris, Chenard-Poirier, & Biskin, 2013), this caused Paris (1997) to question whether these disorders might be two aspects of the same psychopathology.


However, recent high-quality, community-based, epidemiological studies (see following) have found either equal prevalence among women and men for BPD or only a slightly elevated prevalence in females (Paris et al., 2013). Based upon this and other literature published in the past 15 years on prevalence, prognosis and treatment outcome for BPD, Paris and colleagues (Paris et al., 2013) revised their original (Paris, 1997) hypothesis. They concluded that BPD and ASPD are in fact different disorders and that the influence of sex upon symptoms is not an artifact. Rather, the differences between these disorders are embedded in trait dimensions that are shaped by sex and sex is a factor that partly determines the specific psychopathological profile.


The higher prevalence of BPD among women has been a long-standing clinical assumption, but whether this really is the case, and what the potential sources for this difference might be requires further scrutiny. We have considered the most recent epidemiological data, along with potential sources of this bias, including a biased application of diagnostic criteria, sex bias in the DSM-5 criteria, and social and cultural factors.



Prevalence of BPD in population samples


The DSM-IV-TR and previous versions of this manual stated that there is a 3:1 female to male sex ratio for BPD, perpetuating the belief that this disorder is much more prevalent among females (Sansone & Sansone, 2011). Numerous high-quality epidemiological studies of the population prevalence of DSM-IV PDs have now been published. Among these, the National Comorbidity Survey Replication (Lenzenweger et al., 2007), based upon a representative sample of 9,282 adults from the United States, reported the prevalence of BPD to be 1.4%, with no sex difference. Torgensen and colleagues’ (Torgersen, Kringlen, Cramer, 2001) study of a representative community sample of 2,053 adult residents of Oslo, Norway and found the prevalence of BPD to be 0.7%, with no sex differences. The British National Survey of Psychiatric Morbidity (Coid et al., 2006) studied a representative sample of 8,886 16- to 74-year-olds reported the prevalence of BPD to be 0.7%, with no sex differences. Finally, Wave 2 of the National Epidemiological Survey on Alcohol and Related Conditions (NESARC; Grant et al., 2008) studied a representative sample of 34,653 American adults. The lifetime prevalence of BPD was 5.9%, with no sex differences. The NESARC has been criticized for its measurement of PD and a conservative re-analysis of the data by Trull and colleagues (2010) reported the overall prevalence of BPD to be 2.7%, with a statistically significant but slight preponderance of BPD among females (3.02% vs. 2.44% among males).


The only study to report reliably on sex differences among young people with BPD (Zanarini et al., 2011), assessed a community sample of 6,330 11-year-olds from Bristol, England and found the prevalence of BPD to be 3.2%, with no statistically significant sex difference.


Taken together, the results from these population studies do not support the assumption that BPD is much more prevalent among females. In fact, the rate of BPD is either equal or only slightly higher in females.



Biased sampling in research studies


Contrary to the aforementioned studies, clinical epidemiological studies do reveal sex differences, with a preponderance of females (around 75–80%) in clinical services. It has been suggested that this might be the reason why clinicians perceive more females have BPD (Skodol, 2003). This might be due to sampling biases associated with the clinical presentation of BPD. For example, it has been argued that males with BPD are more likely to present to drug and alcohol treatment services and are less likely to utilize pharmacotherapy and psychotherapy (Sansone & Sansone, 2011), thereby accounting for the greater proportion of women with BPD in clinical services. This is supported by data from the Collaborative Longitudinal Personality Disorders Study (CLPS), which investigated differences among their sample of 175 females and 65 males with BPD (Johnson et al., 2003). Males with BPD were more likely to present with substance use disorders, and with schizotypal, narcissistic and antisocial PDs, while females with BPD were more likely to present with post traumatic stress disorder (PTSD), eating disorders and the BPD criterion of identity disturbance.



Biased application of diagnostic criteria


Another reason for a possible disparity between the actual prevalence of BPD among females and the assumed prevalence might be biased (unequal) application of diagnostic criteria (Widiger, 1998). Anderson, Sankis, and Widiger (2001) asked 720 members of the American Psychological Association to judge the frequency of DSM-IV personality pathology in female and male patients. They cross-validated these results in a second sample of 900 additional members of the American Psychological Association. The findings of this study indicated that when clinicians applied the DSM-IV PD criteria, they rated BPD symptoms to be as infrequent in males, and as pathological in males, as they were in females. There was no significant statistical difference between sexes. This suggests that the application of diagnostic criteria might be neutral.



Sex bias in the DSM criteria


Few studies have investigated the DSM-IV criteria for sex bias. The most robust and largest study conducted used factor analytic strategies to investigate the measurement invariance for these criteria using the Norwegian Twin database (Aggen, Neale, Roysamb, Reichborn-Kjennerud, & Kendler, 2009). A total of 2,794 twins were interviewed, 1772 females and 1022 males, and the SCID-II interview was administered for DSM-IV PDs. The results of the statistical analyses confirmed the coherence of the nine criteria in a general population sample. This BPD factor differed according to sex and age in relation to affective instability and impulsivity. Females reported more affective instability and less impulsivity than males. In younger females, impulsivity was more prominent and this changed over time.



Social constructivism


The tendency to diagnose BPD more often in women than men might be partly due to sociocultural factors and the cultural history of BPD (Bjorklund, 2006). The basis of this hypothesis has been informed by cross-cultural studies where, for example, in Ethiopia and India only 1–3% of psychiatric outpatients were diagnosed with PDs compared with a rate as high as 32% in the United Kingdom. This variation might be due to different diagnostic practices and the way people seek help in these societies. Other factors might include economic status, optimism, religion, psychological awareness and medical orientation of the society. Cultural factors also influence the way mental illness manifests in relation to sex. Expectations exist concerning women’s tendency to be more emotional and relational and relationship-dependent than men (see Chapter 1). Therefore, it is possible for diagnostic constructs to be gender-biased. Sexist characterizations of women’s health and illness are affected by political, economic and cultural factors along with biomedical ones. Sex differences exist in normal behavior (Simmons, 1992). For example, excessive anger, argumentativeness and sexual promiscuity are described as pathological behaviors that might lead to BPD diagnosis. However, if displayed by men, these behaviors might be seen as acceptable, expected or even admirable. It might be rare for a man to be diagnosed as having BPD based upon these behaviors. He would be more likely to be diagnosed as having ASPD, if at all. More research is clearly needed in this area.



Sex differences in clinical presentation


Having established that the population prevalence of BPD is more equal than first assumed, it is relevant to investigate whether those who come to the attention of mental health services actually do show sex differences in clinical presentation and/or symptom profile.


When sex differences in clinical variables are considered, females presenting with BPD have been reported to be younger than males and these males presented clinically at a later age (McCormick et al., 2007). They were also less likely to seek mental health treatment. Women rated themselves as having worse mental health functioning and social role functioning, and tended to be more self-critical than men.



Sex differences in BPD symptom criteria


Studies have investigated the prevalence of individual diagnostic criteria for BPD in females and males and found a sex difference in the type of psychopathology associated with this diagnostic label. A study of 11-year-old children with BPD found that girls were significantly more likely to fulfill DSM-IV criteria for mood reactivity, frantic efforts to avoid abandonment and unstable relationships, compared with boys who were more likely to evidence impulsivity and physically self-destructive acts (Zanarini et al., 2011). The Collaborative Longitudinal Personality Disorders Study (CLPS) found females were significantly more likely to rate higher than males for affective instability and identity disturbance (Johnson et al., 2003). Whereas other studies have reported that males more commonly endorsed the item “intensive anger” (and to some degree “impulsivity”), and that females more commonly endorsed “affective instability” (Tadic et al., 2009). By contrast, some researchers have reported no sex differences in BPD criteria, except for dissociation, which is more prevalent among females (McCormick et al., 2007). Therefore, while there were few differences among the majority of BPD criteria, there was evidence of some difference in terms of affective instability, anger and impulsivity.



Sex differences in the traits and behaviors underlying BPD


Widiger (1998) suggests that trait-based models of personality disorder, in particular the five-factor model (Wiggins, 1996), might provide some assistance in resolving the sex bias controversy by providing a theoretical basis for sex prevalence rates. He hypothesizes that, if personality disorders are extreme maladaptive variants of normal personality traits, the prevalence of personality disorders would be expected to mirror any differential sex prevalence of the factors and facets of the five-factor model. In fact, in the literature on normal personality, consistent sex differences have been obtained for most of the domains and facets of the five-factor model (Widiger, 1998) and for some other trait measures (Jang, McCrae, Angleitner, Riemann, & Livesley, 1998). Furthermore, there are also significant sex differences in the magnitude of heritability of those traits and some evidence of sex-specific genetic effects (Jang et al., 1998).


A study of maladaptive personality among 681 volunteer twin pairs from the general population showed that most maladaptive traits are heritable in both sexes (Jang et al., 1998). Cognitive dysregulation, suspiciousness and self-harm were the only traits that did not have a significant heritable component in females and likewise for submissiveness in males. Sex-specific genetic effects were detected for all traits, except insecure attachment. There was no evidence to support sex-specific, non-shared environmental influences for any traits underlying BPD. It is also noteworthy that callousness and conduct problems, along with their higher order dissocial factor were not significantly heritable for females.


The DSM-5 BPD diagnostic criteria comprise a mixture of more stable traits (e.g., chronic anger, intolerance of aloneness) and unstable symptomatic behaviors (e.g., self-mutilation) (Gunderson et al., 2011; Zanarini et al., 2007). Several studies have examined sex differences among the traits that underlie BPD, using measures of normal and pathological personality. In a community sample of 263 children aged between 9 and 13 years (Gratz et al., 2009), affective dysfunction and disinhibition significantly predicted borderline personality symptoms in both girls and boys, and that there were no sex differences in the level of BPD symptoms. Among girls, affective dysfunction and sensation seeking accounted for a significant amount of additional variance in BPD symptoms, whereas among boys, only affective dysfunction accounted for a significant amount of unique variance. Likewise, a study of undergraduate university students found that women rated significantly higher on affective instability, abandonment and relationships; and men on impulsiveness (Fonseca-Pedrero et al., 2011). However, these findings are limited by their reliance on a self-report borderline personality disorder scale, not a formal DSM-IV diagnostic interview.


In a study comparing male and female adolescents with BPD (measured by the SWAP-200, which uses a Q-sort methodology), girls showed more internalizing psychopathology and were more emotionally dramatic, whereas boys were more behaviorally disinhibited, externalizing and angry (Bradley, Zittel Conklin, & Westen, 2005). The young women in this study were described as more likely to be drawn into relationships where they could be emotionally or physically abused, choose inappropriate romantic partners, be overly sexually seductive or provocative, make suicidal threats or gestures, have uncontrolled eating binges, and be preoccupied by food-related issues. In contrast, the young men were described as more likely to bully others, feel self-important, show reckless disregard for the rights of others, prefer to operate as if emotions were irrelevant, take advantage of others, have trouble making decisions, seek to dominate others, show no remorse, not need contact with other people, and promise to change but then revert to their previous maladaptive behavior.


There is also some evidence to suggest there are sex differences in behavioral symptoms in BPD. In a sample of internal medicine patients screened (but not formally assessed) for BPD, women were more likely to be engaged in a sexually abusive relationship, whereas men were significantly more likely to bang their head or to lose a job on purpose (Sansone, Lam, & Wiederman, 2010). In a sample of low socioeconomic status middle- and high-school students, males were significantly more likely to burn or punch themselves (Gratz et al., 2012). Another study compared female and male offenders and found that, in females, the combination of interpersonal-affective traits and impulsive-antisocial traits combined to increase the risk of self-directed violence, whereas in males, interpersonal-affective traits were associated with reduced symptoms of BPD, which in turn reduced the risk of self-directed violence (Verona, Sprague, & Javdani, 2012).



Sex differences in co-occurring disorders


Aside from differences in how the BPD criteria are manifest, it is possible that sex differences occur in regard to co-occurring mental state (aka axis I) and trait (aka axis II) pathology.


The Methods to Improve Diagnostic Assessment and Services (MIDAS) study used semi-structured DSM-IV diagnostic interviews to investigate the pattern of comorbidity among 130 outpatients (71 women, 30 men) with BPD (Zlotnick, Rothschild, & Zimmerman, 2002). They found that there were sex differences in the pattern of lifetime impulse-related disorders. Women were more likely to have a history of eating disorder, but in contrast it was more common to find substance abuse disorders, intermittent explosive disorder and ASPD histories among males. There were no differences in rates of comorbid PTSD.


A study of comorbidity among 484 consecutively admitted outpatients with a diagnosis of BPD, where most participants were female (83%), found 74% met criteria for at least one co-occurring DSM-IV PD, 33.5% had two or three PDs, and 7.6% had between four and eight PDs (Barrachina et al., 2011). Women tended to have more disorders than men. In women, the most frequent co-occurring disorders (from highest to lowest) were depressive, paranoid, passive-aggressive, dependent, avoidant and obsessive-compulsive PDs. In contrast, among men the most frequent (from highest to lowest) were paranoid, antisocial, passive-aggressive, depressive and avoidant PDs. Of particular relevance were the significantly higher rates of dependent PD in women, supporting their tendency to internalize symptoms and among males with BPD the significantly higher prevalence of antisocial PD, which gives further support to the suggestion that males manifest impulsivity through externalising behaviors.


Another study investigated DSM-IV axis I and axis II comorbidity among patients with BPD (Tadic et al., 2009). Of the 110 women and 49 men studied using a standardized diagnostic interview, they found women were significantly more likely to have a co-occurring eating disorder and affective instability. Males were significantly more likely to have a co-occurring substance use disorder, disorder of social behavior, antisocial PD and intensive anger. Their findings further support the hypothesis that women and men have more similarities than differences in the number of comorbid axis I disorders, axis II disorders and BPD criteria. However, women tend to have more internalizing psychopathology and men more externalizing psychopathology associated with BPD. With regard to mental state disorders, females have higher rates of anxiety, affective and eating disorders, whereas males have higher rates of substance use disorders. With regard to personality disorder, compared to males, females show significantly lower rates of behavioral problems in childhood and adolescence and ASPD.


When standard personality tests and structured clinical interviews were used to investigate sex differences among 114 female and 57 male patients with BPD (Banzhaf et al., 2012), they found that women with BPD were significantly more likely to meet criteria for PTSD, panic disorder with agoraphobia and bulimia nervosa. Men with BPD were more likely to meet criteria for binge eating disorder, a disorder of social behavior in childhood, and antisocial and narcissistic PDs. These findings are comparable with those reported by other studies, except for the absence of substance use disorders among males with BPD.


Another study investigated comorbidity in BPD and found no differences in the frequency of axis I disorders, except that women were significantly less likely to have alcohol use disorders (Barnow et al., 2007). Patients with BPD had, on average, three additional PDs. Women were more likely to have an avoidant PD, whereas men had significantly higher rates of antisocial personality disorder.


These studies suggest that there are sex differences in clinical presentation of patients with BPD in terms of criteria, patterns of co-occurring PD and mental state pathology. In all these aspects of presentation, females tend to have more internalizing symptoms and males tend to have more externalizing symptoms (Eaton et al., 2011). Most striking, however, is that females and males with BPD generally display more similarities than differences, a fact that often seems to be overlooked in clinical practice and which might contribute to the misdiagnosis of BPD among males (Johnson et al., 2003). Where differences occur, the studies above indicate that females with BPD tend to have greater affective instability and to engage in a variety of methods of self-harm and may place themselves in situations where they are vulnerable to being mistreated by others. In contrast, males with BPD pathology tend to be more impulsive and to physically harm themselves using greater self-directed violence.


Clinical studies indicate there are sex differences in the way BPD presents, with females having more affective instability and males being more impulsive. This in turn is reflected in sex differences in co-occurring disorders, functioning and traits. Women with BPD tend to have greater rates of internalizing psychopathology, whereas males have a greater number of externalizing behaviors.



Sex differences in temporal stability, longitudinal course and functioning


BPD is increasingly seen as a lifespan developmental disorder that exists on a dimensional continuum of severity (Chanen & McCutcheon, 2013). There is a normative rise in BPD pathology at puberty, which peaks in the teens and emerging adulthood and then wanes across the lifespan (Bernstein et al., 1993; Crawford, Cohen, & Brook, 2001; Gunderson et al., 2011; Johnson, Cohen, Kasen, Skodol, Hamagami, & Brook, 2000; Zanarini, Frankenburg, Reich, & Fitzmaurice, 2012). However, data on sex differences in stability of BPD over time are scant. Chanen and colleagues (2004) examined the 2-year stability of categorical and dimensional PD in 101 psychiatric outpatients 15–18 years old. Of those with any categorical PD diagnosis at baseline, 74% still met criteria for a PD at follow-up, with marked sex differences (83% of females and 56% of males). The small sample size prevented analysis of sex differences among specific PDs.


Only limited cross-sectional data are available on functioning. Findings from Wave 2 of the NESARC study (Grant et al., 2008) indicate that respondents with BPD were more likely to have low income, lower educational attainment and to be separated/divorced/widowed. Generally, individuals with BPD had greater physical and mental disability than those who did not have BPD, and this disability was greater among women with BPD, which might be another contributor to their presentation at treatment services. However, these findings are not supported by data from the CLPS study (Johnson et al., 2003), which found no significant sex differences in functioning.


In short, published studies of the longitudinal course and functional outcomes for BPD do not address the issue of sex differences adequately. This is likely to be because most studies have been conducted in clinical settings, where males with BPD are comparatively rare. The instability of categorical diagnoses of BPD is striking. Most individuals with BPD tend to “lose” their diagnosis over time by falling below definitions of “caseness” for the disorder. The data of Chanen and colleagues (2004) suggest that, for PD in general, this might be more likely for males than females in older adolescents. However, it is noteworthy that large-scale community-based studies of the traits underlying PD have not found any significant sex differences in mean level or rank order stability over lengthy follow-up periods (Caspi, Roberts, & Shiner, 2005). Further research is required, notably to explore what particular features of particular PDs might change differentially with time in females and males. In the absence of comprehensive data, we turn to a consideration of etiological parameters in BPD, with a view to whether there are clues to sex divergence in the disorder.

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Jan 29, 2017 | Posted by in NEUROLOGY | Comments Off on Borderline personality disorder

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