Central Disorders of Hypersomnolence



Central Disorders of Hypersomnolence


Rui M. De Sousa

Tamara Kaye Sellman







CENTRAL DISORDERS OF HYPERSOMNOLENCE—INTRODUCTION




Introduction

Hypersomnia, derived from the Greek hyper (over, above, too much) and the Latin somnus (sleep), literally refers to the condition of sleeping too much. However, in current medical terminology, both hypersomnia and the related word hypersomnolence are used more broadly and interchangeably to indicate long sleep duration, excessive daytime sleepiness (EDS), or both.

Hypersomnolence, the state of being excessively sleepy when a person should be alert, is one of the most common sleep-related complaints that patients mention to their doctors. The International Classification of Sleep Disorders (ICSD-3) describes eight central disorders of hypersomnolence. Although the ICSD-3 does not explicitly divide these eight sleep disorders into two categories, we can discern two basic groups of hypersomnias: the primary hypersomnias (not caused by another condition) and secondary hypersomnias (caused by or related to a different condition).

The four primary hypersomnias are those occurring independently of any other condition or effect. They include the two types of narcolepsy, IH, and recurrent hypersomnia.

The most salient feature of primary hypersomnia is an extreme, overwhelming sleepiness during periods when the patient should be alert and awake (usually the daytime hours). Even though the patient’s nighttime sleep may seem to be of normal quality and timing, patients still feel sleepy and lethargic during the day.

A vast array of conditions can cause secondary hypersomnias. They aren’t limited to just other sleep disorders like obstructive sleep apnea (OSA) or periodic limb movement disorder (PLMD), but extend to other medical conditions, disorders, and diseases. For example, drugs (prescribed or not) and other substances will often have side effects that cause extreme sleepiness in those who take them. Hypersomnia is also often noted in psychiatric disorders.

In addition, people sometimes curtail their normal nocturnal sleep on a regular basis, resulting in inappropriate daytime sleepiness.

EDS is the primary concern for many patients presenting with sleep complaints. EDS is a significant public health problem, with prevalence in the community estimated to be anywhere from 4% (2), 18% (3), or almost 28% (4). Yet, because it is an invisible condition, hypersomnolence is linked to social stigmas which often prevent patients from seeking help. Patients who are excessively sleepy are also at greater risk for psychosocial problems, behavioral disorders, motor vehicle and workplace accidents, and obesity (5).

There are several tools, both objective and subjective, that can be used to assess and diagnose sleepiness and disorders of hypersomnolence:



  • Polysomnography (PSG), the multiple sleep latency test (MSLT), and the maintenance of wakefulness test (MWT) are used to objectively measure sleep and propensity to sleep.


  • In some cases, actigraphy is an adequate proxy in the absence of PSG.


  • Scaled questionnaires such as the Epworth Sleepiness Scale and the Stanford Sleepiness Scale that provide subjective information to measure sleepiness.


  • Self-reported sleep diaries and detailed medical histories are also crucial tools when diagnosing or treating hypersomnia.

Some significant changes were made to the ICSD between the second and third edition that deserve mention here:



  • The narcolepsies are no longer divided by the presence or absence of a symptom (narcolepsy with cataplexy vs. narcolepsy without cataplexy [6]); they are now divided by their inferred pathogenesis:



    • narcolepsy type 1 (absent or low hypocretin levels)


    • narcolepsy type 2 (normal hypocretin levels [7])


  • IH was also streamlined, from IH (with and without long sleep time) to a more simplified diagnosis of IH.


  • The recurrent hypersomnias were also combined into just one major concern: KLS and a subtype related to menstruation.

The rest of this chapter will mirror the general blueprint of the hypersomnia disorders as outlined in the ICSD-3.


CENTRAL DISORDERS OF HYPERSOMNOLENCE—NARCOLEPSY


Introduction

Narcolepsy is a rare, chronic, neurologic sleep disorder with no known cure. This lifelong condition is characterized by EDS and deterioration in the brain’s ability to control sleep-wake cycles.

There are two subtypes, narcolepsy type 1, with extremely low concentration of hypocretin, and narcolepsy type 2, with near-normal hypocretin levels.


The Narcolepsy Tetrad

Although the severity and range of symptoms may vary, narcolepsy is generally characterized by a tetrad of symptoms:



  • Excessive daytime sleepiness: EDS is the most common feature of narcolepsy. It can manifest as difficulty staying awake, irresistible microsleeps, increased napping, memory loss, cognitive problems, and struggles in work, school, or personal life. This sleepiness usually persists throughout the day, irrespective of the quality or quantity of sleep during the night. Naps are characteristically short but refreshing, although the normal wakefulness state between naps will not typically last. The narcoleptic will soon return to a sleepy state after a nap.



  • Cataplexy: This is a symptom in which strong emotion or laughter causes a person to suffer sudden physical collapse caused by an abrupt loss of voluntary muscle tone (atonia). It is characterized by the preservation of consciousness and memory and occurs for a short duration (less than a few minutes). It is believed that in cataplexy, the processes that produce paralysis during rapid eye movement (REM) sleep become inappropriately active during times of wakefulness.

    Typical examples of cataplexy include simple buckling of the knees, head dropping, facial muscle drooping, sagging of the jaw, or weakness in the arms. Slurred speech or a complete inability to speak may also be observed. At times, these “drop attacks” or “sleep attacks” can escalate into episodes of complete muscle paralysis lasting up to several minutes. However, the patient often has sufficient warning of cataplexy and can sit or lay down in time to prevent falls or injury. Episodes may occur several times per day or a few times per year. Longer episodes can sometimes evolve into sleep, often with hypnagogic hallucinations.

    Cataplexy usually develops within a few months of EDS symptoms, but may develop 10 to 30 years later. Cataplexy has been reported to improve with age, likely after the patient has learned to better control his or her emotions (7). In rare cases, withdrawal from certain antidepressant or anticataplectic drugs can result in status cataplecticus, a state in which the patient is cataplectic for a prolonged time, often hours (7, 8).

    The importance of cataplexy for the diagnosis of narcolepsy has been recognized since its first connection with narcolepsy. Historically, narcolepsy was divided into the presence or absence of cataplexy. More recently, however, this approach has been abandoned for a different model focusing on underlying disease processes rather than witnessed symptoms. The ICSD-3 now divides narcolepsy into two distinct subgroups:



    • Those having narcolepsy with very low levels of hypocretin in the cerebrospinal fluid (CSF), often manifesting as cataplexy


    • Those having narcolepsy with near-normal con-centrations of hypocretin, which does not result in cataplexy (1)


  • Hypnagogic and hypnopompic hallucinations: Hallucinations are a common characteristic of narcolepsy. They occur either as the patient is falling asleep (hypnagogic) or right as he or she is waking up (hypnopompic). Although the majority of hallucinations are visual, they can also be auditory or tactile (8).

    The hallucinations are often unpleasant, tinged with an underlying current of fear or threat (7). Common themes are hallucinations of an intruder in the room or a sensation of floating. Hypnagogic hallucinations are often associated with sleep attacks (cataplexy). Like cataplexy, these hallucinations are believed to be REM-related phenomena (dreams) intruding into the wake state.


  • Sleep paralysis: Sleep paralysis is a state in which a person is physically immobile, but fully conscious before or following a period of sleep. This symptom has been reported in 20% to 50% of narcoleptics. Patients with cataplexy experience an inability to move their limbs or lift their head, or describe difficulty breathing. Sleep paralysis is often distressing because it may last up to a few minutes. It is usually interrupted by noise or other stimuli (7). Just like cataplexy and hallucinations, sleep paralysis is likewise believed to be a particular feature of REM-related atonia manifesting into wakefulness. It is also more commonly noted with hypnagogic hallucinations.

    It is also important to note that sleep paralysis and hypnagogic hallucinations are not specific for narcolepsy. These symptoms can occur in 15% of otherwise normal persons and can often be precipitated by sleep loss, schedule change, or alcohol consumption. These symptoms can also occur in IH. Narcoleptic hallucinations are sometimes misdiagnosed as schizophrenic ones (7, 8). However, most of the narcolepsy-related hallucinations tend to be visual, whereas the schizophrenic ones are more likely to be auditory.

The presentation of this tetrad is variable in symptoms and intensity across patients and over time. Only about 10% of patients concurrently exhibit all components (9). Other characteristic features outside the narcolepsy tetrad include objective differences in REM sleep (namely, a short latency to REM sleep and REM episodes during short naps), fragmented nocturnal sleep, automatic behavior, loss of concentration and memory, and blurred vision (1, 10).

Presently, treatment for both forms of narcolepsy is tailored to the individual and focused on managing symptoms with various medications and lifestyle changes.


Literature Review and a History of Narcolepsy

A case study by Gélineau (1880) is recognized for giving narcolepsy its name and for recognizing the disorder as a specific clinical entity.

However, Gélineau did not differentiate episodes of muscle weakness and “sleep attacks” triggered by emotions. The first descriptions of narcolepsy-cataplexy were reported in Germany by Westphal (1877) and Fisher (1878). They both reported irresistible sleepiness and episodes of muscle weakness triggered by excitement (11).

Following WWII, as a result of the prevailing psychoanalytic influence, sleep researchers were pressured to describe and treat narcolepsy as a psychosomatic disorder. However, work by Kleitman and Daniels refocused research to investigate an organic cause to narcolepsy (11).


In 1960, Vogel was the first to report REM sleep at sleep onset in a narcoleptic patient, which was confirmed and then extended and expanded by Rechtschaffen and Dement a few years later. These observations were the basis that led to the hypothesis that narcolepsy and REM were associated. This also led to the development of the MSLT test, discussed in further detail later. The first narcolepsy clinic was opened in Stanford University in 1964 by Dement.

The first epidemiologic studies by Solomon (1945) concluded a prevalence rate of 20 per 100,000 (12). Subsequent studies by Roth (13), Dement (14, 15), and Honda (16) estimate the prevalence from 40 to 160 per 100,000. These numbers are the most commonly quoted even today.

In the early 1900s, ephedrine was used as a treatment for EDS in narcolepsy until Prinzmetal and Bloomberg introduced amphetamines in 1935. In 1959, Yoss and Daly used methylphenidate to treat narcolepsy, and in 1960, Akimoto, Honda, and Takahashi used imipramine (a tricyclic antidepressant) in the treatment of human cataplexy, establishing the stimulant/antide-pressant model used to treat narcolepsy to this date (11).

In the mid-1990s, research into the neurogenesis of narcolepsy by two separate and independent teams of researchers revealed the role of a new neuropeptide simultaneously named both hypocretin and orexin. Today, both terms are used interchangeably to reference the same neuropeptide (17, 18).


Prevalence of Narcolepsy

Prevalence of narcolepsy is estimated to be between 0.02% and 0.16% of the general population, with possible ethnic or genetic factors influencing the observed variance in rates (19).

Symptoms usually appear in the middle of adolescence, but diagnosis is typically made later in life. A second, although smaller, peak is observed in the mid-30s. Although the prevalence of narcolepsy type 2 in first-degree relatives of patients with narcolepsy is only 1% to 2%, this still represents a 10 to 40 times higher relative risk of getting narcolepsy compared with the general population (19, 20).


Genetic Determinants of Narcolepsy

Genetic predisposition is suspected because of narcolepsy’s strong association with the human leukocyte antigen (HLA), leading the first investigators to believe that narcolepsy was an autoimmune disorder. Early genetic research into narcolepsy showed a relation with the HLA genes, more specifically, the subtypes DR2/DRB1*1501 and DQB1*0602. Other HLA subtypes have shown a weaker association with narcolepsy.

Current research focuses on the HLA DQB1*0602 allele, present in over 90% of narcoleptic patients. However, because about 20% of the population carries this allele and only 0.05% of the population develops narcolepsy, this association is not specific (21).

Although the HLA research is most well known, there are many studies that point to other genetic links with narcolepsy, including polymorphisms in the T-cell receptor-α (TCRA) locus on chromosome 14, TNFSF4 (also called OX40L), Cathepsin H (CTSH), the purinergic receptor P2RY11, the DNA (cytosine-5)-methyltransferase 1, and carnitine palmitoyltransferase (CPT1B) (20).

Despite the genetic evidence in narcolepsy, the picture is complex and incomplete. In fact, even with monozygotic (identical) twins, chances are that narcolepsy is not shared between the two, with reported concordance rates of between 25% and 31% (22). Genetic expression is also likely influenced by environmental factors.


Environmental Factors in Narcolepsy

The nature of possible environmental triggers is unknown; nevertheless, onset of narcolepsy is frequently associated with environmental factors. These include head trauma, stroke, and change in the sleep-wake cycle (22). Recent studies have also shown an association with streptococcal infection (23, 24), influenza A virus subtype H1N1 (swine flu) infection (as well as vaccination in European countries) (25), and exposure to heavy metals, insecticides, and weed killers (26). Table 16-1 lists the etiologic factors associated with narcolepsy.


Narcolepsy: A Tale of Two Types


Narcolepsy Type 1



Narcolepsy type 1 was previously known as narcolepsy with cataplexy. Narcolepsy type 2 was previously known as narcolepsy without cataplexy. This underlies the role that cataplexy has had in the history of narcolepsy and its diagnosis. However, with the discovery of the neuropeptide hypocretin (also known as orexin), which plays an important role in diagnosing narcolepsy, the ICSD-3 elected to categorize narcolepsy by the absence (type 1) or presence (type 2) of hypocretin, rather than using cataplexy in the diagnostic criteria.


Narcolepsy Type 1: The Role of Hypocretin

Hypocretin is a hypothalamic neuropeptide that is involved in the regulation of arousal, wakefulness, and appetite. Using immunoassay techniques, hypocretins were first discovered in 1998 (17), when their roles in sleep regulation became immediately evident. Narcolepsy type 1 is caused by a lack (or significant reduction) of this neuropeptide in the brain due to destruction of the cells that produce it.

Hypocretins are measured in the CSF, collected via a lumbar puncture (spinal tap). When testing for narcolepsy type 1, CSF concentration of hypocretin is either less than 110 pg per mL or less than one-third of mean values of normal subjects (1).

In the healthy population (those with well-regulated sleep), hypocretins are released when awake to target neurons that promote wakefulness and suppress REM sleep. In people who have narcolepsy type 1, up to 95% of these neurons die off (20, 27). Other neurologic insults may also reduce hypocretin concentrations, such as hypothalamic lesions or injuries to the brain characterized as vascular, inflammatory, or traumatic in nature (see Table 16-1). These insults can affect hypocretin levels either permanently or temporarily (28). The consequent lack of hypocretins results in prolonged sleepiness and poor control of REM sleep. REM sleep can become so poorly regulated that the paralysis or dreaming that normally occurs only in REM sleep can intrude upon wakefulness, causing cataplexy and dreamlike hallucinations.








Table 16-1 Known Primary and Secondary Etiologies of Narcolepsy









Hypocretin deficiency


Hypothalamic lesions


Inherited disorders (e.g., Niemann-Pick disease type C)


Brain tumors


Craniocerebral trauma


Cerebrovascular disorders


Encephalomyelitis


Neurodegenerative diseases


Demyelinating disorders


Data from American Academy of Sleep Medicine. (2014). International classification of sleep disorders (3rd ed.). Darien, IL: Author.


Copyright © American Academy of Sleep Medicine.


Although low levels of hypocretin can assist in diagnosing narcolepsy, one must be aware that low levels can also be observed in other neurologic disorders, such as Guillain-Barré syndrome, Miller Fisher syndrome, advanced forms of Parkinson disease (PD), and other neurologic conditions associated with lesion or dysfunction of the lateral hypothalamus (29).

Lower levels of hypocretin aren’t the only concern for those with narcolepsy type 1. Cataplexy and sleep paralysis are states in which the processes that produce paralysis during REM sleep become activated during wakefulness. During REM sleep, most muscles are temporarily paralyzed by processes controlled by the lower brainstem. The release of the neurotransmitters norepinephrine and serotonin is typically blocked by the brainstem during wakefulness in those experiencing cataplexy or sleep paralysis. Along with reduced levels of hypocretins, levels of these other neurotransmitters may also be lower, permitting abnormal periods of paralysis even during wakefulness. This observation provides a basis for treating cataplexy with antidepressants, which serve to increase brain levels of norepinephrine and serotonin.

The role of hypocretins may also explain how cataplexy may be triggered by strong emotions. The amygdala and prefrontal cortex, brain regions that regulate emotional responses, connect with the paralysis pathways in the brainstem. Neurons in the amygdala and prefrontal cortex have been found to be active during cataplexy.

Researchers have also learned that deactivating either of these regions reduces cataplexy in mice with narcolepsy. As these triggering pathways become better understood, it may be possible to target them with new medications (30).


Narcolepsy Type 2



As mentioned previously, the ICSD-3 no longer divides narcolepsy by symptom (i.e., presence or absence of cataplexy), but rather by hypocretin levels.

Between 15% and 25% of all narcolepsy cases present without cataplexy. Of these, about 24% will present with abnormally low CSF hypocretin-1 levels, and almost all of these subjects will test positive for the HLA DQB1*0602 antigen (1). These noncataplectic narcoleptics share more in common with narcolepsy type 1 and should be classified as such.

However, because the lumbar puncture procedure is not common, nor recommended, in diagnosing simple narcolepsy, it is possible that some narcolepsy cases may go misdiagnosed as narcolepsy type 2 (noncataplexy) rather than narcolepsy type 1 (which shows low hypocretin concentrations). If so, an estimated 10% of type 2 narcoleptics may go on to develop cataplexy as their disease progresses, necessitating a revised diagnosis to narcolepsy type 1.

Because of the nonspecific nature of the HLA DQB1*0602 test (25% test HLA positive in the general population), it is not recommended as a diagnostic tool for narcolepsy. However, virtually all narcolepsy type 1 cases test positive for the HLA DQB1*0602 antigen. Consequently, a negative HLA test can be a useful shortcut for eliminating a narcolepsy type 1 diagnosis in a known narcoleptic patient with questionable, borderline, or mild cataplexy before a lumbar puncture is performed (1).

The HLA test is safer and less invasive than lumbar puncture. If the HLA test result is positive, then narcolepsy type 1 cannot be ruled out and the lumbar puncture can be performed to definitively test for CSF hypocretin concentration if the test is deemed of necessary value.





Future Directions

With our deeper understanding of narcolepsy comes a renewed and exciting search for novel medications. The discovery of the role of hypocretin/orexin focuses new research on hypocretin-based therapies, and new immunotherapies aim to prevent hypocretin loss. Various hypocretin replacement therapies have been pursued, including cell transplantation (from one area of the brain to another), peptide replacement (doses of hypocretin-1), and gene replacement therapy. So far, only gene replacement therapy has shown promise, although it’s still a long way from coming to market (20).

Pitolisant (Wakix), a histamine inverse-agonist, is currently approved to treat EDS in narcolepsy and is now in phase III clinical trials for treating cataplexy symptoms (34).

Mazindol (Sanorex) is a tricyclic nonamphetamine stimulant. Although used as an appetite suppressant, recent evidence indicates an improvement in EDS and cataplexy in patients taking mazindol (35, 36).




CENTRAL DISORDERS OF HYPERSOMNOLENCE—IDIOPATHIC HYPERSOMNIA



Introduction

IH is a rare sleep disorder of unknown etiology. Evaluation of the prevalence of IH in the general population is difficult because of the limited number of patients with IH and the difficulty of making a definitive diagnosis. It has been reported to occur 6 to 10 times less frequently than narcolepsy (37, 38), suggesting a prevalence in the general population between 1 in 10,000 and 1 in 50,000.

As the name suggests, IH is characterized by EDS, and the patient often wakes up with difficulty, feeling disoriented or confused, seemingly “drunk” with sleep (sleep drunkenness). This sleepiness is pervasive and lasts all day. The severity of sleepiness, though, may fluctuate from person to person and from day to day.

Unlike narcolepsy, however, there is no evidence of cataplexy with IH, and SOREMPs in the PSG and MSLT together are rare (maximum 1 SOREMP combined). Also, unlike narcolepsy, naps in IH tend to last longer, sometimes hours, and are usually unrefreshing (2, 39).

There is some recent research that suggests that IH and narcolepsy type 2 (without cataplexy, HLA negative) may be related pathophysiologically. This is especially evident after criteria for diagnosing narcolepsy were divided into types 1 and 2 in the ICSD-3.

Narcolepsy type 1 can easily be differentiated from both narcolepsy type 2 and IH because narcolepsy type 1 has clear and easily observed symptoms (i.e., cataplexy and/or very low hypocretin concentrations). However, the differences between narcolepsy type 2 and IH are less distinct. Both are genetically similar (HLA negative, with normal or near-normal hypocretin levels) and clinical observations show equivalent severity of hypersomnia (40, 41, 42).

Despite the similarities between narcolepsy type 2 and IH, there are still some significant features that help differentiate them:



  • an absence of multiple SOREMPs on the MSLT


  • the presence of long habitual sleep periods, long unrefreshing naps, and sleep inertia; and


  • a high sleep efficiency on the overnight PSG (2, 43)


Literature Review and a History of Idiopathic Hypersomnia

The term idiopathic hypersomnia was used as early as 1829 by Schindler (“die idiopathische chronische Schlafsucht”) for EDS of undetermined origin. Narcolepsy was then described in the literature by Gélineau in 1880.

By 1928, Wilson had described several “narcolepsies” and often used the term narcolepsy to refer to any condition characterized by irresistible sleepiness (37). The discovery of REM sleep in 1953 by Aserinsky, Kleitman, and Dement helped establish the premise that true narcolepsy could be diagnosed by analyzing the REM sleep of the patient (44).

Subsequent work in the development of the MSLT in the mid-1980s by Carskadon provided objective evidence to separate narcolepsy (which had REM-related features) and hypersomnia (which did not) (33).

It wasn’t until the 1976 paper by Roth that IH was described in its modern definition. Roth reviewed almost 650 personal cases of “narcolepsies” and classified them according to etiology, clinical form, and suspected pathophysiology. At that time, Roth divided hypersomnias into symptomatic and functional groups (45, 46). Subsequently, he described a large cohort of patients distinct from those with narcolepsy with EDS. These patients had significant sleepiness, often with prolonged nocturnal sleep but without clinical or electrophysiologic features of REM sleep disturbance. That is, no cataplexy was noted and the MSLT did not show significant SOREMPs during naps.

Roth further classified these patients as monosymptomatic (having normal nighttime sleep period with EDS) and polysymptomatic (having prolonged sleep time with sleep drunkenness and EDS) (45, 46). These forms
were eventually described as idiopathic hypersomnia with long sleep time and idiopathic hypersomnia without long sleep time, respectively, in the original ICSD (47) in 1979. IH was then defined as a central nervous system disorder associated with a normal or prolonged major sleep episode (nighttime sleep) and excessive sleepiness consisting of prolonged (1- to 2-hour) episodes of NREM sleep during daytime naps.

Today, the ICSD-3 has since eliminated these diagnostic classifications because recent research shows there is no significant pathophysiologic or therapeutic difference between either. A comparison of patients with more than or equal to 10 hours of sleep with those with less than 10 hours shows no differences in ESS scores, MSLT mean sleep latencies, sleep drunkenness, unrefreshing naps, hypnagogic hallucinations, or sleep paralysis.

The only reported differences are that the group with long sleep is somewhat marginally younger and thinner (1). IH patients also tend to overestimate their total sleep time by an average of an hour. For this reason, taking a detailed medical history will be subject to these perceptual inconsistencies, which can make criterion of sleep time (long vs. short) almost meaningless. As research using objective measures like actigraphy becomes more commonplace, these criteria may yet be revisited. For now, however, one may continue to note sleep duration as an important clinical feature, but not consider it diagnostic or defining. Separating IH into distinct conditions must await further research and a better understanding of its underlying pathophysiology (1).

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Dec 12, 2019 | Posted by in NEUROLOGY | Comments Off on Central Disorders of Hypersomnolence

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