Classification, diagnosis, psychiatric assessment, and needs assessment



Classification, diagnosis, psychiatric assessment, and needs assessment


A. J. Holland



Introduction

The general principles developed during the latter part of the twentieth century and continued into the twenty-first century guiding support for people with intellectual disabilities remain those of social inclusion and the provision of services to enable people to make, as far is possible, their own choices and to participate as full citizens in society. These are articulated in national policy documents, such as the White Paper for England, ‘Valuing people(1) and also at an international level in the UN Declaration on the rights of people with disability.(2) However, given that people with intellectual disabilities represent a highly complex and heterogenous group with very varied needs, in order for such objectives to be achieved, a range of community based support and interagency and interdisciplinary collaboration is required. It is acknowledged that people with intellectual disabilities experience considerable health inequalities with the presence of additional disabilities due to the presence of physical and sensory impairments and co-morbid physical and mental ill-health, much of which goes unrecognized, and also the occurrence of behaviours that impact on their lives and the lives of those supporting them.(3,4,5) In the twenty-first century, few would now challenge the objectives of social inclusion and community support. The tasks for Government and society are to provide special educational support in childhood and also support to the families of children with intellectual disabilities, and the necessary range of services to meet the social and health needs of this diverse group of people in their adult life. This includes enabling adults with intellectual disabilities to gain meaningful support or full employment and to exercise their rights as citizens and to participate fully in society. To achieve such objectives there is a need to be able to characterize the nature and level of need, to establish the presence and significance of co-morbid illnesses and/or challenging behaviours, and to organize and provide support and services to meet such identified needs.

This complexity of need has meant that no single ‘label’, such as ‘intellectual disability’, can adequately describe this group of people. What individuals have in common is a difficulty in the acquisition of basic living, educational, and social skills that is apparent early in life, together with evidence of a significant intellectual impairment. However, for some this may be of such severity that, for example, meaningful language is never acquired and there are very substantial care needs. For others, there is the presence of subtle signs of early developmental delay, and evidence of learning difficulties that only becomes clearly apparent at school when there is an expectation that more sophisticated skills will be acquired. The nature and extent of disability and of any functional impairments in general, distinguishing those people with intellectual disabilities from those with specific learning difficulties, such as dyslexia.

In infancy and early childhood, the reason for any apparent developmental delay needs to be established. This is primarily the responsibility of paediatric and clinical genetic services. Such information helps parents understand the reasons for their child’s difficulties and may guide, in a limited way, an understanding of future needs and potential risks. Later in childhood, the nature and extent of a child’s learning difficulties and a statement of special educational needs is the main task and later still, the main focus may be the assessment of longer-term social care needs. Throughout life, there may also be questions about a child’s or adult’s behaviour or mental state or the nature and extent of physical or sensory impairments and disabilities. The role of assessment is essentially to determine need and to inform the types of intervention and treatments, whether educational, medical, psychological, or social, which are likely to be effective and of benefit to the person concerned. Systems of classification provide useful frameworks for such assessments.


Classification

The term ‘classification’ is unfortunate as it carries with it the stigma associated with previous legislation (e.g. Mental Deficiency Act, 1913) and the associated history of institutionalization consequent upon the eugenics movement at the beginning of the twentieth century.
However, systems of classification are an important way of organizing information and thereby enabling the reliable passing of that information to others and providing a framework to guide intervention. Whilst there are clear strengths to this process, any system of classification has serious limitations. It will tend to focus on a few particular characteristics to the potential exclusion of others, and none can impart a truly comprehensive picture. Methods of classification have inevitably changed over time in an attempt to better clarify the key issues and to minimize stigma that might be associated with any given label. However, the central principle of any system of classification is to bring order to knowledge in a manner that may then enable further advances or the instigation of interventions that previous research has shown to be effective. There is no single universal system—the system of classification used depends on the reasons for its use. These may be as diverse as being predominately administrative or for the purposes of guiding intervention and the use or not of specific treatments.

Classification systems also differ with respect to whether they are dimensional or categorical in nature. Intellectual disability illustrates this difference in that measures such as those obtained from IQ tests are clearly dimensional and continuous whereas labels such as ‘intellectual disability’ or the identification of particular syndromes are categorical. More recently such obvious categorical distinctions have begun to break down as the genetic basis for syndromes are more clearly elucidated. For example, in fragile X syndrome there is variation in the extent of the number of repeat sequences in the FMR-1 mutation, both within carrier and affected individuals that influence whether or not an intellectual disability is likely to be present.(6) Various different systems of classification are examined below and the relationship between assessment and classification is considered.


Mental retardation (DSM-IV)

From January 1st 2007, the previously named American Association on Mental Retardation changed its name, replacing ‘mental retardation’ with the term ‘intellectual and developmental disabilities’. This followed similar changes in other organizations. However, in DSM-IV(7) the term ‘mental retardation’ remains for the moment. This standard diagnostic system provides a framework for multiaxial diagnosis with Axis II for personality disorders and mental retardation. Table 10.1.1 summarizes the DSM-IV criteria for mental retardation. The focus is not primarily one of aetiology but rather of quantifying the extent of ‘mental retardation’ through defining the level of intellectual impairment and listing the range of possible adaptive functions that might be impaired. The definition makes explicit that the onset is in the developmental period and that mental retardation is the final common pathway of a number of potential aetiologies. Significant sub-average intellectual function is defined as an IQ of 70 or below (using standard IQ tests). The IQ is also used to help determine the level of mental retardation (mild, moderate, severe, or profound).

The use of such a multi-axial system recognizes the fact that intellectual disability is a disorder of development, which is separate from other mental disorders, such as mental illness (Axis I), general medical conditions (Axis III), and which may be associated with particular psychosocial and environmental problems (Axis IV). Thus, the process of formulation requires that all these broad domains be considered in arriving at an understanding of an individual’s particular difficulties.


International Classification of Functioning, Disability and Health (ICF)

In 2001, the World Health Organization published the International Classification of Functioning, Disabilities and Health (ICF).(8) This is a complete revision of the International Classification of Impairments, Disabilities, and Handicaps.(9) The latter classification was an advance at that time in that it had attempted to overcome the limitations of other methods of classification (particularly with respect to chronic disability) and, most importantly, aimed to guide intervention at several levels and in a more holistic manner than classification systems that were primarily focused on diagnosis, had been able to do. In this context, intellectual disabilities could be conceptualized at different levels. In the case of impairment, the organ system involved is that of the central nervous system. It is the impairment of this system for genetic, chromosomal, or environmental reasons that have primarily affected the acquisition of developmentally determined skills and the ability to learn. The associated disability is the effect of the impairment on a person’s ability to learn and acquire new skills that come with development. The exact nature and extent of the disability may not only include the impact of an intellectual disability but also physical and sensory disabilities. The extent to which a given
impairment results in a loss of function (disability) may well be influenced by the extent and nature of interventions such as special education, or the correction of hearing loss through the use of a hearing aid. The final level, that of ‘handicap’, is a consequence of an interaction between the disability and the extent to which support is available or environmental adjustments made. It is a measure of disadvantage that can be ameliorated through, for example, the presence of carers to enable individuals to go out, or environmental modifications (e.g. wheelchair ramps) that diminish the impact of physical disabilities.








Table 10.1.1 Summary of the diagnostic criteria for mental retardation (DSM-IV)








































































A.


Significant subaverage general intelligence


B.


Significant limitations in adaptive functioning in at least two of the following:



Communication



Self-care



Home living



Social/interpersonal skills



Use of community resources



Self-direction



Functional academic skills



Work



Leisure



Health



Safety


C.


Onset before age 18 years of age


Note



Significant subaverage intellectual functioning is defined as an IQ of about 70 or below. The choice of testing instrument should take into account the individual’s socio-economic background, native language, and other associated handicaps



Adaptive functioning refers to how effectively individuals cope with common life demands and how well they meet the standards of personal independence expected of someone in their particular age group, sociocultural background, and community setting. Adaptive behaviour may be influenced by individual and/or environmental factors including the presence or not of additional mental or physical disorders. Information on adaptive behaviour should be gathered from one or more independent sources



The degree of severity of mental retardation may be specified on the basis of intellectual impairment taking into account other aspects of functioning




Mild mental retardation: IQ level 50-55 to approximately 70




Moderate mental retardation: IQ level 35-40 to 50-55




Severe mental retardation: IQ level 20-25 to 35-40




Profound mental retardation: IQ level below 20 or 25


The ICF attempts to take classification further and to conceptualize ‘disability’ within the context of society as a whole, recognizing that everyone can experience disability at one time or other—the stated aim of the ICF is to ‘mainstream the experience of disability and recognize it as a universal human experience’. The intent is to encourage those using the ICF to take into account more fully the social aspects of dysfunction and not to see disability as only a medical or biologically determined dysfunction. This means of classification aims to enable the recording of the environmental effects on an individual’s functioning. The ICF itself is divided into two Parts. Part 1 is concerned with ‘Functioning and Disability’ and Part 2 is concerned with ‘Contextual Factors’. Each of the two components are expressed in both positive and negative terms in order to emphasize what a person is able to do as well as what he/she is not able to do. The ICF is more complex and more comprehensive than the 1980 WHO system of classification attempting to provide a conceptual framework that forces a much wider understanding by bringing together more comprehensively social and biological models of disability. In doing so, it does what a sound formulation should do, moving from the limitations of a diagnosis to an understanding of the individual within a biological, social and environmental context. This is illustrated in the diagram in Fig. 10.1.1 taken from the ICF.

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Sep 9, 2016 | Posted by in PSYCHIATRY | Comments Off on Classification, diagnosis, psychiatric assessment, and needs assessment

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