1 Patricia de Witt Occupational Therapy Department, School of Therapeutic Sciences, Faculty of Health Sciences, University of the Witwatersrand, Johannesburg, South Africa The purpose of this chapter is to provide updated information about the Vona du Toit Model of Creative Ability (VdTMoCA) and its application to clients with psychosocial dysfunction. It is intended for students and novice occupational therapists working in a variety of mental health care settings. This chapter can be used in conjunction with other chapters in the book and is based on the 4th edition of Crouch and Alers (2005). Throughout this chapter, the term ‘individual’ will be used when referring to people in general, and ‘patient’ is used when referring to a mental health care user in a hospital setting in an occupational therapy process. Throughout the chapter, the masculine pronoun is used, but the term also includes the feminine. The Vona du Toit Model of Creative Ability (VdTMoCA) was described in a series of academic texts between 1962 and 1974 (du Toit 1980). This model fits well into a practice model, the criteria for which are described by Reed and Sanderson (1999, p. 71) and Creek (2010, p. 43). It provides a framework to assess and treat a patient’s performance in the occupational performance areas (OPAs) of personal, interpersonal, recreational and work spheres. du Toit described this as a living profile (du Toit 2009). This model is useful for occupational therapists working with large groups of patients in mental health settings, as well as in many other areas of the profession, where the patient group is diverse in terms of age, gender, cultural group, language, needs, chronicity and diagnosis. The VdTMoCA is helpful in coping with such diversity as it enables the occupational therapist to group patients efficiently in terms of their occupational performance (OP) abilities and needs. As an occupational therapist, du Toit ascribed to the beliefs central to the profession’s philosophy that occupational therapy actively engages a patient in purposeful, meaningful and goal-directed therapeutic occupation in order to improve or maintain health and quality of life (du Toit 2009). The VdTMoCA and its associated theory do not dictate specific activities or occupations for patients, but only describes the characteristics that therapeutic activities and occupations should meet, to be appropriate to the patient’s level of action. This model presupposes that occupational therapists will use their clinical reasoning, knowledge and skill of activities and occupations and analysis to select activities to be used as a therapeutic means or ends (Reed & Sanderson 1999). These must be appropriate to patients’ individual profile and be considered meaningful, purposeful and goal directed in the context of the patient’s life, needs, values and environment. The concepts of ‘creativeness’ and ‘being creative’ are central to the understanding of creative ability theory. While these terms are not unique to occupational therapy, occupational therapists use them in a unique manner to describe a patient’s ability to change or extend his OP, thus being able to do some aspect of his daily occupations that he was not able to do before or since the onset of his occupational dysfunction. Creative ability is described by du Toit as: his ability to form a relational contact with people, events and materials, and by his preparedness to function freely and with originality at his maximum level of competence (du Toit 1991, p. 23). According to du Toit, the development of creative ability occurs within the boundaries of an individual’s ‘creative capacity’. She defined creative capacity as the creative potential an individual has, which could possibly develop under optimal circumstances (du Toit 1980). Creative capacity varies from one individual to another and is influenced by factors such as intelligence, personality structure and the human body’s capacity to support participation in purposeful activities. du Toit used a slightly different taxonomy for the OPAs to that used in the Occupational Therapy Practice Framework: Domains and Process (American Occupation Therapy Association (AOTA) 2008) and used the terms: As with all other concepts that denote human potential, individuals seldom reach full potential, and there is always some capacity in reserve for growth. An individual’s ability to translate creative capacity into participation in purposeful activity is consistent with his level of creative ability and is limited or facilitated by contextual factors such as opportunities or lack thereof and contextual support for purposeful engagement. To grow in a creative ability sense, the individual has to exert maximum effort. Maximum effort refers to the exertion of ‘creative effort’ at the boundary of an individual’s creative ability to achieve growth. Exertion of maximal creative effort therefore extends that individual’s creative ability. However, three other aspects also need to be present for this to occur: Therefore, to behave creatively and extend the level of creative ability, an individual has to: While growth in the process of participation in daily activities is always the desired outcome, it does not always occur independently, and occupational therapy is required to facilitate this. To achieve the desired growth, occupational therapists need to manipulate the therapy situation to the best advantage of the patient. This is done by selecting the most appropriate therapeutic activity (in consultation with the patient) and applying therapeutic principles, methods and techniques. It must be recognised that it takes hard work and repetition of the action, by both the patient and the occupational therapist, to achieve creative ability gains. Furthermore, du Toit described ‘volition’ as being a central concept within creative ability theory. She described volition as having two components: motivation and action. These two components are intrinsically linked. The motivational component represents the energy source for occupational behaviour, and the action component brings about the conversion of energy into occupational behaviour; thus, motivation governs action since it is only possible to express the motivation that exists within the individual into action (du Toit 1980). The working definition of motivation used by du Toit was that described by Coleman. He described motivation as the inner condition of an organism that initiates or directs behaviour towards a goal (Coleman 1969). du Toit described this as meaning ‘being in becoming’ (du Toit 2009, p. 53). However, the definition of intrinsic motivation is more precise. Intrinsic motivation is the biological or innate urge to explore and master the environment through occupation (Wilcock 1993; Kielhofner 2002). Thus, intrinsic motivation is the fundamental source of energy for activity participation and occupational-related behaviour. du Toit believed that the motivation that directed creative ability had different areas of focus at different stages of occupational development, which laid the foundation for the development of subsequent stages. This led to her description of six different and sequential levels of motivation, each with their own qualities that direct activity participation, thus developing specific occupational milestones. These levels indicate what ‘motivates’ an individual to engage or participate in everyday activities. They also indicate changes in the nature and strength of intrinsic motivation as it develops through the levels of creative ability. Action is defined as ‘the exertion of drive, or mental and physical effort which results in the creation of a tangible or intangible product’ (du Toit 2009, p. 43). Like motivation, action can also be organised into levels. These levels describe the sequential differences in the nature and quality of the individual’s engagement in activities that is described in terms of ability to form relational contact with others, events, materials and objects in the environment, as well as the characteristics of engagement (see Table 1.1). Table 1.1 The relationship between levels of motivation and action. During the course of both the levels of motivation and action, the individual accomplishes a wide range of skills and occupational behaviours. It is important therefore to be able to distinguish where the patient is at within a particular level, namely, the beginning, the middle or moving towards the next level. The following phases are used to describe this and can be applied at each level of both motivation and action: The development of creative ability describes how activity participation develops along a continuum from existence and egocentrism to contribution to the community and society at the highest level. While the end of continuum represents the optimal level of activity participation, few individuals reach this ultimate goal due to the limitations in fulfilling their creative potential or capacity as a result of human system incapacities and contextual constraints. Development starts at birth and continues throughout life. Although development is usually progressive, it need not always be so. Development is not always consistent, with growth taking place in spurts. These are followed by periods of consolidation while the individual remains in a relative ‘comfort zone’. A dynamic relationship exists between the external environment and the development of creative ability in any individual. While the external environment provides the challenges and opportunities for growth, new opportunities and circumstances may create stress that lead to regression. Development of creative ability is therefore dependent on ‘the fit’ between the readiness of the individual to grow creatively (i.e. creative response, creative participation and creative act) and the appropriate right challenge that occupations and their environmental context provide (de Witt 2002). The normal developmental process may be limited or disrupted, either temporarily or permanently, by illness, disability, trauma, environmental limitations or barriers, which may lead to a delay in development or regression in varying levels of severity. Illness, disability or trauma disrupts creative ability due to difficulties within the human system, which fail to support previous levels of occupational behaviour. On the other hand, barriers or constraints in the external environment may result in occupational deprivation. This is a situational barrier, such as the lack of funds or insufficient objects, opportunity, time, or occupational injustice where there may be institutional or political barriers. There could be policies which limit an individual’s opportunity for occupational engagement (Wilcock 1998). Like all other developmental models, creative ability is subject to the following theoretical assumptions (du Toit 2009): Creative ability also has two main characteristics: The levels of motivation and action relate to one another in a stable and sequential manner, as indicated in Table 1.1. Creative ability is dynamic and varies with the individual’s circumstances, confidence, anxiety level and the demands that occupations and their contexts make on a person’s human system. Thus, there is a forward and backward flow between the levels of his creative ability, which is related to security in the former and stress in the latter. This tends to be a gentle forward and backward flow between two levels, rather than a violent movement across the continuum of all levels. The determining of a patient’s level of creative ability does not require a special assessment. The patient’s level of creative ability can be determined from any comprehensive occupational therapy assessment but involves three sequential steps which relate to the clinical reasoning or interpretation of the assessment information. Step 1: Evaluation of occupational skills and behaviour. This should be included in the client’s initial and comprehensive assessment prior to commencement of treatment. It should also be part of the ongoing monitoring of his condition, so that the developmental momentum of creative ability can be maintained in all facets of intervention. The assessment of the patient’s current level of creative ability should be based on observation and clinical evaluation of his occupational skills and behaviour in as wide a variety of situations as possible. This assessment should not be based on what the patient’s reports he can do, but on a practical evaluation of his current behaviour and skill in all areas of OP. While the patient’s occupational history is pertinent in trying to establish treatment outcomes and goals, it is what the patient is currently able to do that is relevant in this assessment. This can only be achieved by involving the patient in an activity to determine his current OP. The nature of his engagement and the quality of performance will determine his level of action. In consultation with the patient, and considering his interests and aptitudes, the occupational therapist will select an activity which has purpose, relevance and meaning to the patient but also has the opportunity to elicit satisfactory assessment information. The activity should preferably be unfamiliar yet within his frame of reference so that the occupational therapist is not accessing a habituated skill or routine. The activity should create a challenge for the patient so that he has to think and process the activity, but it should be able to be completed within approximately 45 minutes. It should have a concrete end product and encourage active participation to facilitate the task concept assessment. Understanding the level of creative ability is facilitated by taking careful note of the following: Table 1.2 Summary of the Vona du Toit’s levels of creative ability. Step 2: Establishing the level of action. As each level of action defines the occupational skills and behaviour characteristics of that level, it is possible to categorise the patient’s behaviour and skill in the OPAs according to the levels of action. Using the information gathered about the patient’s occupational skills and behaviour, analyse his level of action in each OPA. Make a cross in the grid in the appropriate column, positioning it to indicate the phase of the action. If there are marked variations, review the assessment data to ensure that it represents the patient’s overall pattern of OP, rather than his habituated skills. This is most commonly done on a grid system, such as the one in Table 1.3. Table 1.3 An example of a clustered level of action. Th directed, therapist directed; Pt directed, patient directed. X signifies the level of motivation or creative ability level. Where the level of action is clustered in all OPAs, determining the overall level of action is straightforward, as the example in Table 1.3. Table 1.3 shows that the client’s occupational skills and behaviours are on a level of constructive exploration in all OPAs but in the patient-directed phase in three areas (social, work and free time). In one OPA (personal management), the phase has been rated as being transitional. This indicates that although occupational behaviour and skills are all characteristic of the constructive explorative level, there are some skills and behaviours that are associated with the norm awareness experimental level of action under optimal circumstances. Thus, using the principle of majority rules, the patient’s overall level of action is constructive explorative patient-directed phase. Table 1.4 indicates that although all OPAs are within the norm awareness experimental level, personal management and social ability fall within the patient-directed phase, while work and leisure fall within the therapist-directed phase. When there are two OPAs in one phase and two in another, the following principles can be applied: social ability has the most impact on OP, followed by work ability. Since the social OPA has a governing influence, the overall level of action would be constructive explorative patient directed. Table 1.4 An example of a split action grid. X signifies the level of motivation or creative ability level. Where there is variation in the patient’s level of action in the four OPAs, determining the level of action is more complicated. Table 1.5 indicates a variation in the level of occupational skills and behaviours in four OPAs: the social ability is constructive exploration on the patient-directed phase; in both the work and constructive use of free time areas, skills are characteristic of the norm awareness experimental action level, but in the work area, there are a few indications of skill and behaviours of the imitative norm-compliant level (transitional phase); in the personal management area, although skill and behaviour are predominantly imitative norm-compliant in nature, some norm awareness experimental behaviour is still evident (therapist directed). Table 1.5 An example showing a variable level of action. X signifies the level of motivation or creative ability level. Thus, the client’s overall level of action is norm awareness experimental – fluctuating between therapist-directed and transitional phases. Clustering usually occurs within the level or across two levels, so the example in Table 1.5 would be unusual. As stated earlier, when marked variations occur, the occupational therapist should review the assessment data to ensure that the current OP has been assessed correctly, at the same time taking note of habituated skills. Variations in the level of action between the different OPAs must always be accounted for in planning the programme as the levels of action are used when planning treatment by using the action grid. The occupational therapist therefore mixes and matches the principles and guidelines of treatment so that they fit the patient’s needs and reflect the variation in the action grid. Step 3: Establishing the level of motivation. As motivation is difficult to observe and measure directly, the occupational therapist must presume the patient’s level of motivation from the quality and nature of his observable occupational skills and behaviour. It has already been discussed that there is a stable relationship between the levels of motivation and the levels of action (see Table 1.1). Using the data recorded on the level of action grid completed in Step 2, a presumption can be made about the patient’s level of motivation. Additional recording tools have been developed to record outcomes in regard to the level of activity participation and functioning. These tools are the Activity Participation Outcome Measure (APOM) (Casteleijn 2010) and the Functional Levels Outcome Measure (FLOM) (Zietsman 2011) and complement the VdTMoCA. The APOM and FLOM are used to indicate the baseline functioning before intervention commences. Measurements are taken again during or after intervention to track and record change in activity participation or functioning in the client (see Chapter 10 by Zietsman and Casteleijn). Mental illness has a negative influence on the patient’s ability to live efficiently and to behave in a creative manner. Some psychiatric disorders have a more disorganising effect on OP than others. The same psychiatric disorder may influence the OP of two individuals differently, or there may be some differences in the same individual from one episode of illness to another. Psychosocial occupational therapy aims to improve or maintain the OP of mentally ill patients. This is done by improving or maintaining skills and abilities within the OPAs to facilitate independent living as far as this is possible, improve health and well-being, facilitate quality of life and reduce the chances of regression. Creative ability theory can be applied to all psychiatric disorders diagnosed on the Diagnostic and Statistical Manual of Mental Disorders 5 (DSM-5) (American Psychiatric Association (APA) 2013) and can be aligned to the International Classification of Functioning, Disability and Health (WHO 2001). It can be applied to both acute and chronic conditions and can also be used equally effectively in hospital- and community-based treatment settings. A patient’s level of creative ability forms the platform from which the occupational therapist manages specific OP as well as the patient’s factors and performance skill problems. As described previously, creative ability represents a continuum of occupational behaviour, which is divided into levels of motivation, each with their corresponding levels of action. Due to similarities in the overall purpose of levels, they can be divided into three quite distinct groups: Group 1: Preparation for constructive action. This is where the main purpose of these levels is for the development of functional body use as a prerequisite for engagement in activities. Group 2: Behaviour and skill development of norm compliance. Both concentrate on developing the occupational behaviours necessary to live and be productive in the community and comply with the prescribed norms of the society and group within which he lives. Group 3: Behaviour and skill development for self-actualisation. Concentration is on developing leadership skills and occupational behaviours that are novel in any aspect of life. It may involve developing new products, methods of doing things, use of advanced technology, problem-solving processes, or solutions to complex problems, challenges and situations. For the aforementioned groups, motivation and action are directed towards the benefit of self in the early levels and later towards others in a specified group of people and then towards society at large. These levels demand personal dedication, self-motivation and continuous critical reflection and self-evaluation. People functioning on this level do not need to see the results of their efforts immediately, and they often wait many months, years and even a lifetime to see the results of their work. Motivation on this level is directed at establishing and maintaining the will to live, which du Toit (1980) called ‘positive tone’. This includes the biological tone, which is the starting point for development of all human systems that are required to enable OP. Action on this level is purposeless and unplanned and patients have no OP skills. They are defenceless, dependent and incapable of caring for themselves. They have to be protected, cared for and nurtured. They lack awareness of themselves and their bodies as being separate from the world around them. Their ‘actions’ are mainly automatic, appear purposeless and are not goal directed, but these actions contribute to the development of the internal human systems so as to achieve ‘biological tone’. These patients are unable to care for, provide for, or defend themselves in any way. They have very little or no control over their bodies and bodily functions. They need to be washed, dressed, toileted, fed, cared for and protected. They have little awareness of others. They attempt to communicate their basic needs of discomfort, hunger or thirst, but this is non-specific, for example, they may grunt or shout, but this seldom identifies the problem or the extent of their distress. Language is frequently absent or, if present, is often only monosyllabic and is mostly incoherent. They usually respond positively to nurturing and are usually able to recognise daily caregivers. They appear to be unable to identify different situations, other than a momentary awareness of strangeness or familiarity, but are distressed by changes in routine and daily patterns. These patients are totally non-productive in an occupational sense and have no concept of ‘doing’. There is little evidence of intention or effort. They can focus their attention momentarily on stimuli. Their physical movements are uncoordinated, often reflexive and haphazard. They are unable to demonstrate any constructive occupational behaviour. They have no concept of free time. Patients with psychiatric illness, who regress to this level, are usually severely disordered. They are disorientated and severely impaired in all the psychosocial client factors and performance skills, which incapacitate them. The treatment outcomes on the purposeless and unplanned level of action are:
Creative Ability: A Model for Individual and Group Occupational Therapy for Clients with Psychosocial Dysfunction
Introduction
Fundamental concepts in the theory of creative ability
Levels of motivation
Levels of action
Tone
Purposeless, unplanned action
Self-differentiation
Unconstructive action
Incidentally constructive action
Self-presentation
Constructive, constructive explorative action
Participation
Passive
Norm awareness experimental action
Imitative
Imitative norm-compliant action
Active
Transcends norms, individualistic and inventive action
Competitive
Competitive-centred action
Contribution
Situation-centred action
Competitive contribution
Society-centred action
Development of creative ability
Assessing the level of creative ability and recording the levels of creative ability
Tone
Self-differentiation
Self-presentation
Passive participation
Imitative participation
Active participation
Competitive participation
Action
Undirected, unplanned
Incidentally constructive or unconstructive (1–2 step tasks)
Constructive exploration (3–4 step tasks)
Product centred (5–7 step tasks)
Product centred (7–10 step tasks)
With originality – transcends norm expectations
Product centred
Volition
Egocentric to maintain existence
Egocentric to differentiate self from others
To present self. Unsure
Robust. Directed to attainment of skill
Directed to product, a good product; acceptable behaviour
Directed to improvement of product, procedures, etc.
Directed to participation with others to compare and evaluate self in relation to others
Handle tools and materials
Not evident
Only simple everyday tools (e.g. spoon)
Basic tools for activity participation – poor handing
Appropriate skill
Good
With initiative
Very good
Relate to people
No awareness
Fleeting awareness
Identification selection, makes contact, tries to communicate, superficial
Communicates
Communicates/interacts
Have close interpersonal relationships and intimacy, can assist others and adapt, make allowances, have consideration of others
Can adapt, make allowance, have consideration of others, have close interpersonal relationships and intimacy, can assist others
Handle situations
No awareness of different situations
No awareness or ability
Stereotypical handling, makes effort but unsure or timid
Follower, variety of situations, participates in a passive way
Manages a variety of situations, appropriate behaviour
Can evaluate, adapt, adjust according to need; can deal with problems
Can evaluate, adapt, adjust according to need; can deal with problems
Task concept
No task concept, basic concepts
No task concept, basic and elementary concepts
Partial task concept, compound concepts
Total task concept, extended compound (abstract element concepts)
Comprehensive task concept, integrated abstract concepts
Abstract reasoning
Abstract reasoning
Product
None
None
Simple – familiar activities, poor-quality product
Product of fair quality (aware of expectations)
Product of good quality (according to expectations)
Quality – can adapt, modify, exceed; have expectations; evaluate; upgrade
Quality – can adapt, modify, exceed; have expectations; evaluate; upgrade
Assistance or supervision needed
Total assistance and supervision (24 hours)
Physical assistance and constant supervision
Constant supervision needed for task completion
Regular supervision
Guidance, supervision, regular for new activities and occasional for known activities
Guidance, formal training (own responsibility), help to supervise others
Guidance, formal training (own responsibility), help to supervise others
Behaviour
Bizarre, disorientation
Bizarre, little reaction, disorientation
At times strange behaviour, hesitant, unsure, willing to try out
Follower but will participate passively – occasionally strange
Socially acceptable behaviour, generally controlled
Acceptable, shows originality
Socially acceptable or correct, variety of situations, adaptable, plan action behaviour
Norm awareness
None noted
None noted
Start to be aware of norms
Norm awareness (aware of expectations)
Norm compliance (do as expected, required standard)
Norm transcendence (do better or more than norm) and adapt effectively. This is graded from activities and situations to a variety of situations
Norm transcendence (do better or more than norm) adapt effectively. This is graded from activities and situations to a variety of situations
Anxiety and emotional responses
Limited responses
Limited uncontrolled basic emotions. Comfort or discomfort is easily evident
Varied, usually low self-esteem and anxiety, poor control
Full range of emotions, mostly controlled; makes effort
Subtle differences, compassion and self-awareness, anxiety used
New situations – anxiety, normal emotional responses (anxiety motivator)
Initiative effort
None noted
Fleeting, minimal
Effort inconsistent, not sustained and not maintained; decreased frustration tolerance
Varies
As expected, effort required and sustained
Consistent and original
Consistent and original
Personal management
Social ability
Work ability
Use of free time
Phase
Purposeless, unplanned
Unconstructive
Incidentally constructive
Constructive, constructive exploration
Th directed
X
X
X
Pt directed
X
Transitional
Norm awareness experimental
Imitative norm-compliant
Individualistic and inventive
Competitive centred
Situation centred
Society centred
Personal management
Social ability
Work ability
Use of free time
Phase
Constructive, constructive exploration
Norm awareness experimental
X
X
Th directed
X
X
Pt directed
Transitional
Personal management
Social ability
Work ability
Use of free time
Phase
Constructive, constructive exploration
Th directed
X
Pt directed
Transitional
Norm awareness experimental
Th directed
X
Pt directed
X
Transitional
Imitative norm-compliant
X
Th directed
Application of creative ability to intervention in psychosocial occupational therapy
The levels of creative ability
Description of the levels
Group 1
Tone
Purposeless and unplanned action

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