Summary of Key Points
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Posterior cervical instrumentation is useful in stabilizing subaxial cervical spine instability, which may be due to degeneration, trauma, iatrogenic, neoplasia, and infection.
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Instrumentation options include spinous process wiring, Luque rectangles, hook and rod constructs, lateral mass screws, and cervical pedicle screws.
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Careful presurgical planning including knowledge of patient-specific anatomy and different levels of instrumentation options are useful to minimize operative time and perioperative complications.
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The use of intraoperative neuromonitoring is not recommended routinely and, perhaps, should be reserved for cases of severe deformity or intradural pathology.
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The risk of neurovascular complications is low overall with the use of lateral mass and even with cervical pedicle screws; however, the risk increases with pedicle screws and their use in routine cases is not currently recommended.
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Interfacet grafts can be used as adjuncts to dorsal instrumentation to treat radiculopathy or stiffen a construct to enhance the likelihood of fusion.
There are many causes of subaxial cervical instability. These include trauma, degenerative disease, neoplasm, and infection. Instability may also develop after spinal canal or foraminal decompression or in conjunction with tumor resection. Historically, the management of such instability first consisted of extended immobilization with traction or an orthosis to maintain proper alignment until bony or ligamentous healing transpired. Despite the usefulness of these treatment modalities, they predispose patients to a variety of medical complications. Furthermore, such management does not always result in long-term spinal stability. In 1891, Hadra described the role of spinous process wiring to treat traumatic and inflammatory cervical instability. Subsequently a multitude of cervical fusion techniques that used wires secured to the spinous processes, laminae, or facets were reported.
Sophisticated cervical instrumentation has expanded the surgical capabilities for spinal reconstruction. Cervical fixation devices are particularly useful to treat multiplanar or multisegmental instability. Rigid internal stabilization usually provides excellent neural protection until fusion occurs, lessens the number of segments that require fusion, facilitates immediate postoperative mobilization, and minimizes the need for external orthoses. Several dorsal cervical fixation devices have been developed, and each has unique advantages and disadvantages.
This chapter discusses issues pertinent to the application of dorsal cervical instrumentation, including the indications for their use and operative implantation techniques. Specifically, wire fixation, Luque L rod and rectangle constructs, laminar compression clamps, semirigid and rigid lateral mass fixation, hook/rod instrumentation, and pedicle screw fixation are reviewed. Concordant with the overall theme of this text, complication avoidance and management are emphasized here. Although biomechanical concerns are extremely important in the selection of the proper method of stabilization, they are discussed only briefly in this chapter and covered more extensively in the chapter on cervical construct planning.
Indications for Surgery
The decision to perform surgery, the operative approach, the need for fusion, and the method by which it is accomplished must be determined on an individual basis. Factors that influence the decision-making process include the patient’s overall medical and neurologic condition, the particular pathologic process, the location of the pathology, the degree of instability, and the number of levels affected. These issues, as they pertain to trauma, neoplasia, and degenerative disease, are addressed briefly in this section.
Trauma
Trauma is a common indication for dorsal cervical stabilization. The primary management of cervical spine injuries consists of realignment (when necessary), decompression of the neural elements (when indicated), and stabilization. In the setting of trauma, if the spine is in good alignment and no decompression is necessary, external immobilization may be all that is required to protect the neural elements while healing occurs. This is particularly true when the major cause of the instability is bony injury. Primary ligamentous instability is much less likely to resolve after immobilization; hence, early surgical stabilization is often an appropriate consideration in the management of ligamentous instability injuries.
Dorsal cervical spine instrumentation should be considered seriously in all trauma victims who require an open reduction or a dorsal cervical decompression. Persistent dorsal ligamentous instability is most appropriately treated by dorsal surgical stabilization; in fact, it is not unreasonable to offer patients with severe ligamentous injuries internal fixation as an alternative to halo immobilization. Dorsal cervical spine fixation may also be considered less morbid than halo immobilization as the complications of halo stabilization are increasingly apparent. Fixation across the afflicted level only is usually successful in achieving long-term stabilization in patients with dorsal ligamentous injuries; however, consideration should be given toward incorporating additional levels into the construct in the setting of severe instability ( Fig. 68-1 ). Dorsal instrumentation may also be used to stabilize bony cervical spinal injuries. In particular, cervical lateral mass instrumentation may be used in the presence of laminar and spinous process fractures that often preclude the use of many other types of dorsal fixation.
Extension instability and injuries of the ventral axial spine have been managed successfully by using multilevel dorsal fixation; however, a ventral approach is usually more appropriate. This is particularly true if there is spinal canal compromise from anterior bone or disc fragments or when a burst fracture is associated with 25-degree or greater kyphosis.
Neoplasia
Dorsal cervical instrumentation can be useful in the management of instability associated with neoplasia. If tumor resection is performed via an extensive laminectomy or a transpedicular approach, immediate internal stabilization may be accomplished with lateral mass plating. The number of motion segments to be instrumented depends on the location and magnitude of the tumor. In the setting of malignancy, the surgeon must be certain that solid fixation is achieved well above and below the affected levels. Significant tumor invasion of the vertebral bodies requires a ventral approach not only for decompression but also for stabilization. It should be remembered that the treatment of benign tumors may also result in cervical instability. This is particularly true when preoperative root or cord dysfunction is present and a wide exposure is necessary (e.g., with large neurofibromas).
Spondylosis
Dorsal cervical instrumentation is also useful in the management of spondylotic disease. Proper instrumentation at the time of initial decompression in patients with abnormal segmental motion or absent lordosis markedly decreases their risk of developing postlaminectomy kyphosis. In these cases, instrumentation and subsequent fusion are important to prevent further problems; when a kyphotic deformity has occurred, treatment with dorsal instrumentation alone does not usually provide the optimum result. Almost invariably, ventral spinal reconstruction is the necessary first step needed to correct or halt progressive postlaminectomy kyphotic deformities; dorsal fixation may then be considered as an adjunctive measure in select patients. Dorsal fusion may provide a more successful means of managing patients who experience symptoms from failed ventral arthrodesis than a second ventral surgery. In highly selected cases of severe ventral and dorsal spinal incompetence, a combined or staged “360-degree” operation may be indicated.
Osteopenia
It is often difficult to maintain alignment and achieve fusion in severely osteopenic patients regardless of the fixation technique. Osteoporotic spines are also predisposed to screw pullout, wire cutout, and instrumentation-associated laminar fractures. Increasing points of fixation may be necessary to offset poor bone quality. The use of rigid external orthotics in such patients aids in maintaining stability while fusion occurs.
General Considerations
Imaging
A complete radiographic workup is essential to properly plan and execute any spinal stabilization procedure. This does not mean that every imaging modality must be employed in every patient. Magnetic resonance imaging (MRI) is extremely useful in the evaluation of cervical pathology because of excellent multiplanar visualization of the spinal cord, nerve roots, and surrounding soft tissue. Gadolinium contrast MRI studies should be used with possible tumors and infections but has limited benefit in spondylosis. Static plain radiographs provide information concerning segmental and overall alignment and bone quality and should always be obtained. Considering the widespread use of MRI and computed tomography (CT) scans, preoperative radiographs should still be ordered almost routinely. Preoperative radiographs serve as standards against which alignment can be judged after prone positioning and surgery. Standing scoliosis radiographs for the entire spine may also be important in some cases involving thoracocervical kyphosis. Increasingly, the importance of overall sagittal balance is understood as a goal of successful spine surgery. Surgical planning is necessary to optimize the patient’s spine sagittal balance.
Dynamic studies (i.e., flexion/extension lateral views) often provide valuable information, particularly in terms of assessing stability. Although dynamic films should be obtained in most patients, they are not universally appropriate, and judgment must be exercised before obtaining flexion/extension radiographs. Specifically, flexion/extension radiographs should not be obtained in the trauma patient until the potential for significant instability has been ruled out with static films or scans.
CT provides better bony detail than MRI and therefore is more useful to define fractures. MRI often complements CT in the trauma setting because of its ability to define ligamentous injury. Both modalities are useful to assess the extent of tumor involvement in patients with metastatic malignancies. CT myelograms should be considered in patients who are unable to have MRIs or when the MRI imaging is equivocal such as in cases where previous instrumentation artifact obscures adequate visualization. CT allows for evaluation of the transverse foramina and, by proxy, the vertebral artery. Localization of the vertebral artery is important in surgical planning for placement of screws in the cervical spine.
Intraoperative Monitoring
Neurophysiologic monitoring can be used to monitor the spinal cord integrity during surgery. Options include monitoring somatosensory evoked potentials (SSEPs) and motor evoked potentials (MEPs). SSEPs represent signal-averaged data often over several minutes and monitor the spinal cord dorsal columns. MEPs are usually associated with patient motion during recording and are therefore obtained episodically. Special anesthesia considerations exist with intraoperative monitoring. The usefulness of intraoperative monitoring is established for intradural tumors and vascular malformations but is unclear for other cervical spine surgeries. The authors rarely employ such monitoring (barring experimental protocols) in treating cervical pathology other than intrinsic tumors, vascular malformations, or severe deformities. The cost effectiveness of routine intraoperative monitoring for all cervical cases is questionable.
Tracheal Intubation
Awake fiberoptic intubations should be considered in patients with significant preoperative instability. Fiberoptic intubation allows for securing the airway with minimal manipulation and extension of the cervical spine. Awake intubation facilitates awake positioning of the patient. Careful intubation under general anesthesia is an alternative to an awake intubation. The head must be held in the neutral position or traction employed if the concern for preoperative instability is real. External orthoses, manual inline immobilization, or axial traction may be used to limit the motion of unstable segments during intubation and positioning.
Positioning
The prone position is most frequently used for posterior cervical operations, and positioning the patient is probably more dangerous, in terms of compromising spinal alignment, than intubation. Awake positioning is a reasonable method of minimizing risk during turning; however, this technique is not advised for uncooperative patients. The surgeon should be responsible for maintaining proper cervical alignment while turning. Neurologic deterioration after positioning warrants prompt physical reappraisal of cervical alignment, evaluation of the amount and direction of axial traction, and radiographic examination. As always, the turn should be performed in a deliberate and controlled manner with care taken to maintain proper cervical alignment. Unstable patients positioned under general anesthesia should have lateral cervical spine films taken after positioning.
Surgical Exposure
The surgical opening should provide adequate visualization, but care should be taken to expose only the levels necessary to safely perform the procedure. Specifically, exposure of articular joints at additional segments should be avoided. The large ligamentous attachments to the spinous process of the axis are preserved when possible. The large ligaments are key in preventing postsurgical kyphosis. Any dorsal supporting structures, such as the interspinous and supraspinous ligaments, should be left intact whenever possible. Exposure should be carried out laterally up to the edge of the lateral mass.
Bony Fusion
Fusion is almost always part of a cervical instrumentation procedure, and the segments to be fused should be properly prepared. Complete removal of the soft tissues and periosteum from all bone surfaces is required for fusion. The cortex should be scraped with a curette or may be eburnated with a bur. If a drill technique is used, the bur should be of cutting design rather than a diamond. Copious irrigation should be employed while drilling to prevent scorching temperatures, which may inhibit bony fusion. The facet joint is frequently the site of fusion when using dorsal instrumentation. Each facet joint is prepared for fusion by removing all cartilage and scraping or burring the bony joint surfaces. If a dorsal decompression is to be performed as part of the operative procedure, the facet joint is dissected and denuded of cartilage before the laminectomy (or laminectomies) is performed. Theoretically, the longer the spinal cord is protected by the bony and ligamentous dorsal elements, the less the chance of inadvertent intraoperative trauma. Approximation of the bony articular surfaces will result in a successful arthrodesis. Frequently, the lateral mass area is packed with autogenous bone to facilitate fusion.
Corticocancellous bone may be obtained from the cervical laminae if a laminectomy is performed. If spinal canal decompression is not warranted, adequate bone for a facet fusion may be obtained from the cervical or upper thoracic spinous processes. Another alternative is to harvest bone from the dorsal iliac crest or a rib. Corticocancellous bone is placed over the dorsal elements.
The off-label use by the U.S. Food and Drug Administration (FDA) of rhBMP (INFUSE, Medtronic, Memphis, TN) in the cervical spine has been controversial. Hamilton and colleagues described the use of rhBMP in the dorsal cervical spine with a reported fusion rate of 100%.
The use of rhBMP in the cervical spine has resulted in dysphagia issues and other complications. The complications are thought to be dose related. The FDA issued a letter recommending against the use of rhBMP in the cervical spine due to the reported complications. Most of the serious complications noted are related to the anterior use of rhBMP, but increased seroma risks have been suggested to be related to rhBMP use. The use of rhBMP in the dorsal cervical spine has therefore decreased over time.
Hemostasis
After the fusion construct (graft plus instrumentation) has been placed, intraoperative radiographs may be obtained to ensure proper alignment and document hardware position. Before closure, every reasonable effort should be made to achieve hemostasis. In lieu of bone wax, which inhibits bony fusion, thrombin-soaked Gelfoam (Upjohn, Kalamazoo, MI) can be pressed into denuded bone surfaces. This maneuver can be a great aid for achieving hemostasis and may not decrease the likelihood of achieving a successful fusion. Epidural venous bleeding can be controlled with bipolar electrocautery. Thrombogenic substances such as Surgicel (Johnson & Johnson, Arlington, TX), autogenous muscle, or thrombin-soaked Gelfoam may be placed in the epidural space, but care must be taken not to compress the neural elements. Increasingly, an injectable thrombin-gelatin agent (Surgiflo, Johnson & Johnson and Floseal, Baxter) is being used for hemostasis. An injectable thrombin gelatin agent can be left in the epidural space with less concern for swelling and compression in the immediate postoperative period.
Cerebrospinal Fluid Leak
If cerebrospinal fluid (CSF) is noted at any time during the procedure, the site of the leak should be determined. Ideally, all dural defects are closed primarily. If a dural violation cannot be directly repaired, such as may be the case if the defect is located laterally or ventrally, fibrin glue may help seal the leak. If a watertight dural closure is not achieved, wound drains should be avoided. In some situations, lumbar CSF drainage will help decrease the risk of developing a CSF fistula or a pseudomeningocele. All cerebrospinal fluid leaks should be aggressively managed due to the risk of meningitis.
Wound Closure
The wound should be closed in layers with interrupted suture. Removal of the dorsal portion of a prominent C7 or T1 spinous process can be extremely helpful for limiting wound tension in slender patients. If local irradiation has been performed or is anticipated, nonabsorbable suture should be considered, at least for the fascial closure. It may be wise to close the entire wound with such suture in these patients. Wound drain placement should be individualized. Some completely dry wounds need no drain; however, if there is oozing from the raw bone surfaces, it may be prudent to place a drain. This is particularly important if a laminectomy has been performed. All wound drains should be tunneled and exit via a separate stab incision.
Dorsal Subaxial Cervical Instrumentation Techniques
Luque Instrumentation
Stainless steel pediatric Luque L rods and Luque rectangles (Zimmer, Warsaw, IN) may be used to stabilize the cervical spine. The rectangular construct provides greater torsional stability than the L rods and is therefore preferable. These devices are not indicated for one- or two-level fixation but rather multilevel stabilization procedures. Ideally, both the rods and the rectangles are segmentally secured to every level traversed; however, this is not always necessary. Luque instrumentation can be used to bridge dorsal element defects such as may occur with metastatic malignancies; however, when using this technique, at least two levels of segmental fixation must be obtained above and below the incompetent region. These devices are most useful for fixation extending to the upper cervical spine or crossing the cervicothoracic junction. Luque instrumentation can be secured by using wires or braided cables. Cable is stronger and easier to work with than wire. An effort should be made to obtain segmental fixation at every level to undergo arthrodesis. Laminar, facet, or spinous process purchase may be used. Cervical sublaminar cables are relatively easy to pass, but their use is associated with risk of neurologic injury. Sublaminar wires should be passed with trepidation in the region of the cervical enlargement of the cord; therefore, sublaminar fixation is often limited to the upper cervical segments (C1, C2), C7, and the upper thoracic spine. Spinal canal stenosis is an absolute contraindication to the use of sublaminar wires and cables. Safe passage of sublaminar wires requires opening the ligamentum flavum and directly visualizing the dura mater.
Securing the Luque instrumentation to the spine is performed in steps. First, the precontoured device is carefully introduced into the wound, and the previously placed cables or wires are positioned around it. L rods are placed such that the short arm of each L lies beneath the end of the opposite long arm ( Fig. 68-2 ). The wires or cables are tightened sequentially. Tightening is done gradually so that opposing levels are tightened concurrently, thereby minimizing torsional forces. Cables can generally be tightened to 6 to 8 inch-pounds of torque, but this value should be individualized. Excess wire or cable should be trimmed appropriately before closure to avoid future wound problems ( Fig. 68-3 ). Before closure of the wound, bone grafts may be laid on the laminae or the lateral masses.