Dreaming and Sleep Disorder


Affected neuroreceptor—drug class

Patient reports of nightmares and/or disturbed/abnormal dreaming

Norepinephrine—beta blockers

Atenolol

CT [nightmares 3/20 patients]

Bisoprolol

CT [nightmares 3/68 patients]

Labetalol

CT [nightmares 5/175 patients]

Oxprenolol

CT [nightmares 11/130 patients]

Propranolol

CT [nightmares 8/107 patients]

Norepinephrine affecting agents

Guanethidine

CT [nightmares 4/48 patients]

Serotonin—SSRI—antidepressants

Fluoxetine

CT [nightmares 1–5 %—greater frequency in OCD and bulemia trials

Escitalopram oxalate

CT [Abnormal dreaming—1 % of 999 patients]

Nefazodone

CT [nightmares 3 % (372) vs. 2 % control]

Paroxetine

CT [nightmares 4 % (392) vs. 1 % control]

Agents affecting serotonin and norepinephrine—antidepressants

Desvenlafaxine

CT [Abnormal dreams 4 % [400 mg] 2–3 % at lower doses vs. 1 % placebo]

Duloxetine

CT [2 % abnormal dreams (N = 3917) vs. <1 % placebo (N = 2548)]

Mirtazapine

CT [4 % abnormal dreams (N = 453) vs. 1 % placebo (N = 361)]

Risperidone

CT [1 % increased dream activity—2607 patients]

Venlafaxine

CT [nightmares 4 % (N = 1033) vs. 3 % control]

Dopamine agonists

Amantadine

CT [5 % report abnormal dreams]: CR [1]

Levodopa

CT [nightmares 2/9 patients]

Ropinirole

CT [3 % (208) report abnormal dreaming vs. 2 % placebo]

Selegiline

CT [2/49 reporting vivid dreams]

Dopamine—amphetamine like agents

Bethanidine

CT [nightmares 2/44 patients]

Fenfluramine

CT [nightmares 7/28 patients]: CR [1] de and re-challenge

Phenmetrazine

CT [nightmares 3/81 patients]

GABA

Gaba hydroxy butyrate

CT [nightmares >1 % 473 patients]

Triazolam

CT [nightmares—7/21 patients]

Zopiclone

CT [nightmares in 3–5/83 patients]

Anti-infectives and immunosuppressants

Amantadine

CT [5 % reporting abnormal dreams]: CR [1]

Fleroxacin

CT [nightmares in 7/84 patients]

Gusperimus

CT [nightmares in 13/36 patient]

Antipsychotics

Clozapine

CT [4 % nightmares]

Antihistamine

Chlorpheniramine

CT [nightmares in 4/80 patients]

ACE inhibitors

Enalapril

CT [0.5–1 % abnormal dreaming—2987 patients]

Losartan potassium

CT [>1 % dream abnormality—858 patients]

Quinapril

CT [>3 % nightmares]

Other agents

Sodium oxybate

CT—Nightmares in 3/102 subjects vs. 0/34 in control group





REM Sleep and Dreaming


After 50 years of research, we now understand far more about the electrophysiology, neuroanatomy, and neurochemistry of REM sleep than we understand about the cognitive state of dreaming. Multiple studies have demonstrated a bidirectional dissociation between REM sleep and dreaming. Dreaming can occur without REM sleep, and REM sleep can occur without dreaming [1921]. Those researchers who are reluctant to separate REM sleep from dreaming have suggested a theory of covert REM sleep: when dreaming (defined as bizarre or hallucinatory mentation) is reported, REM sleep must have occurred whether or not it is evident on polysomnography [22]. Many neuroscientists have asserted that dreaming occurs during other stages of sleep but has a special relationship with REM sleep. According to these researchers, REM sleep dreams are the most emotional, vivid, bizarre, have the highest recall of any sleep state, are the only dream state with lucidity, and the only sleep mentation with “dream-like” content [23, 24].

Dream Bizarreness. In the 1950s, Hall and Van der Castle designed an analytic scale used for recording and statistically comparing dream content [25]. This classic and well-validated scale did not address bizarreness, a characteristic that has become important to dream scientists attempting to support a special relationship between REM sleep and dreaming. The Hobson bizarreness scale was developed that rates bizarreness based on the storyline content of the dream. Dreams that include incongruous, uncertain, and discontinuous wording and story are rated as the most bizarre [26]. Since REM sleep dreams tend to be longer and include more words and a more developed storyline, studies using this bizarreness scale consistently demonstrate that REM sleep dreams are the most bizarre. Bizarreness ratings for dreaming based on sleep state of origin vary markedly based on the scale utilized [27]. When factors such as hallucination, confusion, and atypical behavior are included in the assessment, the non-REM (NREM) sleep dream experiences of sleep onset and arousal disorders of deep sleep are far more bizarre than those associated with REM sleep [9].

Vivid Dreams. If vivid is defined as an intense visual experience, the hypnagogic phenomena of sleep onset are clearly more vivid and more hallucinatory than REM sleep dreams. Methodologically controlled dream content analysis reveals that the primary correlate for dream content is waking experience (continuity) [21]. Such studies have not revealed a sleep stage correlate for content; however, if vivid is defined as content that is most like wake, the anxiety dreams of light sleep (Stage-2) have more continuity with the waking experience as do the dreams of REM sleep [9].

Lucid Dreaming. Lucid dreaming is often characterized as occurring only during REM sleep; however, this postulate was developed during the period, in which all dreaming was presumed to be related to REM sleep. Even those who initially described the state noted that up to 18 % of lucid dreams were reported from sleep onset, a period during which REM sleep rarely occurs [28]. During lucid dreaming, rather than the brain stem activation classically associated with REM sleep, multiple CNS sites are activated that are normally de-activated during REM sleep including the bilateral precuneus, cuneus, parietal lobules, prefrontal, and occipito-temporal cortices—sites associated with waking visual perceptual control and not usually associated with dreaming [29]. From an electrophysiological standpoint, the signaling criteria used in establishing the state of lucidity occur during episodes of arousal. The high level of alpha frequency associated with lucid dreaming has also led to suggestions that lucid dreaming may be a state of consciously controlled sleep offset between sleep and waking [30].

Empirical Evidence. Good empirical evidence refutes many of the postulates that have been used to support the perspective that a special relationship exists between REM sleep and dreaming. Sleep onset and REM sleep, both states that are close to waking, have similar recall frequency and content when length of the report is taken into account [19]. Dream content studies designed to eliminate transfer effects and researcher bias have indicated that the content of REM sleep dreaming may not be significantly different from the content of NREM sleep dreams [31]. Today, it remains problematic as to how our understandings of REM sleep electrophysiology, neuroanatomy, and neurochemistry can be applied to the cognitive state of dreaming.


The Sleep/Dream States—REM Sleep Dreaming


All mammals, almost all monotremes, and many birds demonstrate the electrophysiological state of REM sleep. Most humans, even those with extensive neurological damage, have episodes of REM sleep which persist even in very old age.

The dreams of all electrophysiologically described sleep states differ phenomenologically from each other. REM sleep dreams differ from other dreams. The best evidence for this difference is in the number of words and length of report—REM sleep dreams are longer than other dreams [32]. In part, at least, due to their length, REM sleep dreams are more likely to be organized into full narrative structures than are other dreams [4, 9]. Because of their length and narrative structure, REM sleep dreams are often the classic big dreams of psychoanalysis, creative discovery, religious, and ecstatic insight. The narrative structure associated with REM sleep dreams most resemble the narrative genre of personal experiences that we call “soap operas” [33].

Nightmares. Nightmares are the most common of all the parasomnias. They are more closely tied to REM sleep than are other dreams. Except in individuals with Post-traumatic stress disorder (PTSD), nightmares occur almost exclusively during REM sleep. Five percent of the general population report nightmares to be a problem, and among insomniacs, nightmares are reported at even higher frequencies [34]. For those who suffer from nightmares, it is the associated distress, rather than the frequency of occurrence that is most closely tied to waking dysfunction. When an individual experiences significant psychological or physical trauma, recurrent nightmares can mark the failure of CNS systems involved in emotional processing [35]. Nightmares are the most commonly reported symptom of PTSD. Recurrent nightmares that disturb sleep in individuals without a history of trauma denote the presence of nightmare disorder [36].

REM Sleep Parasomnias. The other REM sleep parasomnias that frequently include dream content include sleep paralysis; that often includes dreams with negative and frightening content, developed in great detail, and associated with distress that extends into awakening. The dreams of REM sleep behavior disorder (RBD) can be physically aggressive interactions in which the dreamer is attacked by unfamiliar people or animals. Individuals with RBD sometimes exhibit complex and violent behaviors associated with their dream mentation. Injuries to the sleeper or bed-partner are the most common symptom that leads them to seek medical attention. On video-polysomnographic monitoring, most of these individuals demonstrate increased muscle activity during REM sleep, a state that is normally characterized by motor atonia. This motor block that keeps us from moving during dreaming—fails, and individuals with RBD apparently act out their dreams. The parasomnias of RBD sometimes occur outside of REM sleep [37]. Dreaming bizarreness (both scales) and thought processing characteristics as based on work by Wolman and Kozmova for REM sleep dreams are summarized in Box 14.1 [38].


Box 14.1—REM Sleep Dreams: Formal Characteristics, Bizarreness, and Thought Processing

Formal Characteristics





  • Coherent dream sequences



    • Detailed plot, character, or actions


  • High recall


  • Increased length of report


  • Disturbing, intense emotions (nightmares and sleep paralysis)


  • Potential lucidity


  • Recurrent (reality based) PTSD



    • Comparative reality-based memory

Bizarreness



  • [Hobson Scale]


  • Discontinuities—high, Incongruities—high, and Uncertainties—high


  • [Hunt Scale]


  • Hallucinations—low, Clouding/confusion—low, and General—high—(uncanny emotion)

Rational Thought Processing





  • Analytical—high


  • Perceptual—high


  • Memory and time awareness—high


  • Affective—high


  • Executive—high


  • Subjective—high


  • Intuitive/projective—high


  • Operational—mod

Adapted and updated from Pagel and Helfter [16].

Some clinical trials did not query as to dream-associated drug side effects. This is particularly true for older medications >20 years.


The Sleep/Dream States—Sleep Onset


Despite high dream recall frequency (>80 %), the cognitive associations of sleep onset (Stage 1) have received only limited study. Most of what we know of sleep-onset dreaming comes from the study of hypnagogic parasomnias. Hypnagogic hallucinations commonly occur in otherwise normal people at the onset of sleep. These are true hallucinations, most often auditory but frequently visual, and seemingly real to the dreamer. These experiences can be quite bizarre and frightening, ranging from the sounds of a dog barking, a baby crying, or an alarm ringing that wakes the dreamer, to the extreme experience of suffocation at the hands of a succubus. Artists and writers have sometimes induced hypnagogic dreaming and used the resultant dream experiences in their work. Both Salvador Dali and John Keats, known to have used this technique, would attempt to fall asleep while sitting in a chair and holding a coin between thumb and index finger. When they fell asleep, their hands would relax, and the coin would fall into a dish set beside the chair and startling them to awake. There are those who insist that sleep-onset dreams are less bizarre than REM sleep dreams [23]. The surrealistic images that Salvador Dali derived using this technique argue otherwise. Sleep paralysis, most often associated with REM sleep and commonly present in patients with narcolepsy, can also occur at sleep onset. More than half the Americans queried report having experienced either sleep paralysis or hypnagogic hallucinations [39].

Sleep-onset dreams differ from the dreams of other stages of sleep. They are short in duration. They include intense visual imagery and only limited content or story. They can be reality based (particularly in individuals with PTSD) and are sometimes associated with intense distress and anxiety. Each occurs at the initiation of perceptual dissociation that marks the onset of sleep, forming a snapshot of non-perceptual visual consciousness present at sleep onset. These sleep-onset dreams convey an apparent perceptual consciousness but without perception and with limited associated content and memories, without control, yet with intense emotion, visual intensity, and detailed recall. Recent brain scanning studies indicate that compared to other sleep/dream states, large areas of the visual cortex continue to maintain activity despite the eyes-closed perceptual isolation of the state [40]. Sleep-onset dreams include apparently “bizarre” hallucinations, extreme emotional distress, and intense disassociation from reality, yet based on the Hobson scale, sleep-onset dreams due to their short and limited storyline scale are consistently rated as less bizarre than REM sleep dreams. Sleep-onset dream scores are completely different when based on alternative bizarreness scale scores developed by Hunt [27]. Formal characteristics, comparative bizarreness per scale, and characteristic dream state associated thought processes are included in Box 14.2.


Box 14.2—Sleep-Onset Dreaming [Formal Characteristics, Assessment of Bizarreness, and Thought Process]

Formal Characteristics

Oct 7, 2017 | Posted by in NEUROLOGY | Comments Off on Dreaming and Sleep Disorder

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