Epidemiology and Etiology of Medical Sleep Problems in ADHD

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Epidemiology and Etiology of Medical Sleep Problems in ADHD



Emma Sciberras1,2,3, Helen Heussler4, Johanna Berthier5 and Michel Lecendreux6,7,    1School of Psychology, Deakin University, Geelong, VIC, Australia,    2Centre for Community Child Health, Murdoch Children’s Research Institute, Melbourne, VIC, Australia,    3Department of Paediatrics, University of Melbourne, Melbourne, VIC, Australia,    4Mater Research Institute, University of Queensland, Australia,    5Carol Davila University of Medicine and Pharmacy, Bucharest, Romania,    6AP-HP, Pediatric Sleep Center, Hospital Robert-Debré, Paris, France,    7National Reference Centre for Orphan Diseases, Narcolepsy, and Hypersomnias (CNR Narcolepsie-Hypersomnie), Paris, France


Abstract


Sleep problems are common in children with attention deficit hyperactivity disorder (ADHD). It is can be difficult to disentangle the causal relationship between medical sleep problems and ADHD given the overlap in symptoms between conditions. This chapter provides an update on definition, prevalence, and etiology of three sleep disorders, namely narcolepsy, obstructive sleep apnea, and restless legs syndrome that appear to have increased prevalence in children with ADHD. Children with each of these sleep disorders also appear to be at elevated risk for ADHD. This chapter focuses particularly on the potential for shared pathophysiology between these sleep disorders and ADHD.


Keywords


Attention deficit hyperactivity disorder; narcolepsy; obstructive sleep apnea; sleep breathing disorders; hypersomnolence; restless legs syndrome; periodic limb movements


This chapter focuses on the epidemiology and etiology of medical sleep problems in children with attention deficit hyperactivity disorder (ADHD). ADHD is often associated with sleep–wake regulation problems across the lifespan, which start from an early age. Subjective reports based on parent- and self-report questionnaires have stressed the high percentage of sleep problems in ADHD patients within the course of the disease. For instance, ADHD patients are often characterized by a high load of subjective complaints concerning the quality and quantity of sleep. Although polysomnography (PSG) sleep measures generally fail to show striking differences in sleep architecture in nonmedicated children with ADHD versus controls, sleep-onset difficulties and excessive daytime sleepiness are the two main problems observed in ADHD patients and confirmed when using objective measures. Studies using objective measures have also shown links between ADHD and sleep breathing disorders and restless legs syndrome (RLS).


Careful consideration of the relationship between primary (or medical) sleep disorders and ADHD is warranted. ADHD symptoms including inattention, hyperactivity, and impulsivity can be the consequence of insufficient or poor-quality sleep due to primary sleep disorders (Konofal, Lecendreux, & Cortese, 2010). Thus, it is possible that a primary sleep disorder is contributing to the expression of ADHD symptoms. For example, in the case of RLS, a child may not be able to sit for long periods of time due to uncomfortable sensations in their legs. This behavior then could be misinterpreted as hyperactivity. It is also plausible that characteristics associated with ADHD (e.g., obesity) may be placing children at increased risk of primary sleep disorders. See Chapter 8 for information on how to assess for these sleep disorders in clinical practice and Chapter 10 for information on treatment.


4.1 Overview of Sleep Problems in Children With ADHD


Sleep problems have been reported in patients with ADHD in several studies since the end of the 1980s, using questionnaires or objective measures such as actigraphy or PSG to evaluate the quality and quantity of sleep. Some studies reported that up to half of children and adolescents with ADHD suffered from sleep problems (Cortese, Faraone, Konofal, & Lecendreux, 2009). In an influential meta-analysis, Cortese et al. (2009) gathered data from 16 subjective and objective studies including 722 nonmedicated children with ADHD versus 638 controls. The subjective results showed that children with ADHD, as described by parent questionnaires, presented with more difficulties going to bed, falling asleep, maintaining sleep and waking up in the morning than healthy controls. Regarding objective parameters, sleep-onset latency was significantly increased while sleep efficiency was reduced in children with ADHD on actigraphic measures. On the contrary, no differences were observed when using PSG measures regarding sleep-onset latency, nor in terms of sleep micro- and macrostructure, but the apnea–hypopnea index (AHI) was higher and sleep efficiency was significantly reduced among children with ADHD. The Multiple Sleep Latency Test (MSLT) is based on polysomnographic recording which measures the propensity for an individual to fall asleep through the day. Interestingly, MSLT showed that children with ADHD fell asleep more frequently during the nap opportunities than controls.


More recent studies have also found objective evidence of sleep disorders in children with ADHD. Alteration of sleep architecture in children with ADHD (n=76) compared to controls (n=25) was reported in a study using ambulatory PSG including larger percentage of REM sleep, more sleep cycles, and reduced sleep efficiency (Virring, Lambek, Thomsen, Møller, & Jennum, 2016). In this study, differences on MSLT measures were not detected, however, sleep-onset latency was longer in children with ADHD without a comorbidity compared with controls. In a chart review study, experiencing nonrestorative sleep was one of the most common sleep problems reported by adolescents with ADHD (N=218; ages 15–170), however, sleep-onset and sleep maintenance difficulties were also reported (Fisher et al., 2014). Langberg et al. (2017) found that daytime sleepiness was the most common sleep problem meeting their clinical threshold criteria (sleep problem occuring at least 2–4 times per week in a typical week), reported for 28% of adolescents with ADHD by their parents using the Children’s Sleep Habits Questionnaire. The most common causes of hypersomnolence are medical in origin and can be related to the child not receiving enough sleep or having disturbed sleep. It is useful to have framework to think this through practically (Table 4.1).



The etiology of sleep problems in ADHD is likely to be diverse and is reviewed below by the specific sleep problem types relevant to this chapter. An interesting study by Gruber and colleagues demonstrates that there may be an underlying pathophysiological cause for sleep problems in line with ADHD. In a study of 34 children aged 7–12 years who completed nightly sleep actigraphy recording on and off medication, the catechol-O-methyltransferase polymorphism, connected to the metabolism of dopamine, was associated with poorer sleep. Specifically, children carrying the Val allele (associated with decreased concentration of dopamine) had poorer sleep continuity (Gruber et al., 2006). Circadian disruptions also likely play a role. Sleep-onset delay at night is often experienced in children with ADHD and may exacerbate bedtime resistance behaviors as reported by parents. However, the bedtime difficulties attributed to oppositional behavior may be better explained by the presence of a particular chronotype in children with ADHD. Several recent studies have shown that ADHD patients show a preference for evening hours (Coogan & McGowan, 2017; Durmuş, Arman, & Ayaz, 2017). More objective evidence for the preference for a later chronotype has also been found. Studies from Van Der Heijden et al. have demonstrated that melatonin secretion at night occurs later in children with ADHD than in controls (Van Der Heijden, Smits, Van Someren, & Gunning, 2005; Van Der Heijden, Smits, Van Someren, Ridderinkhof, & Boudewijn Gunning, 2007). As supported by several studies, melatonin treatment may significantly improve circadian rhythm disturbances in children with ADHD (Cortese, Brown, & Corkum, 2013).


This chapter covers the most common medical sleep disorders experienced by children with ADHD including disorders of excessive sleepiness, sleep breathing disorders, RLS and associated periodic limb movements. The definition of these sleep problems varies depending on the nosology used. In the sections below, we first describe the definitions of these sleep problems with reference to the International Classification of Sleep Disorders—3rd Edition and the Diagnostic and Statistical Manual for Mental Disorders 5 (American Psychiatric Association, 1980). Second, we review the prevalence of these disorders in the general population and compare this to what is known about prevalence in children with ADHD. Finally, we present what is known about the etiology of these conditions with reference to general samples of children and samples of children with ADHD. This chapter focuses largely on children given that other chapters in this book focus on what is known about sleep in adolescents (see Chapter 11) and adults (see Chapter 12) with ADHD. By the end of this chapter, we expect that readers will be more familiar with disorders of excessive sleepiness, sleep breathing disorders, and RLS, in terms of their definition, prevalence, and etiology and their overlap with ADHD.


4.2 Disorders of Hypersomnolence and Narcolepsy


4.2.1 Definitions


In general, disorders of hypersomnolence include excessive daytime sleepiness of idiopathic origin or idiopathic hypersomnolence, narcolepsy, Kleine–Levin syndrome, and disorders of menstrual hypersomnolence. Other causes of hypersomnolence will be discussed later. Hypersomnolence is characterized by excessive sleepiness during the day and/or prolonged overnight sleep, and initial sleep inertia following sleep (American Academy of Sleep Medicine, 2014; American Psychiatric Association, 2013; Mindell & Owens, 2015). The sleepiness can result in automatic behaviors where the individual completes tasks with little or no recall. Although sleep overnight may be more than adequate (>9 hours), sleep is often nonrestorative. While hypersomnolence disorder is rare in children, many experience excessive daytime sleepiness, which will be the focus of the rest of this section, along with consideration of narcolepsy. It is especially important for the clinician to determine differences between fatigue and sleepiness in the assessment of these children. Children with narcolepsy may fall asleep in unusual places such as at the table or in clinic. Those with idiopathic hypersomnolence will fall asleep but in more usual circumstances such as long car drives and those with fatigue will often deny falling asleep.


Although rare, when narcolepsy does occur in children it is associated with significant impairments in daytime functioning. Narcolepsy is a life-long disorder characterized by excessive daytime sleepiness and cataplexy (American Academy of Sleep Medicine, 2014; American Psychiatric Association, 2013; Mindell & Owens, 2015). Narcolepsy type 1 (NT1), the complete form with cataplexy and/or hypocretin/orexin deficiency, is distinct from narcolepsy type 2 (NT2), without cataplexy or normal hypocretin/orexin levels. Diagnosis is based on clinical assessment and confirmed by PSG followed by MSLT demonstrating abnormal short mean sleep-onset latency (<8 minutes) and the occurrence of two or more sleep-onset REM Periods (SOREMPs). In this circumstance, there will often be REM sleep intrusion into wake, which may account for sleep attacks during the day. The association of daytime sleepiness, sleep attacks, and cataplexy should alert the clinician to the diagnosis of narcolepsy. Other features include hypnagogic hallucinations (vivid dreams at sleep onset or offset) and sleep paralysis which can affect the general population as well. Narcolepsy is generally associated with the HLA class II haplotype DQB1*06:02 in 98% of patients with NT1 and hypocretin/orexin deficiency. HLA DQB1*06:02 is not specific for narcolepsy and is present in healthy individuals in about 26% of the general population. The diagnostic criteria are specific to adult patients and while they are used in children, diagnosis may be delayed while criteria are not yet being met with the evolution of sleep architecture changing in school-aged children and adolescents. It is generally normal for adults to enter REM within 60–90 minutes after falling asleep, however, in people with narcolepsy this is markedly reduced.


4.2.2 Prevalence


Narcolepsy with cataplexy affects 0.02%–0.04% of the population and affects both sexes (American Psychiatric Association, 2013). There are two peak onset periods (15–25 and 30–35 years) (American Psychiatric Association, 2013). Despite this, many may have had symptoms since childhood with many reporting symptoms up to 10 years prior to diagnosis. Recent literature also suggests that if testing is negative then it should be repeated every so often contrary to previous thoughts that one test for narcolepsy was sufficient (Chaplin, Szakács, Hallböök, & Darin, 2017). The recent development of a quality of life measure for young people with narcolepsy that is disease specific will enable more meaningful tracking of therapy outcomes. Cognitive effects are prominent in narcolepsy and recent work suggest that dysregulation in sustained attention is the most commonly reported challenge by patients (Witt et al., 2018). Children with narcolepsy are also at high risk of psychosocial issues such as depression, anxiety, and low self-esteem (Blackwell, Alammar, Weighall, Kellar, & Nash, 2017).


The exact prevalence of narcolepsy in patients with ADHD is unclear but as described in the introduction of this chapter, numerous studies have found that patients with ADHD commonly experience excessive daytime sleepiness as assessed by survey measures as well as more objective measures like MLST (Cortese et al., 2009; Langberg et al., 2017). For example, children with ADHD (n=46) had higher levels of parent-reported daytime sleepiness on the Children’s Sleep Habits Questionnaire compared to children without ADHD (n=46) (Owens, Maxim, & Nobile, 2000), with one study finding stronger relationships between daytime sleepiness and the inattentive presentation of ADHD (LeBourgeois, Avis, Mixon, Olmi, & Harsh, 2004; Mayes et al., 2009). Using MLST, children with ADHD (n=34) were found to be sleepier during the day compared to 32 matched controls (Golan, Shahar, Ravid, & Pillar, 2004). Results from this study suggested that most of the children with ADHD were sleepy, rather than the findings being driven by a small number of very sleepy children (Golan et al., 2004). Daytime sleepiness in ADHD appears to have a detrimental impact on functioning. In a study of 257 children with ADHD aged 5–13 years, teacher-rated daytime sleepiness in children was independently associated with poorer emotional and behavioral functioning even when accounting for sleep problems as reported by parents (Lucas, Mulraney, & Sciberras, 2017). Similarly, Langberg and colleagues found that daytime sleepiness, as opposed to total sleep duration, was a better predictor of parent and teacher-ratings of academic functioning (Langberg, Dvorsky, Marshall, & Evans, 2013).


Patients with narcolepsy appear to also have increased vulnerability to ADHD symptomatology. In a cross-sectional study, ADHD symptoms were evaluated in 108 narcoleptic children and 67 controls under 18 years of age (Lecendreux et al., 2015). Both groups and their families completed questionnaires on ADHD symptoms and daytime sleepiness. Scores showed that children with narcolepsy, treated or not and regardless of type (NT1 or NT2) were twice as likely as controls to have ADHD symptoms. Moreover, the severity of the symptoms was associated with greater sleepiness, tiredness, and insomnia. Sub-domains of inattention, hyperactivity, and impulsivity were also significantly greater among narcoleptics compared to controls but there was no difference between NT1 and NT2 groups. Regarding treatment it appeared that medicated narcoleptic children presented with less symptoms of narcolepsy than untreated ones, but symptoms of ADHD were not attenuated. This suggests ADHD symptoms are poorly improved by psychostimulants or by modafinil in the narcoleptic population.


4.2.3 Etiology


Daytime sleepiness in children with ADHD may be obscured by excessive motor activity supporting the hypoarousal theory in children with ADHD (Miano, Parisi, & Villa, 2012). This longstanding explanation was proposed in 1993 (Weinberg & Harper, 1993). It posits that hyperactivity is developed as a strategy for ADHD patients to reduce sleepiness and maintain alertness. Furthermore, in a prospective case control study of 15 consecutive patients with ADHD, Miano et al. (2016) discerned various ADHD phenotypes according to association with an hypoarousal state, delayed sleep-onset insomnia, sleep breathing disorders, RLS, or epilepsy. This approach to considering sleep in children with ADHD is relatively novel and should be replicated in future studies using larger sample sizes. This type of approach presents the possibility that the management of patients could differ according to their sleep phenotype. However, whether excessive daytime sleepiness is a primary condition in ADHD symptomatology, a coexisting factor resulting from neurodevelopmental alteration, or simply a consequence of night disturbances proper to ADHD, remains to be elucidated.


In the study by Filardi et al. (2017), distinction between type 1 and type 2 narcolepsy, in which hypocretin/orexin neurons are supposed to be intact or only partially compromised, allows a hypothesis on the role of hypocretin/orexin in the modulation of impulsivity. In fact, the impaired attentional profile in NT1 patients is attributable to a poor stimulation by hypocretin/orexin projections on the noradrenergic structures involved in the maintenance of alertness (Tsujino & Sakurai, 2013).


More broadly, hypocretin/orexin plays the role of a conductor to help orchestrate vigilance, appetite but also endocrine and autonomic functions (Kuwaki, 2015). Hypocretin/orexin neurons involved in wakefulness and arousal are located in the lateral hypothalamus and project to various regions of the central nervous system including cerebral cortex, basal forebrain, and the locus coeruleus in the brainstem (Alexandre, Andermann, & Scammell, 2013). Through their projections to the basal forebrain, these neurons also promote attention. Involvement of the hypocretin/orexin system in attentional processing occurs through enhancement of cortical acetylcholine efflux (Villano et al., 2017).


In line with the deficit in arousal theory in ADHD, the hypothesis that individuals affected with ADHD could have hypoactivation of the hypocretin/orexin neurons implicated in regulation of wakefulness has been suggested (Cortese, Konofal, & Lecendreux, 2008). Additionally, neurons involved in the control of reward seeking, including feeding, could be overstimulated. This particular hyperactivation could explain the atypical feeding behaviors evidenced among ADHD patients (Cortese, Bernardina, & Mouren, 2007) and could play a role in the excessive motor activity used to self-promote wakefulness (Weinberg & Harper, 1993).


Patients with ADHD may also present with obesity as showed in several studies (Hanc & Cortese, 2018) underlying the possibility of a dysfunction in the hypocretin/orexin system. It is certainly common for children presenting with narcolepsy to have a weight increase in the first few years of hypersomnolence. Attention should be paid to this clinically when narcolepsy is diagnosed, however, there are little data to support the success of interventions for this in this population. There is some evidence to support aberrant food choices in children with narcolepsy resulting in increased caloric intake (van Holst et al., 2016). Moreover, sleep disturbances are known to imbalance hormone levels and to alter appetite regulation. Although patients with ADHD may be at increased risk for bulimia nervosa, as reported in a meta-analysis showing a similar level of risk for anorexia nervosa and binge eating disorders (Nazar et al., 2016), few studies have explored the characteristics of eating behaviors in patients with ADHD and in particular food and caloric intake prior, during or after treatment with psychostimulants.


Pubertal development is also a major issue when treating patients with narcolepsy, given the risk of advanced puberty associated with the disease (Poli et al., 2013). Advanced puberty has not been systematically reported among patients with ADHD. However, the hypocretin/orexin system seems to play an important role in growth and pubertal development by activating GnRH neurons involved in precocious puberty (Tao, Sharif, Zeng, Cai, & Guo, 2015). It is a notion to consider for future treatments given that psychostimulants used both in ADHD and narcolepsy may alter growth velocity (Poulton, Bui, Melzer, & Evans, 2016). Preliminary support for the hypocretin/orexin hypothesis was found in a pilot study of Mazindol (a direct orexin-2 receptor agonist) in children with ADHD (Konofal et al., 2014). This study showed that Mazindol was associated with improved ADHD symptoms (greater than 90% improvement from baseline) in 24 children aged 9–12 with ADHD (Konofal et al., 2014).


In summary, although the prevalence of narcolepsy in children with ADHD is unclear, it is well-accepted that children with ADHD experience higher levels of hypersomnolence compared to children without the disorder. Children with narcolepsy also have elevated levels of inattention, hyperactivity, and impulsivity symptoms. There are a number of theories connecting ADHD to excessive daytime sleepiness. It has been proposed that hyperactivity may develop as a strategy for patients with ADHD to increase their alertness. Dysfunction in the orexin system may also explain the overlap between these two conditions.


4.3 Sleep Breathing Disorders


4.3.1 Definitions


Sleep-related breathing disorders encompass a broad range of respiratory disorders that involve abnormal respiration during sleep. These disorders can affect all children across the developmental spectrum. Classification of sleep breathing disorders depends on the classification system being used. The DSM-5 outlines a number of sleep breathing disorders including Obstructive Sleep Apnea Hypopnea, Central Sleep Apnea, and Sleep-Related Hypoventilation (American Psychiatric Association, 2013). The International Classification of Sleep Disorders—3rd Edition outlines the criteria for Pediatric Obstructive Sleep Apnea (American Academy of Sleep Medicine, 2014). Sleep-related hypoventilation occurs with respiratory failure and central sleep apnea may be inherited such as with congenital disorders of hypoventilation (usually diagnosed in infancy—autosomal dominant) but may present as acquired with hypersomnolence and raised carbon dioxide levels in sleep.


This chapter will focus specifically on Obstructive Sleep Apnea Hypopnea, referred to as Obstructive Sleep Apnea (OSA) subsequently, given that this is the most common breathing disorder and has been the focus in ADHD research. OSA involves repeated episodes of upper (pharyngeal) airway obstruction during sleep (American Psychiatric Association, 2013). Moderate to severe OSA is associated with daytime sleepiness in more than half of cases (American Psychiatric Association, 2013). Challenges arise with definitions of numbers of events between adult and pediatric criteria and what constitutes mild, moderate, and severe, which have been arbitrarily constituted. In general, severity of OSA is defined by Obstructive Apnea Hypopnea Index (OAHI) with greater than 2 events/hour meeting criteria for OSA arbitrarily. Between 2 and 5 events/hour is generally described as mild, 5–10 events/hour as moderate, and greater than 10 events/hour as severe. However, many children display increased effort and decreased flow intermittently (upper airway resistance) throughout the night and the effects of moderate/mild and increased upper airway resistance on daytime function is largely unknown. Most research with respect to daytime effects has been focused on OAHI and saturation, however, it is not known whether other aspects of disrupted sleep such as arousals, fragmentation, and efficiency may have more impact and recent recommendations have suggested that arousal-based scoring should be included in the American Academy of Sleep Medicine criteria for the disorder (Malhotra et al., 2018).


4.3.2 Prevalence


In the general population, OSA affects about 1%–5% of children (Mindell & Owens, 2015). The prevalence appears to differ depending on whether it is assessed by parent report of symptoms (4%–11%) or more objective measures like PSG (range between 0.1% and 13%, 2% and 3% using strict OAHI>5—adult criteria) (Mindell & Owens, 2015). Primary snoring affects approximately 11% of children but again prevalence varies depending on the definition used (Mindell & Owens, 2015).


As described earlier in this chapter, the seminal meta-analysis by Cortese et al. (2009) found objective evidence of risk for OSA in children with ADHD compared to children without ADHD including higher parent-reported higher levels of sleep-disordered breathing (SDB) and a had higher AHI (indicative of sleep apnea) assessed objectively compared to non-ADHD controls. A more recent meta-analysis comprising 1113 children in the clinical group (874 with SDB assessed for ADHD; 239 with ADHD assessed for SDB) and 1405 controls found a moderate association between SDB and ADHD symptoms (Hedges’ g=0.57, P<.001) (Sedky, Bennett, & Carvalho, 2014). Primary snoring is also elevated in children with ADHD, affecting approximately 30% compared to 11% of children attending psychiatric and general pediatric clinics, respectively (Chervin, Dillon, Bassetti, Ganoczy, & Pituch, 1997). Furthermore, a study using overnight PSG found that up to 50% of children with ADHD had signs of SDB compared to 22% of children without ADHD (Golan et al., 2004).


Studies considering ADHD symptoms dimensionally have also found similar findings. In one large cross-sectional population-based study of 1114 adolescents (13–16 years), SDB (6% prevalence occurring weekly) was associated with more than two times the risk of the ADHD inattentive presentation when accounting for confounding variables including sociodemographic characteristics, mental health symptoms, medication use, and electronic media use (Johnson & Roth, 2006). Studies of OSA samples also show increased rates of ADHD, when ADHD is assessed both dimensionally (Precenzano et al., 2016) and categorically (Wu et al., 2017). For example, one retrospective study of children with OSA reported that 30% also met criteria for ADHD (Wu et al., 2017).


4.3.3 Etiology


OSA results from an anatomically or functionally narrowed upper airway, usually including (Mindell & Owens, 2015):


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Jun 13, 2021 | Posted by in PSYCHOLOGY | Comments Off on Epidemiology and Etiology of Medical Sleep Problems in ADHD

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