Summary of Key Points
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Sagittal plane imbalance resulting from spondylolisthesis is often a greater cause of disability than the spondylolisthesis itself.
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The generally accepted means of surgical treatment for spondylolisthesis is decompression and fusion. However, current literature provides insufficient evidence to recommend a standard fusion and stabilization technique.
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Grade and etiology are often the greatest two determinants in choosing an operative plan for spondylolisthesis.
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Low-grade spondylolisthesis usually only requires decompression and fusion, whereas treatment options for high-grade spondylolisthesis are more varied with many who advocate at least partial reduction in addition to decompression with fusion.
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Nerve injury generally occurs in the later stages of complete high-grade spondylolisthesis reduction. Therefore, partial rather than full slip reduction is recommended, with a focus on slip angle improvement and kyphotic deformity correction.
Spondylolisthesis is the ventral or dorsal displacement of one vertebra over another causing spinal segmental malalignment. The importance of global spinal balance is well recognized. It is often lack of global spinal alignment, especially in the sagittal plane, that causes disability rather than the presence of a spondylolisthesis itself. This chapter thus focuses on the management of spondylolisthesis as a condition of sagittal plane imbalance.
Classification of Spondylolisthesis
Numerous spondylolisthesis classification schemes exist. These generally describe spondylolisthesis according to anatomy and etiology. The two most commonly used classification systems are the Wiltse-Newman and Marchetti-Bartolozzi.
The Wiltse-Newman classification divides spondylolisthesis into five categories: dysplastic, isthmic, degenerative, traumatic, and pathologic ( Table 152-1 ). Isthmic spondylolisthesis is further subdivided into three subtypes.
1: Congenital |
2: Isthmic |
2A: Stress fracture of pars |
2B: Elongated pars |
2C: Acute fracture of pars |
3: Degenerative |
4: Traumatic (involves fracture other than pars) |
5: Pathologic |
The Marchetti-Bartolozzi scheme divides spondylolisthesis into acquired and developmental forms ( Table 152-2 ). Acquired spondylolisthesis is further categorized as degenerative, iatrogenic, traumatic, and pathologic. The developmental forms include low-grade and high-grade dysplasia. The classification of spondylolisthesis is important, as the underlying cause and anatomy are primary factors in determining treatment.
Developmental | Acquired |
Low-grade dysplasia | Degenerative |
Iatrogenic | |
High-grade dysplasia | Traumatic |
Pathologic |
Spondylolisthesis can also be graded according to the degree of slip present. The Meyerding system is the most widely used grading method. There are four grades of increasing severity: grade 1 is 0 to 25% slippage, grade 2 is 26% to 50% slippage, grade 3 is 51% to 75% slippage, and grade 4 is 76% to 99% slippage ( Fig. 152-1 ). Less than 50% slippage (grades 1 and 2) is considered low grade, whereas high-grade spondylolisthesis is slippage of greater than 50% (grades 3 and 4). Complete or 100% spondylolisthesis is referred to as spondyloptosis (grade 5).

Types of Spondylolisthesis
Lumbar spondylolisthesis can result from a variety of etiologies and is often multifactorial. The shared defect, however, is vertebral slippage due to loss of normal structural support. The interarticular facets, lamina, pars, pedicles, and vertebral discs are the key elements that prevent slippage.
Dysplastic Spondylolisthesis
Dysplastic spondylolisthesis accounts for approximately 14% to 21% of all cases of spondylolisthesis and is more common in females than males (2 : 1). According to the Wiltse-Newman classification, dysplastic spondylolisthesis results from congenital dysplasia of the sacrum or lumbar 5 (L5) neural arch including the pars interarticularis and facet joints. These defects include pars interarticularis elongation or lysis. Developmental spondylolisthesis per the Marchetti-Bartolozzi system also involves pars interarticularis elongation and lysis. It is considered either low or high grade depending on the severity of the dysplastic changes present as well as the risk of slip progression. Low-grade dysplastic spondylolisthesis has a relatively normal appearing L5 vertebra and S1 superior end plate without pelvic retroversion or hyperlordosis. The risk of slip progression is usually very low. High-grade dysplastic spondylolisthesis is associated with a trapezoidal L5 vertebra, a dome-shaped S1 superior end plate, pelvic retroversion, and hyperlordosis. Lumbosacral kyphosis is often observed. There is a very high risk of slip progression. If the dorsal vertebral arch remains intact, symptomatic neural compression may occur if the slip progresses. The treatment of symptomatic high-grade dysplastic spondylolisthesis is generally surgical.
Isthmic Spondylolisthesis
Isthmic spondylolisthesis is the most common form of spondylolisthesis and is twice as common in males as in females. The most frequent site of involvement is the L5/S1 level followed by L4-5.
Isthmic spondylolisthesis results from abnormalities of the pars interarticularis. Fatigue fractures develop over time in response to repetitive forces across the vertebral column, especially in the lower lumbar spine. Anatomic factors such as pelvic incidence are also thought to contribute to the development of isthmic spondylolisthesis.
There are three subtypes of isthmic spondylolisthesis. In subtype A, the bilateral pars interarticularis defects do not heal and are replaced with fibrous tissue. This is the most common subtype. In subtype B, there is partial bony healing with resultant callous formation that can occur with the pars interarticularis in an abnormal (i.e., distracted) position. This process allows for pars interarticularis elongation with anterior slipping of the cranial over the caudal vertebra. Subtype C is the result of an acute traumatic pars interarticularis fracture.
Degenerative Spondylolisthesis
Degenerative spondylolisthesis is more common in females than in males. It occurs most frequently at the L4-5 level. In addition, unlike the developmental dysplastic types, degenerative spondylolisthesis rarely progresses to a greater than 30% slip. Degenerative spondylolisthesis occurs as a result of intervertebral disc and facet complex deterioration without a dorsal element lytic defect. As the disc degenerates, it loses its ability to provide ventral column support. The facet complex then begins to fail under the increased stress, leading to a ventral slip.
Traumatic Spondylolisthesis
Traumatic spondylolisthesis is a rare injury that results from a fracture of any other part of the vertebra except the pars interarticularis. If the pars interarticularis is involved in the fracture, the lesion is classified as isthmic spondylolisthesis subtype C. Surgical stabilization is generally indicated for traumatic spondylolisthesis.
Pathologic Spondylolisthesis
Pathologic spondylolisthesis is also rare. It occurs when tumors or metabolic disease damage the dorsal elements (i.e., pars interarticularis, facets, pedicles) resulting in vertebral slip. Both primary and secondary (metastatic) tumors may cause disruption. Other reported causes include Paget disease, tuberculosis, osteoporosis, hyperthyroidism, and syphilis.
Iatrogenic Spondylolisthesis
Iatrogenic spondylolisthesis can result from aggressive surgical decompression in which more than half the facet joint is removed or if extensive resection of the pars interarticularis is performed. This destabilizes the vertebra and generally requires surgical address.
Clinical Presentation
Younger patients tend to present with back pain and a history of activities that involve repetitive hyperextension such as gymnastics, wrestling, weight lifting, and diving. Adult patients typically present with axial back and leg pain. The back pain is usually mechanical and positional. The pars interarticularis defect, intervertebral discs, and facets are common pain generators. However, discomfort can also come from soft tissues (i.e., muscle, ligaments) or nerve root irritation. Leg pain is usually radicular when associated with isthmic spondylolisthesis as a result of foraminal height loss and impingement of the exiting nerve root by hypertrophic fibrous tissue immediately surrounding the defect in the pars interarticularis or degenerated disc. Neurogenic claudication is more common in degenerative spondylolisthesis. Ventral slippage narrows the canal and foramen, leading to spinal stenosis. In addition, degenerative changes including hypertrophic facets and ligamentum flavum further contribute to central, lateral recess and foraminal stenosis that can cause claudication. Neurogenic claudication is characteristically described as bilateral buttock cramping and thigh pain with leg “fatigue.” This generally improves with flexion and rest.
On physical examination, isthmic spondylolisthesis patients often demonstrate hamstring tightness as the pelvis retroverts to compensate for the lumbosacral kyphosis. Hamstring tightness can result in a waddling gait as the patient is unable to fully extend the hip. Neurologic impairment including sensory dysfunction and focal weakness can be seen.
Imaging
Standing lateral radiographs will show the vertebral slip and are useful for determining the degree of slippage, the slip angle, the degree of lordosis, and sagittal alignment. Flexion and extension radiographs can sometimes be helpful in cases of dynamic instability but are not necessary. Oblique radiographs allow for better visualization of pathology within the pars interarticularis. In cases of high-grade slips with compensatory pelvic verticalization, a “heart-shaped” pelvis is often seen.
Advanced imaging such as computed tomography (CT) scans and magnetic resonance images (MRIs) provide better visualization of the dorsal element anatomy including dysplasia. These also better assess the degree of canal or foraminal stenosis, facet widening, end plate degenerative changes, sagittal facet orientation, synovial cysts, and facet sclerosis.
Nonsurgical Treatment
All patients presenting with spondylolisthesis should initially be treated with a course of nonsurgical management. The modality of treatment and its success depends on several factors including the type of spondylolisthesis as well as age.
In skeletally immature patients, a low-grade slip should be observed with serial radiographs every 6 months until skeletal maturity. Symptomatic patients should have activities restricted with consideration of bracing. Soft corsets, hard “clamshell” lumbosacral orthoses, and formal casting have all been used successfully in adolescent patients with an acute spondylolysis. Adolescent patients with high-grade slips or a high slip angle are at risk for progression and are offered surgery.
In general, anti-inflammatory medications, activity modification, physical therapy, bracing, and spinal injections are the mainstays of nonsurgical management. Formal physical therapy focuses on flexion based exercises that limit forces across a painful spondylolysis or facet and increase neural canal and foraminal dimensions. Lumbar traction is of variable benefit and may provide a counter to associated muscle spans. The best benefits are derived in acute (< 6 weeks of symptoms) situations.
Steroid injections may target a pars interarticularis defect, facet, epidural space, or nerve root. Epidural steroid injections can be of significant benefit to radicular leg pain. A series of up to four injections in concert with other treatments can allow patients who would otherwise be considered surgical candidates to avoid surgery.
Obese patients with a body mass index of greater than 30 should be encouraged to undergo a structured weight-loss program, as obesity has been linked to higher rates of infection, reoperation, and less clinical postoperative improvement. Although nonoperative treatment is often helpful, it has been shown to be less effective than surgery in the long term.

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