Personality disorders are some of the most common comorbid psychiatric conditions in major depressive disorder (MDD). The combination of MDD and personality disorders provides a real challenge to clinicians, as treatment of patients with these comorbid conditions is hampered by significant deficits in psychosocial and interpersonal functioning, often leading to poorer outcomes and treatment resistance. This chapter explores the relationship between personality disorders and TRD by synthesizing relevant empirical data and their implications for clinical practice and discusses alternative, personality-derived theoretical models of TRD. We begin by reviewing the definition and criteria for personality disorders according to the Diagnostic and Statistical Manual of Mental Disorders, 5th Edition ( DSM-5 ; ), along with the Alternative DSM-5 Model for Personality Disorders included in Section III: Emerging Measures and Models of the manual. Then, we discuss the relationship between depression and personality dysfunction, including the challenges in assessing each of the conditions in comorbid presentations. We then turn our attention to reviewing the evidence of the influence of comorbid personality disorders on the functioning of patients with MDD and treatment outcome for MDD. The two sections that follow discuss the relationship between depression and specific personality disorders. In order to allow for sufficient depth of discussion, we chose to focus on two types of personality pathology, Borderline Personality Disorder (BPD) and Narcissistic Personality Disorder (NPD), because of their frequent comorbidity with TRD in clinical practice. An additional factor in our selection was the predominance of the diagnosis of BPD in female and NPD in male patients. In each of the two sections, we review the literature on effective biological, psychological, and combined treatments for the corresponding personality disorders and the influence of the personality pathology on the treatment outcome in cooccurring MDD. We provide case studies to illustrate each of the comorbid clinical presentations. We then discuss alternative, personality-derived models of TRD through the framework of the Section III of the DSM-5, the historical concept of Depressive Personality Disorder, and a novel empirically derived construct of malignant self-regard. Finally, we distill the implications for clinical practice in managing TRD with comorbid personality disorders in the “ Clinical summary ” section of this chapter.
Personality disorders in DSM-5
The DSM-5 describes personality disorders in both Section II (Diagnostic Criteria and Codes) and Section III (Emerging Measures and Models). Section II describes personality disorders and their criteria in a manner that is nearly identical to the DSM-IV-TR ( ), which describes 10 discrete personality disorders with specific criteria and instructions on how combinations of these criteria lead one to be diagnosed with the disorder. A personality disorder is “an enduring pattern of inner experience and behavior that deviates markedly from the expectations of the individual’s culture, is pervasive and inflexible, has an onset in adolescence or early adulthood, is stable over time, and leads to distress or impairment” (p. 645). The Section III description of personality disorders, known as the Alternative DSM-5 Model for Personality Disorders (AMPD), is a product of the DSM-5 Personality and Personality Disorders Work Group and represents a radical departure from the current diagnostic approach. This model was included because of considerable problems that have been leveled against the current categorical approach, including the “failure to ‘carve nature at its joints’, the lack of meaningful or well-validated boundary between normal and disordered personality, excessive heterogeneity within diagnostic categories, excessive diagnostic cooccurrence across categories, inadequate coverage of the full range of personality difficulties seen in clinical practice, questionable temporal stability of diagnoses, dissatisfaction among clinicians, and inadequate scientific foundation” (p. 45, ).
Because of these concerns, the AMPD was included in Section III of DSM-5, with the encouragement for the model to be further tested and validated. Here, “personality disorders are characterized by impairments in personality functioning and pathological personality traits” (p. 761). Personality functioning refers to the individual’s representations of both self and others, also known as interpersonal functioning. Within the self domain, individuals are assessed for the quality of their identity (i.e., experience of oneself as unique, separateness from others, self-esteem stability, and the sense of who one is as a person) and self-directedness (i.e., a sense of one’s ability to plan and act on personally meaningful short-term and long-term goals). Within the interpersonal domain, individuals are assessed for empathy (i.e., the ability to understand, appreciate, and tolerate other’s points of view and needs, as well as knowing how one’s actions affects others) and intimacy (i.e., the ability to have meaningful, in-depth relationships with others). Additionally, pathological personality traits are organized into five broad trait domains, each of which is composed of several facets. The domains and facets are as follows:
Negative affectivity (emotional lability, anxiousness, separation insecurity, submissiveness, hostility, perseveration, depressivity, suspiciousness, and restricted affectivity)
Detachment (withdrawal, intimacy avoidance, anhedonia, depressivity, restricted affectivity, suspiciousness)
Antagonism (manipulativeness, deceitfulness, grandiosity, attention-seeking, callousness, hostility)
Disinhibition (irresponsibility, impulsivity, distractibility, risk taking, rigid perfectionism, or lack thereof)
Psychoticism (unusual beliefs and experiences, eccentricity, cognitive and perceptual dysregulation)
It should be noted that certain facets can be part of differing trait domains (e.g., depressivity and restricted affectivity) and that the facets per domain vary in number. These trait domains were derived from extensive empirical investigation and are strongly grounded in empirical investigations of trait theory in personality psychology ( ). To be diagnosed with a personality disorder by way of the AMPD, an individual must have “moderate or greater impairment in personality (self/interpersonal) functioning” and “one or pathological personality traits”; p. 761). How the AMPD is related to TRD will be discussed below. However, suffice it to say that the AMPD offers a much wider range of personality pathology than the typical taxonomy and incorporates chronic affective states (e.g., depressivity, emotional lability, anxiousness, and hostility) into its assessment framework.
The relationship between personality disorders and depression
The combination of personality disorders and MDD is one of the most common comorbid psychiatric presentations ( ; ). Prevalence rates in community and clinical samples span a wide range from 20% to 85% ( ; ; ; ; ), with the average being approximately 50%. Prevalence data on comorbid personality disorders in TRD are virtually nonexistent, although one small study comparing rigorously-defined treatment-resistant depressed outpatients with their non-TRD counterparts did not find treatment resistance to be associated with increased rates of personality disturbance ( ).
From a conceptual standpoint, the development and nature of the association between depression and personality pathology remain poorly understood. These constructs are interrelated, but the relationship between them is likely complex and multifactorial ( ; ). summarizes relevant theoretical work by identifying three possible operative models in the relationship between depression and personality disorders: predisposition, complication, and coaggregation. Predisposition proposes that patients with certain personality traits or trait constellations, including neuroticism and low extraversion/detachment, are more susceptible to developing depressive disorders. Complication refers to pathoplastic effects of personality pathology on the expression or course of depression, such as increased severity or chronicity and poorer response to standard treatments. Conversely, the complication model can account for the development or exacerbation of personality pathology as a result of recurrent or persistent depressive episodes. This conceptual model is most applicable to elucidating the association between personality disorders and TRD and most relevant to the topic of this book chapter. Finally, coaggregation suggests that when a patient’s coexisting vulnerabilities for depression and personality pathology are simultaneously expressed, the personality disorder becomes a precursor to or an attenuated manifestation of depression.
review additional conceptual work to expand the discussion of the interrelatedness of depression and maladaptive personality traits/personality disorders. They highlight several additional explanations, including (a) depression and personality disorders have common causes, (b) the content and diagnostic criteria of the two conditions overlap, and (c) personality traits/disorders represent consequences or “scars” of depressive illness. The role of life stress and its shared association with depression and personality pathology deserves special mention here. observes that the relationship between personality traits/disorder and depression is intensified by adverse life events, which often serve as triggers or perpetuating factors in major depressive episodes. In addition, there is an interactive and reciprocal relationship between life stress and personality pathology, whereby individuals with maladaptive personality traits (e.g., antisocial, narcissistic, borderline) have more unstable life circumstances (e.g., work, financial, and legal problems) and interpersonal relations (e.g., marital discord, estrangement from family), which, in turn, increase their risk of being exposed to various stressors ( ).
Assessment of comorbid personality and depressive disorders
The complexity of interrelatedness between depression and personality pathology makes the task of disentangling depressive symptoms from those of personality disorders exceptionally difficult in clinical settings. One challenge lies in the fact that the presence of depressive phenomenology may color the expression of personality and therefore complicate its assessment and vice versa. Furthermore, there is evidence to suggest that patients with MDD tend to overreport symptoms of personality pathology ( ; ), which makes the assessment of personality while the patient is acutely depressed problematic. While clinicians can reliably evaluate current depressive symptoms using patient self-report, the depressed patient’s description of their long-standing, habitual interpersonal patterns and self-perceptions are likely to be negatively influenced state effects of the illness, yielding a potentially biased assessment of personality functioning ( ; ). Conversely, personality pathology may color the quality of the patient’s experience of MDD and lead to overreporting of depressive symptoms. For example, one literature review found that patients with BPD tend to score higher on self-report measures of depressive symptoms, compared to clinician-administered scales ( ). In fact, patients with BPD without MDD may score as highly on self-rated symptom inventories as BPD patients with MDD and as highly as patients with MDD without BPD ( ). Finally, an initial, cross-sectional evaluation of an adult patient based primarily on self-report may not allow for accurate assessment of their personality traits/disorders, which are, by definition, longitudinal constructs with a developmental origin that typically manifest themselves by late adolescence ( ).
There are several possible strategies for addressing the challenge of assessment of comorbid depressive and personality disorders. One such strategy involves integration of collateral information in the evaluation process. Reports from collateral sources, such as long-term romantic partners or spouses, parents, and adult children can improve the accuracy of the assessment by providing additional data points to patient self-report, including longitudinal data ( ). However, this approach is not without its limitations, as it potentially introduces informant bias to the assessment process. In particular, familial risk of depression increases the probability that the informants themselves may be suffering from a mood disorder, which, in turn, can color their reports of the identified patient’s behavior or interpersonal patterns. In addition, the negative impact of the identified patient’s debilitating depressive illness or problematic personality traits on the informants’ quality of life and relationship with the proband ( ), may negatively bias their descriptions ( ; ).
Another strategy for navigating the challenge of accurately assessing personality disorders and depression in comorbid presentations involves incorporating clinician-administered semistructured interviews in the assessment process. Although clinicians typically rely on unstructured interviews in diagnosing personality disorders ( ), structured and semistructured interviews have shown greater interrater reliability ( ; ). Examples of commonly used measures for personality disorders include Structured Interview for DSM-IV Personality (SIDP-IV; ), Structured Clinical Interview for DSM-5 Personality Disorders (SCID-5-PD; ), Personality Inventory for DSM-5 (PID-5; ), and the DSM-5 Level of Personality Functioning Scale (LPFS; ). The assessment of depression can also be aided by incorporating structured interviews and self-administered inventories. proposed an evidence-based toolkit of measures with adequate psychometric properties for optimal depression assessment in clinical settings: (a) the Structural Clinical Interview for DSM (SCID), with most recent clinician version being SCID-5-CV ( ) to establish a formal mood disorder diagnosis; (b) the Mini-International Neuropsychiatric Interview (MINI; ) module on melancholic features to supplement the SCID; (c) the Seasonal Pattern Assessment Questionnaire (SPAQ; ) to assess for a seasonal component; (d) the Beck Depression Inventory-II (BDI-II; ) to assess depressive symptom severity and short-term change in symptoms; and (e) the Longitudinal Interval Follow-Up Evaluation (LIFE; ) to assess remission of MDD.
The impact of personality disorders on functioning and treatment outcome in patients with MDD
Very few studies have examined the role of personality disorders on psychosocial functioning of patients with MDD. The best available evidence comes from the Collaborative Longitudinal Personality Disorders Study (CLPS; ), a large prospective multisite study with over 600 participants recruited at Brown, Columbia, Harvard, and Yale University medical schools. In a cross-section analysis of data obtained at 36-month follow-up, compared the psychosocial functioning and well-being of patients with comorbid MDD and schizotypal, borderline, avoidant, or obsessive-compulsive personality disorder to those with MDD. They utilized the Medical Outcomes Study Short-Form Health Survey (SF-36; ), a widely used self-report inventory that assesses health-related quality of life. They found that personality disorder significantly contributed to functional impairment and diminished sense of well-being in at least three areas measured by the SF-36: emotional role limitations (i.e., problems with daily activities or work), social functioning (i.e., interpersonal relationships with relatives, friends, or neighbors), and general health perceptions (i.e., attitudes toward one’s health, both present and anticipated, and one’s appraisal of their tendency to get sick). These results were consistent with the findings from the baseline data from CLPS ( ; ; ; ; ), which showed that patients with comorbid MDD and personality disorders experienced greater impairment in employment and interpersonal relationships, compared to those suffering from MDD alone.
In a longitudinal, naturalistic follow-along study using data from the first 2 years of the CLPS cohort, compared three distinct groups of patients: (a) those with baseline MDD and personality disorder diagnoses, whose personality pathology remained stable and did not remit during the study period; (b) those with the same baseline comorbid presentation, but whose personality disorders remitted over time; and (c) those with MDD who did not meet the criteria for a personality disorder diagnosis at baseline. Using the LIFE psychosocial scales, which assess employment, interactions with friends, spouse/partner, and parents, recreation, global social adjustment, and the DSM-IV Axis V Global Assessment Functioning (GAF), they found that the presence of a persistent personality disorder predicted impairment in psychosocial functioning over and above the debilitating effects of comorbid MDD. They also found that the patients whose personality disorders remitted were more likely to experience a remission of MDD and improvement in social and occupational functioning. concluded that the burden of personality disorders in depressed patients extended beyond suffering from symptoms to psychosocial functioning and that the clinical course of comorbid personality disorders directly influenced outcome of MDD.
Numerous studies have examined the pathoplastic effects of personality pathology on the course and treatment outcome of depression. There is considerable evidence that patents with MDD suffering from a comorbid personality disorder have an earlier age of illness onset, experience more severe symptoms and longer duration of depressive episodes and are at higher risk of relapse after remission ( ; ; ). The literature on the impact of personality pathology on depression treatment outcome has been more mixed and has been the subject of a long-standing debate in psychiatry going back nearly 70 years ( ). In order to synthesize the findings from scores of relevant original studies, several narrative and systematic literature reviews and metaanalyses have been published in the last two decades. In a narrative review of over 50 studies, found that the prognostic significance of personality pathology for treatment outcome in patients with MDD depended on study design, with the best-designed studies reporting the least amount of impact. A systematic literature review and metaanalysis of six randomized controlled trials (RCT) of pharmacotherapy for depressed patients with or without personality disorders also found no difference between the two groups ( ). On the other hand, a more inclusive systematic review and metaanalysis of 34 studies, incorporating cohort, case-control, and RCT methodologies reported poorer outcomes for the comorbid group ( ). This finding supported the conclusions of several earlier narrative reviews that found comorbid personality disorders to predict poorer outcome of depression treatment, including pharmacotherapy and electroconvulsive therapy (ECT; ; ; ; ).
In attempt to bring clarity to this debate, the authors of several previous reviews came together as the Personality Disorder and Depression Outcome Group (PDDOG) and published the most comprehensive systematic literature review and metaanalysis on this topic to date, encompassing a total of 58 studies ( ). Of the included studies, 35 were prospective case series and 17 RCTs. In the metaanalysis, showed that, irrespective of treatment modality, a diagnosis of personality disorder in patients with MDD was associated with a poorer treatment outcome, with an overall odds ratio of 2.16 (1.83–2.56). The authors also noted that, in the included studies, the treatment was limited to depressive disorders and did not address coexisting personality pathology, highlighting a potential reason for treatment resistance in MDD. They concluded that assessing personality status and treating cooccurring personality disorders were essential for optimizing treatment response in depressed patients. Furthermore, in the most up-to-date narrative review of recent literature on this topic, highlights additional evidence to support the conclusion that untreated personality pathology can negatively affect the clinical course and treatment outcome in MDD. These findings are consistent with the clinical experience of the authors of this book chapter and many other clinicians working with patients with chronic and treatment-resistant depression.
Borderline personality disorder and depression
Clinical presentation
Borderline personality disorder (BPD) is a serious mental illness characterized by “a pervasive pattern of instability of interpersonal relationships, self-image, and affects, and marked impulsivity that begins by early adulthood and is present in a variety of contexts” ( , p. 663). Individuals with BPD frequently experience extreme fear of abandonment and make frantic and often self-sabotaging efforts to avoid real or perceived rejection, such as responding with inappropriate anger, suicidal threats, or parasuicidal gestures. This dynamic is produced by an intense fear of being alone and an overreliance on others for a sense of personal identity and worth. BPD patients struggle with individuation and often experience their identity as “fused” with that of other people. At the same time, their interpersonal relationships are marked by instability and intensity, often resulting in significant fluctuations from idealization to debasement or derision, depending on their perception of the other individual’s readiness to meet their needs or prove their loyalty. Their descriptions of other people may lack complexity and are often extreme: for example, “the best human being ever” or “a total loser.” These individuals’ self-image and sense of self are also highly unstable, and they are prone to intense shame, guilt and self-condemnation. They experience these feelings as so intolerable, that they often resort to radical and ultimately counterproductive mitigating measures, such as self-mutilation and suicidal behaviors. Individuals with BPD also display significant impulsivity, including behaviors that prove to be self-damaging (e.g., unprotected sex, excessive spending, substance abuse, unsafe driving, etc.). Finally, BPD is characterized by affective volatility, frequently resulting in depressive states marked by intense albeit transitory dysphoria, several hours to a few days in duration, anger and hostility. These fluctuations stem from BPD-associated mood reactivity, which, in turn, is triggered by a real or imagined abandonment or anticipated rejection. In some cases, the affective dysregulation can be accompanied by transient paranoid ideation or dissociative experiences.
Due to its characteristic instability of emotions and predominance of negative affect, BPD can often mimic a depressive disorder. Both BPD and MDD are marked by dysphoric affect and increased risk for suicidal behavior, which makes the task of determining whether the depressive symptoms should be attributed to the cooccurring depression or to the personality disorder itself, more complicated. Furthermore, individuals with this type of personality pathology appear to have a heightened subjective experience of depression, so much so that patients with BPD without MDD often score as highly on standardized self-rated depression measures as BPD patients with MDD and as highly as patients with MDD without BPD ( ). In addition, patients with comorbid MDD and BPD tend to endorse greater severity of symptoms on self-report measures as compared to clinician-rated severity ( ). Finally, the experience of depression in individuals with MDD is often qualitatively different from that in BPD patients, with the former being marked by melancholy, anhedonia, and apathy, accompanied by neurovegetative symptoms, and the latter by a sense of boredom, alienation, emptiness and inner “badness,” as well as anger and hostility ( ; ; ).
BPD comorbidity and its impact on the course and treatment outcome in MDD
BPD is a relatively common mental illness, with prevalence rates of approximately 1.7% in the general population and 15%–28% in patients receiving psychiatric care in inpatient and outpatient settings ( ). BPD is also by far the most-studied personality disorder, and its interface with depression has received a great deal of attention in professional literature. The lifetime prevalence of cooccurrence of depression with this type of personality pathology is extremely high, with recent studies suggesting that 61%–85% of individuals with BPD eventually meet the criteria for MDD ( ; ).
In light of the frequent comorbidity encountered in both research and clinical practice, a number of studies have explored the possibility that the two conditions have shared causes, with some authors going as far as conceptualizing BPD as a variant of a mood disorder ( ; ). A recent review by has in fact revealed an overlap in neurobiology of BPD and MDD, including reduced serotonin neurotransmission, amygdala hyperreactivity to emotional stimuli, and volume abnormalities in the anterior cingulate cortex and hippocampus. At the same time, the review also identified significant differences in brain region involvement, neurohormonal activation, heritability, symptomatology, prognosis, and pharmacotherapy response. The above similarities notwithstanding, the consensus of expert opinion remains that BPD and MDD are separate and distinct disorders ( ; ; ; ; ; ; ) that may share certain biological, temperamental, and early environmental risk factors ( ; ).
There has been a long-standing consensus of expert opinion that antidepressant medication is not as effective in ameliorating the symptoms of major depression cooccurring with BPD as in MDD without personality pathology ( ; ). In a recent systematic literature review synthesizing the findings of three longitudinal studies ( ; ; ) with a total sample of nearly 2400 patients, reported that the presence of comorbid BPD in fact slightly worsens the outcome of MDD. Cooccurring BPD is also associated with earlier onset of depression, longer duration of Major Depressive Episodes (MDE), increased rate of persistence of depressive symptoms, and lower rate of remission ( ; ). These findings are consistent with the results of an earlier review of the impact of personality pathology on treatment outcome in major depression ( ) that reported that high neuroticism scores, which are characteristic of BPD ( ), were associated with poor prognosis, particularly in long-term outcomes. Furthermore, in a 6-year prospective study, found that high neuroticism scores also predicted earlier relapse and shorter remission of major depression, suggesting that that depressed patients with cooccurring BPD respond more poorly to pharmacological treatment. In addition, in a prospective epidemiological study using a large nationally-representative sample from the National Epidemiologic Survey on Alcoholism and Related Conditions, observed that BPD accounted for over half of cases of persistent depression at the 3-year follow-up. BPD robustly predicted persistence of MDD, even after controlling for age at onset of depression, the number of previous episodes, duration of the current episode, family history, treatment, and other personality disorders. Finally, in another longitudinal study from CLPS that followed a sample of BPD patients with and without cooccurring MDD for 3 years, found that the rate of remission of BPD was not affected by the presence of comorbid MDD; however, the remission rate of MDD was significantly reduced by the presence of coexisting BPD. When considered together, the above evidence identifies BPD as a key risk factor for TRD.
It should be noted here that the prognostic significance of comorbid BPD extends to somatic treatments for major depression, although the available evidence is more limited. A narrative review by suggested that depressed patients receiving ECT had poorer outcomes on some measures in the presence of coexisting BPD. This finding was supported by more recent original studies ( ; ). For example, in a prospective longitudinal study, compared the outcome of ECT in three different groups of depressed patients: (a) those with BPD, (b) those with PDs other than BPD, and (c) those without a PD and found that the BPD group showed the least amount of symptomatic improvement following treatment completion. In addition, in a recent retrospective chart review of patients with MDD receiving ECT and transcranial magnetic stimulation (TMS), found that the presence of coexisting borderline personality traits modestly predicted poorer response to ECT. Interestingly, the authors also found that borderline personality traits had no impact on the outcome of TMS. The available data does indicate that MDD could be successfully treated with ECT in patients with cooccurring BPD, leading some researchers to speculate that “the depressed patient appears to have two distinct disorders, one with is responsive to ECT and the other which is not” ( , p. 91).
Treatment
In light of the negative prognostic impact of BPD on cooccurring major depression, a proper initial treatment of BPD can improve the chances of achieving remission in MDD. In fact, found that improvements in BPD were followed by improvements in MDD, but not vice versa. This section will provide an overview of treatments for BPD and review the available limited data on treatments for the combination of MDD and BPD.
Pharmacotherapy for BPD
There are no medications approved by the US Food and Drug Administration (FDA) for the treatment of BPD to date. Nevertheless, pharmacotherapy for BPD is common in clinical practice, with approximately 80% of patients with this personality disorder regularly taking medications and over 40% taking three or more medications daily ( ; ). A 2010 Cochrane systematic review and metaanalysis by analyzed 27 RCTs, including drug vs placebo, drug vs drug, and single drug vs combined treatment that tested first- and second-generation antipsychotics, mood stabilizers, antidepressants, and omega-3 fatty acids in adult patients with BPD. The review found the mood stabilizers topiramate, lamotrigine, and valproate semisodium, and the second-generation antipsychotics aripiprazole and olanzapine to have most beneficial effects in treating core facets of the psychopathology of BPD. However, the available evidence did not support effectiveness of pharmacotherapy in reducing the overall severity of BPD. In addition, the authors noted that the robustness of the findings was limited, due to the low number of studies per drug tested and small samples in included trials. Interestingly, the effectiveness of SSRIs, endorsed by the American Psychiatric Association’s practice guidelines ( ) as a first-line treatment for BPD, was not supported by the corresponding evidence. In another systematic literature review, came to similar conclusions. The authors found some evidence for beneficial effects of second-generation antipsychotics, mood stabilizers, and omega-3 fatty acids, but not SSRIs, while noting that the overall evidence base was “unsatisfying” ( ).
took a slightly different approach in their metaanalysis of 21 placebo-controlled RCTs of psychotropic medications in “severe” personality disorders (i.e., BPD and/or schizotypal personality disorder) by focusing on the drugs’ effect on three specific symptom domains: cognitive-perceptual symptoms, impulsive-behavioral dyscontrol, and affective dysregulation. The third domain, in turn, was comprised of four subdomains: depressed mood, anxiety, anger, and mood lability. Study drugs were grouped into three categories: antipsychotics (which included both atypical and typical antipsychotic medications), antidepressants, and mood stabilizers. The data synthesis revealed that antipsychotics had a moderate effect on cognitive-perceptual disturbances and a moderate-to-large effect on anger; antidepressants were associated with small effects for anxiety and anger, but were ineffective for depressed mood or impulsive-behavioral dyscontrol; mood stabilizers, on the other hand, were associated with very large effects for impulsive-behavioral dyscontrol, as well as anger, and had a large effect on anxiety and a moderate effect on depressed mood ( ). The metaanalysis also found that mood stabilizers were superior to antipsychotics and antidepressants in improving global functioning. In contrast, a recent update of published, unpublished, and ongoing studies by suggested that there was no evidence of beneficial effects of mood stabilizer lamotrigine in routine care for BPD. In addition, the newest studies did not support the use of fluoxetine for treating self-harm and suicidal behaviors associated with BPD ( ).
concluded that, despite its prevalence in everyday clinical practice, the use of psychoactive drugs for the treatment BPD was not supported by current evidence. It should be noted here that this conclusion is reflected in the U.K. National Institute for Health and Clinical Excellence (NICE) guideline on treatment and management of BPD, which recommends that pharmacotherapy should not be used specifically for BPD. Furthermore, based on the available evidence, suggested that medication should only be used as an adjunctive treatment aimed at crisis stabilization and maximizing the patient’s use of psychotherapy.
Psychotherapy for BPD
Psychotherapy is widely considered to be the primary treatment for BPD. In the last two decades, there has been a proliferation of studies evaluating the effectiveness of psychotherapeutic approaches developed specifically for this personality disorder, as well as adaptations of existing treatments. In fact, a 2020 Cochrane systematic review ( ) included 75 RCTs with over 4500 participants, reflecting an exponential increase in the amount of available evidence since the publication of the previous Cochrane review in 2012 ( ), which included 28 trials involving a total of 1804 subjects. In the updated review, covered over 16 different kinds of psychotherapy of one to 36 months in duration conducted mostly in outpatient settings with patients who were mostly female and whose mean age ranged from 15 to 46 years; the comparator interventions included treatment-as-usual (TAU), waitlist, and other active treatments. The authors reported that, compared to TAU, psychotherapy resulted in a clinically relevant reduction in BPD symptom severity (moderate-quality evidence) and suicidality (low-quality evidence). In addition, they found that it could potentially reduce self-harm (low-quality evidence) and depression scores (very low-quality evidence), while improving psychosocial functioning (low-quality evidence). When compared to waiting list or no treatment, psychotherapy was more effective at improving BPD symptom severity and depression. While not all included studies addressed side effects of treatments, those that did found no adverse reactions to psychotherapy. The most studied treatment approaches among those included in the review were dialectical behavior therapy (DBT) and mentalization-based treatment (MBT).
Another influential review deserves a mention here. conducted a systematic literature review and metaanalysis of 33 clinical trials with a total 2256 participants randomized to psychotherapy alone or to a control intervention. The authors found that DBT and psychodynamic treatments, such as MBT and transference-focused psychotherapy (TFP), significantly improved BPD-relevant outcomes, such as severity of symptoms, self-harm, and suicidal behavior, compared to control interventions. There were no differences between DBT and psychodynamic approaches, as both types of treatment produced significant albeit small effect sizes. Interestingly, despite its prominence in research and clinical practice, cognitive-behavioral therapy (CBT) for BPD did not differentiate from control interventions.
TFP and MBT are described in some detail in the section on Narcissistic Personality Disorder and depression below. DBT is by far the most studied of the effective psychotherapies for BPD, as well as most widely used, particularly in the United States ( ; ). It was originally developed by Marsha Linehan as a form of cognitive-behavioral therapy for chronic suicidal and parasuicidal behavior ( ) and eventually developed into a comprehensive, manualized treatment for BPD. Linehan theorized that the self-destructive behavior characteristic of BPD stemmed from a lack of important interpersonal, self-regulation, and distress tolerance skills. Within the DBT theoretical framework, the treatment is organized around a hierarchy of behavioral targets: (1) minimize suicidal behaviors and parasuicidal gestures (e.g., suicide attempts, self-injury), (2) decrease behaviors undermining treatment (e.g., no-shows, excessive between-session phone calls), (3) minimize quality of life-interfering behaviors (e.g., alcohol misuse, binge-eating), and (4) increase self-regulation skills (e.g., distress tolerance, mindfulness) ( ). These therapeutic goals are achieved through a multipronged treatment approach encompassing skills groups, individual therapy, between-session phone coaching, and care coordination within the patient’s treatment team. In summary, DBT is an intensive manualized treatment that requires specialized training and a significant investment of time and effort by the clinician.
Treatment for comorbid depression and BPD
There are no published treatment trials for comorbid TRD and BPD and only a handful of studies evaluating effectiveness of treatments for cooccurring MDD and BPD. Two separate trials of SSRIs demonstrated some effectiveness. In particular, found that an 8-week trial of fluoxetine 20 mg/day led to an improvement of both depressive and personality pathology symptoms, as measured by the 17-item Hamilton Rating Scale for Depression (HAM-D-17), Personality Diagnostic Questionnaire-Revised (PDQ-R), and the frequency of the diagnosis of BPD before and after treatment. In addition, a double-blind trial of sertraline 50–150 mg/day or citalopram 20–60 mg/day ( ) resulted in significant reductions in the frequency of BPD diagnosis and depression scores. And in a small 6-week trial of tricyclic antidepressants (i.e., clomipramine or desipramine) ( ), an MDD + BPD subsample showed similar significant improvement of depressive symptoms to patients with MDD with another personality disorder and MDD without a personality disorder diagnosis. More clinical trials of pharmacotherapy for the comorbid MDD + BPD and TRD + BPD presentations are desperately needed.
Clinical illustration a
a A composite case.
Sharon is a 29-year-old recently divorced heterosexual Caucasian female who was referred to a TRD specialty clinic by her outpatient treatment team for a one-time consultation due to chronic depression with suicidal ideation, extreme anxiety, relationship problems, and limited response to treatment. She has been psychiatrically hospitalized five times in the past 3 years as a result of suicide attempts. She acknowledged having attempted suicide at least 10 other times. All of the suicide attempts involved intentional overdosing on prescription medications. She also acknowledged some past nonsuicidal self-injurious behavior. She indicated that common triggers for these behaviors were relationship difficulties, including marital separation and divorce.
Sharon has been under the care of a psychiatrist and a Masters-level therapist for the last 3 years, with a working diagnosis of Major Depressive Disorder, Recurrent, Severe and Panic Disorder. Within this time period, she completed several unsuccessful antidepressant medication trials of adequate duration and intensity. There are some indications that she did not always remember to take her medications regularly and at times refused to take medication stating that they did not work. She is currently prescribed bupropion extended-release 300 mg qam and fluvoxamine 200 mg qam. She also completed a series of 12 acute and 6 maintenance ECT treatments in the past year. She indicates that these treatments were ineffective in addressing her depression and believes that they have had a lasting negative effect on her memory. Sharon has also been in weekly psychotherapy for the last 3 years. The progress notes indicate the use of cognitive-behavioral, interpersonal, and acceptance and commitment therapy modalities. In regards to her psychotherapy, Sharon states that she is “sick of talking about herself.” Despite the ongoing treatment, she reports experiencing unremitting severe depressive symptoms that significantly interfere with her daily functioning.
Sharon’s parents divorced when she was 10 years old. She has an older brother to whom she never felt close and from whom she is currently estranged. She was very close with her mother who died of ALS 3 years ago. Outside of her parents’ divorce, she describes growing up in a “typical American household” and denies experiencing significant trauma, abuse, or neglect. Socially, she reports that she always had friends growing up, but also that she could be “hot or cold” with friends. She lost a group of close friends following a break-up in a romantic relationship in high school, which precipitated her first depressive episode. Sharon acknowledges that she currently has very few friends and is largely isolated socially. Since separating from her husband, she has had a string of unsuccessful romantic relationships and has been uncharacteristically promiscuous. She feels that she needs “constant attention” from men. Currently, her social network is limited to her father and two friends, both of whom live out of state. She lives in a rented townhouse and sublets one room to a graduate student. She shares custody of her 2-year-old daughter with her ex-husband, from whom she has been divorced for 1 year. Sharon works part-time as a cashier at a local hardware store, and, despite having a college degree, believes that she will never make more than the minimum wage. She reports having no hobbies or interests and states that she “doesn’t do anything.” When she is not taking care of her daughter, she spends much of her free time sleeping and browsing social media on her phone. She used to enjoy literature, art, and music, but says that she “cannot remember the last time she read a book.”
Sharon’s comprehensive consultation at the specialty clinic included a thorough review of history, an interview with a clinical psychologist, who also administered a battery of psychological tests geared for TRD, and a reevaluation by a psychiatrist. The results of the diagnostic interviews and psychological testing indicated the presence of major depression, anxiety, and personality pathology marked by borderline and depressive traits. She appears to experience intense irritable and depressed affects with few outlets for them. Her daily experience is marked by guilt and shame. Her relational style is marked by an approach-avoidance conflict and she vacillates between an intense desire for closeness and withdrawal. She exhibits extreme fear of rejection and reacts strongly to real or perceived abandonment. She often finds herself acting in ways that ultimately bring about the very thing she fears. She has a generally pessimistic, negative outlook on life. Cognitively, she is prone to all-or-nothing thinking, which appears to drive some of her distress. She has strong negative affectivity punctuated by lability, disinhibited behaviors, and significant instability in her sense of self and interpersonal functioning. These traits have become more pronounced in recent years, although they have been present throughout her life to a greater or lesser extent. This constellation of personality and emotional features is best captured by the diagnosis of Borderline Personality Disorder.
Narcissistic personality disorder and depression
Clinical presentation
Narcissistic Personality Disorder (NPD) is characterized by an exaggerated sense of self-importance and expectations that others appreciate and recognize one’s uniqueness and specialness ( ). Individuals with NPD often present as entitled and struggle to see the perspectives of others, often using others mainly to meet their own needs without appreciating the needs of others. On the surface, NPD individuals may not seem likely to present for treatment for depression; however, they actually do make their way to psychotherapy and/or pharmacotherapy quite often, due to the high level of fluctuation in their self-esteem ( ; ). Narcissistic patients often find themselves negatively impacted by the criticism or disappointment of others. And while they are likely to externalize these problems to others, NPD patients may become depressed and suicidal ( ; ), with NPD being uniquely associated with an increasing risk of suicide attempts over a 10-year period ( ) and an increased risk for suicide completion ( ). Depression in NPD patients often presents with fluctuations in the depressive state, ruminations about the hostility of others, fluctuation in suicidal ideation triggered by external events, which is accompanied by parasuicidal behavior, and a lack of neurovegetative symptoms ( ). Their chronic depressive episodes subsequently make them a particularly challenging group of patients to treat.
Individuals with NPD are prone to prolonged depressive episodes due to repeated work and relational failures, perceived social humiliation, and defeat. Chronic experiences like these predispose the patient toward feelings of shame and aggression, with acting out one’s aggressive feelings on others as a consequence. For instance, a patient might be passed up for a job promotion, invoking feelings of depression, humiliation, and shame. However, in order to avoid feeling this level of rejection, the patient verbally lashes out at colleagues, disparaging the individual who was selected for the promotion and invoking concerns about the unfairness and poor judgment of those making the decisions. While such reactions might be short-lived, the NPD patient might continue to act out in some aggressive ways but may also become self-destructive, for example, by drinking too much alcohol, or even driving an automobile while intoxicated. In fact, high rates of substance abuse disorders are commonly reported in NPD patients ( ). Given their proclivity to deny their vulnerability ( ), NPD patients may appear angry or frustrated, yet their underlying depression can often be detected within the first few sessions of psychotherapy.
Prevalence of comorbidity of NPD and depression
found that in a sample of patients diagnosed with narcissistic PD, 47% met criteria for Major Depressive Disorder, and 42% for Dysthymia. Similar comorbidity rates were reported by and . In addition, in a study of Narcissistic PD subtypes, found that the vulnerable subtype showed particular proneness to depression. However, more recently, suggested that the rates of Dysthymia were much higher in NPD than the rates of MDD. There is a dearth of research on the effects of Narcissistic PD on the treatment of depression. However, reviewed six longitudinal studies with a combined total of 2717 subjects and found that individuals with high self-esteem have a lower risk for developing depression, regardless of whether or not they were narcissistic.
Treatment
It is not uncommon for NPD patients who present with depression to be treated with an SSRI, as it is not uncommon for most patients with personality disorders to be provided with a medication upon consultation with a primary care physician or psychiatrist. In fact, it has been observed that both pharmacotherapy and psychotherapy may be utilized to treat depressed patients with personality pathology ( ; ). However, recent reviews of literature have failed to provide any empirical support for the efficacy of pharmacotherapy for NPD ( ). There are likely many reasons for these failures, such as the difficulty in detecting and subsequently treating NPD, the poor adherence that many NPD patients have in pharmacotherapy or psychotherapy, and the possible premature discontinuation of medication in patients with NPD who often resist acknowledging their need for medication. Furthermore, many NPD patients are unlikely to seek psychiatric treatment for depression. Consequently, pharmacotherapy for NPD currently lacks empirical support.
A frequently discussed treatment for NPD in the literature is a psychoanalytically-informed treatment known as transference-focused psychotherapy (TFP; ). First applied to the treatment of Borderline Personality Disorder (BPD), TFP is designed to elicit the maladaptive representations of self and other that exist in the therapeutic relationship, and elucidate the process by which these representations lead to affective and behavioral dysregulation ( ). Past research on TFP with BPD patients has demonstrated that these patients recover from their chronic depressivity ( ) and develop more adaptive and realistic representations of self and other. report that TFP is associated with a lower dropout rate in NPD patients than other types of psychotherapy, and that its efficacy may be attributed to challenging and changing the grandiose and vulnerable aspects of the self-representations. For example, NPD patients may feel the therapist is being overly critical of judgmental toward them and begin to feel depressed or ashamed. In TFP, the therapist identifies these depressive and shameful feelings and thus interprets how and why they developed and how they are being applied inappropriately to the current situation between the patient and therapist.
Another treatment recently described in the literature is mentalization-based treatment ( ). In this theoretical framework, NPD is understood to develop from noncontingent mirroring of the child by the parents, such that the mirroring reflects the parents’ experiences of the child and not their experiences directly. For instance, the parent might be overly effusive about the child’s accomplishments while not recognizing or attending to his or her vulnerable affective states, such as depression. Consequently, the child (and adult) adapts a more grandiose representation known as the narcissistic alien self , which overvalues the parent’s effusive praise but pays little to no attention to the more vulnerable states. This leads the child to a disconnection from his or her primary affective experience. MBT seeks to bring these experiences into conscious awareness, so that the NPD patient can learn to evaluate his or her experiences more accurately and within the context in which they occur. Thus, depressive or shameful feelings can be experienced more immediately and with appropriate context to make sense of why they are there and how they might be managed. While there is no empirical evidence yet for MBT applied to NPD patients, treatment successes have been reported in case studies and clinical experience ( ).
Many authors have articulated that NPD is marked by both feelings of grandiosity and vulnerability, with some suggesting that there are two distinct phenotypes of NPD ( ). Those who are more grandiose are typically socially charming and outgoing, desire admiration, and have fantasies about success, yet are often seen as self-absorbed, struggle to recognize others’ feelings and motives, and tend to have shallow relationships. Those who are more vulnerable tend to struggle with self-doubt and feelings of inferiority, have difficulty depending on and trusting others, often feel depressed and easily hurt, and regularly experience shame and embarrassment. While these phenotypes, or subtypes, have been described in the literature, there is a growing consensus that patients with NPD tend to have both grandiose and vulnerable aspects to their personalities, with one being more dominant than the other. Indeed, what has been described above are the reactions of NPD patients who experience both grandiose and vulnerable self-representations. However, a sizable body of literature describes the very different expressions of these subtypes based upon the type of traits they exhibit ( ), response to treatment ( ), and response to ego threat ( ). To account for these differences, Pincus and colleagues (e.g., ; ) recommend the use of the term pathological narcissism to encompass the wide range of emotional, social, and behavior expressions that are part and parcel of NPD. While this concept has been a useful addition to the literature, this conceptualization of narcissism has some challenges, particularly as it is related to the chronic nature of depressivity that is experienced by patients with NPD.
Clinical illustration
Ethan is a 26-year-old Caucasian male who is seeking treatment over difficulty with a relationship break-up 3 years ago. He reported prior treatment with both an SSRI medication and psychotherapy but discontinued the medication after 4 months when he began using marijuana periodically. Although he had previously been in psychotherapy for about 2 months, he discontinued after the therapist reportedly “shamed” him for how he treated his previous girlfriend. Ethan also devalued the therapist because she was about his age and, in his perception, did not have enough experience to help him. He sought out the current therapist for his expertise and maturity.
Ethan indicated that he has been depressed “on and off for years,” thinking he would never get better. He reported some suicidal ideation, but no plan or intent. He believed his former girlfriend was “perfect” for him, and, when she broke up with him (although later he indicated that the break-up was mutual), he became very depressed. Since then, he dated intermittently, getting sexually involved with a woman early in their relationship, only later to decide she was not good enough for him or did not measure up to his previous girlfriend. The therapist began to identify the patient’s relational pattern as that marked by an idealized sense of self and devaluation of women, which helped relieve any depressive affect he might have about the relationship ending badly. When the therapist would offer an observation on this pattern, Ethan would say, “that is really insightful” or “that’s a really good comment.” Yet, as the therapy relationship unfolded, Ethan wondered if there might be anything he would learn about psychotherapy that might allow him to undermine the work he was doing with the therapist.
Though the therapy utilized a transference-focused approach (discussed earlier) toward integrating the disparate and split-off aspects of the self and others, it also addressed depressive episodes as they arose. For instance, one time, after a brief romantic relationship did not end well, the patient smoked marijuana and contacted his former, idealized girlfriend. This led him to become very depressed, feeling suicidal, and then smoking too much marijuana and drinking too much alcohol. He missed work, and the therapist explored the extent to which his actions could be detrimental to both his physical health and work vitality. Ethan avoided discussion of his depressive affect; yet, the therapist persisted and addressed his resistance. This led the patient to eventually talk about his hopelessness in ever being able to get over the breakup, which evoked sadness and depression in session. Subsequent sessions found Ethan returning to consider these feelings, though often another problem would arise centering around a relational template of grandiosity and vulnerability, which would be explored and interpreted. The identification and explanation of these templates offered a new perspective to the patient about how his mood state was linked to his ideas about himself and others. He began to find himself feeling more stable and resilient to events that would otherwise be distressing. Over time, he moved more toward a stance of greater curiosity about himself and began feeling less depressed.
Alternative, personality-derived models of TRD
The DSM-5 alternative model of personality disorder diagnosis and assessment (AMPD)
As noted earlier, the AMPD was included in the DSM-5 for ongoing empirical and clinical evaluation. This model makes explicit that depressivity and anhedonia are personality trait facets and within the Negative Affectivity and Detachment trait domains. Individuals with high levels of depressivity are described as regularly feeling down, miserable, and/or hopeless. They have difficulty recovering from these moods and are often pessimistic about the future. They also have frequent feelings of shame and/or guilt, low self-worth, and thoughts of suicide or suicidal behavior. Individuals with high levels of anhedonia lack enjoyment in life’s experiences and avoid engaging in them. Thus, the AMPD explicitly emphasizes that these problems in mood are actually problems in personality. These traits are described as being relatively stable across time, having their onset in adolescence or early adulthood, and persisting across different situations. Furthermore, the AMPD discusses problems with levels of personality functioning. Patients with TRD would be anticipated to have problems in their personality functioning. Specifically, their sense of self is likely to be negatively affected by low self-esteem or self-esteem instability, as well as difficulties with engaging in personally meaningful goals. Their interpersonal functioning also is likely to be negatively affected, as they struggle to relate to the experiences of others when their own experience is so pervasively negative, and their ability to develop deep relationships might be severely hampered by their limited emotional “bandwidth” and psychological “unattractiveness” to others. An expanded discussion of TRD features through the lens of the AMPD could be found in .
It is critical to note that the concept of personality is central to the understanding of TRD in modern psychiatry. This idea is not new, having been discussed for decades and reviewed by . Unfortunately, personality has received little attention in treatment outcome studies (e.g., STAR*D) seeking to understand why some depressed patients do not recover from brief psychotherapies and pharmacotherapy. As discussed later, insights from personality theory might prove to be very useful in the conceptualization and treatment of some patients with TRD.
Depressive personality disorder
In DSM-IV ( ), the diagnosis of Depressive Personality Disorder (DPD) was introduced. Drawing upon a long history in the clinical literature (see ), DPD was meant to fill the gap in the literature by describing those patients whose chronic depressive affect was embedded more within their personality structure and less in symptoms. Features of DPD included depressed affect, pessimism, self-criticism, negative feelings toward others, proneness to feeling guilty, and feelings of inadequacy. In fact, DPD was differentiated from DSM-IV Dysthymic Disorder, whose symptoms were associated with somatic abnormalities, such as low energy and motivation, difficulty concentrating, and disruptions in eating or sleeping patterns. DPD was proposed for inclusion in future editions of the DSM given the wealth of clinical experience that documents that certain patients’ distress seems rooted in their personality organization and developmental history, making them poor candidates for pharmacotherapy and potentially good candidates for psychotherapy.
Research on DPD led to many interesting findings. First, studies indicated that the overlap between DPD and Dysthymia in clinical and nonclinical samples ranged between 18% and 95% (reviewed in ), with an average rate of comorbidity being approximately 50%. Second, despite efforts to develop psychometrically sound measures for assessing and differentiating DPD and Dysthymia, most instruments failed to effectively differentiate patients with these conditions, thus limiting their clinical utility. Third, no randomized control trial of treatment for DPD was ever conducted, though a few studies evaluated how DPD traits affected outcome of treatment of Major Depressive Disorder. One study found DPD to interfere with successful treatment ( ), while others found no adverse effects of DPD on treatment outcome ( ; ). However, in one study, DPD traits had a negative effect on outcome of interpersonal psychotherapy of 16–20 weeks’ duration ( ). In that same study, antidepressant medication from multiple pharmacological classes was found to be effective in treating MDD without a negative effect of DPD traits.
Other studies have documented that DPD patients are commonly seen in outpatient clinical settings ( ; ), are more prone to major depressive and dysthymic disorders and suicide attempts (e.g., ; ), and spend more time in psychotherapy than those with other mood disorders, often with less improvement ( ). In short, DPD patients may be the prototype of what it means to have treatment-resistant depression. However, studies on treatment-resistant depression often rule out personality disorders and have not included assessment for DPD. In fact, it could be because of the underlying personality structure that a number of treatments for MDD fail, resulting in TRD.
Unfortunately, the Personality and Personality Disorders Workgroup of DSM-5 failed to recommend DPD as a diagnostic category in DSM-5. It might have been that the issues of comorbidity with other mood disorders led to its exclusion from the manual ( ); however, no formal justification was provided for this decision ( ). In fact, the workgroup appeared to violate its own rules for the inclusion of DPD as reliable and valid diagnostic category ( ). Nonetheless, ideas were proposed for what might become of DPD ( ; ), including the need to consider underlying psychological and personality processes when reformulating the construct, which has demonstrated decades of interest clinically. Out of this concern, a new construct was derived.
Malignant self-regard
In a comprehensive review of the DPD literature, identified a number of personality patterns that were common in several personality disorders and related conditions, which included not only DPD, but also masochistic or self-defeating personalities, and vulnerable expressions of narcissistic personality. Among the shared qualities are depression proneness; feelings of guilt, shame, and inadequacy; self-criticism; hypersensitive self-focus; pessimism; perfectionism in the context of “grandiose” or idealized fantasies; desire for approval from others; masochism; and poor anger management. described this constellation of features as malignant self-regard (MSR), which identifies a condition of the underlying self-structure. Based in personality theory, MSR captures many features that are commonly shared among patients who have, among other things, persistent depression that is often resistant to treatment. Several studies have validated the MSR construct in university students, nonclinical adult population, psychiatric outpatients, and medical outpatients in different parts of the world. Similarly, factor analytic studies have confirmed that the MSR construct is composed of a single factor of features of DPD, Self-Defeating PD, vulnerable narcissism, and depressive symptoms ( ; ; ; ; ). Even when controlling for depressive symptoms, the same personality variables continue to load on a single factor, thus supporting the coherence of these personality patterns independent of depressive symptoms. Also of note, MSR and vulnerable narcissism have been further considered in light of their connection with chronic depression. Guidelines for the differentiation of the two constructs, particularly with regard to the manifestation of and clinical attention needed for chronic depression, are provided in the Appendix for the interested reader.
Clinical illustration
A detailed discussion of someone with high levels of MSR (and also meeting criteria for DSM-IV Depressive PD) has been reported by . This patient, Mark, possessed all the features of MSR and came into treatment for chronic depression which seemed not to get better with time. He had been in brief, cognitive-behavioral psychotherapy while studying at the university, which appeared to have minimal effectiveness. He decided to enter psychotherapy again at age 27, as he struggled with depression and suicidal ideation, as well as having ambivalent feelings about his girlfriend and his work. Though he had not tried pharmacotherapy, he was resistant to considering it, as he feared potential unintended effects of medication.
Treatment began from a psychodynamic perspective, which initially yielded some positive effects when Mark began to understand how limited his agency was, and that there were some choices he could make that would remove him from unpleasant situations. However, as the treatment continued, his masochistic attitudes increased, and he regularly believed that his problems were entirely of his making. His suicidal ideation increased, at which time he agreed to consult a psychiatrist for medication. Mark tried three SSRI medications, all of which failed. The first medication produced intolerable side effects and had to be discontinued, while others had trials of adequate duration and intensity. Even with increases in dosage, the medications did not result in a clinically significant response. Eventually, his psychiatrist recommended ketamine treatment. He opted to try it, but discontinued after a few sessions when he had a very strong experience of dissociation and derealization which was terrifying to him.
As psychotherapy unfolded, Mark changed jobs after putting up with some very damaging conditions. However, a very clear pattern of self and interpersonal relatedness was observed, in which he saw himself as inadequate to manage the stressors that came his way. He struggled to be perfect or to function at such a high level that he could feel more powerful and agentic, yet could not internalize the adversity of the conditions in which he found himself. This pattern had clear associations to many events in his childhood and adolescence, in which he tolerated loss after loss and several family moves with little attention to or awareness of how painful such transitions were for him. Even though he believed that he would find happiness after graduating from the university, his low self-esteem and perceived problems in self-efficacy continued to dominate his thinking.
Mark seemed to find greater resiliency and an investment in his own needs, however, as the relationship with his girlfriend was coming to an end. In this case, he became angry over her unfounded criticism of his behavior. From the patient’s description of the relationship, it became clear for the first time that she was regularly devaluing him and putting him down, while he masochistically tolerated her demands and expectations all the while being criticized for being so depressed. In this case, Mark fought for himself, his need for fair treatment and attention, and took a more proactive stance in pointing out the ways his girlfriend was being emotionally insensitive. This led to a reduction in his depressive symptoms and a more engaged attitude toward himself and his future.
Clinical summary
Comorbid personality disorders in depressed patients present a real challenge for clinicians. Cooccurring personality pathology negatively impacts the course and treatment outcome in major depression and is associated with poorer overall functioning. Many patients with these coexisting conditions are thus identified as having treatment-resistant depression. Chronic and severe depressive symptoms can sometimes overshadow underlying personality pathology in the assessment process and dominate treatment focus. It is possible that failure to diagnose and treat the underlying personality disorder represents one reason why otherwise effective antidepressant treatments fail. Consequently, clinicians should carefully assess for personality pathology in all TRD patients and implement a comprehensive treatment plan addressing each of the comorbid conditions. Research evidence indicates that treating the coexisting personality disorder can lead to an improvement in both personality and depressive symptoms. Alternative, personality-derived models of TRD show much promise in being able to successfully integrate personality and depressive symptoms into a single construct. Utilization of these models, in some cases, may offer a more robust conceptualization of TRD, thus allowing for the development of treatments strategies that more adequately address the full range of problems associated with this presentation.
Appendix
As noted earlier, narcissistic personalities are marked by both grandiosity and vulnerability in the same individual. It has been speculated that a purely vulnerable subtype of narcissism exists, separate from the grandiose subtype (see ). However, evaluated individuals for pathological narcissism (both the grandiose and vulnerable manifestations) and MSR. They found that MSR and vulnerable narcissism were both associated with higher levels of neuroticism, lower levels of extraversion, and lower levels of self-esteem. b
b An influential review by found that high levels of neuroticism in a comorbid personality pathology predicted poor prognosis in MDD, particularly when long-term outcome was taken into account.
High levels of both MSR and vulnerable narcissism also predicted trait levels of anger and anxiety, as well as levels of state anger that is held internally (i.e., not expressed outwardly), when individuals received negative feedback on their performance. This led to consider whether MSR and vulnerable narcissism were the same construct.However, it was argued by and that while these two constructs might be the same, it would be an error to suggest that these two constructs fall within the umbrella of pathological narcissism, as described by Pincus and colleagues ( ; ). Instead, noted that those who are labeled as vulnerably narcissistic are at risk of having their chronic depressivity overlooked for its debilitating effects on their quality of life and potential for suicide. He also suggested that describing those with MSR (or depressive personality as a historical precursor) as vulnerably narcissistic inappropriately labels these patients’ perfectionistic strivings as “grandiose.” Such labels could hurt patients whose perfectionistic (or “grandiose”) aspirations are driven by a strong unconscious need to be cared for and accepted, which is different than the motivations of grandiosity in a narcissistic patient, who is motivated to maintain an insecure self-esteem. Furthermore, the depressive patient has limited or minimal conscious awareness for recognition or praise and often balks at the idea that the recognition is something wanted or sought after ( ). Given such strong empirical overlap between the constructs, but yet important clinical differences in their experiences, suggested that vulnerable narcissism should not be used to describe a type of narcissistic personality, since narcissistic patients have both grandiosity and vulnerability. In other words, the subtype idea should be abandoned. He went on to argue that the concept of MSR should be used to describe what has been called the “vulnerable narcissist,” which is most like what has described as the depressive-masochistic personality.
In order to differentiate the depressive experiences of those with high levels of MSR from those with narcissistic personality pathology, offers three guiding principles for assessment and treatment. First, the narcissistic patient will always have manifestations of unmet grandiosity needs that present themselves in some way, even if presentation is one that is depressive. Clinicians might observe the depressive symptoms being reported in light of the patient’s sense of entitlement or unmet recognition as being unique or distinct. In contrast, MSR/depressive personality patients do not view others’ failings as being the source of their depressive symptoms; rather, it is the person themselves who believes they are inadequate or not good enough.
Second, the depressive personality/MSR patient has high standards and expectations for themselves, and others are often seen as functioning even better. Unlike the narcissistic patient, however, the depressive/MSR patient has a greater capacity for moral functioning, such that they treat others with more kindness than themselves. Even when slighted, the depressive patient would be likely to keep their anger inside and not express it, unlike the narcissistic patient who would be more verbally expressive with their anger.
Third, while narcissistic and depressive/MSR patients have an ego ideal that is perfectionistic, the narcissistic patient has some degree of confidence in their grandiose or perfectionistic strivings, while the depressive patient sees this quality as never fulfilled, despite having achieved a number of successes. Stated differently, both patients have troubles with their aspirations—the narcissistic patient overvalues or overstates their accomplishments, while the depressive patient undervalues them. Successful treatment of the depressive/MSR patient will require the identification and internalization of the desire for a receptive or caring other, who does not require perfection, while successful treatment of the narcissistic patient requires the internalization of the loss of what they cannot be or the limits that they have reached.