Fig. 22.1
Questions a neurosurgeon should ask him-/herself before being an expert witness
Pearl
Medical expert testimony is crucial in medical malpractice litigation and is a very important part of the legal system. The testimony should be undertaken with a great degree of integrity and fairness. In order to avoid any possible bias, certain guidelines should be followed to guide the witness to focus on the questions of liability. He/she should stick to the available evidence and offer his/her personal opinions if asked. The expert witness should be chosen with special care and according to special criteria.
22.2.1.4 Preparatory Stage
A neurosurgeon who takes on the responsibility to be an expert witness should focus on the evidence, circumstances, nature of treatment, and the standard of care. Therefore, it is mandatory that the expert witness have access to all the case-related information such as the patient’s file, investigations, reports of the treating neurosurgeon, and other witness reports. Sometimes the expert is not supplied with original imaging, only reports – in this case the expert must insist that the lawyer obtain the raw imaging. The expert witness must support his/her testimony with appropriate literature and research. It is important that he/she understands the circumstances, general medical environment, and the standard of care provided by the hospital and the treating neurosurgeon. Furthermore, the accepted guidelines of the concerned court and the instructions should be studied judiciously and should support the preparations and writing of his testimony.
22.2.1.5 Writing the Testimony
The testimony should present facts and opinions. The standard of performance of the alleged malpractice case should be compared and weighed to the accepted standard of that specialty and in that local area of practice.
In determining any breach of duty of care, falling below the accepted standard of care which would be considered negligent, it is important to take into consideration the standard of care at the time the alleged negligence occurred because it may differ from the practice at the time of litigation due to new techniques, understanding, and technology (Bolam v Friern Hospital Management Committee 1957). Standard practice should be deemed reasonable and not “best practice” since every doctor or hospital cannot provide or meet the best standard of care (i.e. there is always someone somewhere who can “do it better” than any given neurosurgeon).
The expert witness has to state the facts clearly and candidly. The medical terms used should be written in full, detailed, and explained. The testimony has to be signed and dated. Whilst writing the report, the expert has to mentally prepare him/herself to answer any questions related to his/her testimony the court might ask.
22.2.1.6 Wrongful Claim Review
The possibility of “wrongful claim review” may occur and expose the expert witness to legal consequences. The medical expert will be held responsible if he/she retains any information or falls short in stating the medical malpractice committed by the defendant neurosurgeon. He/she will also be responsible if he/she omits any available evidence that will prove the defendant guilty.
Unfortunately, some medical experts’ credibility is not always accurate, honest, and unbiased (Brent 1982; Sloan et al. 1989). These surgeons may be making their living being expert witnesses, and their testimonials may be contaminated by their personal opinions and are not based on factual evidence but on unreasonably high expectations of average neurosurgeons. There is often difficulty distinguishing between personal opinion based on personal experience and medical evidence based on well-known and established scientific evidence which follows accepted and reasonable standards of care.
Pearl
Neurosurgeons have a duty to serve the legal system. They should accept to write expert witness testimony if they have the skills, ability, and the expertise to do so. The report they present must clearly identify the areas of failure, in accordance with the standard of treatment. The report must be authentic, accurate, and not misleading. The expert witness should separate his/her own opinion from the evidence and focus on the facts, but his/her expert opinion is also valued.
22.2.2 The Neurosurgeon as Defendant
It is accepted that patients and families have the right to file complaints and sue any member of the treating team. However, medical litigation is a nightmare for any neurosurgeon – it is not only devastating psychologically, but it consumes a great deal of time the surgeon would prefer to be spending helping other patients and other constructive pursuits (Charles 1999). Furthermore, it is not optional like accepting to be an expert witness; a sued neurosurgeon must comply. Most neurosurgeons may also consider these cases as threatening to their career and damaging to their reputation. Therefore, the defendant neurosurgeon may show signs of emotional disturbance, which in some cases reflects negatively on his/her practice and family life. The careers of some sued neurosurgeons have been altered as a direct result of medical litigation. It is important for any neurosurgeon who faces such a situation to hold and stick to his/her practice and other regular activities. He/she may be well advised to speak to senior colleagues, hospital leaders, friends, and counsellors for words of wisdom and support.
22.2.2.1 Illustrative Case (Neurosurgeon Sued for Post-operative Respiratory Death)
A 57-year-old senior consultant neurosurgeon received a notification from the court that he was being sued by the son of a 74-year-old patient who passed away 15 days after successful anterior cervical discectomy. The patient suffered respiratory complications 3 days after surgery, and medical treatment in the intensive care unit failed to cure his lung problem, and he succumbed.
22.2.2.2 Approach to the Case
There is no doubt that filing a malpractice lawsuit is one of the patient’s rights. The patient’s families also have rights to file a complaint against the treating teams. Neurosurgeons should consider the risk to be sued as one of the facts of medical practice, which every neurosurgeon should be prepared for and know how to deal with ethically and professionally. There are several steps that should be taken in dealing with any medical litigation case such as:
1.
Read carefully the court notification and analyse the complaint.
2.
Go back to the case and review the details and collect and review all the facts, investigations, admission notes, progress notes, and operative notes.
3.
Seek professional legal advice and obtain an attorney who specializes in these cases (most neurosurgeons pay yearly dues to a medical protective organization, and a lawyer will be provided for him/her).
4.
Prepare an honest, detailed, and comprehensive report about the case; any lapses in care or mistakes should be acknowledged.
5.
The attorney or legal consultant should review and study this report carefully.
6.
The attorney should be consulted about every step in court.
7.
In court, the defendant neurosurgeon should be absolutely honest and keep a high level of professionalism.
8.
The defendant neurosurgeon should not consider the malpractice lawsuit filed against them as a personal attack or an event which will damage their reputation.
The court reached a decision that the neurosurgeon was not guilty in this case.
22.2.2.3 How at Risk Are Neurosurgeons from Litigation?
In one study, across specialties, 7.4 % of physicians annually were sued (Jena et al. 2011). There was significant variation across specialties in the probability of facing a claim, ranging annually from 19.1 % in neurosurgery, 18.9 % in thoracic-cardiovascular surgery, and 15.3 % in general surgery to 5.2 % in family medicine, 3.1 % in paediatrics, and 2.6 % in psychiatry. In an attempt to repeat the study in Eastern Province, Saudi Arabia, the total number of litigations in Saudi Courts during 2003–2012 was found to be 641, of which 13 (2 %) were neurosurgical cases. Of these neurosurgical cases, three neurosurgeons were found guilty. The obstetricians and paediatricians were the most exposed to litigation. Some litigation is driven by lawyers either because they truly believe they are crusaders against patient injury by doctors or for more crass motives (Saxton and Finkelstein 2007).
Neurosurgeons are at true risk to face a malpractice medical litigation once or more during their years of practice (Emery et al. 2013; Zhang et al. 2013). Neurosurgeons should be prepared for such a risk and learn how to deal with it. Neurosurgeons are widely different in reacting to medical lawsuit cases. Some consider the medical litigation as a direct and personal threat to their career. However, others may consider such litigation as an occupational hazard and another challenge they have to get through. The support of friends, family, colleagues, and hospital administration is badly needed. The defendant neurosurgeon needs legal advice and a professional attorney to build up the strategy to defend him/her in the court. The defendant and his/her attorney should adhere to medical ethics and be honest and acknowledge any mistakes or errors.
Pearl
The best strategy to deal with a malpractice case is with honesty and professionalism and to try to not take it personally. Legal consultation is a must and support from colleagues very valuable.
22.2.3 Does Medicolegal Litigation Help or Hinder Progress in Medical Care?
Recent studies demonstrate a rise in medical litigation cases against medical practitioners. In some of these studies, neurosurgeons top the list (Carrier et al. 2010; Danzon 1986; Jena et al. 2011; Mello et al. 2003; Mohr 1992). Discussing the subject of medical malpractice may send a chill down every neurosurgeon’s spine. Neurosurgery is one of the most rapidly growing subspecialties; what was considered standard a few years ago is by no means standard practice today. The impact of new technology is enormous in the rapid development of neurosurgery. With every application of new technology or method, there is a learning curve which is associated with some risk of unexpected complications. How can neurosurgery grow as a speciality and neurosurgeons obtain new skills to climb their learning curve whilst minimizing the risk of complication and the threat of potential medicolegal consequences?

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