Mental Health Disorders in Young Children with Autism Spectrum Disorders

 

Gadow et al. 2004 a

Gadow et al. 2005 a

Leyfer et al. 2006 b

de Bruin et al. 2007

Simonoff et al. 2008 b

Mattila et al. 2010 c

Gjevik et al. 2011

Sample

172 with ASD; 3–5 years old

284 with ASD; 6–12 years old

109 with autism; 5–17years old

94 with PDD-NOS; 5–12-years old

112 with ASD; 10–14 years old

50 with AS or HFA; 9–16 years old

71 with ASD; 6–18 years old

Measure used

ECI-4 (%)

CSI-4 (%)

ACI-PL (%)

DISC-IV-P (%)

CAPA (%)

K-SADS-PL (%)

K-SADS-PL (%)

Any comorbid psychiatric disorder



72

80.9

70.8

74

72

Any anxiety disorder




55.3

41.9

42

42

 Separation anxiety disorder

5.9

6.8

11.9

8.5

0.5

2

0

 Panic disorder



0

1.1

10.1

2


 Agoraphobia




6.4

7.9

2


 Social phobia

10.2


7.5

11.7

29.2

4

7

 Specific phobia

17.9


44.3

38.3

8.5

28

31

 Obsessive-compulsive disorder



37.2

6.4

8.2

22

10

 Generalized anxiety disorder

5.1

24.3

2.4

5.3

13.4


0

Any mood disorder




13.8

1.4

6

10

 Major depressive disorder


5.6

10.1

10.6

0.9

6

1

 Dysthymic disorder


11.3


2.1

0.5


1

 Bipolar disorder



2.8




0

Any disruptive behavior disorder




61.7


44


 Any form of attention-deficit/hyperactivity disorder

41.4

60.3

30.6

44.7

28.2

38

31

  Predominantly inattentive

19.5

35.5

20.0

14.9


12

21

  Predominantly hyperactive

9.5

5.3

3.5

8.5


0

6

  combined

12.4

19.5

7.0

21.3


26

4

 Oppositional defiant disorder

13.5

27.6

7.0

37.2

28.1

16

4

 Conduct disorder

1.5

7.1


9.6

3.2

2

3


ASD autism spectrum disorder; PDD-NOS: pervasive developmental disorder not otherwise specified; AS Asperger’s Syndrome; HFA high-functioning autism; ECI-4 Early Childhood Inventory–4; CSI-4 Childhood Symptom Inventory–4; ACI-PL Autism Comorbidity Interview, Present and Lifetime Version; DISC-IV-P Diagnostic Interview Schedule for Children, Version IV; CAPA Child and Adolescent Psychiatric Assessment; K-SADS-PL Kiddie Schedule for Affective Disorders and Schizophrenia, Present and Lifetime Version.–indicates that the prevalence rate was not reported

a In Gadow et al. 2004, 2005, prevalence rates were originally published by gender; combined prevalence rates were calculated using the published data

b While all other studies published current prevalence rates, Leyfer et al. 2006 reported lifetime prevalence rates and Simonoff et al. 2008 published 3-month prevalence rates

c Whereas prevalence rates for all other studies are on the basis of parent report, diagnoses in Mattila et al. 2010 were made on the basis of K-SADS-PL completed with both parent and child. Additionally, all rates presented for Mattila et al. 2010 are for current prevalence of these disorders, although the authors also published lifetime prevalence rates



Two of the first studies reporting on DSM-IV disorders in large samples of children with ASD were published by Gadow et al. In the first study, using the Early Childhood Inventory-4 (ECI-4; Gadow and Sprafkin 1997, 2000), Gadow et al. (2004) reported rates of psychiatric syndromes based on parent and teacher ratings of 172 preschool children aged 3–5 years (mean = 4.2, SD = 0.8), drawn from a DD specialty clinic. Seventy-nine percent of the sample was male. Full-scale IQs (FSIQ) were available for 109 children (63 %) and the average was 79 (SD = 22). In a similar study, Gadow et al. (2005) obtained parent and teacher ratings on a clinic-based sample of 301 children with ASD aged 6–12 years (mean = 8.3, SD = 1.8) with the CSI-4. In addition to being older, this sample also had a higher percentage of males (85 %) and greater intellectual abilities. For those with available FSIQ ( = 205; 68 %), the average was 92 (SD = 22) .

Leyfer et al. (2006) were amongst the first to report rates of psychiatric disorder based on a structured interview. They reported lifetime prevalence rates, using a modified version of the K-SADS-PL, the Autism Comorbidity Interview, Present and Lifetime Version (ACI-PL). Their sample consisted of 109 community-recruited children with autism who were participating in other studies at the two research sites in Boston and Salt Lake City. The children were 5–17 years old (mean = 9.2, SD = 2.7) and the sample was primarily males (94 %). Information on intellectual functioning was available for 96 individuals (88 %), with a mean FSIQ of 83 (SD = 23) .

de Bruin et al. (2007) investigated comorbid psychiatric disorders in 94 children who were consecutive referrals that met research-criteria for Pervasive Developmental Disorder-Not Otherwise Specified (PDD-NOS) at an outpatient clinic in the Netherlands. Parents were interviewed with the Dutch version of the Diagnostic Interview Schedule for Children, Version IV (DISC-IV; Shaffer et al. 1998), and also rated their child on the Children’s Social Behavior Questionnaire (CSBQ; Luteijn et al. 1998). Eighty-eight percent of the children were male and their age ranged from 6–12 years (mean = 8.5, SD = 1.9). IQs were available for 90 children (96 %), with a mean of 91 (SD = 17; range = 55–120) .

Simonoff et al. (2008) reported weighted prevalence estimates based on a stratified random sampling procedure. They reported 3-month point prevalence rates of psychiatric comorbidities among an epidemiological sample of 112 children with ASD. IQ information was available for all children, with a mean FSIQ of 73 (SD = 22; range 19–124). Children were 10–14 years of age (mean = 11.5) and 88 % were male. Psychiatric comorbidities were assessed with a structured interview with parents, the Child and Adolescent Psychiatric Assessment (CAPA; Angold and Costello 2000).

Finally, two studies assessed psychiatric functioning with the K-SADS-PL. Mattila et al. (2010) assessed 50 high functioning children with ASD (FSIQ > 75). Participants were recruited from community ( = 18) and clinic ( = 32) resources. Both parents and children were interviewed in this study. Both current and lifetime diagnoses of comorbid psychiatric disorders were made by trained clinicians on the basis of information provided by both parents and children. Children were 9–16 years old (mean = 12.7, SD = 1.5) and 76 % were male. Gjevik et al. (2011) assessed 71 children and adolescents aged 6–16 years (mean = 11.8, SD = 3.3) who were attending a special school for ASD. They completed the K- SADS-PL with parents, reporting current diagnoses only. The sample was composed primarily of boys (82 %), most of whom functioned in the range of ID (mean NVIQ = 65, SD = 30) .


Anxiety Disorders


The DSM-IV-TR cautioned against diagnosing anxiety disorders in individuals with ASD, including GAD, social anxiety, and separation anxiety (APA 2000). The DSM-5 criteria cautions against diagnosing separation anxiety and social anxiety as well and additionally extend this caution to obsessive-compulsive disorder (OCD; APA 2013). Despite this, anxiety disorders are some of the most commonly co-occurring psychiatric disorders in individuals with ASD, with up to half of children meeting criteria for any anxiety disorder according to parent ratings, and many children meeting diagnostic criteria for multiple anxiety disorders. In fact, children and adolescents with ASD show higher levels of anxiety than typically developing controls (for a review, see MacNeil et al. 2009).

Despite the high rate of co-occurring anxiety disorders in individuals with ASD, anxiety may often be unrecognized or mislabeled. There is considerable overlap between the symptoms of ASD and those of anxiety. Behaviors commonly associated with ASD such as verbal rituals and repetitive questioning can also be interpreted as symptoms of anxiety. Core deficits of ASD, including communication deficits and difficulties in emotion recognition and labeling, complicate diagnosis even further as many children with ASD are unable to recognize or report symptoms of anxiety .

Considerable debate has arisen regarding the relationship between OCD and ASD as repetitive and ritualistic behaviors are core symptoms of both disorders. One distinction between disorders is that repetitive behaviors associated with ASD do not seem to occur against the person’s will, in contrast to OCD where compulsions are uncontrollable and unpleasant. In a comparison of repetitive behavior in typically developing children, high functioning autism (HFA), or OCD, Zandt et al. (2009) found that children with OCD exhibited more routines and rituals as well as more compulsions and obsessions than children with ASD. In addition, the obsessions and compulsions were more sophisticated in children with OCD. Matson and Nebel-Schwalm (2007) suggested the following when diagnosing OCD in ASD. First, the individual with ASD should engage in behaviors that are typical of OCD, such as frequent hand washing to kill germs. Second, the OCD symptoms exhibited should be greater than the repetitive behaviors expected in a typical case of ASD. Lastly, individuals with ASD and comorbid OCD should show reduction in OCD symptoms from interventions known to be effective for OCD .


Mood Disorders



Depression

Depression can occur in individuals with ASD, but typically does not develop until after puberty. As can be seen in Table 27.1, rates of MDD and dysthymic disorder have ranged from 1–11 %. In their epidemiological sample, Simonoff et al. (2008) found that 0.9 % met criteria for MDD and 0.5 % for dysthymic disorder. However, a further 11 % of the sample had a significant period of depression or irritability, but did not fully meet DSM-IV criteria for MDD or dysthymic disorder.

Rates of depression seem higher in individuals with ASD compared to community control groups of typically developing children. For instance, Gadow et al. (2005) found that 6 and 11 % of their sample of 6- to 12-year-olds with ASD screened positively for MDD and dysthymic disorder, respectively. In contrast, no typically-developing children in regular education screened positively for MDD and less than 1 % did for dysthymic disorder. Some studies have shown much higher rates in both individuals with ASD and typically developing control groups. For example, Mayes et al. (2011) assessed children ages 6–16 with the Pediatric Behavior Scale, and found that 54 % of children with HFA (IQ greater than 80) and 42 % of lower functioning children with ASD (IQ less than 80) were depressed. In contrast, 19 % of typically developing children in their sample were depressed.

Similar to difficulties associated with diagnosing anxiety, communication deficits and difficulties understanding emotions can make diagnosis of depression challenging in individuals with ASD. As a result, many of the symptoms of depression are reported by caregivers or observed in changes in the child’s behavior (Ghaziuddin et al. 2002; Stewart et al. 2006). Some case studies have reported that the onset of depression can be associated with the onset or exacerbation of problem behaviors, including self-injury and aggression, as well as a decrease in self-care behaviors, such as toileting (e.g. Clarke et al. 1999; Long et al. 2000) .


Bipolar spectrum disorders

Bipolar disorder appears to be less common in individuals with ASD. Leyfer et al. (2006) found low lifetime prevalence rates of 1.9 % for Bipolar I disorder, 0.9 % for Bipolar II disorder, and 0.9 % for cyclothymia. Similarly, de Bruin et al. (2007) found that 3.2 % of their sample reported a manic episode and 3.2 % reported a hypomanic episode in the previous year. Gjevik et al. (2011) on the other hand reported that no children currently met diagnostic criteria for a manic episode or bipolar disorder.

Similar to depression and anxiety, the diagnosis of bipolar disorder can be challenging in individuals with ASD. Additionally, the diagnosis of childhood bipolar disorder is a controversial topic due to the dramatic increase in diagnostic rates and unclear diagnostic criteria for this age group (Leibenluft and Rich 2008). However, clinicians should take note of any cyclical changes in activity, behavior, or interests in children with ASD, as well as a family history of bipolar disorder as this may indicate comorbid bipolar disorder.


Disruptive Behavior Disorders



Attention deficit/hyperactivity disorder

According to the DSM-IV-TR, ADHD should not have been diagnosed if symptoms occured solely in the course of ASD (APA 2000). However, the new criteria for the DSM-5 (APA 2013) removed this stipulation because there is currently no evidence that ADHD is universally associated with ASD. Furthermore, ADHD symptoms in individuals with ASD respond to similar treatments as those used in individuals without ASD .

In a recent review of research on the comorbidity of ADHD and ASD, Gargaro et al. (2011) concluded that while more neuropsychological research is needed to fully understand the comorbid presentation of ASD and ADHD, current clinical opinion, research, and theoretical models suggest that these disorders are distinct, and that their comorbidity is frequent. In one study looking at the comorbidity of these disorders, Gadow et al. (2006) examined differences in associated features in two groups of children: one group with both ASD and ADHD and one with ASD only. Results indicated that children with both ASD and ADHD were significantly different from children with ASD only in terms of co-occurring psychiatric symptoms, ASD symptoms, as well as other psychosocial variables, suggesting that children with both ASD and ADHD are distinct from children with ASD only .

As seen in Table 27.1 and elsewhere (e.g., Kim et al. 2000; Sinzig et al. 2009), the prevalence of ADHD in individuals with ASD is quite high. These rates are significantly higher than what is seen in typically developing children. For example, Gadow et al. (2004) found that 41 % of preschool children with ASD screened positive for ADHD, compared to 6 % of typically developing children. This discrepancy was even larger with school aged children, where 60 % of children with ASD screened positive for ADHD compared to 6 % of typically developing children.

Little is known about the causes of the high comorbidity of ADHD and ASD. However, genetic studies are pointing at the possibility of a common genetic basis for the two disorders. Linkage studies have shown that similar areas of the genome may be involved in both ASD and ADHD , including 5p13, 9q33–34, 16p13, and 17p11–q11. However, it is unclear if these overlapping regions reflect common risk genes or only genes that are in close proximity to each other (Smalley et al. 2004). In a community-based sample of 6,771 twins, there were significant correlations (0.54 for parent data; 0.51 for teacher data) between autistic and ADHD traits , as measured by the Childhood Asperger Syndrome Test and the Conners’ Revised Parent/Teacher Rating Scales, suggesting a genetic overlap between the two disorders (Ronald et al. 2008). In another population-based twin sample, ADHD was associated with elevated rates of ASD traits as measured by the Missouri Assessment of Genetics Interview for Children, a semi-structured interview based on the DSM-IV, and the Social Responsiveness Scale, further suggesting a genetic overlap between ADHD and ASD (Reiersen et al. 2007) .


Oppositional defiant disorder

Many children with ASD additionally exhibit symptoms of ODD, characterized by hostile and defiant behavior toward parents and other adults. As can be seen in Table 27.1, rates vary tremendously across studies, ranging from 4 to 37 %. Rates of ODD appear to be higher in children with ASD than typically developing children. For example, Gadow et al. (2004) found that 13 % of preschoolers with ASD positively screened for ODD, compared to 7 % of regular education students. In their sample of 6–12 year olds, Gadow et al. (2005) found an even larger discrepancy, with 28 % of children with ASD positively screening for ODD, compared to 4 % of regular education children .

In both typically developing children and those with ASD, disruptive behavior disorders such as ODD and conduct disorder (CD) frequently co-occur with ADHD . Simonoff et al. (2008) found that 52 % of those with ASD and ADHD also met criteria for either ODD or CD. Gadow et al. (2008) compared four groups of children: ASD and ODD ( = 19), ASD and ADHD ( = 207), ASD and both ODD and ADHD ( = 113), and ASD only ( = 235). Results indicated that children with ASD and no ODD are distinct from children with ASD and ODD. Those without comorbid ODD showed less severe symptoms of GAD and MDD. Additionally, children with ASD and both ODD and ADHD showed more severe symptoms of CD, MDD, dysthymia, obsessions, compulsions, and separation anxiety disorder, as well as more severe social deficits and perseverative behaviors than children with ASD only .


Conduct disorder

As seen in Table 27.1, prevalence rates of CD in children with ASD range from 1.5 to 10 %. There has been relatively little research on the comorbidity of CD in children with ASD, which may be due to the fact that social, communication, and intellectual difficulties associated with ASD make it difficult to establish whether the individual engages in aggressive behaviors with the intent to do harm to another person. Intent to harm other people is a critical piece of the CD diagnosis.


Tic Disorders


Tics are sudden vocalizations or motor movements that are recurrent and stereotyped (APA 2000). At times, they can be quite difficult to differentiate from stereotyped behaviors and other repetitive behaviors that occur as part of ASD. However, tics are typically short in duration, inappropriate for the context, and often disrupt behavior and speech (Baron-Cohen et al. 1999). Few studies have looked at the prevalence of tics in children with ASD. However, available evidence seems to suggest that tic disorders occur in a number of children with ASD . For instance, Gjevik et al. (2011) found that 11 % of their sample met criteria for any tic disorder, while Mattila et al. (2010) found a rate of 26 %. Specific estimates of motor tics range from 6 to 17 % (Gadow et al. 2004; Mattila et al. 2010), and from 6 to 13 % for verbal tics (Gadow et al. 2004; Mattila et al. 2010). When looking specifically at Tourette’s Disorder, characterized by the presence of both motor and verbal tics, prevalence rates vary from 6.5 to 14 % in clinic-based samples of children with ASD (Baron-Cohen et al. 1999; Mattila et al. 2010). In their population-based sample of children with ASD, Simonoff et al. (2008) found a slightly lower prevalence rate of 4.8 %.

Rates of verbal and motor tics appear to be higher in children with ASD compared to typically developing children. For example, Gadow et al. (2005) reported that 17 % of clinic-referred preschool children with ASD had motor tics, compared to 1 % of typically developing children. Similarly, 14 % of clinic-referred school aged children with ASD showed verbal tics, compared to 2 % of typically developing children (Gadow et al. 2004). The presence of tics in children with ASD appears to be related to the presence of more severe symptoms of other psychiatric disorders, with the combination of ADHD and tics predicting the most severe symptoms of other psychiatric disorders, including ODD, CD, MDD, dysthymia, GAD, separation anxiety disorder and OCD (Gadow and DeVincent 2005) .


Schizophrenia


Historically, autism was thought to be a form of schizophrenia. It is now clear that these two conditions are distinct disorders, although they can occur together. These two disorders can be differentiated in a number of ways. Whereas autism has its onset in early childhood, schizophrenia typically does not appear until adolescence or early adulthood. Additionally, individuals with schizophrenia typically report hallucinations and delusions, which are not common symptoms associated with ASD. Family psychiatric history also differs between the two disorders as individuals with schizophrenia are more likely to have relatives diagnosed with schizophrenia spectrum disorders and individuals with ASD are more likely to have a family history of ASD. Additionally, ASD is often associated with ID and epilepsy, which is not typical in schizophrenia. Lastly, ASD is most often a chronic condition, whereas schizophrenia, while chronic, can also include periods of complete recovery. Despite these differences, autism and schizophrenia share some features and associated deficits. Both are characterized with social and language difficulties and inappropriate or constricted affect. Additionally, both autism and schizophrenia can be conceptualized as including deficits of theory of mind and mirror neuron deficits (King and Lord 2010).

Evidence points to a genetic overlap in ASD and schizophrenia. As both disorders occur in roughly 1 % of the population, the co-occurrence of schizophrenia and ASD should be quite rare at 0.01 %. Although research is currently limited, up to 10 % of individuals with ASD receive a diagnosis of a schizophrenia spectrum disorder (Howlin 2000), and 28 to 55 % of individuals with childhood-onset schizophrenia meet diagnostic criteria for ASD (Rapoport et al. 2009). Additionally, parental schizophrenia is a risk factor for ASD, further pointing to a genetic overlap between the two disorders (Daniels et al. 2008; Larsson et al. 2005). Candidate gene, linkage, and expression studies of schizophrenia and autism have shown several regions that are associated with both disorders, including 1q21.1, 1q42, 2p16.3, 2q31.1, 7q22.1, 7q35–q36.1, 15q11–q13, 15q25, 16p11.2, 16p12.1, 17p12, 22q11.21, and 22q13.3 (for reviews, see Burbach and van der Zwaag 2009; King and Lord 2010; Rapoport et al. 2009). Lastly, similar pharmacologic treatments are indicated for both disorders as the only two drugs approved for behavioral problems associated with autism are risperidone and aripiprazole, which were originally developed for schizophrenia .



Interventions


Intervention research for comorbid psychiatric disorders in ASD is riddled by the difficulty in making an accurate diagnosis, as discussed above. Several interventions have been developed that target behavioral syndromes, which may or may not be diagnosable psychiatric syndromes. Approaches to treatment have focused primarily on behaviorally-based, cognitive-behavioral, or psychopharmacological interventions. In the following section, we summarize select studies in each of these areas.


Behavioral-Based Interventions



Parent training (PT)

Among typically-developing children, disruptive behavior disorders, such as ADHD , ODD, and CD, are often targeted with parent-implemented interventions, especially at younger ages. The premise behind PT is that parents can learn the skills necessary to modify their child’s environment in ways that would improve behavior. PT may occur alone, or in conjunction with medication, such as in the Multimodal Treatment study of ADHD (MTA), where combined treatment improved some outcomes beyond that achieved by either treatment alone (MTA Cooperative Group 1999).

Several PT programs have been adapted for use among those with DD, including ASD. For example, Roberts et al. (2006) used the 10-week Stepping Stones Triple P (SSTP; Sanders et al. 2003) program among children with DD. SSTP can be individually-administered or group-administered. It utilizes video modeling of parenting skills, rehearsal, and didactics. Using a randomized controlled trial (RCT), Roberts et al. assigned 50 children between 2 and 7 years of age with various DD to intervention ( = 27) or wait-list control ( = 23). Although none of the children were reported to have comorbid psychiatric diagnoses, all exhibited behavior problems such as noncompliance and oppositional behavior, which the program directly targets. Children whose parents received the intervention were rated by their mothers at the end of treatment as exhibiting less total problem behaviors and were observed as being less noncompliant and oppositional.

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Apr 4, 2017 | Posted by in PSYCHOLOGY | Comments Off on Mental Health Disorders in Young Children with Autism Spectrum Disorders

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