Narcolepsy and Idiopathic Hypersomnia



Narcolepsy and Idiopathic Hypersomnia


Richard B. Berry

Aunali S. Khaku



INTRODUCTION AND HISTORY

Narcolepsy is a chronic disabling disorder that affects the control of wakefulness and sleep. It may be conceptualized as a “state boundary disorder” (1) that results in an intrusion of rapid eye movement (REM) sleep features into the waking state. Willis first described the disorder in 1672. The term narcolepsy was first used to describe the syndrome by Gelineau in 1880, combining the Greek words for “somnolence” and “to seize.” He described a disorder characterized by irresistible sleepiness and episodes of falling. Adie first used the term “cataplexy” in 1926 to describe brief episodes of muscle weakness triggered by emotions. In 1957, Yoss and Daly described the classic narcolepsy symptom tetrad of daytime sleepiness, cataplexy, hypnagogic hallucinations (HH), and sleep paralysis (SP) (Table 14-1) (2). SP is a partial or complete paralysis of the skeletal muscles that occurs at sleep onset or sleep offset. The hallucinations of narcolepsy are vivid dreamlike images that occur upon falling asleep (hypnogogic) or walking up (hypnopompic). In 1960, Vogel reported that sleep-onset REM (SOREM) periods (REM latency <20 minutes) are associated with narcolepsy (3).

While the etiology of narcolepsy remains uncertain, major advances in understanding the pathophysiology of the disorder have recently occurred. This is owing to the discovery of the orexin (hypocretin) neuropeptide system (4,5) and demonstration that defects in this system result in impaired control of wakefulness and sleep (6,7,8,9,10 and 11).

An abnormality in the gene coding for the hypocretin receptor 2 was found to be responsible for familial canine narcolepsy (9). Narcolepsy like behavior was noted in orexin knockout mice (no orexin ligand) (10) and in mice developing an ablation of oxrein neurons (11). Subsequently, it was determined that most cases of human narcolepsy with cataplexy (NwithC) are associated with low or absent CSF levels of hypocretin 1 (12,13 and 14). Current information suggests this is due to a loss of hypocretinsecreting cells in the hypothalamus (15,16).


CLINICAL SYMPTOMATOLOGY

The manifestations of narcolepsy (Table 14-2) generally begin between the ages of 15 and 30 (17). However, narcolepsy can present in the pediatric age group or in patients older than 60 years of age. The development, number, and severity of symptoms vary widely among individuals with the disorder. The classic symptom tetrad (Table 14-1) includes excessive daytime sleepiness (EDS), cataplexy, SP, and hypnagogic or hypnopompic hallucinations. These symptoms are discussed in detail in separate sections. Of note, only 10% to 15% of patients have the complete symptom tetrad (2). EDS alone or in combination with hypnagogic hallucinations and/or SP is the presenting symptom in approximately 90% of patients (17,18,19,20,21,22 and 23). Approximately 60% to 70% of patients have cataplexy (2,17,18,19,20,21 and 22). Cataplexy may develop several years after the initial presentation (Table 14-1). However, most patients with cataplexy develop the symptom within 3 to 5 years of the onset of daytime sleepiness (17). Rarely, does cataplexy precede daytime sleepiness.

Cataplexy is the only symptom specific to narcolepsy (18,19,20,21,22 and 23). Isolated cataplexy or cataplexy with sleepiness can occur in a few rare neurologic disorders associated with mental retardation and obvious neurologic deficits. These are discussed in a following section. In a patient with daytime sleepiness and a normal neurologic examination, cataplexy is virtually diagnostic of narcolepsy. HH and SP can occur in other sleep disorders. SP is reported
in patients with sleep apnea or idiopathic hypersomnia and occasionally in normal subjects, especially after periods of sleep deprivation. The symptom of HH also is not specific for narcolepsy and can occur in the same settings as SP. Aldrich (19,20) and others have suggested that SP and HH are not very useful in separating patients with narcolepsy without cataplexy (NwithoutC) from idiopathic hypersomnia (IH) or sleep apnea. In the absence of cataplexy, a diagnosis of narcolepsy depends on demonstration of SOREM (very short REM latency) and absence of other disorders to explain this finding. There are group differences in the characteristics of narcolepsy patients with and without cataplexy, although overlap does exist (Table 14-3) (23,24).








TABLE 14-1 FEATURES OF THE CLASSIC NARCOLEPSY TETRAD



































FEATURES OF THE TETRAD


DURATION


AGE AT ONSET


OCCURRENCE (%)


SPECIFIC FOR NARCOLEPSY?


EDS


Continuously, with exacerbations


Typically teens-30s


100


No


Cataplexy


Seconds-minutes


Typically 3-5 years after EDS,a but may be years later


60-70


Yes


Hypnagogic/hypnopompic hallucinations


Minutes


Teens


30-60


No


SP


Minutes (usually longer than cataplexy)


Teens


25-50


No


a aExcessive daytime sleepiness. Frequency listed is for patients with narcolepsy (both with and without cataplexy; proportions will vary with the percentage of patients with cataplexy). See Table 14-3.









TABLE 14-2 MANIFESTATIONS OF NARCOLEPSY














































































Symptoms



EDS (sleep attacks)



Cataplexy



Hynagogic/hypnopompic hallucinations



SP



Automatic behavior


Polysomnographic finding



Short sleep latency (<10 minutes)



Short nocturnal REM latency (<20 minutes)



Increased arousals



Decreased sleep efficiency



Increased stage 1 sleep



Decreased stage 3 and 4 sleep may occur



PLMs in sleep


MSLT



Mean sleep latency <5 minutes



Two or more REM onset periods in five naps


HLA typing



DQB1*0602 in 90%-100% of NwithC patients



DQB*0602 in 40%-60% of NwithoutC patients


CSF hypocretin 1 level



Absent/very decreased in 90%—95% of NwithC patients



Normal in patients with NwithoutC


Concurrent sleep disorders



PLMs in sleep



OSA



REM sleep-behavior disorder



Excessive Daytime Sleepiness

EDS is usually the first symptom of narcolepsy. The EDS of narcolepsy can occur as discrete “sleep attacks” or as constant sleepiness with intermittent worsening. Unrelenting EDS is usually the first and most prominent symptom of narcolepsy. Sleepiness may occur throughout the day, regardless of the amount or quality of prior nighttime sleep. Sleep episodes may occur at work and social events, while eating, talking, and driving, and in other similarly inappropriate situations. Only temporary relief is gained with napping. It has been said that falling asleep while standing or eating is especially suggestive of narcolepsy. Although patients may sleep at every hour of the day, the total sleep time (TST) over a 24-hour period is normal or only slightly increased (23,25,26). As mentioned previously.


Cataplexy

Cataplexy is characterized by the sudden, temporary loss of bilateral muscle tone with preserved consciousness triggered by strong emotions, such as laughter, anger, or surprise (17,21,22,27). When loss of muscle strength is severe, almost all the voluntary muscles in the body are affected, leading to complete collapse. The muscles of the eyes are not affected during cataplexy; individuals can move their eyes during a cataplectic episode. Diaphragmatic activity is also not impaired. In mild cases of cataplexy, the loss in muscle strength can be quite subtle, partially involving only a few muscle groups.
For example, partial neck muscle weakness may cause the patient to have difficulty in keeping the head erect (head nodding), ptosis, or difficulty in speaking. In some patients, partial attacks are more frequent than complete attacks. Loss of muscle function may not be evident, and the patient may experience only a vague feeling of weakness. In one study, the legs and knees were most frequently affected (27). Patients may fall to the ground, and injuries do occur. However, most people are able to find support at the onset of an attack. The attacks start abruptly and usually take several seconds to reach their maximum intensity. Episodes of cataplexy usually last from seconds to minutes; rarely does an attack last any longer than 2 minutes. Clinical signs during an attack are the loss of muscle tone and abolished tendon reflexes. The phenomenon of virtually continuous attacks of cataplexy (status cataplecticus) can occur after sudden withdrawal of medications that suppress cataplexy.








TABLE 14-3 FEATURES OF NARCOLEPSY SYNDROMES VERSUS IDIOPATHIC HYPERSOMNIA







































































































NARCOLEPSY WITH CATAPLEXY


NARCOLEPSY WITHOUT CATAPLEXY


IDIOPATHIC HYPERSOMNIA


Symptoms



Daytime sleepiness


Yes


Yes


Yes



HH(%)


70-86


15-60


40



SP (%)


50-70


25-60


40-50



PSG



Sleep latency


Short


Short


Normal



REM latency <20 minutes


40%-50%


40%-50%


Normal



Disturbed nightime sleep


Yes


Yes


No



Stage 1 sleep


Increased


Mildly increased


Normal



24-Hour TST


Normal to slight increase


Normal to slight increase


Very increased in some patients


MSLT



Mean sleep latency (minutes)


<5


<5


<10



SOREM periods (n)


3-3.7


2-3.3


0.2 (None)



DQB1*0602 (% positive)


90%-100%


40%-60%


52



CSF hypocretin 1


Undetectable in 90%-95%


Normal


Normal



Neuropathology


Marked reduction in hypocretin neurons


Possibly a partial loss of hypocretin neurons or injury to critical hypocretin pathways?


Unknown


BMI


Increased in 5%-15%


Normal


Normal


Adapted from Scammell TE. The neurobiology, diagnosis, and treatment of narcolepsy. Ann Neurol. 2003;53:154-166.


Cataplexy occurs during times of intense emotional states. Unfortunately, up to 30% of patients with all causes of daytime sleepiness may report some sensation of weakness during emotion (27). A systematic survey of symptoms of muscle weakness associated with emotion in a large group of patients with daytime sleepiness found that weakness during joking (telling or hearing a joke), laughter, and anger were the most specific for cataplexy associated with narcolepsy (27). Involvement of the legs also seemed to be more specific for narcolepsy.

During the attack, the patient is completely awake and later will have total recall of the entire event. If episodes last longer than a few minutes, the patient may transition into REM sleep and experience HH. During an attack of cataplexy, there are cardiovascular changes consisting of increased blood pressure and decreased heart rate. The decreased heart rate is secondary to the increased blood pressure (28).

Isolated cataplexy can rarely occur with syndromes other than idiopathic narcolepsy. It has been reported in Coffin—Lowry syndrome (29,30), the Prader-Willi syndrome (31), Nieman-Pick Disease type C (32,33 and 34), Moebius syndrome (35), and Norrie disease (36,37). These patients have mental retardation and/or obvious neurologic deficits in contrast to the patient with “idiopathic” narcolepsy. The Coffin-Lowry syndrome is a rare X-linked disorder in which affected males demonstrate severe mental retardation with prominent dysmorphic features usually affecting the face and hands. Typical facial features include a prominent forehead, hypertelorism, a flat nasal bridge, downward sloping palpebral fissures, and a wide mouth with full lips. Cataplexy may be seen in up to 10% of children with Niemann-Pick type C disease
(32,33 and 34). This is a rare autosomal recessive disorder characterized by lysosomal accumulation of unesterified cholesterol in many tissues as well as lysosomal storage of sphingolipids in the brain and liver. The clinical manifestations and severity are variable. Classic findings include hepatosplenomegaly, vertical supranuclear gaze palsy, ataxia, dystonia, and dementia. In one recently reported case, the CSF hypocretin was reduced, but not into the narcolepsy range (34). Cataplexy has been reported in children with Moebius syndrome (35). The Moebius syndrome consists of congenital paresis of the seventh cranial nerve, orofacial and limb malformations, and mental retardation. Norrie disease is a rare genetic condition that has also been associated with cataplexy. It is an X-linked recessive disorder causing ocular atrophy, mental retardation, deafness, and dysmorphic features (36). Monoamine oxidase (MAO) defects occur in some patients (37). On the basis of a questionnaire study, one group of investigators has found cataplectic attacks among patients with Wilson’s disease (38). However, further studies will be needed before this becomes generally accepted.


Hypnagogic Hallucinations

The hallucinations of narcolepsy that occur at nocturnal sleep onset are called hypnagogic and those on awakening are termed hypnopompic. The hallucinations are typically bizarre and may be frightening. Patients sometimes have a fair degree of insight that they are hallucinatory in nature, but often consider them no less frightening. The duration is usually <10 minutes, and the frequency is quite variable. Visual imagery is the predominant feature for many patients. Colored forms that may be changing are sometimes of intense hues and dramatically described. A commonly described vision is that of an animal or stranger in the room. Auditory or vestibular hallucinations (sensation of falling) may also occur. Early series reported that about 30% of patients with narcolepsy had sleep-related hallucinations (2).

However, later series have reported proportions up to 70% in groups of NwithC (20). Aldrich studied the results of questionnaires in groups with NwithC, NwithoutC, and IH. The proportion of NwithC patients reporting sleep-related hallucinations was higher than in the NwithoutC or IH groups. The proportion reporting hallucinations in the IH group was slightly higher than in the NwithoutC group (20).


Sleep Paralysis

SP is partial or complete paralysis during the onset of sleep or upon awakening. Patients are awake and conscious during the attack. There is no emotional precipitant. The episodes may last longer than a typical cataplectic attack. People who experience SP sometimes experience hallucinations simultaneously. Early series reported about 25% of patients with narcolepsy having SP (2,23). Later series have found that up to 50% to 80% of patients with NwithC report SP (17,20). Aldrich found that more patients with NwithC reported SP than in groups of NwithoutC patients with and IH (20). The proportion of patients reporting SP was similar in the NwithoutC and IH groups.

Adequate ventilation is maintained during SP as diaphragmatic function is spared. However, some patients have a sensation of dyspnea. SP is often very frightening, due to the inability to move, speak, or communicate during the episode. SP may also occur in the general population, but usually is a fairly uncommon event. In normal subjects, SP often follows periods of sleep deprivation or reduced sleep.


Disturbed Nocturnal Sleep and Other Symptoms

Patients with narcolepsy often experience disturbed nighttime sleep with tossing and turning in bed, leg jerks, nightmares, and frequent awakenings. In general, NwithC patients have more disturbed sleep than NwithoutC patients (20). Automatic behaviors occur for which there may be partial amnesia. For example, patients report driving a car and not remembering the trip. They may find themselves doing activities that make no sense, like putting salt in iced tea. These episodes typically involve activities that are habitual or not demanding of skill. Inattentiveness related to drowsiness may occur. Aldrich reported that the proportions of patients reporting automatic behavior were similar in groups of NwithC, NwithoutC, and IH (20). Patients with narcolepsy may also have REM behavior disorder (39). In this disorder, skeletal muscle atonia is absent during REM sleep and dreams may be acted out. As the hypocretin system has affects on appetite, perhaps it is not surprising that some patients with NwithC have an increased body mass index (BMI) (24,40). Obstructive sleep apnea (OSA) is also not uncommon (41). If cataplexy is not present, narcolepsy may be suspected only if daytime sleepiness persists after adequate treatment of the sleep apnea.


EPIDEMIOLOGY AND GENETICS

The estimated prevalence of narcolepsy is around 1 in 2,000 individuals (20,42,43 and 44). Although narcolepsy is not a rare disorder, it is often misdiagnosed or diagnosed only years after symptoms first appear. Early diagnosis and treatment, however, are important for the well-being of the affected individual. Narcolepsy is distributed equally among men and women. Approximately 125,000 people in the United States suffer from this disorder.

It is probable that there is a genetic component to the disorder. Familial canine narcolepsy is transmitted as a single autosomal recessive gene (canarc-1) with complete penetrance (44). However, the human form of the narcolepsy is not a simple genetic disease. A familial tendency for human narcolepsy has long been recognized since the disease’s first description in the late 19th century (45).
While the majority of cases of human narcolepsy are sporadic, there have been numerous reports of familial narcolepsy in the literature (44). Recent studies revealed that the risk of a first-degree relative of a narcoleptic developing NwithC is 1% to 2%, a 10 to 40 times higher risk than in the general population (44,46). However, studies of identical twins show a high degree of discordance for NwithC. That is, if one twin has narcolepsy, only 25% to 31 % of the time will the other twin also have narcolepsy (44). Thus, factors other than genetics are important for the development of human narcolepsy.

NwithC is strongly linked to specific human-leukocyte antigens. About 90% to 100% of patients with NwithC have the DQB1*0602 allele regardless of race (47). This allele is present in about 12% of Japanese, 25% of Caucasians, and 38% of African-Americans without the syndrome. The percentage of patients with NwithoutC who are DQB1*0602 positive is lower (40%-60%). In general, patients with narcolepsy who are DQB1*602 positive have more severe symptoms (17).


PATHOPHYSIOLOGY

Before the discovery of the hypocretin system, cholinergic hypersensitivity or monoaminergic (serotonin, norepinephrine [NE]) deficiency had been hypothesized to be the cause of the daytime sleepiness and REM-associated manifestations of narcolepsy (23,48,49). Of note, narcoleptics have a normal amount of REM sleep and normal or slightly increased TST over 24 hours (25,26). Therefore, the basic abnormalities are the inappropriate switches between wake and sleep and wake and REM sleep phenomenon.

Recent advances provide compelling evidence that human NwithC may be a neurodegenerative or autoimmune disorder resulting in a loss of hypothalamic neurons containing the neuropeptide hypocretin (orexin) (15,16). The hypocretin system has been hypothesized to stabilize the wakefulness and sleep states and prevent inappropriate transitions between the states (6,7,8,23,24). Other abnormalities in the hypocretin system may be the cause of NwithoutC. To understand the importance of the hypocretin system, basic elements of the control of wake and sleep are presented below.


Neurologic Processes and Sleep

A number of areas in the brain are thought to be important for wakefulness and project to the cortex either directly or via the thalamus (6,50,51) (Fig. 14-1; Table 14-3). Cholinergic neurons in the lateral dorsal tegmental (LDT) and pedunculopontine tegmental (PPT) nuclei located in the dorsal pons release acetylcholine and project to the thalamus, producing thalamocortical activation. A population of these neurons is active only during wakefulness (“wake on”), whereas another population is active during both wakefulness and REM sleep (wake on-REM on). Noradrenergic neurons releasing NE are located in the locus caeruleus (LC) situated in the caudal pons/rostral medulla. Serotonergic neurons of the dorsal raphe nuclei (DRN) in the pons release serotonin (5HT). These noradrenergic and serotonergic neurons project to the cortex and other brainstem nuclei and are most active during wakefulness, less active during NREM sleep, and minimally active during REM sleep (52,53). The ascending pathways from the LDT/PPT, LC, and DRN are sometimes referred to as the ascending reticular-activating system. Histaminergic neurons in the tuberomammillary nucleus (TMN) in the ventral posterior hypothalamus also contribute to pathways maintaining wakefulness. These neurons are active during wake and inactive during NREM and REM sleep (54). Dopaminergic transmission also appears to be important for promoting wakefulness, but the site(s) of action is (are) not known with certainty. Amphetamines are believed to promote wakefulness by increasing extracellular concentrations of dopamine (55,56). The dopaminergic area in the ventral tegmental area (VTA) of the midbrain is believed to have important projections to the LC (57,58). By altering LC activity, dopaminergic neurons or dopaminergic agonists/antagonists may have an important effect on wakefulness and sleep (59,60). The activity of dopaminergic neurons does not vary with sleep state (61). The activity of selected brain areas during wake and sleep is summarized in Table 14-4.

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Jul 14, 2016 | Posted by in PSYCHIATRY | Comments Off on Narcolepsy and Idiopathic Hypersomnia

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