Keywords
cardiac surgery, brain, heart transplantation, cardiopulmonary bypass, peripheral nerve, immunosuppression
Neurologic complications of cardiac surgery have the potential to nullify or limit surgical benefits. The probability of these complications has increased as coronary artery bypass graft surgery (CABG) has been used for treating ischemic heart disease in older patients, patients with multiple comorbid conditions, and patients in heart transplantation programs. In spite of the increased use of catheter-based coronary revascularization, more than 400,000 people per year receive CABG in the United States and well over a million people per year worldwide. A substantial number of patients will experience a postoperative adverse cerebral outcome such as focal stroke, global encephalopathy, or long-term loss of cognitive performance following heart surgery. Prevention of perioperative neurologic complications after cardiac surgery therefore remains an important medical problem.
Extracorporeal Circulation
Cardiopulmonary bypass was first used successfully in cardiac surgery in 1953 and was the pivotal development that led to modern cardiac surgery. Its early use in humans resulted in frequent complications, which restricted its employment to seriously ill patients with progressive heart failure. The safety of extracorporeal circulation subsequently increased, but it remains a potential cause of neurologic complications. In an attempt to decrease adverse side effects, cardiac surgery without cardiopulmonary bypass (“off-pump”) was developed and compared to surgery with extracorporeal circulation (“on-pump”). Off-pump surgery has not proven superior to on-pump surgery and the latter technique continues to be used in 80 percent of cardiac surgeries in the United States.
Technique
Open heart surgery with cardiopulmonary bypass requires cannulation of the ascending aorta and vena cava or right atrium with drainage of venous blood to a reservoir. The venous blood is pumped through a membrane oxygenator and routed via an arterial filter to a cannula in the aortic arch ( Fig. 3-1 ). Clamping the aorta and insertion of the aortic cannula can dislodge atheromatous material in a severely diseased aorta, thereby leading to cerebral embolization. High-velocity or turbulent blood flow from the end of the cannula may also dislodge emboli. Intraoperative identification of aortic atheroma is possible with transesophageal echocardiography or the more sensitive epiaortic ultrasound technique ( Fig. 3-2 ). Such imaging demonstrates atherosclerotic plaque in 25 to 50 percent of patients undergoing CABG and may alter surgical management. The frequency of such aortic disease increases with age and is particularly prominent in patients older than 70 years.
A secondary venous-to-arterial circuit is initiated by blood suctioned from the pericardial surgical field ( Fig. 3-1 ). This cardiotomy suction blood contains fat and debris that could form cerebral emboli if directly reinfused into the arterial circulation. Therefore, the blood is directed to a cardiotomy reservoir where it is filtered and processed in order to remove embolic material before being reintroduced to the circulation.
Extracorporeal circulation is used in association with systemic heparinization and hemodilution. When blood is exposed to the nonbiocompatible surfaces of the bypass circuits, a prothrombotic system inflammatory response is induced. Anticoagulation is used to prevent thrombus formation. Hemodilution is thought to improve microcirculatory flow by reducing blood viscosity. Excessive hemodilution is avoided because it reduces the oxygen-carrying capacity of blood and increases postoperative adverse outcomes.
The optimal mean arterial pressure and body temperature for cardiac surgery remain unclear. In many centers, an attempt is made to maintain the mean arterial pressure above 50 mmHg; others aim it above 70 mmHg in patients with prominent risk factors for cerebrovascular disease. The majority of cardiac bypass procedures use hypothermia for neuroprotection of the brain, but a meta-analysis of 19 randomized controlled trials comparing hypothermic cardiac surgery with normothermic surgery did not identify a clear advantage of either approach. It is still recommended, however, to use slow rewarming rates and to avoid temperatures above 37°C in order to reduce postoperative neurocognitive impairment.
Neurologic Sequelae of Cardiac Surgery
Acute Brain Disorders
Stroke, encephalopathy, coma, and seizures are the major acute brain disorders complicating cardiac surgery. Stroke has decreased in frequency over the past two decades to less than 2 percent of patients undergoing CABG. Clinically silent stroke detected by magnetic resonance imaging (MRI) is probably more frequent. Stroke incidence increases with the number of preoperative stroke risk factors. Stroke after cardiac surgery leads to an approximately five- to sixfold increase in hospital mortality, prolongs length of stay in the intensive care unit, and typically requires inpatient rehabilitation or nursing home placement. The majority of stroke patients who survive to hospital discharge are substantially disabled. Stroke occurs more frequently when valvular heart surgery is combined with coronary artery bypass graft operations due to the additional risk of cerebral macroemboli with operations that require opening a heart chamber and removal or repair of diseased heart valves.
Ischemic stroke after cardiac surgery is most often the result of emboli or hypoperfusion. Diffusion-weighted brain MRI has identified watershed infarction as the cause of stroke after cardiac surgery and cardiopulmonary bypass in approximately half of stroke patients. Watershed infarction occurs at border zones between the major cerebral arteries and typically is associated with arterial hypoperfusion. More prolonged cardiopulmonary bypass time increases the risk of watershed stroke, and bilateral watershed stroke has a particularly poor outcome.
Intracranial hemorrhage is an infrequent cause of stroke, but its rapid identification is important to allow for urgent medical or surgical treatment. Hematomas may be located in the brain parenchyma itself or in the subdural or epidural space. Intracranial hemorrhage during cardiopulmonary bypass may be related to reduced platelet adhesion and coagulation factors.
Repair of severe aortic stenosis causes a rapid increase in brain perfusion pressure and rarely can cause focal neurologic signs with MRI evidence of vasogenic brain edema without acute infarction. Both the focal neurologic deficits and brain edema may be reversible.
Encephalopathy, reflecting a diffuse brain disorder, occurs in greater than 8 percent of adults following heart surgery. Its prevalence is even greater in patients older than 65 to 70 years and in patients with known preexisting cerebrovascular disease. These encephalopathic patients may be slow to emerge from anesthesia, can be agitated, and may have fluctuating impairment of cognitive and perceptual function. Hallucinations may be present and occasionally there are bilateral Babinski signs. Improvement often occurs during the first postoperative week. Some of these encephalopathic patients have multiple, acute, small ischemic brain lesions detected with MRI, suggesting multiple emboli. However, in many patients the cause of encephalopathy cannot be defined clinically. CABG without the use of cardiopulmonary bypass results in less frequent postoperative delirium, whereas prolonged operating time increases its frequency.
Electrolyte dysfunction can also lead to neurologic compromise following cardiac surgery. Postoperative hyponatremic encephalopathy is important to recognize and reverse because it can lead to brain edema, particularly in younger women. A hypoglycemic encephalopathy is a risk in patients who are under “tight” insulin control for diabetes. A hypernatremic hyperosmolar state is a rare cause of encephalopathy after cardiac surgery.
Persistent coma after uncomplicated cardiac surgery is infrequent, occurring in less than 1 percent of patients. It may be due to global anoxia-ischemia, massive stroke, or multiple brain infarctions. When anoxia-ischemia is the cause of coma, myoclonus, at times accompanied by seizures, may be prominent and poorly responsive to anticonvulsant therapy. The outcome in these comatose patients is usually extremely poor, with only a rare patient making a meaningful recovery. The benefit of postoperative therapeutic hypothermia in patients who are comatose immediately after heart surgery is unknown.
Seizures may accompany coma, encephalopathy, or delirium, or they may occur independently after cardiac surgery. They occur in approximately 1 percent of patients, usually early in the postoperative period and often within the first 24 hours. Some early seizures have been associated temporally with high-dose tranexamic acid, a drug that decreases postoperative bleeding. Tonic-clonic or focal motor seizures are clinically apparent, but focal seizures with dyscognitive features in an encephalopathic patient may be difficult to recognize clinically and require electroencephalography to make the diagnosis. Choreoathetosis after heart surgery, a complication that occurs mainly in children, sometimes is mistaken for a seizure disorder. Nonconvulsive status epilepticus may occur with stroke complicating cardiac surgery and can contribute to a prolonged confusional state that is treatable with anticonvulsant drugs; therefore, electroencephalographic evaluation of patients with a persistent encephalopathy can be valuable.
Peripheral Nerve Disorders
The brachial plexus and phrenic nerves are the most frequent peripheral nerves injured during cardiac surgery. Brachial plexopathy after median sternotomy has been reported to occur in 1.5 to over 5 percent of patients. Most frequently, the lower trunk of the brachial plexus is involved, which may mimic an ulnar neuropathy. The intrinsic hand muscles are often most severely impaired, but—unlike an ulnar neuropathy—the triceps reflex may be decreased in the affected arm. Sensory loss in the hand is sometimes present, pain is prominent in some patients, and a minority of patients have a Horner syndrome. Injuries of the upper brachial plexus also occur but are less frequent. Although not life-threatening and usually reversible in 1 to 3 months, a brachial plexus injury may produce permanent disability in some cases, particularly if it affects the dominant hand or produces intractable causalgia.
These brachial plexus injuries may be due to torsional traction or compression during the open heart surgery. Intraoperative electrophysiologic monitoring of sensory nerve conduction in the upper extremity reveals significant disturbances during sternal retraction in many patients. This technique can detect disorders of the brachial plexus during surgery, predict postoperative nerve injury, and identify intraoperative factors that predispose to brachial plexus injury. Brachial plexus injuries may be reduced by minimizing the opening of the sternal retractor, placing the retractor in the most caudal location, and minimizing asymmetric traction.
Unilateral phrenic nerve injuries with hemidiaphragmatic paralysis occur in over 10 percent of patients during open heart surgery. The location of the phrenic nerve adjacent to the pericardium makes it particularly vulnerable to injury from manipulation and ischemia as well as from hypothermia associated with topical cold cardioplegia. Unilateral phrenic nerve injury causes atelectasis and inspiratory muscle weakness, predisposing to postoperative respiratory complications. Phrenic nerve involvement in patients with preoperative chronic obstructive pulmonary disease adds to postoperative morbidity. In most patients, however, morbidity is low and some recovery is usually evident by about 6 months. Occasionally, there may be a more protracted course consistent with axonal injury and regeneration. Severe, bilateral phrenic nerve injury is a rare complication of heart surgery and leads to prolonged mechanical ventilation.
Mononeuropathies resulting from compression or trauma during surgery may involve the spinal accessory, facial, lateral femoral cutaneous, fibular (peroneal), radial, recurrent laryngeal, saphenous, long thoracic, and ulnar nerves. Ischemia to the cochlea-auditory nerve can result in severe hearing loss. A recurrent laryngeal nerve injury with vocal cord paralysis may cause only hoarseness when mild, but aspiration when severe or bilateral. Injury to the saphenous nerve when a saphenous vein is harvested for CABG may cause hyperesthesia, decreased sensation and pain along the medial lower leg. A persistent fibular (peroneal) neuropathy causes a disabling foot drop and may be due to positioning in the operating room. Most mononeuropathies are transient. This reversibility, usually within 4 to 8 weeks, may reflect focal selective injury to myelin, with relative sparing of nerve axons. Awareness of possible intraoperative compression sites helps to prevent these complications.
Diffuse paralysis as a result of the Guillain–Barré syndrome may follow otherwise uncomplicated cardiac surgery as well as other surgical procedures. Persistent paralysis also occurs after cardiac surgery in critically ill patients who require days of vecuronium to facilitate mechanical respiration. If heart surgery is complicated by sepsis and multiorgan failure lasting for more than a week, a critical illness polyneuropathy and myopathy may develop, with difficulty in weaning from the ventilator.
Neuro-ophthalmologic Disorders
Visual disorders associated with cardiac surgery may involve the retina, optic nerves, or retrochiasmal visual systems. Retinal disorders include multifocal areas of retinal nonperfusion, which occur in 44 to 100 percent of patients. Cotton wool spots have been reported in 17.3 percent of patients and retinal emboli visualized in 2.6 percent. These retinal disorders are infrequently associated with reduced visual acuity.
An anterior ischemic optic neuropathy is an uncommon, disabling complication, occurring in 0.1 percent or fewer patients after heart surgery. There is infarction of the optic nerve head and optic disc swelling, with a painless and usually permanent decrease in visual acuity. On visual field testing, a monocular altitudinal, arcuate, or central scotoma may be seen. A retrobulbar or posterior ischemic optic neuropathy due to infarct of the intraorbital nerve is even less common, producing acute blindness without optic disc swelling, accompanied by impaired pupillary reactions. Both the anterior and posterior ischemic optic neuropathies may produce unilateral or bilateral blindness.
Homonymous visual field defects occur with focal ischemic injury to the visual cortex or retrochiasmal visual pathways. An occasional patient is found to be cortically blind after heart surgery, usually from bilateral ischemia of the occipital cortex. Retinal and pupillary examinations are both normal in such patients and some will deny any visual impairment. At least partial recovery from cortical blindness is possible.
Horner syndrome occurs in association with injuries to the lower brachial plexus and may result from concomitant injury to the preganglionic sympathetic fibers that travel through the eighth cervical and first thoracic ventral roots. It also develops in the postoperative period in hypertensive and diabetic patients, presumably due to ischemic injury to sympathetic fibers.
Gaze deviation, gaze paralysis, and dysconjugate gaze may occur in postoperative patients who have a brainstem or large hemispheric stroke involving eye movement systems. Intermittent gaze deviation with nystagmoid movements raises concern for postoperative focal seizures.
Pituitary apoplexy resulting from acute hemorrhage or infarction of a pituitary adenoma is a rare complication of cardiopulmonary bypass. The pituitary tumor is usually not recognized prior to surgery and is particularly susceptible to the ischemic and hemorrhagic risks associated with cardiopulmonary bypass. Patients awake from surgery with headache, ptosis, ophthalmoplegia, and visual impairment from compression of the adjacent cranial nerves and the anterior visual pathways. Transsphenoidal surgical decompression has been used safely in some patients. Infarction of a normal pituitary during CABG also may occur and leads to panhypopituitarism.
Visual hallucinations occurring solely on eye closure have been reported following cardiovascular surgery. Patients are otherwise fully alert and lucid and can stop the hallucinations simply by opening their eyes. Atropine or lidocaine toxicity as well as focal seizures with dyscognitive features have been associated with such hallucinations.
Neurocognitive Decline
Neuropsychologic studies of cognitive function before and after cardiac surgery have identified both a transient early and a subsequent late decline in cognitive function occurring after heart surgery. The early postoperative changes in cognition are typically reversible. Neuropsychologic test results obtained 3 weeks, 4 months, and 1 year after patients had CABG are similar to those of nonsurgical subjects receiving percutaneous coronary intervention and healthy control subjects. Also, older subjects may show a reversible decline in neuropsychologic testing shortly after non-cardiac surgery and anesthesia. The postsurgical transient cognitive decline may relate to the vulnerability of an aging brain.
A late decline in cognitive function occurs in the interval from 3 to 5 years after CABG. Early investigators proposed that diffuse brain microemboli during cardiopulmonary bypass injured a neuronal reserve that is needed to limit cognitive decline and prevent dementia with aging.
Current evidence does not support the proposal that cardiopulmonary bypass is a defined risk factor for the late cognitive decline. Cognitive function 5 years after patients were randomly assigned to undergo either coronary surgery or angioplasty is similar. Performing coronary artery surgery without cardiopulmonary bypass decreases the microemboli to the brain. However, changes in cognitive performance from baseline to 3 years showed no significant difference between patients receiving on-pump CABG and patients receiving off-pump surgery as well as in two control groups, nonsurgical patients with coronary artery disease and patients without cardiovascular risk factors. The neuropsychologic testing was repeated in the same four types of patient groups 6 years after CABG, when all three groups with coronary artery disease showed a similar cognitive decline that was greater than the control group without coronary artery disease. In another study comparing patients receiving on-pump and off-pump CABG, cognitive performance was similar at 5 years postsurgery. Therefore the present evidence indicates that cardiopulmonary bypass is not the main risk factor for progressive late cognitive decline.
A slow accumulation of ischemic brain damage due to vascular risk factors is an alternative explanation for the late decline in neurocognitive performance with coronary artery disease. Elderly subjects with asymptomatic subcortical ischemic lesions on brain imaging who have not had heart surgery have a greater decline in cognitive function over a period of 3 to 4 years than individuals without ischemic lesions. An increase in subcortical ischemic lesions and the decline in cognitive function progress together. Patients prior to CABG typically have vascular risk factors and many have MRI evidence of brain infarctions that increase the risk of subsequent cognitive decline. One study of a small number of patients with vascular risk factors and without baseline impaired cognition showed no late decline in cognitive performance after 3 to 5 years. These patients also had very good control of vascular risk factors over the interval of neuropsychologic testing. The possibility of slowing cognitive decline is another reason to stress good medical control of vascular risk factors in patients with CABG.
Risk Factors for Stroke
Several preoperative factors place a patient at a higher risk of neurologic complications ( Table 3-1 ). Older age is associated with an increased frequency of neurologic and cognitive disorders following CABG. An older, multicenter, prospective study of 5,000 patients found that the occurrence of stroke was 1 percent in patients younger than 50 years of age, almost 2 percent in patients aged 50 to 59 years, approaching 4 percent in patients aged 60 to 69 years, and greater than 5 percent in patients older than 70 years. More recent studies indicate a decreasing stroke incidence in CABG patients, including octogenarians.
Preoperative |
Older age |
Hypertension |
Diabetes mellitus |
Smoking |
History of cerebrovascular disease |
Atheromatous aorta |
Peripheral vascular disease |
Previous cardiac surgery |
Intraoperative |
Prolonged cardiopulmonary bypass |
Combined coronary artery bypass and valvular surgeries |
Large hemodynamic fluctuations |
Aorta cannulation and manipulation |
Postoperative |
Atrial fibrillation |
As previously noted, dislodgement of atheroma during instrumentation and manipulation of the aorta is an important risk factor for stroke. A preoperative history of hypertension, diabetes mellitus, smoking, stroke, and markers of vascular disease are also risk factors for stroke following CABG. Cardiac surgery within 3 months of a stroke may carry a risk of worsening preoperative neurologic deficits, although this increased risk may be mitigated by a thorough stroke workup that identifies and treats the etiology of the stroke.
The greater the number of preoperative risk factors, the higher is the probability of a perioperative stroke. For example, a 65- to 75-year-old patient with a history of stroke and hypertension has a risk of postoperative stroke that is three times greater than that of a patient of the same age without a history of stroke or hypertension. A patient older than 75 years with a history of stroke and hypertension has a probability of postoperative stroke that is approximately 13 times greater than a patient younger than 65 years with no previous stroke or history of hypertension. Stroke risk stratification systems may identify patients prior to CABG who are at high risk of a perioperative stroke.
Intraoperative factors also influence the frequency of stroke. Individuals who require CABG combined with left-sided intracardiac procedures have a relatively high rate of stroke. Patients who require cardiopulmonary bypass lasting more than 2 hours have a higher number of cerebral emboli detected by transcranial Doppler ultrasound monitoring and also a higher frequency of stroke. A large fluctuation in hemodynamic parameters during surgery, such as in blood pressure, has been associated with postoperative stroke and encephalopathy. The risk from intraoperative hypotension during cardiopulmonary bypass, with a mean arterial pressure below 40 to 50 mmHg, remains unclear.
Atrial fibrillation occurs in approximately one-third of continuously monitored patients following cardiac surgery and is a risk factor for stroke. Its initial occurrence is most common during the first 3 postoperative days, and 20 percent of patients have more than one episode. Advancing age and withdrawal of β-adrenergic receptor blocking agents or angiotensin-converting enzyme inhibitors increases the risk of postoperative atrial fibrillation.
Prevention of Neurologic Complications
Evidence-based intraoperative guidelines for heart surgery have recently been published with an aim of minimizing the risk of brain ischemia. There are inconsistencies between the published practice guidelines that may reflect differences in expert opinion of the published evidence. One set of guidelines with an emphasis on brain protection is summarized in Table 3-2 . There is currently insufficient evidence to guide firmly any modification of these practice guidelines in patients at high risk of brain ischemia.
Practice | Class/Level of Evidence * | Mechanism |
---|---|---|
Arterial filtration | Class I/Level A | Minimize emboli |
Intraoperative aorta imaging | Class I/Level B Class IIb/Level B | Identify aortic plaque Reduce emboli |
Minimize direct reinfusion of pericardial suction blood Process and filter pericardial suction blood before reinfusion | Class I/Level B Class IIb/Level B | Reduce emboli and prothrombotic systemic inflammatory response |
Alpha-stat pH management ‡ | Class 1/Level A | Maintain metabolic coupled cerebral blood flow |
Limit arterial line temperature to 37°C during rewarming | Class IIa/Level B | Avoid brain hyperthermia |
Reduce blood contact with nonbiocompatible surface of CPB circuits | Class IIa/Level B | Reduce prothrombotic systemic inflammatory response |
Maintain normal perioperative glucose levels | Class I/Level B | Avoid hyperglycemia |
Reduce hemodilution | Class I/Level A | Avoid very low hematocrit |
* Class I—Procedure or treatment should be performed. Class IIa—Reasonable to perform procedure or treatment; additional focused studies needed. Class IIb— Consider procedure or treatment; additional broad studies needed. Level A— Recommendation derived from multiple randomized studies. Level B—Recommendation derived from single randomized or multiple nonrandomized studies.
‡ Other sources maintain such a recommendation is “premature.”
Perioperative preventive measures have been updated in the 2011 American College of Cardiology/American Heart Association (ACC/AHA) guidelines for CABG. The administration of a preoperative β-blocking drug and reinstituting it as soon as possible after surgery is recommended to reduce the incidence of atrial fibrillation. The guidelines also recommend pre- and postoperative aspirin and statin therapy. Early postoperative use of aspirin decreases ischemic complications of multiple organs including the brain. The ACC/AHA guidelines also recommend the routine use of epiaortic ultrasound scanning to identify aortic atherosclerosis and reduce embolic events such as stroke. Detection of severely diseased ascending aorta may alter surgical strategy such as choosing to use “off-pump” surgery and avoiding manipulation of the ascending aorta. Delaying heart surgery for 4 or more weeks after a recent stroke has been recommended if the cardiac condition allows such a delay.
The optimal management of co-existing carotid stenosis in patients needing CABG is unclear. Carotid endarterectomy for patients with severe (70 to 99%) internal carotid stenosis that has been neurologically symptomatic in the past 6 months is of established benefit independent of cardiac surgery. Performing a carotid endarterectomy before or simultaneous with CABG in such patients is recommended in the 2011 ACC/AHA guidelines. CABG can be performed without endarterectomy in asymptomatic individuals with unilateral carotid stenosis because the carotid procedure does not reduce stroke or mortality in these individuals. The guidelines also state that endarterectomy may be considered in selected asymptomatic subjects with bilateral severe carotid stenosis or with unilateral severe stenosis and contralateral carotid occlusion. Carotid stenting is an alternative procedure when a contraindication to carotid endarterctomy exists.