Normal Sleep and Sleep Disorders
Sleep is a process the brain requires for proper functioning. It is not in fact a single process; rather, there are several distinct types of sleep. The different types of sleep differ both qualitatively and quantitatively. Each type of sleep has unique characteristics, functional importance, and regulatory mechanisms. Selectively depriving a person of one particular type of sleep produces compensatory rebound when the individual is allowed to sleep ad lib. Finally, sleep is not a passive process; rather, sleep can be associated with a high degree of brain activation. Sleep is regulated by several basic mechanisms, and when these systems go awry, sleep disorders occur. To understand sleep disorders, one must first have a solid understanding of the processes involved in normal sleep. Normal sleep has two essential phases: nonrapid eye movement sleep (NREM) and rapid eye movement sleep (REM). NREM sleep is composed of stages 1 through 4 and is characterized as the phase of sleep associated with a strong reduction in physiological functioning. REM sleep, on the other hand, is characterized by a highly active brain with physiological levels similar to the awake state.
REM sleep is associated with dreaming. The four stages of NREM sleep are qualitatively different, with such differences being displayed in electroencephalogram voltages and wave forms. NREM sleep normally changes over to the first REM episode about 90 minutes after a person falls asleep. In disorders such as depression and narcolepsy, this latency is markedly shortened, and REM sleep begins much sooner. Many antidepressants act to suppress REM sleep, thus effectively increasing this latency period back toward normal.
The necessary amount of sleep can vary greatly from person to person. Many factors interfere with sleep, from emotional or physical stress to multiple substances and medications. Sleep deprivation can lead to ego disorganization, hallucinations, and delusions and has been shown to lead to death in animals. Students should be aware of how biological rhythms can affect sleep and how the 24-hour clock affects the natural body clock of 25 hours. Dyssomnias are disturbances in the amount, quality, or timing of sleep, and parasomnias are abnormal or physiological events that occur in connection with various sleep stages or during the sleep–wake transition. To effectively treat patients with sleep disorders, the clinician must have a firm understanding of normal sleep and the factors that interfere with it.
Students should study the questions and answers below for a useful review of these disorders.
Helpful Hints
Students should know and be able to define each of these terms.
advanced sleep phase syndrome
alveolar hypoventilation syndrome
circadian rhythm sleep disorder
delayed sleep phase syndrome
dyssomnias
familial sleep paralysis
hypersomnia
idiopathic CNS hypersomnolence
insomnia
hypocretin system
l-Tryptophan
nightmares
night terrors
parasomnias
sleep apnea
sleep deprivation, REM-deprived
sleep terror disorder
sleepwalking disorder
slow-wave sleep
somniloquy
somnolence
variable sleepers
Questions
Directions
Each of the questions or incomplete statements below is followed by five suggested responses or completions. Select the one that is best in each case.
23.1 Sleep is best described as the integrated product of the following two factors:
A. age and health
B. seasonality and photoperiods
C. sleep homeostat and the circadian clock
D. melatonin peak and temperature nadir
E. transition from day to night (dusk) and night to day (dawn)
View Answer
23.1 The answer is C
Sleep is the integrated product of two oscillatory processes. The first process, frequently referred to as the sleep homeostat, is an oscillation that stems from the accumulation and dissipation of sleep debt. The biological substrates encoding sleep debt are not known, although adenosine is emerging as a primary candidate. The second oscillatory process is governed by the circadian clock and controls a daily rhythm in sleep propensity or, conversely, arousal.
The circadian cycle in arousal (wakefulness) steadily increases throughout the day, reaching a maximum immediately before an increase in plasma melatonin. Arousal subsequently decreases to coincide with the circadian trough in core body temperature. Experiments imposing forced sleep schedules throughout the circadian day have shown that an uninterrupted 8-hour bout of sleep can only be obtained if sleep is initiated approximately 6 hours before the temperature nadir.
Age is one contribution to the sleep homeostat. Sleep deprivation studies have shown that the homeostat component of sleep is remarkably similar among individuals of similar age. There is a well-established age-dependent decline in sleep need.
Biological evidence exists for an adaptive system that allows humans to track the transition from day to night (dusk) and night to day (dawn). This system could function to maintain proper sleep patterns during changing photoperiods (changing day length associated with seasonality). Ill health (emotional or physical) can disrupt normal sleep physiology.
23.2 Which of the following is the treatment of choice for patients with obstructive sleep apnea?
A. Benzodiazepines
B. Theophylline
C. Uvulopalatoplasty
D. Weight loss
E. Nasal continuous positive airway pressure
View Answer
23.2 The answer is E
Nasal continuous positive airway pressure (nCPAP) is the treatment of choice for patients with obstructive sleep apnea. Other procedures include weight loss, nasal surgery, tracheostomy, and uvulopalatoplasty. Some medications may normalize sleep in patients with apnea. Selective serotonin reuptake inhibitors (SSRIs) and heterocyclic antidepressant drugs sometimes help treat patients with sleep apnea by decreasing the amount of time spent in REM sleep, the stage of sleep in which apneic episodes occur most often. In addition, theophylline has been shown to decrease the number of episodes of apnea; however, it may interfere with the overall quality of sleep, limiting its general utility. When apnea is established or suspected, patients must avoid using sedative medication, including alcohol, because it can considerably exacerbate the condition, which may then become life threatening.
23.3 Which of the following is a component of good sleep hygiene?
A. Arise at the same time daily
B. Eat larger meals near bedtime
C. Take daytime naps as needed
D. Establish physical fitness with exercise in the evening
E. All of the above
View Answer
23.3 The answer is A
A common finding is that a patient’s lifestyle leads to sleep disturbance. This is usually phrased as inadequate sleep hygiene, referring to a problem in following generally accepted practices to aid sleep. These practices include, for instance, keeping regular hours of bedtime and arousal, avoiding excessive caffeine, not eating heavy meals before bedtime, and getting adequate exercise (exercise during the day, not in the evening, because it may disturb sleep). In general, napping is discouraged except in elderly and debilitated patients. Two caveats are in order when helping to educate a patient about sleep hygiene. The first is that these are general principles and are not applicable to all patients. The second is that when trying to modify a patient’s behavior, it is usually better to focus on one or two changes at a time, rather than assaulting him or her with panoply of desired changes, which can come across as overwhelming.
23.4 Sleep latency is defined as
A. the period of time from the onset of sleep until the first sleep spindle
B. the period of time from the onset of sleep until the first REM period of the night
C. the period of time from turning out the lights until the appearance of stage 2 sleep
D. the time of being continuously awake from the last stage of sleep until the end of the sleep record
E. none of the above
View Answer
23.4 The answer is C
Common polysomnographic measures are used to diagnose and describe sleep disorders. Sleep latency is the period of time from turning out the lights until the appearance of stage 2 sleep. The period of time from the onset of sleep until the first REM period is known as REM latency. Early morning awakening is defined as a time of being continuously awake from the last stage of the sleep until the end of the sleep record (usually at 7 am).
23.5 You begin treating a blind woman who presents with difficulty sleeping. This patient is most likely to be experiencing which of the following circadian disturbances?
A. No disturbances
B. Non–24-hour sleep–wake cycle
C. Delayed sleep phase syndrome
D. Irregular sleep–wake rhythm
E. Advanced sleep phase syndrome
View Answer
23.5 The answer is B
In a non–24-hour sleep–wake cycle, a patient may report intermittent insomnia that periodically recurs. It is usually found in blind individuals and results from a complete failure of the resetting mechanism of the pacemaker. The patient then begins to live with a propensity to have a sleep–wake rhythm with the inherent and uncorrected period of the internal pacemaker, approximately 24.15 hours. In a world in which day and night follow a 24-hour cycle, this means that the patient’s propensity for sleep is constantly shifting forward relative to what would be appropriate to his or her surroundings. The result is that he or she experiences insomnia, which is periodically exacerbated when his or her internal rhythm is most out of phase with the environment. Melatonin administration has been demonstrated to be useful in regulating sleep in these individuals. Delayed sleep phase syndrome is a persistent pattern of late sleep onset and late awakening times, with an inability to fall asleep and awaken at a desired earlier time. Advanced sleep phase syndrome, in contrast, is early sleep onset and early awakening, with an inability to fall asleep and awaken at a desired later time. Irregular sleep–wake rhythm is characterized by constantly shifting hours of sleepiness and wakefulness. It is generally a disorder disco aficionados and others who maintain a highly irregular schedule, although it is sometimes seen in persons who have had tumors or other pathology of the hypothalamus. Treatment is organized around altering behavior, encouraging the patient to keep regular hours of bedtime and arising and to avoid napping.
23.6 All of the following statements regarding nightmares are true except
A. REM-suppressing drugs can bring about nightmares.
B. Children who have nightmares do not awaken confused.
C. Creative people have been shown to have nightmares more frequently.
D. Massive autonomic signs often accompany nightmares in children.
E. Nightmares occur in up to 50 percent of children aged 3 to 6 years.
View Answer
23.6 The answer is D
Nightmares are vivid dreams that become progressively more anxiety producing, ultimately resulting in an awakening. They can occur occasionally in as many as half of children in the range of 3 to 6 years of age. In contrast to night terrors, the child is not confused, does not exhibit the massive autonomic signs, and describes having had a scary dream. Nightmares in children are not associated with psychiatric illness; in contrast, approximately half of the roughly 1 percent of adults who experience frequent nightmares are found to have disorders, including borderline personality and schizophrenia. Nightmares are sometimes brought out by REM-suppressing drugs, in which case, the treatment is to gradually discontinue the medication, if possible. Some workers suggest that nightmares occur more frequently in persons with certain personality traits, including those with thin boundaries and more creative individuals. There is no widely accepted medical intervention.
23.7 An experiment is performed in which sleeping patients are awakened at the beginning of REM cycles. They are then allowed to sleep with repeated interruption. Which of the following will be the result of this experiment?
A. Increase in REM latency
B. More frequent nighttime awakenings
C. Increase in the number of REM periods
D. Decrease in the length of REM periods
E. No change in sleep patterns
View Answer
23.7 The answer is C
Prolonged periods of sleep deprivation sometimes lead to ego disorganization, hallucinations, and delusions. Depriving persons of REM sleep by awakening them at the beginning of REM cycles increases the number of REM periods and the amount of REM sleep (rebound increase) when they are allowed to sleep without interruption. Studies have also shown that REM deprivation leads to a shortening of REM latency (not an increase). There has been no evidence of increased frequency of nighttime awakenings in studies of REM deprivation.
REM-deprived patients may exhibit irritability and lethargy. In studies with rats, sleep deprivation produces a syndrome that includes a debilitated appearance, skin lesions, increased food intake, weight loss, increased energy expenditure, decreased body temperature, and death. The neuroendocrine changes include increased plasma norepinephrine and decreased plasma thyroxine levels.
23.8 A dysfunction in the hypocretin system plays a critical role in which of the following disorders?
A. Insomnia
B. Sleepwalking
C. Restless legs syndrome
D. Narcolepsy
E. Sleep paralysis
View Answer
23.8 The answer is D
It has become apparent that the hypocretin system plays a critical role in narcolepsy. Narcolepsy is the prototypical example of sleepiness produced by a basic central nervous system dysfunction of sleep mechanisms. The etiology stems from a genetically triggered hypocretin dysfunction and deficit.
Insomnia is defined as difficulty initiating sleep or maintaining sleep or having nonrestorative sleep for 1 month or more. The insomnia or resulting sleepiness must cause clinically significant impairment or distress. To qualify as primary insomnia, the etiology must not be rooted in psychiatric conditions, parasomnias, substance use or abuse, sleep-disordered breathing, or circadian rhythm disorders.
Sleepwalking in its classic form, as the name implies, is a condition in which an individual arises from bed and ambulates without fully awakening. It is sometimes called somnambulism, and individuals can engage in a variety of complex behaviors while unconscious.
Restless legs syndrome is characterized by the irresistible urge to move the legs when at rest or while trying to fall asleep. Patients often report crawling feelings in their legs. Moving the legs or walking around helps to alleviate the discomfort.
Sleep paralysis is, as the name implies, an inability to make voluntary movements during sleep. It becomes a parasomnia when it occurs at sleep onset or on awakening, a time when the individual is partial conscious and aware of the surroundings.
23.9 Relief of depression has been linked to
A. sleep deprivation in the last half of the night
B. total sleep deprivation
C. selective REM sleep deprivation

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