Fig. 6.1
A mitogenomic phylogeny of great apes and their species-level hand preference proportions. R = right-handed, L = left-handed. Mio = millions of years. Modified portion of Finstermeier et al. (2013) Fig. 2 (doi:10.1371/journal.pone.0069504.g002). Creative Commons license
Fig. 6.2
Flow diagram of left and right hand actions used in Oldowan stone tool-making (knapping). Dashed lines show simultaneous complementary collaboration where the hands focus on one goal but do different actions; straight arrows show continuity of objects; curved arrows show potential recursiveness in the sequence. In this sequence, the knapper is producing sharp flakes from a core by direct percussion with a hammerstone
As in humans, many non-human apes also have individual hand preferences (McGrew and Marchant 1997). However, in contrast to the human pattern, most ape populations have equal proportions of right- and left-handed individuals, generally between 50 and 60 %. Fitch and Braccini (2013) have extensively reviewed the data. Unlike humans, some ape groups can have a majority of left-handers (Cashmore et al. 2008; Uomini 2009a; Chapelain et al. 2011). Among the groups which have a group-level hand bias, the highest levels of hand preference in non-human apes ever observed fall just short of the extreme lower limit for human groups. A left-hand bias of 73 % was found among male chimpanzees at Mahale for fruit processing, and a right-hand bias of 67 % was found among the females of the group (Corp and Byrne 2004). As discussed below, there are strong task effects due to factors like complexity. There are also problems with human-nonhuman comparisons because human hand preference is often assessed by questionnaire, whereas non-human data are gained by observation of spontaneous hand actions (Cochet and Byrne 2013).
As seen above, about 95 % of humans have a consistent hand preference, to either the right or left side. This breaks down into 85 % right-handers and 10 % left-handers. The range of variation is from 74 to 96 % right-handers according to geographic region (Raymond and Pontier 2004; McManus 2009). However, left-handers are always in the minority. There is no known human population with a majority of left-handers. Therefore, humans show a handedness polymorphism. Few explanations for this have been proposed—genetics, prenatal testosterone, and fighting advantage—but only one is a direct theory (Raymond and Pontier 2004; Faurie and Raymond 2013; Groothuis et al. 2013). The Fighting Hypothesis seeks to explain why a small minority of left-handers remains constant (Faurie et al. 2011): most people are used to fighting against right-handers; therefore, surprise effects in close combat give left-handed minorities an advantage. This theory is supported by data on the differential success of left-handers in interactive sports such as tennis, fencing and ping pong, with a stronger advantage for sports in which the two opponents are physically closer to each other (Faurie and Raymond 2013).
Theories to explain the evolution of a species-level bias towards right-handedness are task complexity, bipedalism, gestural communication, intentionality, and learning (Corballis 1987; Westergaard et al. 1998; Cashmore et al. 2008; Braccini et al. 2010; Cochet and Byrne 2013). All five have received empirical support. The bipedalism theory proposes that the emergence of walking on two legs freed the hands and thus facilitated the evolution of handedness. Considering the manual actions that elicit the strongest hand preferences in non-human apes, both at the individual level and the group level, it is clear that they correspond to the most complex or skilled tasks. Among the vast literature on this topic, there is not yet a consensus on how exactly to define complexity or skill (Fagot and Vauclair 1991; Sambrook and Whiten 1997; Byrne et al. 2001). It is interesting that this pattern also holds for humans: less skilled actions are done consistently with one hand only 50–60 % of the time (Marchant et al. 1995). This led to the tool complexity and learning hypotheses, which propose that humans evolved our strong, species-level right-handed bias through an increased reliance on complex tools and technologies, which demanded more manual skill to learn to make and use (Rogers 2009; Uomini 2009a). So what is the evidence for such an increasing trajectory of technological skill and hand preference?
Hand Preferences, Handedness, and Brain Asymmetries in Extinct Hominins
The hand preferences of extinct hominins can be determined directly through archaeology and osteology. That is, the tools they made and used reflect which hand they preferred, and asymmetries in their bones reflect how they used their arm muscles. Detailed reviews of the evidence can be found in Steele and Mays (1995), Steele (2000, 2002), Steele and Uomini (2005), Cashmore et al. (2008), and Uomini (2008, 2009a, b, 2011). The data are summarized in Table 6.1.
Table 6.1
Summary of laterality data for hominin individuals of the genus Homo
Species | Number of left-handed individuals | Number of mixed-handed individuals | Number of right-handed individuals | Number of individuals with indeterminate hand preference | Method | Sources |
---|---|---|---|---|---|---|
Neanderthal | 4 | 7 | 39 | 0 | Humeri, teeth, endocast | Koby 1956; LeMay 1976; Holloway 1981; Holloway and De La Coste-Lareymondie 1982; Trinkaus 1983; Bermúdez de Castro et al. 1988; Lalueza Fox and Pérez-Pérez 1994; Trinkaus et al. 1994; Vandermeersch and Trinkaus 1995; Fox and Frayer 1997; Grimaud-Hervé 1997; Bruner et al. 2006; Frayer et al. 2012; Estalrrich and Rosas 2013; Volpato et al. 2011, 2012 |
Homo heidelbergensis | 0 | 1 | 16 | 4 | Teeth | |
Homo erectus | 1 | 0 | 5 | 0 | Endocast | Holloway 1980 |
Homo ergaster | 0 | 0 | 1 | 0 | Endocast, humeri |
Material Culture Evidence for Prehistoric Hand-Use Patterns
The archaeological record has millions of human-made stone (lithic) remains dating from two and a half million years ago (Semaw 1997; Roche et al. 1999) to the present (Pétrequin and Pétrequin 2000). These include tools that were shaped intentionally to certain forms, such as Acheulean bifaces (Gowlett 1995, 1996, 2006), tools that were used for certain functions, such as Mousterian Levallois points (Moncel and Chacon-Navarro 2007), and the waste flakes left over from making (knapping) stone tools. Information about hand preference can be obtained from all of these categories. Lithic tool production, or stone knapping, can sometimes leave evidence in the form of flake scatters showing where and how the knapper sat (Wenban-Smith 1997). Tool-use can leave excellent traces of use-wear, which can reveal how the tool was held and the direction it moved during use (Longo and Skakun 2008). New work is underway on waste flakes, to extract hand preference information from specific fracture features related to the knapping posture and hand (Rugg and Mullane 2001; Uomini 2012; Bargalló and Mosquera 2013). Overall, the lithic data show that hominins were predominantly right-handed since before the common ancestor of modern humans and Neanderthals.
Table 6.2
Known hand preference proportions of all hominin species
Species | Number of individuals with known hand preference | Ratio of individuals who are left: ambidextrous: right handed | Number of left-handed individuals | Number of ambidextrous individuals | Number of right-handed individuals |
---|---|---|---|---|---|
H. sapiens | >1 million | 10: 5: 85 | NA | NA | NA |
Neanderthals | 50 | 8: 14: 78 | 4 | 7 | 39 |
H. heidelbergensis | 17 | 0: 6: 94 | 0 | 1 | 16 |
H. erectus /ergaster | 6 | NA | 1 | 0 | 5 |
A. afarensis | 1 | NA | 0 | 1 | 0 |
All other hominin species | 0 | NA | NA | NA | NA |
In addition to stone tools, bone tools and cave art leave clues about hand preference. Certain bones called retouchers were used to sharpen stone tools, and their diagonal marks can indicate the hand holding position (Rigaud 2007). In Palaeolithic cave art, thousands of handprints and hand stencils from around the world give us a direct image of prehistoric people’s hands from 36,000 years ago to the present. Hand prints were created by pressing a pigment-covered hand against a rock wall; the result is a “positive” hand. Hand stencils, or “negatives”, were created by placing the hand on the wall and spraying pigment around it (Fig. 6.3). These show a predominance of right-handers throughout the prehistory of our own species, Homo sapiens (Faurie and Raymond 2004).
Fig. 6.3
Making hand stencils by spraying pigment directly from the mouth (photo by Hembo Pagi)
Fossil Evidence for Prehistoric Asymmetries
The behaviour of extinct hominins can be encoded in their skeletons. As muscles grow and are used, they cause the bones to which they are attached to remodel themselves (Taaffe et al. 1994). Using one arm more than the other can thus cause one arm bone to become thicker and/or denser, as can be seen in professional tennis players (Ireland et al. 2013). Although prehistoric hominins probably did not play tennis, some did engage in activities which caused their upper limbs to become extremely asymmetrical (Stock et al. 2013). This is especially marked among Neanderthals, who show levels of asymmetry up to ten times those of even the most strenuous professional sports players of today (Trinkaus et al. 1994; Shaw et al. 2012; Shaw and Stock 2012). The activities that caused this asymmetry are not yet known, but some specialists have suggested the Neanderthals hunted large game (such as mammoths) by thrusting wooden spears (Churchill et al. 1996). The fossil arm bone evidence shows that most hominins with asymmetries had a right-sided bias, and only a few were left-sided (Tables 6.1, 6.2).
Another body of fossil evidence for hand preference is on the teeth. Certain hominin individuals have shallow cut-marks on their front teeth that were caused by a stone tool, were made throughout the individual’s lifetime, are distinct from dietary striations, are often clustered together, and are oriented diagonally. The orientation of these striations is currently used to infer the individual’s hand preference (Lozano et al. 2009; Frayer et al. 2012; Estalrrich and Rosas 2013). This is based on the hypothesis that the striations were caused by hominins doing a specific meat-eating activity, namely by holding large chunks or strips of meat in between the front teeth and cutting off bite-sized morsels with a sharp knife close to the lips (Semenov 1964). The striations are hypothesized to result from unintentional contact with the teeth, and to indicate the direction of cutting. While this hypothesis has been supported experimentally (Bermudez de Castro et al. 1988; Lozano et al. 2009), there are anecdotal reports of this activity among modern hunter-gatherers in the ethnographic literature (Uomini 2008). The fossil dental striations (Fig. 6.4) show that an asymmetrical action, favouring the right-handed pattern, was being carried out by many hominin individuals of H. erectus, H. heidelbergensis, and Neanderthals, including young children (Lozano et al. 2009).
Fig. 6.4
Scanning Electron Microscope image showing labial right-handed striations on an incisor from Individual II from Sima de los Huesos site dated older than 530,000 years. Age of the individual: 12.5–14.5 years old; sex: indeterminate (photo by Marina Lozano Ruiz)
Fossil asymmetries in the endocast add another piece of evidence to our lateralized ancestors. The combination of strong right frontal and left occipital petalias in the brain might be associated with right-handedness (Kertesz et al. 1990). These can be seen in endocasts of the genus Homo and Australopithecines. From the current sample of hominins with preserved endocasts, the majority show the right-handed pattern (Holloway and De La Coste-Lareymondie 1982; Balzeau et al. 2012a, b; Bruner and Pearson 2013). Other brain asymmetries can be seen in the endocast (Bruner et al. 2006; Poza-Rey and Arsuaga 2009, 2012). The functional significance of the asymmetries is not yet known, but Priddle and Crow (2013) have identified a gene pair called protocadherin 11X/Y which is unique to the human lineage in the last 6 million years and is the best candidate responsible for cerebral asymmetry and language (Williams et al. 2006). It is clear that only humans reach such an extreme level of brain asymmetry, even though great apes share some common features (Balzeau and Gilissen 2010; Smaers et al. 2011, 2013). For example, humans and chimpanzees both have high fluctuating asymmetry indicative of greater developmental plasticity, which suggests that hominin brains are more “evolvable” to follow selection pressures (Gómez-Robles et al. 2013). Structural asymmetries might or might not be related to functional asymmetries (Bradshaw 1988; Bruner and Manzi 2008; Bruner and Holloway 2010). What are some features of our brain’s functional lateralization that relate to prehistoric life?
Functional Lateralization of the Brain
Functional lateralization refers to the different ways in which the two brain hemispheres process information, namely holistic processing for the right hemisphere and analytic processing by the left hemisphere, which are not a dichotomy but a gradual continuum (Wray 1992; Bradshaw and Nettleton 1981). It is not known why the animal brain is lateralized, but all vertebrates share this feature (Walker 1980; Rogers 2009). For example, even marine mammals, who do not have hands, are now known to exhibit right-sided appendage biases, rightward or leftward body turning preferences, and eye preferences (MacNeilage 2013, 2014). Vallortigara and Rogers (2005) propose that population-level laterality arises as an evolutionary stable strategy under social pressures. It is important to correct common misconceptions about brain lateralization. When cognitive functions are lateralized in the brain, this does not mean that each half of the brain does different things. On the contrary, both hemispheres are active during most tasks, but there are slight differences in each hemisphere’s processing speed and activity level for a given task (Stephan et al. 2003; Meyer et al. 2014). In summary, the continuity in functional lateralization of vertebrate brains shows that humans are not unique and that our hand preferences simply reflects the dominance of our cerebral hemispheres; handedness is caused by tasks that demand hemispheric specialization (Rogers 2009).
An exciting new line of research in paleoneuropsychology is investigating the way the modern human brain processes prehistoric activities such as stone knapping. This was pioneered by Stout et al. (2000). This research shows, for instance, that the brain areas most active during Oldowan and Acheulean knapping overlap with some major language areas (Stout and Chaminade 2006; Uomini and Meyer 2013), supporting the hypothesis that language and tool-making co-evolved in the human lineage (Bradshaw and Nettleton 1982; Corballis 2002). If the earliest tool-making hominins had functional brain lateralization for knapping, then what can that tell us about their cognitive capacities and behaviours?