Genetic Factors
The best evidence that genetic factors contribute to personality disorders comes from investigations of 15,000 pairs of twins in the United States. Among monozygotic twins, the concordance for personality disorders was several times that among dizygotic twins. Moreover, according to one study, monozygotic twins reared apart are about as similar as monozygotic twins reared together. Similarities include multiple measures of personality and temperament, occupational and leisure-time interests, and social attitudes.
Cluster A personality disorders are more common in the biological relatives of patients with schizophrenia than in control groups. More relatives with schizotypal personality disorder occur in the family histories of persons with schizophrenia than in control groups. Less correlation exists between paranoid or schizoid personality disorder and schizophrenia.
Cluster B personality disorders apparently have a genetic base. Antisocial personality disorder is associated with alcohol use disorders. Depression is common in the family backgrounds of patients with borderline personality disorder. These patients have more relatives with mood disorders than do control groups, and persons with borderline personality disorder often have a mood disorder as well. A strong association is found between histrionic personality disorder and somatization disorder (Briquet’s syndrome); patients with each disorder show an overlap of symptoms.
Cluster C personality disorders may also have a genetic base. Patients with avoidant personality disorder often have high anxiety levels. Obsessive-compulsive traits are more common in monozygotic twins than in dizygotic twins, and patients with obsessive-compulsive personality disorder show some signs associated with depression—for example, shortened rapid eye movement (REM) latency period and abnormal dexamethasone-suppression test (DST) results.
Biological Factors
Hormones.
Persons who exhibit impulsive traits also often show high levels of testosterone, 17-estradiol, and estrone. In nonhuman primates, androgens increase the likelihood of aggression and sexual behavior, but the role of testosterone in human aggression is unclear. DST results are abnormal in some patients with borderline personality disorder who also have depressive symptoms.
Platelet Monoamine Oxidase.
Low platelet monoamine oxidase (MAO) levels have been associated with activity and sociability in monkeys. College students with low platelet MAO levels report spending more time in social activities than students with high platelet MAO levels. Low platelet MAO levels have also been noted in some patients with schizotypal disorders.
Smooth Pursuit Eye Movements.
Smooth pursuit eye movements are saccadic (i.e., jumpy) in persons who are introverted, who have low self-esteem and tend to withdraw, and who have schizotypal personality disorder.
Neurotransmitters.
Endorphins have effects similar to those of exogenous morphine, such as analgesia and the suppression of arousal. High endogenous endorphin levels may be associated with persons who are phlegmatic. Studies of personality traits and the dopaminergic and serotonergic systems indicate an arousal-activating function for these neurotransmitters. Levels of 5-hydroxyindoleacetic acid, a metabolite of serotonin, are low in persons who attempt suicide and in patients who are impulsive and aggressive.
Raising serotonin levels with serotonergic agents such as fluoxetine (Prozac) can produce dramatic changes in some character traits of personality. In many persons, serotonin reduces depression, impulsiveness, and rumination and can produce a sense of general well-being. Increased dopamine concentrations in the central nervous system produced by certain psychostimulants (e.g., amphetamines) can induce euphoria. The effects of neurotransmitters on personality traits have generated much interest and controversy about whether personality traits are inborn or acquired.
Electrophysiology.
Changes in electrical conductance on the electroencephalogram (EEG) occur in some patients with personality disorders—most commonly antisocial and borderline types; these changes appear as slow-wave activity on EEGs.
Psychoanalytic Factors
Sigmund Freud suggested that personality traits are related to a fixation at one psychosexual stage of development. For example, individuals with an oral character are passive and dependent because they are fixated at the oral stage, when the dependence on others for food is prominent. Individuals with an anal character are stubborn, parsimonious, and highly conscientious because of struggles over toilet training during the anal period.
Wilhelm Reich subsequently coined the term character armor to describe persons’ characteristic defensive styles for protecting themselves from internal impulses and from interpersonal anxiety in significant relationships. Reich’s theory has had a broad influence on contemporary concepts of personality and personality disorders. For example, each human being’s unique stamp of personality is considered largely determined by his or her characteristic defense mechanisms. Each personality disorder in Axis II has a cluster of defenses that help psychodynamic clinicians recognize the type of character pathology present. Persons with paranoid personality disorder, for instance, use projection, whereas schizoid personality disorder is associated with withdrawal.
When defenses work effectively, persons with personality disorders master feelings of anxiety, depression, anger, shame, guilt, and other affects. They often view their behavior as egosyntonic; that is, it creates no distress for them, even though it may adversely affect others. They may also be reluctant to engage in a treatment process; because their defenses are important in controlling unpleasant affects, they are not interested in surrendering them.
In addition to characteristic defenses in personality disorders, another central feature is internal object relations. During development, particular patterns of self in relation to others are internalized. Through introjection, children internalize a parent or another significant person as an internal presence that continues to feel like an object rather than a self. Through identification, children internalize parents and others in such a way that the traits of the external object are incorporated into the self and the child “owns” the traits. These internal self-representations and object representations are crucial in developing the personality and, through externalization and projective identification, are played out in interpersonal scenarios in which others are coerced into playing a role in the person’s internal life. Hence, persons with personality disorders are also identified by particular patterns of interpersonal relatedness that stem from these internal object relations patterns.
Defense Mechanisms.
To help those with personality disorders, psychiatrists must appreciate patients’ underlying defenses—the unconscious mental processes that the ego uses to resolve conflicts among the four lodestars of the inner life: instinct (wish or need), reality, important persons, and conscience. When defenses are most effective, especially in those with personality disorders, they can abolish anxiety and depression. Thus, abandoning a defense increases conscious anxiety and depression—a major reason that those with personality disorders are reluctant to alter their behavior.