Posttraumatic Stress Disorders and Addiction



Fig. 12.1
Relationships between posttraumatic stress disorders and SUD



While these models are not mutually exclusive, the self-medication model is the model with the strongest empirical support. Findings supporting the self-medication model come from different types of studies. A frequent approach is to compare the motivation for using substances in SUD patients with and without PTSD. In many studies, greater use of substances in patients with co-occurring PTSD was associated with situations involving unpleasant emotions, physical discomfort and interpersonal conflicts compared to situations involving pleasant or neutral situations. Similar associations were found between PTSD status and reasons for relapse in recently abstinent patients. In a series of laboratory studies, Coffey and colleagues found that clients who were alcohol and cocaine dependent with a comorbid diagnosis of PTSD reported greater drug and alcohol craving following the presentation of trauma-related stimuli as compared to neutral stimuli, and that PTSD severity was predictive of craving elicited by trauma-related stimuli and drug-related stimuli (Coffey et al. 2002). Moreover, alcohol craving and distress in response to trauma images decreased in patients receiving six sessions of trauma-focused imaginal exposure, but did not change in control patients (Coffey et al. 2002).



12.5 Clinical Aspects and Relationships with Outcome



12.5.1 Clinical Differences in Patients with PTSD


Patients with both PTSD and SUD have a more severe clinical profile than patients with SUD only, especially when trauma occurred early in their lives (see Schäfer and Najavits 2007). They have earlier onset of substance abuse and more years of problematic use, they report more polydrug use, and they have greater severity of current substance use. Patients with SUD and co-occurring PTSD also report worse physical health, lower well-being, and more interpersonal problems. Finally, patients with both disorders are more likely to meet criteria for additional psychiatric disorders, especially major depression and anxiety disorders (Langeland et al. 2004). Large epidemiological surveys also find high rates of other co-occurring disorders among those with PTSD and SUD. In one such study (Mills et al. 2006), almost two-thirds of those with PTSD and SUD had an additional affective disorder, and about half had a comorbid anxiety disorder. Personality disorders were also highly prevalent (62 %). All of these disorders were significantly more frequent in individuals with PTSD and SUD as compared to those with SUD alone or neither disorder. Also, consistent with findings from clinical studies, individuals with PTSD and SUD experienced poorer physical health and greater disability than those with SUD alone.

In addition to worse physical health and more psychiatric comorbidity, patients with complex PTSD present the typical manifestations of this disorder. They suffer from impulsivity and suicidal ideation, self-destructive behaviour, and vulnerability to revictimisation (Hien et al. 2005).


12.5.2 Treatment Utilisation and Outcome


Studies on the relationship between a history of trauma and treatment utilisation in patients with SUD are inconclusive. In a large sample of German outpatients with alcohol dependence, a history of sexual violence was related to higher use of SUD services in female but not in male victims (Schäfer et al. 2009). Victims of both genders were significantly younger at first contact with addiction treatment. Other authors reported that patients with a history of childhood sexual abuse seek less treatment for SUD, at least in institutional contexts (e.g. Peltan and Cellucci 2011). Simpson (2002) reported that with greater severity of childhood sexual abuse, the number of treatments for mental health problems increased, yet the number of substance abuse treatment episodes decreased. She suggested that there may not be a consistent relationship between childhood trauma and SUD treatment utilisation because of the relationship between traumatic experiences and utilisation of other services. While several studies reported a poorer outcome of treatment in patients with a history of childhood trauma (see Schäfer et al. 2009) others could not confirm this relationship. Recently contingency management (Petry et al. 2011) and self-help approaches (Makin-Byrd et al. 2011) have even been reported to have a higher efficacy in SUD patients with abuse histories. With regard to contingency management, one potential mechanism could be that this approach is especially effective in patients with more severe psychopathology, which is often the case in victims of sexual abuse (Petry et al. 2011).

In accordance with the findings among patients with other co-occurring disorders, there seems to be a relatively high lifetime utilisation rate of SUD services in substance abuse patients with PTSD (e.g. Najavits et al. 2004). When they engage in SUD treatment, patients with co-occurring PTSD have a poorer adherence to treatment than patients without the disorder, a shorter duration of abstinence, and worse outcomes across a variety of measures (Schäfer and Najavits 2007). Ouimette et al. (2003) conducted a 5-year follow-up study on one hundred male patients with co-occurring PTSD who attended SUD treatment. Patients who received PTSD treatment in the first 3 months following discharge and those who received treatment for a longer duration in the first year were more likely to be remitted 5 years later. The importance of treating symptoms of PTSD in SUD patients is further supported by studies showing that reductions of PTSD severity during treatment were likely to be associated with substance use improvement whereas substance use symptom reduction had little impact on symptoms of PTSD (e.g. Hien et al. 2010a, b). While the negative influence of comorbid PTSD on treatment outcome is clear, more research is needed on other potential factors. For instance, SUD patients with and without comorbid PTSD are also known to differ on other proximal determinants of treatment response, such as social support and coping strategies.


12.6 Assessment


The substantial prevalence rates of traumatic events among individuals with SUD point to the need to assess those entering substance abuse treatment programmes for traumatic experiences and trauma-related disorders. Asking if trauma has occurred can give clients a meaningful context to understand their behaviours and can empower them to search for and find the kind of help that best suits them. Many professionals, however, hesitate to assess for traumatic experiences and identify trauma-related disorders in their clients. The reasons include insufficient training, discomfort to ask about traumatic events, a high caseload, and fears that inquiring about trauma could cause harm to patients. With regard to the latter point, it is important to note that asking if a traumatic event has occurred and assessing its impact is not the same as opening up and exploring the trauma in detail, which should only be done by clinicians with more advanced training. If the difference between asking about trauma for screening and going into detail and “unpack” the trauma is clearly explained to the client, screening for trauma can be performed safely. When asking about trauma, especially about childhood abuse, it is essential to ask specific questions with clear examples, for instance “When you were a child, did an adult ever hurt or punish you in a way that left bruises, cuts or scratches?” or “When you were a child, did anyone ever do something sexual that made you feel uncomfortable?” (Read et al. 2007). Other principles of asking for trauma and responding to disclosures of trauma can be found in Box 12.1.


Box 12.1. Principles of asking and responding (mod. from Read et al. 2007)

Principles of Asking for Trauma



  • Ask all clients/patients


  • At initial assessment (or if in crisis, as soon as person is settled)


  • In context of a general psychosocial history


  • Preface with brief normalising statement


  • Use specific questions with clear examples of what you are asking about


  • Do not gather all the details, stop client empathetically if necessary

Principles of Responding to Disclosures of Trauma



  • Affirm that it was a good thing to tell


  • Offer support (make sure you know what is available)


  • Ask whether the client relates the abuse to their current difficulties


  • Check current safety—from on-going abuse


  • Check emotional state at end of session


  • Offer follow-up/“check-in”

With regard to the consequences of trauma, clinicians should consider the full context of a patient’s presentation when formulating their diagnosis. The diagnosis of PTSD may be appropriate in some cases, but not all, especially not in the aftermath of early traumatisation. Despite the evidence that a majority of women and many men who are seeking treatment for addictions have been exposed to early and multiple traumatic experiences, standard treatment programmes do not typically assess or target the associated impairments of PTSD, which greatly complicates the prognosis. In practice, integrating interventions that specifically target the associated features are often recommended for these patients.

For most types of assessments (screening tools, questionnaires, and interviews) there is good evidence that they are also valid and reliable in individuals with SUD (for overview see Winters et al. 2014). However, if patients are assessed when actively using substances or during the period of detoxification, the cut-scores of some measures, especially self-rating measures of PTSD and dissociation, need to be adapted. While PTSD symptoms and dissociative symptoms can decrease or increase during detoxification, it has been suggested that major changes in symptoms should be completed within two weeks after termination of active use. Nevertheless, it remains difficult to determine the exact effects of withdrawal or comorbid psychopathology on self-rating instruments. Symptoms of PTSD and dissociation should therefore be assessed repeatedly in the course of treatment to enhance the diagnostic validity. Moreover, it is recommended to give preference to diagnostic interviews over self-ratings. The gold standard for PTSD assessment is the Clinician-Administered PTSD Scale (CAPS) which is currently updated to match the DSM-5 criteria for PTSD. Further gold standard measures are the Structured Clinical Interview for Dissociative Disorders-Revised (SCID-D-R) for Dissociative Disorders, and the Structured Interview for Disorders of Extreme Stress (SIDES) for complex PTSD. Future clinical practice and research should include thorough assessment of trauma and neglect history and all DSM-5 trauma-related disorders as well as ICD-11 Complex PTSD, using validated instruments recommended in international guidelines (Cloitre et al. 2012; ISSTD 2011). The following website provides an overview of existing measures, many of which have been translated into different European languages: http://​www.​ptsd.​va.​gov/​professional/​pages/​assessments/​assessment.​asp.


12.7 Psychotherapy for Posttraumatic Stress Disorders and SUD



12.7.1 General Principles of Treatment


Although effective treatments for both posttraumatic stress disorders (e.g. prolonged exposure, eye movement desensitisation, and reprocessing) and SUD (e.g. cognitive behavioural therapy, motivational enhancement techniques) are available, the literature for co-occurring posttraumatic stress disorders and SUD is still limited. The initial debate focused on the sequence of treatments. Early authors suggested that PTSD treatment should only be initiated after a period of abstinence had been achieved. More recently, preference is given to integrated treatments that conceptualise posttraumatic stress disorders and SUD as one large issue and plan treatment accordingly. While it is unclear if integrated treatments have a superior efficacy in patients with SUD and PTSD as compared to one efficacious treatment alone (Torchalla et al. 2012), the clinical needs of patients with SUD and posttraumatic stress disorders often make an integrated approach necessary. It has become widely accepted that the treatment of posttraumatic stress symptoms is a prerequisite for becoming abstinent in many patients. On the other hand, a certain stability of SUD is needed for some interventions, namely trauma exposure.

While SUD specific interventions are needed all along the way of treatment, a phase-based approach has been proven helpful to organise trauma-specific interventions. This approach follows the three stages of trauma therapy: (1) stabilising and managing responses; (2) grieving and processing traumatic memories; (3) reconnecting with the world. All patients need, and can benefit from, the present-focused interventions of the first phase of treatment. This phase includes getting a “road map” of the healing process, establishing safety, mobilising all available resources for healing, and learning how to regulate one’s emotions and manage symptoms. The second phase (including past-focused interventions, i.e. processing traumatic memories by means of trauma exposure) is essential to resolve symptoms of PTSD, but the moment when patients can enter this phase depends on the severity and complexity of the posttraumatic stress disorder. In more complex patients, a longer period of stabilisation will be necessary and in some patients (e.g. some patients with complex PTSD, DID or DDNOS) treatment is restricted to present-focused approaches. The following paragraphs summarise the available evidence for manualised present-focused and past-focused treatments of posttraumatic stress disorders in patients with SUD.


12.7.2 Present-Focused Treatments


Different treatment approaches focusing on the present (i.e. providing skills training and psycho-education) can be of help in SUD patients with posttraumatic stress disorders. Some of these programmes, e.g. “Dialectical Behaviour Therapy for patients with SUD” (Dimeff and Linehan 2008) have not yet been evaluated in patients with PTSD. In a recent overview, van Dam et al. (2012) could identify four present-focused treatments for concurrent PTSD and SUD with at least one effectiveness study: CBT for PTSD in SUD treatment, Substance dependency-posttraumatic stress disorder therapy, Transcend, and Seeking Safety. They conclude that the first three programmes showed no effects or that it was not possible to draw firm conclusions because of the design of the respective studies. A relatively good evidence base exists for the manualised group treatment Seeking Safety (Najavits 2002). The programme has been evaluated in a larger number of studies including six randomised controlled trials (RCTs). It offers 25 topics to teach coping skills for PTSD and SUD in four domains (cognitive, behavioural, interpersonal, and case management) and has been translated into several European languages (see www.​seekingsafety.​org). An important assumption of the programme is that safety has the highest priority when recovering from posttraumatic stress disorders and SUD. Safety is defined as abstinence from substances, reduction in self-destructive behaviour, establishment of a network of supportive people, and self-protection from dangers associated with the disorders (e.g., HIV-risk, and domestic violence). Randomised controlled trials showed that Seeking Safety can lead to significant improvements in SUD and PTSD symptom severity. In the RCTs, the programme was more effective than the usual treatment for substance abuse and of equal effectiveness as other cognitive–behavioural interventions for SUD. In some of the controlled trials, Seeking Safety outperformed the control on PTSD but not SUD, in another on SUD but not PTSD, and in some on both PTSD and SUD (Najavits and Hien 2013). An advantage of the treatment is the possibility to provide clients with trauma-specific stabilisation in an early phase of treatment, when abstinence is difficult to achieve or to maintain. It can be followed, if necessary, by past-focused (i.e. exposure-based) treatments.

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Dec 3, 2016 | Posted by in PSYCHOLOGY | Comments Off on Posttraumatic Stress Disorders and Addiction

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