Psychosocial Aspects of HIV/AIDS
Robert A. Murphy
Karen J. O’Donnell
Kathryn Whetten
Jean Adnopoz
Psychosocial Aspects of HIV Infection
The epidemic of human immunodeficiency virus (HIV) and acquired immunodeficiency syndrome (AIDS) represents a major world crisis affecting the health and psychological well being of tens of millions of persons, causing devastation among families, and threatening the social welfare of communities. With recent advances for early diagnosis, the prevention of mother-to-child transmission, and more effective drug treatments, there is an increasing gap in the impact of this disorder between wealthy and low resource countries of the world. In countries such as the United States, where newer, expensive drug therapies are available, there have been significant decreases in morbidity and mortality; countries with more limited resources are experiencing horrifying escalations in the spread and effects of infection with HIV/AIDS. The contrast is particularly true for children. In areas where treatments aimed at reducing perinatal transmission are readily available and affordable, there has been a dramatic decrease in the rate of perinatally infected children (1). In countries where resources are low, the treatment of pregnant women to prevent perinatal transmission has not yet become general practice. Combinations of antiretroviral (ART) drugs that have turned a deadly disease into a chronic one in wealthier countries are not generally available to poorer ones. However, throughout the world, the increasing focus is on children and adolescents, because 1) they are the age cohorts experiencing the highest rate of new infections, and 2) when effective treatments are available, children with HIV infection are living into adolescence and adulthood.
World View of the Epidemic
According to estimates from the Joint United Nations Programme on HIV/AIDS (UNAIDS), by the end of 2005, approximately 40.3 million people, including between 2 and 2.6 million children, were living with HIV infection; 95% of these children live in low resource countries (2). In 2005 alone, 3 million adults and 600,000 children were newly infected with HIV. More than 500,000 children with HIV/AIDS die each year. Translated to a daily basis, 1,800 children under age 15 are newly infected and 1,400 die of AIDS-related illnesses. In excess of 15 million children have been orphaned due to HIV/AIDS, yet less than 10% of these children receive any form of assistance from their governments. As a result, children are deprived of parental, family, and other stable, loving relationships; medical care, education, nutrition, and sanitation; and the opportunity to prevent another generation from becoming infected. UNAIDS has set an ambitious goal of reducing mother-to-child transmission and improving pediatric treatment each by 80% by 2010, while dramatically reducing rates of HIV infection among youth and increasing levels of psychosocial support.
Sub-Saharan Africa continues to dominate the world HIV/AIDS epidemic in sheer numbers. Approximately 64% of all new infections and 85% of pediatric infections occur in the region (3). AIDS has dramatically heightened child mortality rates across the continent, while life expectancy has declined in many nations due to the disease. Although rates of infection are relatively lower in other parts of the world, the numbers remain significant and show a rapid increase in some areas. By the end of 2005, HIV infections were growing at their fastest rates in Eastern Europe and Central and East Asia, where spread of the epidemic is affected by patterns of migration and accompanying risk behaviors as people move to and from urban areas as economies and unemployment expand and contract. In Russia, the rapidly rising epidemic has been driven largely by injection drug use among young people of reproductive age. The HIV epidemic in Latin America is highly diverse, largely concentrated in urban areas, and typified by varied modes of transmission, including via heterosexual and homosexual contact and intravenous (IV) drug use. Rates of infection in some Caribbean islands are the highest of any area outside of sub-Saharan Africa. In Middle Eastern and North African nations, AIDS may go unrecognized and unaddressed due to cultural prohibitions regarding reproductive and sexual health (2). In general, the spread of the epidemic has been related to serious economic failure and concomitant increases in poverty and the disenfranchisement of young people, which lead to higher rates of IV drug use and greater reliance on prostitution as a means of livelihood (4).
Epidemic in the United States
In the United States, 1996 marked a major turning point in the epidemic, when the introduction of new therapies and combination therapy slowed the progression of HIV/AIDS for children and adults and led to an increase in the number of persons living with AIDS, accompanied by a dramatic decrease in HIV-related deaths. With the successful prevention of mother-to-child transmission in the United States as well as effective drug therapies for those who are infected, HIV/AIDS has come to affect disproportionately women and minorities who are adolescents and young adults. In 2003, women represented 27% of all those reported with HIV, compared with 7% of those reported with AIDS in the first 5 years of the epidemic (5). African-American and Hispanic youth have markedly higher rates of infection than their Caucasian peers, and adolescents with HIV/AIDS represent a fast-growing population, presenting new needs for their medical and psychological care compared to an earlier focus on infants and younger children (6).
Importantly, statistics on prevalence using the Centers for Disease Control and Prevention (CDC) surveillance case
definition for AIDS fail to portray the true nature of the epidemic. With the advent of more effective therapies that delay or prevent the onset of AIDS-defining symptoms, many HIV-positive persons went unreported because they did not meet criteria for the AIDS diagnosis. Because of the delay between the time of infection and the development of symptoms, data on HIV infection and classifications of disease progression based on the CD4 + T lymphocyte count provide more pertinent and potentially useful information on the epidemiology of the disease among youth. It is significant that, unlike the declining rates of AIDS (7), the rate of spread of HIV infection remains fairly constant and has increased in some instances. For example, in the U.S. deep South, rates of HIV/AIDS have been consistently and dramatically increasing since 1997 (8). In this chapter, the term HIV/AIDS is used to refer to the continuum of infection, asymptomatic status, and symptomatic states increasing to life-threatening conditions.
definition for AIDS fail to portray the true nature of the epidemic. With the advent of more effective therapies that delay or prevent the onset of AIDS-defining symptoms, many HIV-positive persons went unreported because they did not meet criteria for the AIDS diagnosis. Because of the delay between the time of infection and the development of symptoms, data on HIV infection and classifications of disease progression based on the CD4 + T lymphocyte count provide more pertinent and potentially useful information on the epidemiology of the disease among youth. It is significant that, unlike the declining rates of AIDS (7), the rate of spread of HIV infection remains fairly constant and has increased in some instances. For example, in the U.S. deep South, rates of HIV/AIDS have been consistently and dramatically increasing since 1997 (8). In this chapter, the term HIV/AIDS is used to refer to the continuum of infection, asymptomatic status, and symptomatic states increasing to life-threatening conditions.
Children and HIV/AIDS
Changes in the incidence of AIDS have been even more dramatic among children than HIV among adults. For example, in 2003, only 59 children were reported to the CDC with perinatally acquired infection, a small fraction of the 8,749 children under age 13 diagnosed to date in the United States (9). The greatest contribution to this decline is the success of decreasing perinatal transmission from mother to child through treatment of HIV-infected pregnant women with antiretroviral treatment (ART) (1,10). Before 1994, the rate of transmission of HIV infection from an infected mother to her child was approximately 25%; this rate has now fallen to less than 5% (9,11). The effectiveness of antiretroviral drugs for the prevention of transmission is associated with the significantly reduced viral load for the pregnant woman (12), thereby reducing perinatal exposure for the newborn. Delivery by elective cesarean section has also been used as a method for preventing transmission (2,13,14); however, the success of ART may argue for its sole use as a prevention measure.
Some studies have demonstrated that shorter, less expensive courses of treatment with ART can be efficacious in decreasing transmission of infection from mother to child (15,16,17,18). For example, Lallemant et al.(10) demonstrated in Thailand that a single dose of nevarapine (NVP) reduced perinatal transmission to 2.8% relative to a placebo group (6.3%) and not significantly more than a group receiving NVP and zidovudine (ZDV). Nonetheless, without ART, mother-to-child transmission of HIV still occurs in approximately 35% of births in resource poor nations (2).
This picture is further complicated by the finding that HIV is transmitted by breast-feeding at rates three to four times higher than for formula-fed infants (19). Substituting infant formula for breast-feeding is an alternative in wealthy countries, but it is not the obvious answer for less wealthy ones due to the high rates of infant death from diarrheal disorders that are promoted through infected water. WHO/UNAIDS/UNICEF infant feeding guidelines stress the importance of sole breastfeeding for 6 months for women for whom HIV status is unknown or known to be negative (20). Even for women with known infection, breast feeding is recommended unless the preparation of infant formula is known to be safe and affordable, allowing a woman a choice about replacement feeding as well as counseling about risks and breast feeding techniques to prevent conditions that increase the risk of transmission, e.g., breast abscesses, nipple fissures, mastitis, as well as sores in the infant’s mouth. In most poor countries, safe replacement feeding is simply not feasible and can be the cause of life threatening diarrhea and pneumonia as well as other infections. In other words, the risk of replacement feedings is seen as too high for otherwise healthy HIV uninfected infants (21,22). There is a great need for programs that make replacement feedings safe and sustainable in high HIV/AIDS prevalence, low resource countries.
When and how the countries that have the highest rates of HIV/AIDS will be able to provide universal programs to prevent perinatal transmission remains to be seen. In wealthier nations, ART has effected dramatic improvements in HIV related mortality and morbidity, and in the past several years in less wealthy regions access to antiretroviral therapy is expanding. For example, at the end of 2003 approximately 400,000 people were receiving ART in less wealthy nations (low- and middle-income countries), but by mid-year 2005, approximately 1 million people were receiving ART in these countries (23). In sub-Saharan Africa, the region of the world with the largest burden of HIV cases, programs such as the Global Fund to Fight HIV, Malaria, and Tuberculosis and the President’s Emergency Package for AIDS Relief (PEPFAR) have facilitated a three-fold increase in access to antiretroviral therapy over the past 12 months alone, and it is anticipated that these programs will continue to grow in the neediest countries. Continued implementation of such interventions requires access to affordable medications and a sound system for providing prenatal and perinatal care, as well as HIV testing and counseling (2). Even when women agree to be tested, many may not return for the results (24). Fears of stigmatization and, even worse, fear of abuse or being thrown out of their homes prevent women from being tested or returning for test results.
Orphans
Although a real opportunity exists to decrease the number of children infected with HIV, the number of infected adults of childbearing age continues to increase, resulting in a rapidly escalating number of children orphaned by the epidemic. With 15 million HIV orphans worldwide and many more children whose parents are incapacitated by illness, orphaned children are often looked after by family members, frequently by aging grandparents, or adolescent siblings, in institutional settings, or by other street children (2). However, as the infection rate in a community increases, there are fewer working adults; the result is a decrease in the resources available to care for orphaned children.
Few studies exist that describe the actual psychosocial symptoms of orphans in low resource countries, though it is increasingly recognized that many who have been orphaned by HIV/AIDS do not thrive. A study of orphans in Uganda found that those whose parents died of AIDS had higher depression scores than other orphans (25). The children showed signs of unresolved grief, and the study called for professional counseling interventions for orphans. Another study found that orphans were more likely to experience internalizing symptoms such as anxiety, a sense of failure, and suicidal thoughts when compared with non–orphan matched controls (26). Not addressing these issues results in children growing into adults who are not able to be as functional as others in their society and who are more likely to engage in high risk behavior, including sexual activity and criminality (27,28,29).
Adolescents and Youth
At least half of new HIV infections worldwide occur in adolescents and young adults, with higher rates among females and those of ethnic minority backgrounds (2,30). Although mother-to-child transmission has become infrequent in the
United States, youth who were infected when rates of mother-to-child transmission were higher represent approximately one-fifth of HIV-infected persons (7,31). The advent of ART, decreases in HIV prevention funding, and numbing to the fear of the disease are all reasons for a resurgence of unsafe sexual practices among youths and adults (32). Rates of infection with other sexually transmitted diseases (STDs) continue to be very high among youth and serve as indicators of their elevated risk of HIV infection. Of the 12 million cases of STDs that occur each year in the United States, one-fourth occur among teenagers, and two-thirds are acquired by 25 years of age (33). Drug use among adolescents can also increase the risk of HIV infection, not only through direct infection from injecting drug use but also through increased risk for unsafe sexual practices. Persons under the influence of alcohol or other drugs experience both decreased inhibitions and physical sensitivity, resulting in sexual practices that are more likely to result in damaged membranes and therefore transmission of HIV.
United States, youth who were infected when rates of mother-to-child transmission were higher represent approximately one-fifth of HIV-infected persons (7,31). The advent of ART, decreases in HIV prevention funding, and numbing to the fear of the disease are all reasons for a resurgence of unsafe sexual practices among youths and adults (32). Rates of infection with other sexually transmitted diseases (STDs) continue to be very high among youth and serve as indicators of their elevated risk of HIV infection. Of the 12 million cases of STDs that occur each year in the United States, one-fourth occur among teenagers, and two-thirds are acquired by 25 years of age (33). Drug use among adolescents can also increase the risk of HIV infection, not only through direct infection from injecting drug use but also through increased risk for unsafe sexual practices. Persons under the influence of alcohol or other drugs experience both decreased inhibitions and physical sensitivity, resulting in sexual practices that are more likely to result in damaged membranes and therefore transmission of HIV.
Clinical Characteristics of Children with HIV/AIDS
The clinical characteristics of HIV/AIDS in children are similar in many ways to those in adults, although there are several important differences. In addition to natural disease course differences, with more effective treatment regimens available since the mid-1990s, features of the disease have shifted from those illnesses secondary to a severely compromised immune system to those that represent damage to organ systems through multiple threats from long term infection.
Early signs of infection in untreated newborns and infants can include fever, persistent candidasis, poor weight gain, hepatomegaly and splenomegaly, lymphadenopathy, parotiditis, and diarrhea (6). Early treatment regimes, where early diagnosis and drug therapies are available, include ART (e.g., zidovudine) used to suppress viral replication and antibiotics (e.g., trimethoprim-sulfamethoxazole) used to prevent opportunist infections, such as Pneumocystis carinii pneumonia (PCP). Without this care, children may present early with life threatening illnesses such as PCP, lymphoid interstitial pneumonitis (LIP), bacterial infections, central nervous system disease, and other opportunistic infections. Liver and renal diseases are not uncommon; and malignancies, such as non-Hodgkin’s lymphoma (NHL), can be associated with immune deficiency for children infected with HIV. Even with early identification and highly active antiretroviral treatment (HAART), many young children will show signs of their infection, predominately growth failure, fevers, and developmental delays. Fortunately, the emergence of newer treatment regimens has lessened the prevalence and severity of these symptoms.
PCP was formerly the leading cause of death in HIV-infected children; however, since the mid-1990s and the advent of HAART, PCP has become increasingly rare, especially in children for whom drug therapy results in CD4 + counts greater than 200 (34). Other bacterial infections that used to occur more frequently (e.g., sepsis, meningitis), also occur much less frequently for children with the advantage of early antiretroviral and antibiotic treatments. Of opportunistic infections, Mycobacterium avium intracellulare (MAI) complex disease and Candida esophagitis (“thrush”) are the most prevalent among children, but, again, present rarely for children with preserved immune function. Lymphoid interstitial pneumonia (LIP) occurs only rarely in adults, and, now, with HAART, infrequently with children.
Other manifestations of HIV disease are varied, can affect all organ systems, and are seen more frequently now that children and adolescents are not dying from the early consequences of severe immune suppression (6,35). These include the lymphoreticular system and hematologic abnormalities, gastrointestinal and hepatobiliary disease, cardiomyopathies, and renal disease. Growth stunting is still associated with HIV/AIDS in children;(7,36) as HIV + children approach adolescence, they struggle to adapt to their unusual appearance and their physical immaturity. Improvement in disease management has resulted in better weight gain, but not improved linear growth. Stunting is thought to be a side effect of some of the protease inhibitors (37).
Central Nervous System Disease
Neurological, neuropsychological, and developmental manifestations of HIV disease can be the earliest and most devastating markers of infection in children. In fact, neurodevelopmental dysfunction was one symptom of HIV infection that brought children to the attention of a medical community that still saw AIDS as an adult disease in the early 1980s (38). The virus was shown to cross the blood brain barrier readily and create both direct and indirect injury in the central nervous system (CNS). Early studies of CNS manifestations of HIV disease suggested that between 40% and 90% of infected children had some degree of neurologic involvement (39,40). These studies, however, were generally conducted in cohorts of children with more advanced disease. Later prospective studies documented rates of serious neurodevelopmental signs in 8% to 13% in HIV-infected children and in 19% to 31% in children who met diagnostic criteria for AIDS (13,41,42,43). Although early, aggressive, and well monitored treatment has dramatically reduced progressive HIV encephalopathy for children, there remain aspects of CNS effects that warrant attention by infectious disease specialists and also by mental health professionals monitoring the child’s wellbeing.
Prior to the widespread use of HAART in the United States and other industrialized countries, three-fourths of children with HIV encephalopathy were diagnosed before the age of 36 months (42). HIV encephalopathy is a general term for HIV-associated CNS pathology resulting in structural damage (e.g., atrophy) and/or impaired function. This is predominately a clinical diagnosis, at times supported by neuroimaging and laboratory findings; and, in children, it usually refers to a progressive process. The definition of HIV encephalopathy adopted by the Pediatric AIDS Clinical Trials Group identifies three criteria: 1) impaired brain growth, 2) loss of or failure to achieve developmental milestones, and 3) clinically apparent neurological dysfunction. Impaired brain growth refers to acquired microcephaly and/or cerebral atrophy, or other findings from imaging studies. Decline in or failure to achieve developmental and cognitive milestones is evaluated by clinical observation, parental report, and serial neuropsychological testing. Clinical neurological difficulties often present as progressive motor dysfunction, most often symmetrical deterioration of previously attained functional motor skills, diffuse and symmetric loss of power or strength, diffuse and symmetric abnormalities of tone, and diffuse, symmetric, and pathologically increased deep tendon reflexes. HIV encephalopathy in the newborn and infant can also be manifested by significant changes in neurobehavioral status, including changes in range and regulation of arousal and attention, and decrements in alertness, responsivity, and attention. Improved neurodevelopmental status in these domains was one important marker of the effects of early, single drug ART for symptomatic children; and neurodevelopmental decline was seen as an indicator of the ineffectiveness of specific drug therapy (36).
Children with HIV/AIDS can also exhibit static neurodevelopmental deficits. They do not lose milestones; but as they grow older, deficits in neuromotor or cognitive development become more evident, and new skills are acquired at a
slower rate than normal. It is often not clear whether these developmental difficulties are a direct or indirect effect of HIV infection, are unrelated to the disease, or are the result of a complex interaction of direct effects on the CNS, indirect toxicities of disease or drug treatment on the brain, or the various economic and psychosocial adversities faced by many children with HIV/AIDS.
slower rate than normal. It is often not clear whether these developmental difficulties are a direct or indirect effect of HIV infection, are unrelated to the disease, or are the result of a complex interaction of direct effects on the CNS, indirect toxicities of disease or drug treatment on the brain, or the various economic and psychosocial adversities faced by many children with HIV/AIDS.
Important for the medical or mental health practitioner, however, the devastating, early, and progressive manifestations of HIV activity in the brain are all but eliminated for children diagnosed early and treated successfully with HAART, that is, for whom viral activity in the brain is suppressed. The neurodevelopmental and behavioral risks for children with HIV disease in wealthier countries have changed dramatically but certainly have not been eliminated. To date there are few studies of the neurodevelopmental and psychological consequences of HIV and its treatments for the new cohort of children living with HIV/AIDS as a chronic disease. It is likely that the effects represent not only neurological injury to the CNS when viral suppression is not adequate but also the toxicities of drugs used to treat HIV/AIDS over a long period of time. In addition, the development and mental health of children living with HIV/AIDS will be affected by the economic and other psychosocial difficulties in their lives, e.g., the death of parents, changes in caregivers, the stigma of the disease.
Evaluation of Central Nervous System Abnormalities in HIV-Infected Children
An extensive history focusing on developmental milestones and a detailed neurologic examination are important in alerting the clinician to the possibility of the neurodevelopmental and learning effects of HIV/AIDS. A full neurodevelopmental assessment is warranted when there is any suggestion of developmental abnormalities or sign of neurologic disease. Neuropsychological testing can be useful in establishing an initial baseline, monitoring subsequent alterations in cognitive processing secondary to CNS involvement, and devising appropriate developmental or educational interventions.
In general, results of cerebrospinal fluid studies are normal in HIV encephalopathy, although there may be slightly elevated protein and a mild, predominantly lymphocytic pleocytosis. Abnormalities in imaging studies associated with HIV encephalopathy are nonspecific and include enlargement of the ventricles, cortical atrophy, attenuation of periventricular white matter, and cerebral calcifications (44). The calcifications, when they occur, are usually symmetrical and are located in the basal ganglia and periventricular frontal white matter, or occasionally in the cerebellar regions. Computed tomography scanning is most helpful in demonstrating cerebral calcifications, whereas magnetic resonance imaging is better at detecting the abnormalities in white matter. Abnormalities can be seen on neuroimaging studies, even in the absence of other signs of encephalopathy; however, repeated assessments are usually helpful in assessing progression of disease and failure of treatment in an individual patient.
Treatment of HIV Infection
Formerly, the approach to treating HIV/AIDS in children was to reserve the use of antiretroviral medications for patients who already had fairly advanced disease, as evidenced by a decline in CD4+ T lymphocyte cells or the development of symptoms of their disease. However, once it was understood that the period that preceded clinical signs of disease was not a period of latency, but, in fact, a period characterized by continuous replication of the virus and destruction of the immune system, newer recommendations for treatment were developed (45,46). In addition, the current treatment of HIV infection in adults and children has progressed from the use of a single antiretroviral drug designed to thwart the entry of the virus into the blood stream, to multiple drugs that, taken at the same time, attack the virus and its replication at different points in its pathophysiological process. The advent of a new class of drugs in the 1990s, the protease inhibitors, resulted in dramatic improvements in HIV-associated mortality and morbidity by preventing viral replication. It is now recommended that treatment decisions, such as when to start and when to change a treatment regime, be made from measures of the extent of viral replication and CD4+ T lymphocyte count. The extent of viral replication, commonly referred to as the viral load, is quantified by measuring the HIV ribonucleic acid (RNA) by polymerase chain reaction amplification.
The present treatment approach, referred to as highly active antiretroviral treatment (HAART), includes starting treatment early and achieving maximal suppression of viral replication using a combination of at least three different antiretroviral medications, including nucleoside reverse transcriptase inhibitors, nonnucleoside reverse transcriptase inhibitors, protease inhibitors, and fusion inhibitors. Fortunately, these combination drug protocols have successfully reduced viral load to undetectable levels and preserved immune functioning in as many as one-half of the children who adhered to the protocol (47,48). Of course, these successes have been documented in wealthy countries in which these expensive treatments are feasible, but not in low resource countries where HIV/AIDS in children is most prevalent.
Unfortunately, there is a potential for the virus to develop resistance to antiretroviral medications, particularly if someone has already been treated with a single medication before starting triple therapy and if adherence is inconsistent. In such cases, once there is a rebound in the viral load, the virus is likely to be resistant to all three medications, and all three will need to be changed. In addition, within the different classes of medications is a tendency for cross-resistance to develop: If the virus is resistant to one medication in a class, it may also be resistant to others within the same class. Thus, even in this era of multiple medications from which to choose, the choices become limited once viral resistance has developed, and chronic medication nonadherence should be considered in selection of pharmacotherapy strategies. Despite this limitation, some evidence indicates that although patients may have a rebound in viral load measurements on triple therapy, they continue to do better and have a slower progression of disease than would otherwise be expected (49). As with other manifestations of HIV disease in children, advances in management are almost certainly having an effect on decreasing the prevalence and severity of CNS disease among children. Such a decrease in CNS manifestations of HIV disease has been well documented in adults, has been observed in children, but awaits further study in children and adolescents (50).
All of the antiretroviral medications have adverse effects, some of which may be mitigated by the use of other medications, including psychotropic medications. The finding that antiretroviral medications, particularly the protease inhibitors, can cause significant derangements in metabolic processes resulting in abnormal lipid profiles and glucose levels, and alterations in body composition, are among the most important adverse effects (51). This latter, referred to as the lipodystrophy syndrome, may be very distressing to patients because of the changes in physical appearance. There is wasting and disappearance of fat from the face and limbs but an increase in fat in the abdominal region and over the lower part of posterior neck.
A major challenge posed by the advances in therapy of HIV disease has been the need to ensure that patients consistently are able to take all of their medicines. Inconsistent adherence
can provide the window for resistant viral strains to replicate and dominate, increasing viral load, this time with a virus that is not affected by the current treatment. One study reported a linear association between self-reported adherence and level of HIV viral suppression. Patients taking fewer than 80% of their prescribed doses of antiretroviral medications had a significant increase in viral load measurements compared with those who took more of their medications. As noted above, successes of HAART have been documented for those children with good adherence (6). Despite this serious risk, adherence is not simple or easy for children and families. Treatment regimens often call for a large number of medications, taken at regular intervals each day. Some of the medications are available only as large capsules that are difficult to swallow; others have a particularly bad taste. Important interventions for the care of children with HIV/AIDS include support and strategies for children and families in taking medications on time and more easily.
can provide the window for resistant viral strains to replicate and dominate, increasing viral load, this time with a virus that is not affected by the current treatment. One study reported a linear association between self-reported adherence and level of HIV viral suppression. Patients taking fewer than 80% of their prescribed doses of antiretroviral medications had a significant increase in viral load measurements compared with those who took more of their medications. As noted above, successes of HAART have been documented for those children with good adherence (6). Despite this serious risk, adherence is not simple or easy for children and families. Treatment regimens often call for a large number of medications, taken at regular intervals each day. Some of the medications are available only as large capsules that are difficult to swallow; others have a particularly bad taste. Important interventions for the care of children with HIV/AIDS include support and strategies for children and families in taking medications on time and more easily.
Child Development and HIV/AIDS
Findings of an expectable developmental progression in children’s understanding of HIV and AIDS should inform pediatric prevention and intervention efforts, because they highlight the importance of practices that are tailored to children’s psychological and cognitive capacities. As with their overall cognitive development and capacity for logical reasoning, children’s understanding of HIV/AIDS follows a predictable sequence. Preschool and early school-age children explain HIV/AIDS in terms of contiguous events. At this age, children may begin to recognize that symptoms are the result of an underlying illness, but they are likely unable to explain its viral origin. With development, the causation of HIV/AIDS can be described as a sequential process related to actions and events, including sexual behavior, blood exposure, or drug use. Typically, these explanations may provide older school-age children with a factually accurate account of how HIV/AIDS may be contracted. The final stage of understanding is based on the expanded capacity for abstract reasoning that accompanies adolescence. Youth become able to describe the origins of HIV/AIDS in terms of its underlying disease (52,53). The child’s understanding of his or her own death and that of family members follows a similar progression.
For parents of infants, preoccupation with the medical and psychological demands of coping with HIV disease may deplete families of the energy and psychological resources available to attend to normative aspects of early childhood development. For example, parents of an infant with HIV/AIDS may be overcome with anxiety and remorse at having transmitted the virus to their child, as well as the distress and possible depression related to their own disease. The parents may then be less responsive to the infant’s cues related to basic needs involving nurturance, warmth, or sustenance that form the basis for attentive and reciprocal interactions. In one study, the motor development and adaptive behavior of children with HIV/AIDS decreased with changes in caregivers, something not uncommon when a child’s mother is sick or dying (54).
As young children develop the capacity for imaginative or pretense play that allows them to mediate between internal states and actions, children may enact repeated scenarios related to illness or loss, even though the same child may never be able to verbalize these concerns. Although children may gradually be able to understand basic facts about HIV illness and death, their ideas will likely remain concrete and specific to their life experiences. Metaphors about death may engender greater confusion, because young children are unable to abstract the basic concept that death represents a final cessation of life. At this stage of development, children may feel threatened and upset by conflicts stemming from experiencing their own loving and competitive feelings toward their parents, to which already emotionally fragile parents may be unable to respond effectively. With their egocentric orientation, young children may assume that their actions play a causal role in a parent’s illness, resulting in feelings of guilt and responsibility.
For school-aged children, independence and engagement with peers and a broader social world may be experienced by the child as a rejection of the caregiver, and some children may find themselves unable to negotiate this natural developmental step. Children who have been unable to resolve conflicting feelings concerning medically compromised parents may remain tied to their caregivers in a manner that precludes their developmentally appropriate ventures into the world of peers and school, that is, fear of loss of the parent could result in undue separation distress. Mastery of basic logical principles allows a child to infer cause-and-effect relationships regarding HIV/AIDS, and language serves a regulatory as well as a communicative function.
Children Affected by HIV/AIDS
The numbers of children affected by parents or caregivers with HIV/AIDS continues to rise in poverty stricken areas of the world, including poor areas of the United States, (8) with substantial rates of HIV infection among young, minority women, 50% of whom are estimated to bear children (29,55). Unfortunately, family members as well as professionals may fail to recognize the unique concerns and obstacles that threaten the development of HIV-affected children. As witnesses to repeated periods of acute, incapacitating parental illness, these children anticipate the death of one or both parents and worry about who will take care of them when their parents are no longer available. They may be left to contend with feelings of sorrow, anger, guilt, and confusion in isolation as other family members turn their attention to the infected adult or struggle with their own histories of loss (56,57,58). Many children in HIV-affected families face additional burdens related to parental instability and incarceration, family and residential instability, exposure to violence, caregiver substance abuse, and social isolation (59,60,61).
In an effort to redress the paucity of data on the functioning of HIV-affected children, Forehand et al. developed a multidisciplinary, longitudinal study of HIV-infected mothers and their affected children (55). Researchers followed an urban sample of 105 6- to 11-year-old HIV-affected African-American children and a matched comparison group of 150 mothers and children where HIV was absent. After controlling for the severity of AIDS symptoms, 3-year results indicated higher levels of internalizing and externalizing psychiatric symptoms among the HIV-infected mothers and their affected children, as well as greater impairments in children’s social competence. Children who had been orphaned due to parental death from HIV/AIDS demonstrated higher levels of clinically significant internalizing and externalizing symptoms prior to their parent’s death and at 2 year followup relative to HIV affected children whose parent remained living and to those of uninfected parents (62). At three assessment points (prior to death, 6 months postdeath, and 2 years postdeath), between 52% and 73% of children demonstrated clinically significant symptoms. Another study suggested that HIV-affected children had increased rates of anxiety and depressive disorders (63), with symptoms most acute during early disease stages (64).

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