Country
Funding and organizational governance
Target population (patients and hospitals), case ascertainment
Number of centers and patients
Outcomes
Registry
Time period
Sweden
1994–current
Funded by the National Board of Health and Welfare, and The Swedish Society and the Federation of Swedish County Councils
Governance: Västerbotten County Council, Sweden
Hospitalized patients with acute stroke or other unspecified acute cerebrovascular events
Hospitals: All Swedish hospitals that admit stroke patients
Case ascertainment: retrospective (based on ICD codes)
In 1994 started as a voluntary registry covering half of Swedish hospitals
As of 1998, all 85 hospitals in the country reported data to the registry
Over 330,000 patients enrolled through 2010
Hospital discharge data
3-month follow-up data on ADL dependence and QOL collected via mailed questionnaire or telephone interview
Mortality follow-up performed by linkage to national death register
United Kingdom
Stroke Programme at the Royal College of Physicians (includes several audits NSSA, SINAP, and SSNAP) [22, 73–75]
1998–current
Funded by National Health Service (Healthcare Quality Improvement partnership)
Governance: Royal College of Physicians, Intercollegiate Stroke Working Party (ICSWP)
Hospitalized patients with acute ischemic stroke, ICH, or TIA (excluding SAH)
Hospitals: All hospitals in England, Wales, and Northern Ireland that provide services to acute stroke patients
Case ascertainment: prospective.
NSSA (2-year cycle audits 1998–2010): data from ~200 sites and >11,000 patients
SINAP (2011–2012): Data from >100 hospitals provided care to ~60,000 patients
SSNAP (2013 onwards): Data from ~180 clinical teams providing acute or rehabilitation care to >63,000 stroke patients
Hospital discharge data
6-month follow-up data collection started since 2013 (SSNAP) on functional status (mRS) collected via face-to-face or telephone interview [22]
Germany
1999–current
ADSR is a network of regional stroke registries across Germany
Funded by the German Federal Ministry of Research since 2003 (analysis of pooled data only)
Governance: Coordinating data center at University of Muenster
Hospitalized acute stroke patients
Hospitals with a stroke unit that admit acute stroke patients
Case ascertainment: Prospective
Example studies from regional registries: 6 registries (2000): ~110 hospitals and 18,000 patients annually [77]
4 cities/regions (2000): 104 hospitals, ~13,000 patients [30]
Berlin Stroke Register (2007–2009): 14 stroke units, ~16,000 patients [78]
Northwestern Germany stroke register (2010–2011): 158 hospitals and ~163,000 patients [79]
Hospital discharge data only
USA
2001–current
Federally funded by the Centers for Disease Control and Prevention (CDC) through grants to state health departments
Local Governance: State Health Departments
Hospitalized patients with acute ischemic stroke, ICH, SAH, and TIA
Each state develops its own sampling scheme to select hospitals with the goal of a broadly representative state-level registry
Case ascertainment: Mix of prospective and retrospective (based on ICD codes) methods
Pilot phase (2001–2004): 98 hospitals and 6867 patients in 4 states (wave I), extended to 8 states (wave II)
Implementation phase (2005–2007): 195 hospitals and 56,969 patients in 4 states. Extended to 6 states in 2007 and to 11 states in 2012
Currently includes >400 hospitals, ~445,000 patients
Hospital discharge data only
Canada
2001–current
The RCSN was funded by federal support of the Canadian Stroke Network (CSN). The OSR is funded by the Ontario Ministry of Health
Governance: Prior to 2011, the Canadian Stroke Network (CSN) ran the RCSN. Since Nov. 2011, the Ontario Ministry of Health has run the OSR
Hospitalized patients with acute ischemic stroke, ICH, SAH, and TIA [82]
RCSN (Phase 1 and 2) included primarily stroke specialist centers across the country
RCSN (Phase 3) included stroke specialist centers in Ontario
The OSR includes all acute care hospitals in Ontario
Case ascertainment: Prospective
RCSN Phase 1 and 2 [82] (2001–2002): 25 hospitals, from 8 provinces, 7670 patients
RCSN Phase 3 [84] (2003–2008): 13 regional and district stroke hospitals in Ontario, over 11,000 patients
Currently (OSR) [24]: All 150 Ontario acute care hospitals over 160,000 patients
Hospital discharge data
6-month follow-up via telephone interview was only performed in Phase 1 and 2
From Phase 3 onwards, follow-up data on mortality, and readmission obtained by linkage to provincial administrative databases
Europe (EU), including Iceland
2002–current
Funded by a variety of European and Swedish grants and sponsorship from industry
Governance: The European Medicines Evaluation Agency (EMEA). Based at the Karolinska Institute (Medical University), Sweden
Hospitalized acute ischemic stroke patients 18–80 years who received thrombolysis within 3 h of onset [25]
Hospitals: Specialized stroke centers
Case ascertainment: Prospective
2002–2006 [33]: 285 hospitals, with data on 6483 patients from 14 countries
Currently [35]: 1374 hospitals, and 105,836 patients; open to all countries worldwide participation
In-hospital and discharge data
3-month mortality follow-up is conducted using official population register or contact with the patient’s primary physician
3-month functional independence data is assessed by face-to-face or telephone interview
USA
2003–current
Funded by AHA (Dallas, TX) through industry contributions
Governance: AHA with Coordinating data center at Duke University, NC
Hospitalized patients with acute ischemic stroke, ICH, SAH, or TIA
Hospital participation is voluntary and primarily involves larger hospitals distributed throughout the USA
Case ascertainment: Mix of prospective and retrospective (based on ICD codes) methods
2003 pilot project involved 99 hospitals and over 18,000 patients [85]
Currently involves over 1600 hospitals and includes data on over 2,500,000 patients
Hospital discharge data only
Australia
2009–current
Funded by the Australian Commission on Safety and Quality in Health Care, and industry sponsors
Governance: Two academic research institutes in collaboration with the National Stroke Foundation and the Stroke Society of Australia
Hospitalized patients with acute stroke (ischemic or hemorrhagic) or TIA
Participating centers are a representative sample of Australian hospitals across 5 states
Case ascertainment: Prospective
Pilot study (2009): 6 hospitals with data on 457 patients
2013 [86]: 47 hospitals, 17,130 cases
Hospital discharge data
3- to 6-month follow-up data on survival, readmission, independence, and QOL are collected through telephone interview or mailed questionnaire
Although all these registries have the common goal of improving the quality of stroke care, there is substantial variability between them in terms of their structure and organization. Only the Swedish RIKS-Stroke registry provides a complete census of all acute care hospitals in the country [34, 35]. All of the other registries include a sample of eligible hospitals (and therefore a sample of patients) but the number, type, and sampling mechanisms used to select them vary substantially. Thus the extent that these registries provide information that is generalizable to the total stroke population is somewhat questionable.
The funding sources also vary widely with most registries relying on federal and/or state/provincial level government support, with the exception being the US Get-With-The-Guidelines-Stroke (GWTG-Stroke) program, which relies heavily on pharmaceutical industry support through the American Heart Association (AHA) [36]. Other registries, such as the Australian Stroke Clinical Registry (AuSCR), have been supported by a combination of funding from nonprofit institutions, consumer donations, pharmaceutical industry, and grants [37].
All of these registries are able to report data on patient outcomes that occur during the in-hospital stay (e.g., complications, deaths) or at discharge (e.g., destination, functional status). Several registries such as the Swedish Stroke Register (RIKS-Stroke) and the Registry of the Canadian Stroke Network (RCSN) have been able to link the registry data to other data sources (including administrative, billing, vital statistics, and census data) to obtain data on longer term mortality, readmission, physician visits, and medication use [20, 24].
Some of the registries, for example RIKS-Stroke [35], AuSCR [38], SITS-MOST [25], and the UK Stroke Improvement National Audit (SINAP) [22], have been able to collect patient-reported outcome measures (PROM) following hospital discharge. This typically includes data on functional status (disability) and quality of life (QOL), and is most often collected 3 or 6 months after discharge. Follow-up data collection has been done using a variety of methods including face-to-face interviews [33], mailed questionnaires [39], or telephone interviews with either patients [23] or their caregivers [33]. Although patient-reported outcomes data are regarded as the gold standard of outcome measures, its collection represents considerable practical challenges in terms of the amount of resources (personnel time and costs) required and in obtaining individual patient consent [24].
Specific requirements of stroke registries to obtain informed consent from patients are highly variable and depend in part on the policies and preferences of local human subjects’ research oversight committees. The type of data collected also has a large influence on the need for consent; some registries have been required to obtain consent from patients prior to any data collection [23, 40], whereas others have been able to collect in-hospital data after obtaining a waiver of consent [21, 41, 42]. It is reasonable to expect that individual patient consent is required when registries collect post-discharge follow-up data directly from patients or caregivers, although confirmation of this from available published reports is often lacking [43, 44]. The requirement to obtain individual patient consent for follow-up of stroke patients post-discharge is one of the major reasons that data collection in US-based registries is limited to hospital discharge data only [21, 41].
A useful lesson on the pitfalls of requiring consent from patients comes from the RCSN, which has evolved in its approach to obtaining patient consent. During the first 2 years of the RCSN (Phase 1 and 2) informed consent was required on all patients even for a basic level of data abstraction. However the results indicated that substantial selection bias was introduced due to difficulty of obtaining consent. More than 50 % of eligible subjects were not consented either because of refusal or inability to contact the patient during the in-hospital stay [40]. Patients who were consented were different from those who were not consented in important ways; for example the in-hospital mortality rate was three times higher in patients who were not consented compared to those who were. Other factors such as age, level of consciousness on admission, race, preferred language, and length of stay were also different between consented and non-consented patients [40]. Subsequently in 2003, the registry was granted special status as a “prescribed registry” and the requirement for informed consent was dropped, thus allowing it to collect data on all patients without consent. This status was extended to also include the subsequent Ontario Stroke Registry (OSR) [24, 40]. The Australian registry (AuSCR) is an example of another approach to informed consent which utilizes an “opt-out” consent protocol to minimize dropouts that can occur when written informed consent is required. The “opt-out” consent protocol provides patients with information on the purpose of the registry, explanation of the data to be collected, and details of simple, cost-free ways available to exclude their data from the registry [23]. A similar opt-out approach is used in the UK, SINAP registry, where although a waiver of consent was obtained individual patients can request that their identifiable data not be included in the registry [42].
Perhaps the most liberal approach to consent is demonstrated by the Swedish RIKS-Stroke registry, which does not require informed consent from patients because quality monitoring by the Swedish healthcare system is mandated by law and so the registry is regarded as a component of the regular healthcare system rather than a research project [35]. This waiver of the need for consent even extends to the collection of patient data by survey or interview post-discharge. Despite many hospitals to provide patients with information about the purposes of the registry and the types of information collected, patients also are informed about an “opt-out” procedure should they wish to withdraw from participation [39].
Findings of the Major Stroke Registries and Other Community Models in Developed Countries
Contribution of Registries to Improvement in the Quality of Stroke Care
There are a large number of specific reports and peer-reviewed publications that have been generated from the quality-based stroke registries in recent years. Table 29.2 provides a few examples of the scope and objectives of reports that have been published in the last decade or so. A common approach for many of these reports has been to provide a description of the baseline quality of care and then to describe trends in performance over time. Across almost all established registries, the quality of stroke care has shown considerable improvement in terms of the overall quality of care; broad increases in the quality of care were observed following the implementation of the registries in Sweden [35], Canada [45], Australia [46], the UK [47], and the USA [48, 49].
Registry | Example studies | Objective of the study |
---|---|---|
RIKS-Stroke (1994) | Eriksson [51] | To evaluate the rate of thrombolysis implementation for acute ischemic stroke treatment across the country between 2003 and 2008 |
Glader [88] | To evaluate the persistence preventive drug use during the first 2 years after stroke | |
Asplunde [34] | To describe the coverage, validity and sustainability of the longest running national stroke registry | |
Appelrose [35] | To describe time trends in care, treatment, and patient outcome between 1995 and 2010 | |
UK Stroke Programme | Report [47] | To audit the quality of care against the national stroke strategy and national guidelines. To measure the rate of changes in stroke services and quality of care compare to the previous round of the audit |
Bray [42] | To estimate the use and outcome of thrombolysis in acute ischemic stroke across all age groups | |
Report [44] | To assess the process of acute stroke care through SINAP programme and to compare the results to the national standards and outlined in the national guidelines | |
Campbell [89] | To evaluate the inequality in the quality of acute stroke care provided to patients admitted out of the working hours | |
ADSR (1999) | Heuschmann [30] | To evaluate the frequency of thrombolysis and the risk of ICH in patients with acute ischemic stroke |
Heuschmann [90] | To investigate predictors for in-hospital mortality and attributable risk of death after ischemic stroke | |
Koennecke [78] | To determine factors influencing in-hospital mortality and morbidity in patients treated on a stroke unit | |
Minnerup [53] | To evaluate the impact of extended thrombolysis time on the rate of thrombolysis and door-to-needle time in the Northwestern Germany stroke registry | |
PCNASR (2001) | Reeves [21] | To describe the quality of acute stroke care from 4 pilot state-level registries (Michigan, Ohio, Massachusetts, and Georgia) between 2002 and 2003 |
George [48] | To summarize the quality of acute stroke care during 2005–2009 using data from 7 state-level registries | |
George [91] | To examine the statin use in patients with ICH in the PCNASR | |
Tong [92] | To assess the risk factors associated with mortality and ICH in tPA-treated acute stroke patients | |
RCSN, OSR (2001) | Tu [40] | To evaluate whether consent-related bias impacts the results of the registry |
Kapral [56] | To evaluate the sex differences in stroke care and outcomes | |
Fang [24] | To describe the evolution of methodology of the RCSN and OSR registries in terms of requirement for patient-level consent and use of population-based administrative data to obtain outcome information | |
Shobha [84] | To assess the effect of thrombolysis on lacunar strokes compared to the other ischemic stroke subtypes | |
SITS-MOST (2002) | Wahlgren [33] | To assess the safety and efficacy of thrombolysis treatment in acute ischemic stroke patients (i.e., risk of ICH and mortality, independence at 3 months) in a cohort of patients treated between 2002 and 2006 |
Ahmed [54] | To compare the outcome of patients who received the thrombolysis treatment after 3 h of stroke onset to those who received it within 3 h of symptom onset | |
Mikulik [52] | To identify factors associated with longer door-to-needle time in patients treated with thrombolysis between 2003 and 2010 | |
Lorenzano [61] | To evaluate sex differences in outcomes in a cohort of ischemic stroke patients treated between 2002 and 2011 | |
GWTG (2003) | LaBresh [85] | Pilot program to examine the impact of participation in the GWTG program for 1 year on improvement in quality of care for acute stroke patients |
Schwamm [27] | To examine the impact of participation in the GWTG program over a 5-year period on time trends of quality of care in acute stroke patients | |
Fonarow [41] | To describe the characteristics, performance measures, and in-hospital outcomes of the first one million acute stroke and TIA admissions in the GWTG program between 2003 and 2009 | |
Saver [93] | To describe the relationship between onset to treatment times and outcomes in over 58,000 patients treated with thrombolysis | |
AuSCR (2009) | Cadilhac [23] | To evaluate the quality of care for stroke patients in the pilot phase of AuSCR
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