Role of Registries and Community Models in Developed Countries


Country

Funding and organizational governance

Target population (patients and hospitals), case ascertainment

Number of centers and patients

Outcomes

Registry

Time period

Sweden

The National Quality Register for Stroke Care in Sweden (RIKS-Stroke) [34, 35, 39, 72]

1994–current

Funded by the National Board of Health and Welfare, and The Swedish Society and the Federation of Swedish County Councils

Governance: Västerbotten County Council, Sweden

Hospitalized patients with acute stroke or other unspecified acute cerebrovascular events

Hospitals: All Swedish hospitals that admit stroke patients

Case ascertainment: retrospective (based on ICD codes)

In 1994 started as a voluntary registry covering half of Swedish hospitals

As of 1998, all 85 hospitals in the country reported data to the registry

Over 330,000 patients enrolled through 2010

Hospital discharge data

3-month follow-up data on ADL dependence and QOL collected via mailed questionnaire or telephone interview

Mortality follow-up performed by linkage to national death register

United Kingdom

Stroke Programme at the Royal College of Physicians (includes several audits NSSA, SINAP, and SSNAP) [22, 7375]

1998–current

Funded by National Health Service (Healthcare Quality Improvement partnership)

Governance: Royal College of Physicians, Intercollegiate Stroke Working Party (ICSWP)

Hospitalized patients with acute ischemic stroke, ICH, or TIA (excluding SAH)

Hospitals: All hospitals in England, Wales, and Northern Ireland that provide services to acute stroke patients

Case ascertainment: prospective.

NSSA (2-year cycle audits 1998–2010): data from ~200 sites and >11,000 patients

SINAP (2011–2012): Data from >100 hospitals provided care to ~60,000 patients

SSNAP (2013 onwards): Data from ~180 clinical teams providing acute or rehabilitation care to >63,000 stroke patients

Hospital discharge data

6-month follow-up data collection started since 2013 (SSNAP) on functional status (mRS) collected via face-to-face or telephone interview [22]

Germany

German Stroke Registers Study Group (ADSR) [53, 76, 77]

1999–current

ADSR is a network of regional stroke registries across Germany

Funded by the German Federal Ministry of Research since 2003 (analysis of pooled data only)

Governance: Coordinating data center at University of Muenster

Hospitalized acute stroke patients

Hospitals with a stroke unit that admit acute stroke patients

Case ascertainment: Prospective

Example studies from regional registries: 6 registries (2000): ~110 hospitals and 18,000 patients annually [77]

4 cities/regions (2000): 104 hospitals, ~13,000 patients [30]

Berlin Stroke Register (2007–2009): 14 stroke units, ~16,000 patients [78]

Northwestern Germany stroke register (2010–2011): 158 hospitals and ~163,000 patients [79]

Hospital discharge data only

USA

Paul Coverdell National Acute Stroke Registry (PCNASR) [21, 29, 80]

2001–current

Federally funded by the Centers for Disease Control and Prevention (CDC) through grants to state health departments

Local Governance: State Health Departments

Hospitalized patients with acute ischemic stroke, ICH, SAH, and TIA

Each state develops its own sampling scheme to select hospitals with the goal of a broadly representative state-level registry

Case ascertainment: Mix of prospective and retrospective (based on ICD codes) methods

Pilot phase (2001–2004): 98 hospitals and 6867 patients in 4 states (wave I), extended to 8 states (wave II)

Implementation phase (2005–2007): 195 hospitals and 56,969 patients in 4 states. Extended to 6 states in 2007 and to 11 states in 2012

Currently includes >400 hospitals, ~445,000 patients

Hospital discharge data only

Canada

Ontario Stroke Registry (OSR), formerly the Registry of the Canadian Stroke Network (RCSN) [8183]

2001–current

The RCSN was funded by federal support of the Canadian Stroke Network (CSN). The OSR is funded by the Ontario Ministry of Health

Governance: Prior to 2011, the Canadian Stroke Network (CSN) ran the RCSN. Since Nov. 2011, the Ontario Ministry of Health has run the OSR

Hospitalized patients with acute ischemic stroke, ICH, SAH, and TIA [82]

RCSN (Phase 1 and 2) included primarily stroke specialist centers across the country

RCSN (Phase 3) included stroke specialist centers in Ontario

The OSR includes all acute care hospitals in Ontario

Case ascertainment: Prospective

RCSN Phase 1 and 2 [82] (2001–2002): 25 hospitals, from 8 provinces, 7670 patients

RCSN Phase 3 [84] (2003–2008): 13 regional and district stroke hospitals in Ontario, over 11,000 patients

Currently (OSR) [24]: All 150 Ontario acute care hospitals over 160,000 patients

Hospital discharge data

6-month follow-up via telephone interview was only performed in Phase 1 and 2

From Phase 3 onwards, follow-up data on mortality, and readmission obtained by linkage to provincial administrative databases

Europe (EU), including Iceland

Safe Implementation of Thrombolysis in Stroke-Monitoring Study (SITS-MOST) [25, 33, 43]

2002–current

Funded by a variety of European and Swedish grants and sponsorship from industry

Governance: The European Medicines Evaluation Agency (EMEA). Based at the Karolinska Institute (Medical University), Sweden

Hospitalized acute ischemic stroke patients 18–80 years who received thrombolysis within 3 h of onset [25]

Hospitals: Specialized stroke centers

Case ascertainment: Prospective

2002–2006 [33]: 285 hospitals, with data on 6483 patients from 14 countries

Currently [35]: 1374 hospitals, and 105,836 patients; open to all countries worldwide participation

In-hospital and discharge data

3-month mortality follow-up is conducted using official population register or contact with the patient’s primary physician

3-month functional independence data is assessed by face-to-face or telephone interview

USA

Get-With-The-Guidelines (GWTG)-Stroke [27, 36, 41, 85]

2003–current

Funded by AHA (Dallas, TX) through industry contributions

Governance: AHA with Coordinating data center at Duke University, NC

Hospitalized patients with acute ischemic stroke, ICH, SAH, or TIA

Hospital participation is voluntary and primarily involves larger hospitals distributed throughout the USA

Case ascertainment: Mix of prospective and retrospective (based on ICD codes) methods

2003 pilot project involved 99 hospitals and over 18,000 patients [85]

Currently involves over 1600 hospitals and includes data on over 2,500,000 patients

Hospital discharge data only

Australia

Australian Stroke Clinical Registry (AuSCR) [23, 37, 46, 86, 87]

2009–current

Funded by the Australian Commission on Safety and Quality in Health Care, and industry sponsors

Governance: Two academic research institutes in collaboration with the National Stroke Foundation and the Stroke Society of Australia

Hospitalized patients with acute stroke (ischemic or hemorrhagic) or TIA

Participating centers are a representative sample of Australian hospitals across 5 states

Case ascertainment: Prospective

Pilot study (2009): 6 hospitals with data on 457 patients

2013 [86]: 47 hospitals, 17,130 cases

Hospital discharge data

3- to 6-month follow-up data on survival, readmission, independence, and QOL are collected through telephone interview or mailed questionnaire


Key: ADL activities of daily living, AHA American Heart Association, ICH intracerebral hemorrhage, NSSA National Sentinel Stroke Audit, QOL quality of life, SAH subarachnoid hemorrhage, SINAP Stroke Improvement National Audit Programme, SSNAP Sentinel Stroke National Audit Programme, TIA transient ischemic attack



Although all these registries have the common goal of improving the quality of stroke care, there is substantial variability between them in terms of their structure and organization. Only the Swedish RIKS-Stroke registry provides a complete census of all acute care hospitals in the country [34, 35]. All of the other registries include a sample of eligible hospitals (and therefore a sample of patients) but the number, type, and sampling mechanisms used to select them vary substantially. Thus the extent that these registries provide information that is generalizable to the total stroke population is somewhat questionable.

The funding sources also vary widely with most registries relying on federal and/or state/provincial level government support, with the exception being the US Get-With-The-Guidelines-Stroke (GWTG-Stroke) program, which relies heavily on pharmaceutical industry support through the American Heart Association (AHA) [36]. Other registries, such as the Australian Stroke Clinical Registry (AuSCR), have been supported by a combination of funding from nonprofit institutions, consumer donations, pharmaceutical industry, and grants [37].

All of these registries are able to report data on patient outcomes that occur during the in-hospital stay (e.g., complications, deaths) or at discharge (e.g., destination, functional status). Several registries such as the Swedish Stroke Register (RIKS-Stroke) and the Registry of the Canadian Stroke Network (RCSN) have been able to link the registry data to other data sources (including administrative, billing, vital statistics, and census data) to obtain data on longer term mortality, readmission, physician visits, and medication use [20, 24].

Some of the registries, for example RIKS-Stroke [35], AuSCR [38], SITS-MOST [25], and the UK Stroke Improvement National Audit (SINAP) [22], have been able to collect patient-reported outcome measures (PROM) following hospital discharge. This typically includes data on functional status (disability) and quality of life (QOL), and is most often collected 3 or 6 months after discharge. Follow-up data collection has been done using a variety of methods including face-to-face interviews [33], mailed questionnaires [39], or telephone interviews with either patients [23] or their caregivers [33]. Although patient-reported outcomes data are regarded as the gold standard of outcome measures, its collection represents considerable practical challenges in terms of the amount of resources (personnel time and costs) required and in obtaining individual patient consent [24].

Specific requirements of stroke registries to obtain informed consent from patients are highly variable and depend in part on the policies and preferences of local human subjects’ research oversight committees. The type of data collected also has a large influence on the need for consent; some registries have been required to obtain consent from patients prior to any data collection [23, 40], whereas others have been able to collect in-hospital data after obtaining a waiver of consent [21, 41, 42]. It is reasonable to expect that individual patient consent is required when registries collect post-discharge follow-up data directly from patients or caregivers, although confirmation of this from available published reports is often lacking [43, 44]. The requirement to obtain individual patient consent for follow-up of stroke patients post-discharge is one of the major reasons that data collection in US-based registries is limited to hospital discharge data only [21, 41].

A useful lesson on the pitfalls of requiring consent from patients comes from the RCSN, which has evolved in its approach to obtaining patient consent. During the first 2 years of the RCSN (Phase 1 and 2) informed consent was required on all patients even for a basic level of data abstraction. However the results indicated that substantial selection bias was introduced due to difficulty of obtaining consent. More than 50 % of eligible subjects were not consented either because of refusal or inability to contact the patient during the in-hospital stay [40]. Patients who were consented were different from those who were not consented in important ways; for example the in-hospital mortality rate was three times higher in patients who were not consented compared to those who were. Other factors such as age, level of consciousness on admission, race, preferred language, and length of stay were also different between consented and non-consented patients [40]. Subsequently in 2003, the registry was granted special status as a “prescribed registry” and the requirement for informed consent was dropped, thus allowing it to collect data on all patients without consent. This status was extended to also include the subsequent Ontario Stroke Registry (OSR) [24, 40]. The Australian registry (AuSCR) is an example of another approach to informed consent which utilizes an “opt-out” consent protocol to minimize dropouts that can occur when written informed consent is required. The “opt-out” consent protocol provides patients with information on the purpose of the registry, explanation of the data to be collected, and details of simple, cost-free ways available to exclude their data from the registry [23]. A similar opt-out approach is used in the UK, SINAP registry, where although a waiver of consent was obtained individual patients can request that their identifiable data not be included in the registry [42].

Perhaps the most liberal approach to consent is demonstrated by the Swedish RIKS-Stroke registry, which does not require informed consent from patients because quality monitoring by the Swedish healthcare system is mandated by law and so the registry is regarded as a component of the regular healthcare system rather than a research project [35]. This waiver of the need for consent even extends to the collection of patient data by survey or interview post-discharge. Despite many hospitals to provide patients with information about the purposes of the registry and the types of information collected, patients also are informed about an “opt-out” procedure should they wish to withdraw from participation [39].



Findings of the Major Stroke Registries and Other Community Models in Developed Countries



Contribution of Registries to Improvement in the Quality of Stroke Care


There are a large number of specific reports and peer-reviewed publications that have been generated from the quality-based stroke registries in recent years. Table 29.2 provides a few examples of the scope and objectives of reports that have been published in the last decade or so. A common approach for many of these reports has been to provide a description of the baseline quality of care and then to describe trends in performance over time. Across almost all established registries, the quality of stroke care has shown considerable improvement in terms of the overall quality of care; broad increases in the quality of care were observed following the implementation of the registries in Sweden [35], Canada [45], Australia [46], the UK [47], and the USA [48, 49].


Table 29.2
Specific objectives from example studies generated by the major stroke registries [8894]











































































































Registry

Example studies

Objective of the study

RIKS-Stroke (1994)

Eriksson [51]

To evaluate the rate of thrombolysis implementation for acute ischemic stroke treatment across the country between 2003 and 2008

Glader [88]

To evaluate the persistence preventive drug use during the first 2 years after stroke

Asplunde [34]

To describe the coverage, validity and sustainability of the longest running national stroke registry

Appelrose [35]

To describe time trends in care, treatment, and patient outcome between 1995 and 2010

UK Stroke Programme

Report [47]

To audit the quality of care against the national stroke strategy and national guidelines. To measure the rate of changes in stroke services and quality of care compare to the previous round of the audit

Bray [42]

To estimate the use and outcome of thrombolysis in acute ischemic stroke across all age groups

Report [44]

To assess the process of acute stroke care through SINAP programme and to compare the results to the national standards and outlined in the national guidelines

Campbell [89]

To evaluate the inequality in the quality of acute stroke care provided to patients admitted out of the working hours

ADSR (1999)

Heuschmann [30]

To evaluate the frequency of thrombolysis and the risk of ICH in patients with acute ischemic stroke

Heuschmann [90]

To investigate predictors for in-hospital mortality and attributable risk of death after ischemic stroke

Koennecke [78]

To determine factors influencing in-hospital mortality and morbidity in patients treated on a stroke unit

Minnerup [53]

To evaluate the impact of extended thrombolysis time on the rate of thrombolysis and door-to-needle time in the Northwestern Germany stroke registry

PCNASR (2001)

Reeves [21]

To describe the quality of acute stroke care from 4 pilot state-level registries (Michigan, Ohio, Massachusetts, and Georgia) between 2002 and 2003

George [48]

To summarize the quality of acute stroke care during 2005–2009 using data from 7 state-level registries

George [91]

To examine the statin use in patients with ICH in the PCNASR

Tong [92]

To assess the risk factors associated with mortality and ICH in tPA-treated acute stroke patients

RCSN, OSR (2001)

Tu [40]

To evaluate whether consent-related bias impacts the results of the registry

Kapral [56]

To evaluate the sex differences in stroke care and outcomes

Fang [24]

To describe the evolution of methodology of the RCSN and OSR registries in terms of requirement for patient-level consent and use of population-based administrative data to obtain outcome information

Shobha [84]

To assess the effect of thrombolysis on lacunar strokes compared to the other ischemic stroke subtypes

SITS-MOST (2002)

Wahlgren [33]

To assess the safety and efficacy of thrombolysis treatment in acute ischemic stroke patients (i.e., risk of ICH and mortality, independence at 3 months) in a cohort of patients treated between 2002 and 2006

Ahmed [54]

To compare the outcome of patients who received the thrombolysis treatment after 3 h of stroke onset to those who received it within 3 h of symptom onset

Mikulik [52]

To identify factors associated with longer door-to-needle time in patients treated with thrombolysis between 2003 and 2010

Lorenzano [61]

To evaluate sex differences in outcomes in a cohort of ischemic stroke patients treated between 2002 and 2011

GWTG (2003)

LaBresh [85]

Pilot program to examine the impact of participation in the GWTG program for 1 year on improvement in quality of care for acute stroke patients

Schwamm [27]

To examine the impact of participation in the GWTG program over a 5-year period on time trends of quality of care in acute stroke patients

Fonarow [41]

To describe the characteristics, performance measures, and in-hospital outcomes of the first one million acute stroke and TIA admissions in the GWTG program between 2003 and 2009

Saver [93]

To describe the relationship between onset to treatment times and outcomes in over 58,000 patients treated with thrombolysis

AuSCR (2009)

Cadilhac [23]

To evaluate the quality of care for stroke patients in the pilot phase of AuSCR

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Jun 14, 2017 | Posted by in NEUROLOGY | Comments Off on Role of Registries and Community Models in Developed Countries

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