Sleep Deprivation



Sleep Deprivation


Lisa M. Bond







Sleep technologists are in a unique position both to evaluate and to experience the consequences of sleep deprivation. Because most sleep disorders evaluated by polysomnography (PSG) are the result of qualitative or quantitative disturbances in sleep, the technologist is at the front line of the evaluation. In addition, most sleep recordings are made during the patient’s usual sleep hours, requiring sleep technologists to work during the evening and night. Often, the shift is 10 to 12 hours in length and the workweek is sometimes limited to three nights per week. As shift workers, technologists are likely to experience sleep deprivation and will need to have a working knowledge of the consequences and countermeasures available. A recent ad representing a training program for sleep technologists indicated that candidates would need to “remain awake, alert and maintain good interpersonal skills throughout the night as well as demonstrate the ability to get proper sleep during the day.” The challenges for the sleep technologist are significant.


NORMAL SLEEP REQUIREMENTS

Sleep requirements differ among individuals and within different age groups. In recognition of this, in 2015, the National Sleep Foundation (NSF) updated what is considered normal sleep requirements for various age groups (1). The NSF also broke down recommendations for sleep for adults into three categories rather than just one for all adult ages and created new age grouping for younger adults ages 18 to 25, adults ages 26 to 64, and adults ages 65 or older. The scientifically grounded guidelines were developed on the basis of a rigorous, systematic review of scientific literature on sleep duration, health, performance, and safety. The different age categories now have recommended sleep amounts, what may be appropriate, and what is not recommended.

It is no longer sufficient to simply say an adult should get 8 hours of sleep each night. Sleep technologists need to be aware of how much sleep is recommended for each age group. Even with sufficient sleep time, sleep quality is still important to enable best function. The best indicator of sufficient good-quality sleep is waking up feeling refreshed, alert, and performing at a peak level during wake time.


DEFINITION OF SLEEP DEPRIVATION

Sleep deprivation in an individual can be caused by insufficient duration of sleep (quantitative sleep deprivation), a fragmented or interrupted sleep period (qualitative sleep deprivation), or a combination of both factors. Sleep deprivation can be either chronic or acute. The subjective assessment of the quality of sleep is based on the amount of sleep, continuity of sleep, and depth of the sleep. See Table 6-1 for the NSF’s sleep duration recommendations (2).









Table 6-1 National Sleep Foundation’s Sleep Duration Recommendations























































Age


Recommended (hours)


May Be Appropriate (hours)


Not Recommended (hours)


Newborns


0-3 mo


14-17


11-13


18-19


<11


>19


Infants


4-11 mo


12-15


10-11


16-18


<10


>18


Toddlers


1-2 y


11-14


9-10


15-16


<9


>16


Preschoolers


3-5 y


10-13


8-9


14


<8


>14


School-aged children


6-13 y


9-11


7-8


12


<7


>12


Teenagers


14-17 y


8-10


7


11


<7


>11


Young adults


18-25 y


7-9


6


10-11


<6


>11


Adults


26-64 y


7-9


6


10


<6


>10


Older adults


≥65 y


7-8


5-6


9


<5


>9


From: Hirshkowitz, M., Whiton, K., Albert, S. M., et al. (2015). National Sleep Foundation’s sleep time duration recommendations: Methodology and results summary. Sleep Health, 1(1), 40-43.


Acute sleep deprivation refers to no sleep or a reduction in the usual total sleep time, usually lasting 1 or 2 days (3). Chronic sleep insufficiency (also called sleep restriction) exists when an individual routinely sleeps less than the amount required for optimal functioning.


PREVALENCE OF SLEEP DEPRIVATION

The prevalence of sleep deprivation in the industrialized world appears to be on the rise. In February of 2017, the Centers for Disease Control and Prevention’s (CDC) Morbidity and Mortality weekly report estimated that more than a third of Americans were not getting enough sleep on a regular basis. The major consequences of chronic sleep deprivation are fatigue, excessive daytime sleepiness, clumsiness, weight changes, and adversely affected cognitive function. Consequences can also include motor vehicle or industrial accidents, negative socioeconomic and public health outcomes, reduced academic and job performance, and a reduced sense of well-being. According to Johns Hopkins sleep researcher Patrick Finan, sleep deprivation can affect your judgment in such a way that you don’t notice its effects (4). In a world that is increasingly changing into a “global community,” the encroaching demands on the sleep-wake cycle of an individual pose a significant dilemma.

Major industrial disasters, such as those at Chernobyl, Three Mile Island, and Bhopal, and serious accidents, such as those involving the Exxon Valdez and the Space Shuttle Challenger, have been officially attributed to errors in judgment caused at least in part by sleepiness in the workplace (5). One in 25 adults in the United States report falling asleep at the wheel at least once in a month. There are nearly 6,000 fatal car crashes caused by drowsy driving each year. People who are sleep deprived have nearly three times the risk for type 2 diabetes than nonsleep-deprived individuals and have an increased risk for high blood pressure, and a 48% increased chance of developing heart disease. Getting less than 5 hours of sleep nightly puts an individual at a 50% higher risk of obesity as there is an increase in the hunger hormone ghrelin and a decrease in the appetite-control hormone leptin.

The 2014 NSF Health Index revealed that as many as 35% of Americans reported that their sleep quality was “poor” or “only fair” and that Americans slept 40 minutes longer on nonwork days. Nearly 40% indicated that they snored more than a few nights per week, with 17% of respondents being told by their physician that they have a sleep disorder; 24% of women reported they woke up feeling well-rested 0 days out of 4 as against 16% of men. Adding up, nearly 15% of the US workforce works for hours outside of the traditional 9-a.m.-to-5-p.m. workday. Most sleep technologists are part of that workforce. Even if shift workers technically get sufficient sleep during the day, they may still experience some symptoms of shift work disorder.
Approximately 10% of shift workers are believed to be suffering from shift work disorder. Roughly between 25% and 30% of shift workers experience symptoms of excessive sleepiness or insomnia. This is especially problematic when most shift workers, such as those in the medical field or transportation industry, are required to be alert and able to make quick and important decisions (6).


TYPES OF SLEEP DEPRIVATION


Acute, Chronic, and Total Sleep Deprivation

Acute sleep deprivation refers to no sleep or a reduction in the usual total sleep time, usually lasting 1 or 2 days. Chronic sleep insufficiency or deprivation (also called sleep restriction) exists when an individual routinely sleeps less than the amount required for optimal functioning. Chronic sleep restriction has been shown to cause similar deficient cognitive performance as two nights of total sleep deprivation (TSD), meaning that even moderate sleep restriction can seriously impair the functioning of healthy adults (7).

A study published in 2001 examined the effect of TSD on the brain. TSD was noted to be associated with increased activation in the bilateral prefrontal cortex and parietal lobes. It appears that at least with short-term TSD, various brain regions show increased response in an attempt to compensate (8). However, we know from studies done in 1894 on puppies, 1898 on dogs (9), different rat studies, and in 1896 on humans (10), as well as from individuals who have prion disease referred to as fatal familial insomnia, that prolonged sleep loss leads to a range of psychological problems and death.

Accumulating research in both animals and humans has demonstrated profound behavioral and physiologic consequences from sleep deprivation. Animal sleep deprivation studies have suggested that sleep is critically important for survival and is probably vitally important in thermoregulation, energy balance, and immune function. Totally sleep-deprived rats show a characteristic picture of weight loss, skin lesions, and ultimately death after 11 to 22 days of TSD (5, 11). As they deteriorate, the animals exhibit marked increases in energy expenditure, an increase in heart rate, large increases in food intake, rises in plasma norepinephrine, and declines in plasma thyroxine. It is theorized that the increased energy expenditure is an attempt to maintain body temperature despite excessive heat loss during sleep deprivation. Available studies in humans suggest a far less profound physiologic response to sleep deprivation over periods of up to 11 days (12).

The studies of sleep deprivation in humans suffer from certain methodologic limitations. It is unethical to deprive human subjects of sleep to the point of producing medical consequences. Motivations of both experimenter and subject can have a large impact on results, particularly on data related to behavior and mood (12).

Despite these methodologic limitations, numerous studies of human sleep deprivation have been published. The most obvious consequence of acute sleep loss is excessive sleepiness. Even one night of TSD can reduce the latency of sleep onset on the Multiple Sleep Latency Test (MSLT) by 60% (13). Various studies have addressed the impact of sleep deprivation on subjective and objective measures of sleepiness, as well as psychomotor vigilance, performance, memory tasks, and mood. This will be described later in this chapter. Technologists should keep in mind that the characteristics of each individual, such as age, may affect the severity of sleep loss consequence and ability to recover (12).


Recovery from TSD

The sleep technologist will be asked, and will need to know, if sleep loss can be recovered. Early studies suggested that only a small fraction (10% to 20%) of the total sleep time lost during deprivation is recoverable (14, 15). However, those studies allowed ad-lib time in bed, and an individual’s motivation to get out of bed resulted in an underestimation of the true recovery. In a study that enforced a 24-hour time in bed following sleep deprivation, subjects recovered 72% and 42% of the total sleep lost during the 24- and 48-hour periods, respectively, of deprivation (16).

For recovery sleep, both the hours slept and the intensity of the sleep are important. Some of the most refreshing sleep occurs during deep sleep. Although such sleep’s true effects are still being studied, it is generally considered a restorative period for the brain. Sleeping more hours allows the brain more time in this rejuvenating period (17).


Chronic and Partial Sleep Deprivation

More common than acute TSD is chronic partial sleep deprivation, which may accumulate over several days. This type of sleep restriction occurs in everyday life in those who voluntarily restrict their sleep time or during travel across time zones. For example, when a person with a usual nocturnal sleep need of 8 hours gets only 7, a 1-hour “sleep deficit” or “sleep debt” is created. If this pattern is sustained over 1 week, the “sleep debt” is roughly equivalent to a full night of total sleep loss. Despite the frequent occurrence of this type of chronic partial sleep deprivation in the population, it is not readily recognizable.

Several experimental studies have looked closely at this issue. In a study evaluating partial sleep restriction over a 2-week period, Van Dongen et al. (7) showed that chronic restriction of sleep to 6 hours or less per night
produced cognitive performance deficits equivalent to up to two nights of TSD. Equally important, subjects in the study were largely unaware of the increasing cognitive deficits. In a related study from the same group (18), impairment from sleep loss was significantly different among individuals and stable within individuals, suggesting that an individual’s vulnerability to sleep loss was an inherent trait.

Dinges et al. (19) evaluated the impact of a 33% reduction in sleep duration for seven consecutive nights in 16 healthy young adults. The average sleep time was 4.98 hours per night. A cumulative and escalating adverse effect on measures of daytime sleepiness, fatigue, mood disturbance, stress, and psychomotor vigilance testing was demonstrated. The worst deficits were seen on the final day of sleep restriction. Recovery from deficits created by sleep restriction required two full nights of sleep.

Chronic sleep restriction is also associated with a higher overall mortality rate. In fact, both short and long sleep durations are associated with an increase in mortality from cardiovascular disease as well as total mortality (20, 21). A large-scale prospective study of Japanese men and women aged 40 to 79 years confirmed that, compared with 7 hours of sleep, short sleep duration of 4 hours or less was associated with a 2-fold increase in mortality from coronary heart disease for women and a 1.5-fold increase in mortality from noncardiovascular disease/noncancer and a 1.3-fold increase in total mortality for both men and women. Clearly, optimal sleep duration is a key factor in overall health (22).


DIAGNOSING QUANTITATIVE SLEEP DEPRIVATION

The International Classification of Sleep Disorders, 3rd edition, lists insufficient sleep syndrome (ISS) also known as behaviorally induced ISS, insufficient nocturnal sleep, chronic sleep deprivation, and sleep restriction, under Central Disorders of Hypersomnolence (23). This sleep disorder is extrinsic—it originates from causes outside of the body. Diagnostic criteria consist of daily need to sleep, or lapses into sleep, during the day (for children there is a complaint of behavior abnormalities attributed to sleepiness).

The sleep time, obtained via personal history, sleep logs, or actigraphy, is shorter than expected for the age group. The patient curtails sleep by an alarm clock or wakening by others and generally sleeps longer on weekends and vacations. The curtailing of sleep is present most days for at least 3 months. Extending the total sleep time resolves symptoms of sleepiness. The symptoms are also not better explained by another untreated sleep disorder, medication effects, or a medical, neurologic, or mental disorder. Actigraphy is commonly used with sleep diaries for 2 to 3 weeks to help document the patient’s time in bed, sleep latency, total sleep time, and sleep efficiency. PSG and MSLT are not required to establish this diagnosis. Rather, a therapeutic trial of longer sleep episodes is used and if the longer sleep durations lead to resolution of the symptoms this is sufficient to diagnose ISS.

If PSG is performed, it would reveal reduced sleep latency and a greater-than-90% sleep efficiency, reflecting the need for more sleep. It is also common to see slow-wave sleep (SWS) rebound (23, 24, 25) at the expense of other nonrapid eye movement (NREM) stages (7). An MSLT would show excessive sleepiness with N1 in most naps and a short sleep onset. It is often common to see N2 in 80% of the MSLT NAPS, and sleep-onset rapid eye movement periods (SOREMPs) can occur. As the MSLT can have two SOREMPs and a short sleep latency, ISS can be confused with narcolepsy along with other disorders of hypersomnolence. This confusion can be heightened with the epidemic we see of adolescents and young adults that frequently suffer from ISS. It is therefore important that a clear and accurate sleep history of normal sleep amounts be obtained.


SELECTIVE SLEEP DEPRIVATION AND RECOVERY


REM Sleep Deprivation

Animal experiments have shown that selective rapid eye movement (REM) sleep deprivation leads to increased motor activity (26) and aggression (27) as well as reduced pain thresholds (28), memory impairment for recently acquired tasks (29), and a decrease in the seizure threshold (30). Selective deprivation studies in humans suggest that this leads to increasingly shorter REM sleep latencies (31). A REM rebound, or temporary increases in REM sleep activity, may also be observed. Short REM sleep latencies and REM rebound suggest that REM pressure exists; if so, it is postulated to be related to the composition of prior sleep rather than prior wakefulness. Through unknown mechanisms, selective REM deprivation actually enhances alertness in experimental human subjects (32).


SWS Deprivation

In human experimental studies, it was found to be more difficult to deprive a person of stage N3, or SWS, than REM sleep (33). Subjects required five to seven times as many arousals to deprive them of stage N3 sleep than to deprive them of REM sleep during each night of selective sleep deprivation. Daytime performance after selective stage N3 and REM sleep deprivation conditions in humans has also been tested, yet decrements
were not found after as many as seven nights of either stage N3 or REM sleep deprivation (34, 35). It is clear from the available research that the major predictor of performance during these sleep loss paradigms was the total amount of time spent asleep, regardless of sleep stage parameters.

However, even though the deprivation of SWS may not objectively affect daytime performance, SWS deprivation appears to result in meaningful changes in daytime pain levels and the sensation of fatigue. In a study of healthy subjects, both REM sleep and SWS interruption decreased mechanical pain thresholds (36). An increase in pain thresholds followed recovery sleep. Similar studies in middle-aged women without musculoskeletal complaints showed that three nights of selective SWS deprivation decreased pain thresholds (37). The subjects also reported generalized discomfort, fatigue, and reduced vigor. The qualitative changes of alpha wave intrusion into SWS have been associated with chronic syndromes (e.g., fibromyalgia), but critical reviews by numerous investigators have failed to show a direct connection between the alpha-delta electroencephalography (EEG) sleep pattern and pain complaints among patients with chronic pain (38, 39, 40).


SLEEP FRAGMENTATION

Sleep fragmentation is best described as the interruption of sleep with frequent, brief arousals characterized by increases in EEG frequency or bursts of alpha activity and, occasionally, transient increases in skeletal muscle tone (41). These arousals generally last 3 to 15 seconds, usually do not result in prolonged wakefulness, and may not alter the sleep stage scoring of a standard 30-second epoch on a polysomnogram. Many times, the sleep technologist will be able to identify the arousing condition or stimulus (apneas, leg movements, and pain), and other times, no arousing stimulus will be identifiable.

Several studies have shown that sleep fragmentation without overall sleep loss per se is associated with reduced daytime function similar to that seen from acute sleep deprivation and TSD (42, 43, 44). Bonnet (42) evaluated this phenomenon by simulating the sleep-disrupting effects of apnea. This study involved performing a standardized awakening after each minute of sleep for two consecutive nights in normal adults. Following this experimental sleep disruption, subjects were significantly sleepier than they were at their baseline. The level of impairment was similar to that seen after periods of total sleep loss of 40 to 64 hours. In a similar study, Roehrs et al. (44) confirmed these effects. The latter study showed that brief EEG arousals on average of once every 4 to 5 minutes led to a 30% reduction in sleep latency, as measured by the MSLT during the following day. In addition, it was noted that as sleepiness increases, the threshold for arousal during subsequent nights rises as well.

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Dec 12, 2019 | Posted by in NEUROLOGY | Comments Off on Sleep Deprivation

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