Sleep Deprivation and Excessive Daytime Sleepiness


Physiologic causes

Sleep deprivation and sleepiness related to lifestyle and irregular sleep–wake schedule

Pathologic causes

Primary sleep disorders

Obstructive sleep apnea syndrome

Central sleep apnea syndrome with or without Cheyne–Stokes breathing

Sleep-related hypoventilation disorders

Sleep-related hypoxemia disorder

Circadian rhythm sleep disorders

Jet lag

Delayed sleep phase syndrome

Irregular sleep–wake pattern

Shift work sleep disorder

Non-24-h sleep–wake disorders

Central disorders of hypersomnolence

Narcolepsy (type 1 and type 2)

Idiopathic hypersomnolence

Kleine–Levin syndrome

Hypersomnia due to a medical disorder

Hypersomnia associated with a psychiatric disorder

Insufficient sleep syndrome

Medicationrelated hypersomnia

Benzodiazepines

Nonbenzodiazepine hypnotics (e.g., phenobarbital, zolpidem)

Sedative antidepressants (e.g., tricyclics, trazodone)

Antipsychotics

Nonbenzodiazepine anxiolytics (e.g., buspirone)

Antihistamines

Narcotic analgesics, including tramadol (Ultram)

Toxin and alcohol-induced hypersomnolence

General medical disorders

Hepatic failure

Renal failure

Respiratory failure

Electrolyte disturbances

Cardiac failure

Severe anemia

Endocrine causes

Hypothyroidism

Acromegaly

Diabetes mellitus

Hypoglycemia

Hyperglycemia

Psychiatric or psychological causes

Depression

Psychogenic unresponsiveness or sleepiness

Neurologic causes

Brain tumors or vascular lesions affecting the thalamus, hypothalamus, or brain stem

Post-traumatic hypersomnolence

Multiple sclerosis

Encephalitis lethargica and other encephalitides and encephalopathies, including Wernicke’s encephalopathy

Cerebral trypanosomiasis (African sleeping sickness)

Neurodegenerative disorders

Alzheimer’s disease

Parkinson’s disease

Multiple system atrophy

Myotonic dystrophy and other neuromuscular disorders causing sleepiness secondary to sleep apnea

Miscellaneous

Periodic limb movements disorder

Restless legs syndrome

Insufficient sleep syndrome

Inadequate sleep hygiene





Sleep Deprivation and Sleepiness


Many Americans (e.g., doctors, nurses, firefighters, interstate truck drivers, police officers, overnight train drivers and engineers) work irregular sleep–wake schedules and alternating shifts, making them chronically sleep deprived [5, 6]. A survey study [5] found that, compared with the population at the turn of the century (1910–1911), American adolescents aged 8–17 years in 1963 were sleeping 1.5 h less per 24-h period. This does not mean we need less sleep today but that people are sleep deprived. That there may, however, be a sampling error in these surveys (e.g., approximately 2000 people were surveyed in 1910–1911, vs. 311 in the later survey). A study by Bliwise et al. [7] in healthy adults aged 50–65 years showed a reduction of about 1 h of sleep per 24 h between 1959 and 1980 surveys. Factors that have been suggested to be responsible for this reduction of total sleep include environmental and cultural changes, such as increased environmental light, increased industrialization, growing numbers of people doing shift work, and the advent of television and radio. A review of the epidemiologic study by Partinen [8] estimated a prevalence of excessive sleepiness in Westerners at an average of 5–15 % of the total population. In contrast, Harrison and Horne [9] argued that most people are not chronically sleep deprived but simply choose not to sleep as much as they could.

What are the consequences of sleep deprivation? This question has been explored in studies of total, partial, and selective sleep deprivation (e.g., SWS or rapid eye movement [REM] sleep deprivation). These studies have conclusively proved that sleep deprivation causes sleepiness; decrement of performance, vigilance, attention, and concentration; and increased reaction time. The performance decrement resulting from sleep deprivation may be related to periods of microsleep. Microsleep is defined as transient physiologic sleep (i.e., 3- to 14-second electroencephalographic patterns change from those of wakefulness to those of stage I nonrapid eye movement [NREM] sleep) with or without rolling eye movements and behavioral sleep (e.g., drooping or heaviness of the eyelids, slight sagging and nodding of the head).

The most common cause of excessive daytime sleepiness (EDS) today is sleep deprivation. In the survey by Partinen [8], up to one-third of young adults have EDS secondary to chronic partial sleep deprivation, and approximately 7 % of middle-aged individuals have EDS secondary to sleep disorders and 2 % secondary to shift work. Sleep deprivation poses danger to the individuals experiencing it as well as to others, making people prone to accidents in the work place, particularly in industrial and transportation work. The incidence of automobile crashes increases with driver fatigue and sleepiness. Fatigue resulting from sleep deprivation may have been responsible for many major national and international catastrophes [10]. Although both sleep deprivation (SD) and sleep fragmentation (SF) may cause EDS, they are two different phenomena [11]. SD (total, partial, selective) determines sleep duration, whereas SF denotes an interruption of normal continuity of sleep with frequent and transient arousals (e.g., OSAS, RLS/WED-PLMS).


Sleep Deprivation Experiments


Although neither humans nor animals can do without sleep, the amount of sleep necessary to individual people or species varies widely. We know that a lack of sleep leads to sleepiness, but we do not know the exact functions of sleep. Sleep deprivation experiments in animals have clearly shown that sleep is necessary for survival. The experiments of Rechtschaffen et al. [12] with rats using the carousel device have provided evidence for the necessity of sleep. All rats deprived of sleep for 10–30 days died after having lost weight, despite increases in their food intake. The rats also lost temperature control. Rats deprived only of REM sleep lived longer. Complete sleep deprivation experiments for prolonged periods (weeks to months) cannot be conducted in humans for obvious ethical reasons.


Total Sleep Deprivation


One of the early sleep deprivation experiments in humans was conducted in 1896 by Patrick and Gilbert [13] who studied the effects of a 90-h period of sleep deprivation on three healthy young men. One reported sensory illusions, which disappeared completely when, at the end of the experiment, he was allowed to sleep for 10 h. All subjects had difficulty staying awake, but felt totally fresh and rested after they were allowed to sleep.

A spectacular experiment in the last century was conducted in 1965. A 17-year-old California college student named Randy Gardner tried to set a new world record for staying awake. Dement [14] observed him during the later part of the experiment. Gardner stayed awake for 264 h and 12 min and then slept for 14 h and 40 min. He was recovered fully when he awoke. The conclusion drawn from the experiment is that it is possible to deprive people of sleep for a prolonged period without causing serious mental impairment. An important observation is the loss of performance with long sleep deprivation, which is due to loss of motivation and the frequent occurrence of microsleep.

In another experiment, Johnson and MacLeod [15] showed that it is possible to intentionally reduce total sleeping time by 1–2 h without suffering any adverse effects. The experiments by Carskadon and Dement [16, 17] showed that sleep deprivation increases the tendency to sleep during the day. This has been conclusively proved using the Multiple Sleep Latency Test with subjects [17, 18].

During the recovery sleep period after sleep deprivation, the percentage of SWS (stages 3 and 4 NREM sleep using Rechtschaffen–Kales scoring criteria) increases considerably. Similarly, after a long period of sleep deprivation, the REM sleep percentage increases during recovery sleep. (This increase has not been demonstrated after a short period of sleep deprivation, that is, up to 4 days.) These experiments suggest that different mechanisms regulate NREM and REM sleep [19].


Partial Sleep Deprivation


Measurements of mood and performance after partial sleep deprivation (e.g., restricting sleep to 4.5–5.5 h for 2–3 months) showed only minimal deficits in performance, which may have been related to decreased motivation. Later, studies have conclusively proven that total and partial sleep deprivation produce deleterious effects in humans (see under summary).


Selective REM Sleep Deprivation


Dement [20] performed REM sleep deprivation experiments (by awakening the subject for 5 min at the moment the polysomnographic recording demonstrated onset of REM sleep). Polysomnography results showed increased REM pressure (i.e., earlier and more frequent onset of REM sleep during successive nights) and REM rebound (i.e., quantitative increase of REM percentage during recovery nights). These findings were subsequently replicated by Borbely [19] and others [21, 22], but Dement’s third observation—a psychotic reaction following REM deprivation—could not be replicated in subsequent investigations [21].


Stage 4 Sleep Deprivation


Agnew et al. [23] reported that, after stage 4 NREM sleep deprivation for 2 consecutive nights, there was an increase in stage 4 sleep during the recovery night. Two important points were raised by this group’s later experiments: (1) REM rebound was more significant than stage 4 rebound during recovery nights, and (2) it was more difficult to deprive a person of stage 4 sleep than of REM sleep [22].


Summary


The effects of total sleep deprivation, as well as of REM sleep deprivation, are similar in animals and humans, suggesting that the sleep stages and the fundamental regulatory mechanisms for controlling sleep are the same in all mammals. These experiments and later human studies have proven conclusively that sleep deprivation causes sleepiness and impairment of performance, vigilance, attention, and concentration, causing serious consequences involving many body systems as well as affecting short- and long-term memories [2427]. One problem with these SD experiments is the introduction of the confounding factor of stress, and therefore, these experiments may not ideally reproduce the human sleep deprivation conditions.


Consequences of EDS Resulting from Sleep Deprivation or Sleep Restriction


EDS adversely affects performance and productivity at work and school, higher cerebral functions, and quality of life and social interactions and increases morbidity and mortality [2437].


Performance and Productivity at Work or School


Impaired performance and reduced productivity at work for shift workers; reduced performance in class for school and college students; and impaired job performance in patients with narcolepsy, sleep apnea, circadian rhythm disorders, and chronic insomnia are well-known adverse effects of sleep deprivation and sleepiness. Sleepiness and associated morbidity are worse in night-shift workers, older workers, and female shift workers.


Higher Cerebral Functions


Sleepiness interferes with higher cerebral functions, causing impairment of short-term memory, concentration, attention, cognition, and intellectual performance. Psychometric tests [3, 25] have documented increased reaction time in patients with excessive sleepiness. These individuals make increasing numbers of errors, and they need increasing time to reach the target in reaction time tests [3, 25]. Sleepiness can also impair perceptual skills and new learning. Insufficient sleep and excessive sleepiness may cause irritability, anxiety, and depression. There is a U-shaped relationship between sleep duration and depression similar to that between sleep duration and mortality [38]. Both short (<6 h) and long (>8 h) sleep durations are associated with depression. Learning disabilities and cognitive impairment with impaired vigilance also have been described [36]. This adverse impact of sleep deprivation on cognition may lead to increased number of failures to carry out intended actions causing serious consequences for safety in critical situations [39].


Quality of Life and Social Interaction


People complaining of EDS are often under severe psychological stress. They are often lonely and perceived as dull, lazy, and downright stupid. Excessive sleepiness may cause severe marital and social problems. Narcoleptics with EDS often have serious difficulty with interpersonal relationships, as well as impaired health-related quality of life, and are misunderstood because of the symptoms [40]. Shift workers constitute approximately 20–25 % of the workforce in America (i.e., approximately 20 million). The majority of them have difficulty with sleeping and sleepiness as a result of insufficient sleep and circadian dysrhythmia. Many of them have an impaired quality of life, marital discord, and gastrointestinal problems.


Increased Morbidity and Mortality



Short-term Consequences


Persistent daytime sleepiness causes individuals to have an increased likelihood of accidents. A study by the US National Transportation Safety Board (NTSB) found that the most probable cause of fatal truck accidents was sleepiness-related fatigue [41]. In another study by the NTSB [42], 58 % of the heavy-truck accidents were fatigue related and 18 % of the drivers admitted having fallen asleep at the wheel. The NTSB also reported sleepiness- and fatigue-related motor coach [43, 44] and railroad [45] accidents. New York State police estimated that 30 % of all fatal crashes along the New York throughway occurred because the driver fell asleep at the wheel. Approximately 1 million crashes annually (one-sixth of all crashes) are thought to be produced by driver inattention or lapses [46, 47]. Sleep deprivation and fatigue make such lapses more likely to occur. Truck drivers are especially susceptible to fatigue-related crashes [41, 42, 4851]. Many truckers drive during the night while they are the sleepiest. Truckers may also have a high prevalence of sleep apnea [52]. The US Department of Transportation estimated that 200,000 automobile accidents each year may be related to sleepiness. Nearly one-third of all trucking accidents that are fatal to the driver are related to sleepiness and fatigue [53]. A general population study done by Hays et al. [54] involving 3962 elderly individuals reported an increased mortality risk of 1.73 in those with EDS, defined by napping most of the time. The presence of sleep disorders (see section “Primary Sleep Disorders Associated with EDS” later in this chapter) increases the risk of crashes. Individuals with untreated insomnia, sleep apnea, or narcolepsy and shift workers—all of whom may suffer from excessive sleepiness—have more automobile crashes than other drivers [55].

A telephone survey [56] of a random sample of New York State licensed drivers by the State University of New York found that 54.6 % of the drivers had driven while drowsy within the past year, 1.9 % had crashed while drowsy, and 2.8 % had crashed when they fell asleep. Young male drivers are especially susceptible to crashes caused by falling asleep, as documented in a study in North Carolina [57] in 1990, 1991, and 1992 (e.g., in 55 % of the 4333 crashes, the drivers were predominantly male and 25 years of age or younger). Surveys in Europe also noted an association between crashes and long-distance automobile and truck driving [50, 5861]. A 1991 Gallup organization [62] national survey found that individuals with chronic insomnia reported 2.5 times as many fatigue-related automobile accidents as did those without insomnia. The same 1991 Gallup survey found serious morbidity associated with untreated sleep complaints, as well as impaired ability to concentrate and accomplish daily tasks, and impaired memory and interpersonal discourse. In a 1999 Gallup Poll [63], 52 % of all adults surveyed said that, in the past year, they had driven a car or other vehicle while feeling drowsy, 31 % of adults admitted dozing off while at the wheel of a car or other vehicle, and 4 % reported having had an automobile accident because of tiredness during driving. A number of national and international catastrophes [10] involving industrial operations, nuclear power plants, and all modes of transportation have been related to sleepiness and fatigue, including the Exxon Valdez oil spill in Alaska; the nuclear disaster at Chernobyl in the former Soviet Union; the near-nuclear disaster at 3-Mile Island in Pennsylvania; the gas leak disaster in Bhopal, India, resulting in 25,000 deaths; and the Challenger space shuttle disaster in 1987.


Long-term Consequences


In addition to these short-term consequences, sleep deprivation or restriction causes a variety of long-term adverse consequences affecting several body systems and thus increasing the morbidity and mortality [2437, 64].


Sleep Deprivation and Obesity


The prevalence of obesity in adults in the United States was 15 % in 1970 and increased to 31 % in 2001 [65]. In children, the figures for obesity were 5 % in 1970 and went up to 15 % in 2001. In the Zurich study [66], 496 Swiss adults followed for 13 years showed a body mass index (BMI) of 21.8 at age 27 that increased to 23.3 at the age of 40, with concurrent decrease in sleep duration from 7.7 to 7.3 h in women and 7.1 to 6.9 h in men. This longitudinal study confirms the cross-sectional studies in adults [67] and children [68]. In the Wisconsin sleep cohort study [69] (a population-based longitudinal study) using 1024 volunteers, short sleep was associated with reduced leptin and elevated ghrelin contributing to increased appetite, causing increased BMI. Several other more recent studies using various approaches have also documented the association of obesity or weight gain with short sleep duration [29, 30, 7072]. In the study by Altman et al. [72], sleep duration of less than five hours was associated with an additional BMI point of 2.7 and this strong association was not accounted for perceived insufficient sleep. A large-scale prospective study found that the incidence of obesity at one-year follow-up was higher among Japanese men sleeping five hours or less compared with those sleeping seven hours [28].


Sleep Duration and Hypothalamo-pituitary Hormones


Elevated evening cortisol levels, reduced glucose tolerance, and altered growth hormone secretion after experimental acute sleep restriction by Spiegel et al. [73, 74] suggest that participation of the hypothalamic–pituitary axis may contribute toward obesity after sleep deprivation by leading to increased hunger and appetite. There is epidemiologic evidence of reduced sleep duration associated with reduced leptin (a hormone in adipocytes stimulating the satiety center in the hypothalamus), increased ghrelin (an appetite stimulant gastric peptide), and increased BMI [75, 76]. Spiegel et al. [73] in studies using sleep restriction (4 h per night for 6 nights) and sleep extension (12 h per night for 6 nights) experiments in healthy young adults found increased evening cortisol, increased sympathetic activation, decreased thyrotropin activity, and reduced glucose tolerance in the sleep-restricted group. Rogers et al. [77] found similar elevation of evening cortisol levels following chronic sleep restriction. In recurrent partial sleep restriction studies in young adults, the following endocrine and metabolic alterations have been documented [78]: (1) decreased glucose tolerance and insulin sensitivity and (2) decreased levels of the anorexigenic hormone leptin and increased levels of the orexigenic peptide ghrelin. A combination of these findings caused increased hunger and appetite leading to weight gain. Because of these changes, short sleep duration is a risk factor for diabetes and obesity.

Several epidemiologic studies have shown an association between sleep duration and type 2 diabetes mellitus [79]. Ayas et al. [80] found an association between long sleep duration (>9 h) and diabetes mellitus. Yaggi et al. [81] reported an association between diabetes and both short (<5 h) and long (>8 h) sleep duration. Several other reviews [8285] including some recent studies [29, 30, 32, 83, 8690] supported a link between sleep duration, particularly short sleep duration and diabetes mellitus. Buxton and Marcelli [29] used the 2004–2005 National Health Interview Survey (NHIS), and Shankar et al. [30] used the 2008 Behavioral Risk Factor Surveillance System (BRFSS) to find a positive correlation between short sleep duration and diabetes. Hancox and Landhuis [90] from a study conducted in New Zealand found an association between short sleep duration and prediabetes as well as an association between HgA1C and sleep duration.


Sleep Duration and Mortality


Epidemiologic studies by Kripke et al. [91, 92] and Hublin et al. [93] showed increased mortality in short sleepers (also in relatively long sleepers). There is a U-shaped association between sleep duration (both long and short) and mortality [27, 38, 9496]. The earliest study was by Hammond in 1964 [97]. Another significant early study by Kripke et al. [91, 92] in 1979 found that the chances of death from coronary artery disease, cancer, or stroke are greater for adults who sleep less than 4 h or more than 9 h when compared to those who sleep an average of 7½–8 h. The latest studies by Kripke et al. in 2002 [98] confirmed the earlier observations and documented an increased mortality in those sleeping less than 7 h and those sleeping more than 7½ h. Other factors, such as sleeping medication, may have confounded these issues. In more recent studies, Gallicchio and Kalesan [95] conducted meta-analysis using 23 studies from 2007 to 2009 and Cappuccio et al. [27] using 16 studies from 1993 to 2009 a relationship between sleep duration (both long and short) and all-cause mortality emerged. There is, however, insufficient evidence to make a definite conclusion about sleep duration and mortality. The underlying etiologic factors remain to be determined. One possibility is a common pathway of increased risk of cardiometabolic disease [24].


Sleep Duration and Abnormal Physiologic Changes


Several studies documented abnormal physiologic changes after sleep restriction as follows: reduced glucose tolerance [73], increased blood pressure [99], sympathetic activation [100], reduced leptin levels [101], and increased inflammatory markers (e.g., an increased C-reactive protein, an inflammatory myocardial risk after sleep loss) [102].


Sleep Restriction and Immune Responses


Limited studies in the literature suggest the following responses following sleep restriction: (1) decreased antibody production following influenza vaccination in the first 10 days [103]; (2) decreased febrile response to endotoxin (Escherichia coli) challenge [104]; and (3) increased inflammatory cytokines [105] (e.g., interleukin-6 and tumor necrosis factor-α), which may lead to insulin resistance, cardiovascular disease, and osteoporosis.


Sleep Restriction and Cardiovascular Disease


Studies by Mallon et al. [106] in 2002 addressed the question of sleep duration and cardiovascular disease. They did not find increased risk of cardiovascular disease-related mortality associated with sleep duration, but found an association between difficulty falling asleep and coronary arterial disease mortality. However, several other more recent studies found a relationship between increased risk of cardiovascular disease and sleep duration [29, 72, 99, 107109]. In a 12-year prospective study covering 20,432 men and women with no prior history of cardiovascular disease investigators from the Netherlands [108] observed that short sleepers (≤6 h) had higher risk of cardiovascular disease than those sleeping 7–8 h. These findings agree with the observations made by Altman et al. [72], Buxton and Marcelli [29], Cappuccio et al. [109].

Kripke et al. [98] and Newman et al. [107] in their studies concluded that daytime sleepiness and reduced sleep duration predict mortality and cardiovascular disease in older adults. What is the mechanism of increased cardiovascular risk after chronic sleep deprivation? This is not exactly known but may be related to increased C-reactive protein, an inflammatory marker found after sleep loss. In many of the sleep restriction experiments in humans, however, an added stress may have acted as a confounding factor, and therefore, some of the conclusions about sleep restriction regarding mortality, cardiovascular disease, diabetes mellitus, and endocrine changes may have been somewhat flawed.

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Oct 7, 2017 | Posted by in NEUROLOGY | Comments Off on Sleep Deprivation and Excessive Daytime Sleepiness

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