Joel Aizenstros1, Emily S. Chan2, Abby Aizenstros3 and Tamara May1,2,4, 1Cognicare ADHD/ASD Clinic, North Caulfield, VIC, Australia, 2School of Psychology, Deakin University, Geelong, VIC, Australia, 3Monash University, Clayton, VIC, Australia, 4Murdoch Children’s Research Institute, Parkville, VIC, Australia Sleep problems are common in children with attention deficit hyperactivity disorder (ADHD) and may persist into, or emerge in, adulthood and be associated with significant impairment. Adults with ADHD have a broad range of sleep problems which can impact on many aspects of everyday life, including longer sleep-onset latency and poorer sleep efficiency. This chapter explores the prevalence of sleep problems and disorders in adults with ADHD, their interplay with comorbid mental and physical health problems, etiology, and their impact. The assessment and management of sleep problems in adults with ADHD is reviewed including pharmacological and nonpharmacological approaches, as well as, current challenges and limitations to knowledge in this area. There are complex bidirectional associations between sleep problems, ADHD symptoms, and comorbidities that result in treatment challenges and complexities. Adult ADHD; sleep; assessment; treatment; insomnia Sleep problems are common in children with attention deficit hyperactivity disorder (ADHD) and may persist into, or emerge in, adulthood and be associated with significant impairment (Gregory, Agnew-Blais, Matthews, Moffitt, & Arseneault, 2017). Adults with ADHD have a broad range of sleep problems which can impact on many aspects of everyday life, including disrupted sleep maintenance, difficulty waking up in the morning and later waking up times, and longer sleep-onset latencies than those without ADHD (Snitselaar, Smits, van der Heijden, & Spijker, 2017). In this chapter, we will explore the prevalence of sleep problems and disorders in adults with ADHD, their interplay with comorbid mental and physical health problems, etiology, and their impact. The assessment and management of sleep problems in adults with ADHD will be reviewed including pharmacological and nonpharmacological approaches, as well as, current challenges and limitations to knowledge in this area. Together, this chapter will highlight the complex bidirectional associations between sleep problems, ADHD symptoms, and comorbidities that result in treatment challenges and complexities in this group of adults. ADHD was until recently thought to be a condition of childhood, which remitted before adulthood. There is now an established body of research showing that in at least half of ADHD cases, symptoms continue to pose clinically significant difficulties into adulthood. Around 2%–3% of adults experience clinically significant ADHD (Moffitt et al., 2015; Vitola et al., 2016). This resulted in DSM-5, released in 2013, providing adult specific criteria for the condition (American Psychiatric Association, 2013). This includes a reduced symptom count for adults compared with children (five rather than six symptoms in each criteria) (American Psychiatric Association, 2013) (see Chapter 1 for further information regarding the definition of ADHD). Adult ADHD symptoms impact on everyday life and result in difficulties with inhibition, poor time management, and organizational ability, difficulties engaging in problem-solving over time, low self-motivation, and poor self-regulation of emotion (American Psychiatric Association, 2013; Boonstra, Oosterlaan, Sergeant, & Buitelaar, 2005; Fayyad et al., 2007). Numerous psychosocial problems have been associated with having ADHD into adulthood. The academic difficulties frequently present in childhood and adolescence may transcend into later employment difficulties including lower job status, frequently changing jobs, coworker relationship difficulties, quitting and losing jobs, and more unexplained days off work (Murphy & Barkley, 1996; Secnik, Swensen, & Lage, 2005). Difficulties with emotion regulation can manifest in adulthood as relationship and interpersonal difficulties, poor frustration tolerance, and anger dysregulation (Murphy & Barkley, 1996). ADHD can also have a significant impact on self-esteem with difficulties completing tasks throughout one’s life producing an entrenched negative self-view (Shaw-Zirt, Popali-Lehane, Chaplin, & Bergman, 2005). Around three quarters of adults with ADHD will have at least one comorbid psychiatric condition, such as substance abuse, mood, anxiety, or learning disorders (Faraone & Biederman, 1998; Simon, Czobor, Balint, Meszaros, & Bitter, 2009). Sleep problems are another common area of difficulty in adults with ADHD which can exacerbate the many problems already inherent in this condition. Epidemiologic studies indicate that 40% of the general adult population suffer from sleep disturbances (Zomers et al., 2017). Sleep problems may be up to twice as common in adults with ADHD impacting up to 80% (Bjorvatn et al., 2017; Wynchank, Bijlenga, Beekman, Kooij, & Penninx, 2017). Despite the high prevalence, literature elucidating the relationship between sleep complaints and ADHD in the adult population remains scant (Yoon, Jain, & Shapiro, 2012). Sleep problems are among the most frequently reported comorbidities of adult ADHD (Bjorvatn et al., 2017; Instanes, Klungsøyr, Halmøy, Fasmer, & Haavik, 2016; Park et al., 2011), with some research indicating that sleep problems in ADHD may be most pronounced during adulthood. For example, a large-scale population study examining ADHD and sleep challenges in 1828 people (of which n=1163 adults) aged 9–80 years diagnosed with ADHD concluded that adults with ADHD reported the most sleep problems and most frequently (79%), followed by adolescents (74%), and then children (41%; Fisher et al., 2014). Another longitudinal twin study (N=2232) found that sleep problems persist into young adulthood only when ADHD problems persist, highlighting the intrinsic link between ADHD and sleep (Gregory et al., 2017). The most common sleep problems and their prevalence in adults with ADHD are reported in Table 12.1. Table 12.1 American Academy of Sleep Medicine (2014) defines insomnia as a problem with sleep initiation, duration, consolidation, or quality that occurs despite adequate opportunity and circumstance for sleep; results in daytime impairments; and occurs three times or more per week. Problems that persist for at least 3 months may warrant a diagnosis of chronic insomnia. For information about how insomnia is classified according to the International Classification of Sleep Disorders (ICSD-3) and the DSM-5, see Chapter 3. According to a recent review by Wynchank, Bijlenga, Beekman, Kooij, and Penninx (2017), the worldwide prevalence of insomnia symptoms in the general adolescent and adult population ranges from 31% to 56%. In the adult ADHD population, cross-sectional, clinical and population studies suggest that this figure may be as high as 43%–80%. Sleep-onset insomnia, defined as difficulty getting to sleep at the desired bedtime, and poor sleep quality, may be the most common sleep problems for both adolescents and adults with ADHD (Brevik et al., 2017; Fisher et al., 2014). For example, in a sample of 40 nonmedicated adults with ADHD, 78% reported having sleep-onset insomnia (Van Veen, Kooij, Boonstra, Gordijn, & Van Someren, 2010). Higher incidence of insomnia among adults with ADHD than the general population could be related to the presence of psychiatric comorbidity in this group (Schredl, Alm, & Sobanski, 2007) or could be symptoms of other underlying sleep problems such as a delayed sleep-phase disorder. In Fisher’s large study cited above, sleep-onset insomnia (difficulty falling asleep at the desired bedtime) and sleep maintenance problems were most the pronounced problems in adults with ADHD (Fisher et al., 2014). Chapter 3 outlines the ICSD-3 and DSM-5 definitions of Circadian Rhythm Sleep–Wake Disorders. Circadian rhythm is the 24-hour cycle of physiological changes that results in sleep and alertness. A misalignment of sleep pattern timing in circadian rhythm sleep disorders can lead to disrupted sleep and impaired functioning. As per the ICSD-3, signs of a shift in the normal circadian rhythm indicating the presence of a delayed sleep–wake phase disorder include: evening diurnal preference, sleeping and rising later than normal, sleep-onset insomnia when trying to fall asleep earlier, and difficulty waking (Hvolby, 2015). This delay is common in adults with ADHD compared to those without, with one Dutch study of adults with ADHD aged 18–65 years showing a prevalence of 26% (n=202) compared with only 2% (n=189) in controls based on self-report (P<.001; Bijlenga, van der Heijden, et al., 2013). American (N=350) and Norwegian (N=10,000) studies using objective and subjective sleep measures suggest a prevalence rate of delayed sleep–wake phase disorder in the general adult population to be between 0.13% and 3.1% (Instanes et al., 2016). Another study (N=29) by Rybak, McNeely, Mackenzie, Jain, and Levitan (2007) found that 41% of adults with ADHD had a later circadian preference whereas only 18.5% reported a morning preference. There were medium to large associations between a greater degree of eveningness demonstrated and more self-reported ADHD symptoms (r=–.40, p=.039) and neuropsychological deficits such as impulsive, erroneous responding (r=–.54, p=.004) and poorer target discrimination when attempting to sustain attention (r=–.54, p=.004). Severity of ADHD symptoms, and comorbidity of ADHD and insomnia are associated with delayed sleep (Gamble, May, Besing, Tankersly, & Fargason, 2013; Van Veen et al., 2010). Sleep-onset delays for those with ADHD may be independent of age (Bijlenga, Van Someren, et al., 2013), as children and adolescents with ADHD are also more likely than healthy peers to experience delayed circadian rhythm functioning manifested as bedtime resistance or morning awakening difficulties (Imeraj et al., 2012). Sleep-disordered breathing (SDB) refers to a range of sleep-related abnormalities characterized by periodic impairment of respiration during sleep (Lugaresi & Plazzi, 1997) (see also Chapter 10). When coupled with other symptoms such as snoring and excessive daytime sleepiness, a diagnosis of obstructive sleep apnea (OSA) syndrome should be considered. The literature on the prevalence of SDB and OSA in those with ADHD has been limited to the pediatric population (20%–30%; Youssef, Ege, Angly, Strauss, & Marx, 2011) with the exception of few small studies supporting this similar elevated frequency in adults. Surman et al. (2009) reported that of the six adults with clinically diagnosed ADHD in their study, all had polysomnographic evidence of SDB and impaired sleep quality. In another study by Levy, Fleming, and Klar (2009), 56% of the 78 severely obese adults with ADHD had OSA. Further large-scale studies with clinically diagnosed adults with ADHD without comorbidities are needed to understand the association of SDB, OSA, and ADHD. Nonetheless, these elevated rates are significantly higher than the estimated 3% occurring in the general population (Young et al., 1993). Restless legs syndrome (RLS) is a neurological condition characterized by an unpleasant sensation in the feet or other limbs, a desire to move the limbs to relieve the discomfort and is often accompanied by motor restlessness (Walters et al., 1995) (see also Chapter 10). A propensity for symptoms to worsen at night or when the person is relaxed makes it difficult to fall asleep. The overall prevalence of RLS in the general population of adults is 2%–15% and increases with age, with higher rates found in women than men, and lower rates in Asian populations (American Psychiatric Association, 2013; Berger, Luedemann, Trenkwalder, John, & Kessler, 2004; Phillips et al., 2000; Rothdach, Trenkwalder, Haberstock, Keil, & Berger, 2000). Several studies have shown that compared with healthy controls, more adults with ADHD have RLS or symptoms with rates of around 20%–35% reported (Schredl et al., 2007; Snitselaar, Smits, & Spijker, 2016; Zak, Fisher, Couvadelli, Moss, & Walters, 2009). Conversely, ADHD is also more common among patients with RLS (26%) compared with patients with insomnia (6%) or controls (5%; Wagner, Walters, & Fisher, 2004). Nocturnal motor activity, as measured by periodic limb movements in sleep (PLMS) using polysomnography (PSG), refers to periodic episodes of repetitive limb movements caused by contraction of muscles during sleep (Instanes et al., 2016). When these episodes occur at least three times night and are followed by a partial arousal or awakening (as measured by PSG), a formal diagnosis of PLMS can be made (ICSD-3). As compared to healthy controls, adults with ADHD in two small case–control studies (N=8–20) had increased PLMS and reported reduced sleep time and poor sleep quality despite significantly increased (Philipsen et al., 2005), or similar (Kooij, Middelkoop, van Gils, & Buitelaar, 2001) objective sleep duration. In the latter study, sleep problems were subsequently resolved with stimulant treatment (Kooij et al., 2001). Unlike the assessment of PLMS in adults with ADHD, PLMS in children with ADHD has been studied more extensively with strong evidence suggesting significantly higher prevalence than peers (Owens, 2005; Picchietti, England, Walters, Willis, & Verrico, 1998; Yoon et al., 2012). Excessive daytime sleepiness affects around 37% of adults with ADHD (Oosterloo, Lammers, Overeem, de Noord, & Kooij, 2006) and like adolescents with ADHD (Cortese, Faraone, Konofal, & Lecendreux, 2009), these rates are higher than in healthy peers. Excessive daytime sleepiness is characterized by persistent tiredness and lack of energy with a tendency to fall asleep. It can be caused by chronic sleep deprivation and other underlying sleep disrupters such as OSA, RLS, and PLMS (Cortese et al., 2009), and is associated with increased ADHD severity (Gamble et al., 2013). Excessive daytime sleepiness may also indicate signs of narcolepsy when paired with an urge to fall asleep (Cortese et al., 2009), which often goes unrecognized and undiagnosed until adulthood despite frequently first presenting in late childhood and adolescence (Owens, 2005). A comparison study of daytime sleepiness and ADHD symptoms in adults with ADHD (n=61) and adults with hypersomnia (n=64) by Oosterloo et al. (2006) found a high percentage of symptom overlap between both groups using self-reported ESS and ADHD Rating Scale. Adults with ADHD (38%) fulfilled criteria for excessive daytime sleepiness, while adults with hypersomnia (19%) had scores that warranted a diagnosis of childhood onset adult ADHD. Given the overlap between symptoms of hypersomnia and ADHD, misdiagnosis of either disorders may occur. Studies of narcolepsy in adults with ADHD are lacking but one retrospective study found an 8–15 times greater likelihood of elevated childhood ADHD symptoms in adults with narcolepsy compared to adult controls (Modestino & Winchester, 2013). A range of sleep problems are indicated in adults with ADHD as described above, however, research in this area is still early and the majority of studies have relied on self-report rather than objective measures of sleep. The first meta-analysis of sleep in adults with ADHD has recently been published with findings of impairment relative to controls in subjective measures of sleep problems but few differences in objectively measured sleep alterations (Díaz-Román, Mitchell, & Cortese, 2018). Only 13 studies met inclusion criteria for this review which necessitated adults (18 years and above), ICD or DSM diagnosis of ADHD and inclusion of a comparison group of adults without ADHD. Meta-analysis showed that adults with ADHD subjectively reported more problems in seven out of nine areas compared with controls: longer sleep latency [Standard Mean Difference (SMD)=0.67], more psychosomatic symptoms during sleep onset (SMD=0.64), night awakenings (SMD=0.56), general sleep problems (SMD=1.55), lower sleep quality (SMD=0.69), poorer sleep efficiency (SMD=–0.55), and higher daytime sleepiness (SMD=0.75). There were no differences in sleep duration and restorative value of sleep. In objective measures adults with ADHD differed in only two of five actigraphic parameters: having longer sleep-onset latency (SMD=0.80) and poorer sleep efficiency (SMD=-0.68) than controls. No differences were found in the nine polysomnographic parameters. Hence, additional research is required to understand if some of the subjectively reported difficulties are underpinned by objectively measured sleep alterations. Sleep problems can have significant and serious impacts on mental and physical health, and cognitive functioning. Sleep problems can affect almost all aspects of daily functioning across leisure, social, interpersonal, academic, and occupational pursuits (Frazier, Youngstrom, Glutting, & Watkins, 2007; Rybak et al., 2007). When individuals are excessively sleepy, cognitive capabilities slow down and there is increased risk of making errors and having accidents such as automobile accidents (Millman, 2005). The impacts of sleep problems on adults with ADHD have been explored in relation to driving behaviors, obesity, cognitive, and academic functioning. Excessive daytime sleepiness has been associated with poorer driving performance in those with ADHD (Bioulac et al., 2015, 2016). For example, Bioulac et al. (2016) used nocturnal PSG, the Maintenance of Wakefulness Test, a simulated driving task and neuropsychological evaluation to understand whether cognitive deficits or level of alertness were associated with highway driving performance in 39 adults with ADHD and 18 healthy controls. They found that both cognitive deficits and alertness levels independently contributed to highway driving impairment. A large study involving 36,000 highway users in Europe found that drivers with ADHD symptoms were more likely to self-report severe excessive daytime sleepiness (14%) versus those without ADHD symptoms (3%) (Philip et al., 2015). Drivers with ADHD symptoms reported more sleep-related and inattention-related near misses than drivers without ADHD symptoms. Both inhibitory control deficits and levels of alertness have been independently associated with driving performance indicating both ADHD symptoms and sleep problems contribute (Bioulac et al., 2016). Poorer academic functioning has been associated with ADHD in college students (Frazier et al., 2007). There was a modest effect (r=.21) of self-rated and parent-rated inattentiveness on academic achievement in N=380 dyads. Inattentiveness further predicted poorer end-of-first year grades. Neuropsychological deficits, including impulsive responding and poor target discrimination have also been associated with later circadian sleep preference in adults with ADHD (Rybak et al., 2007). Bijlenga, van der Heijden, et al. (2013) compared 202 adults with ADHD and 189 control using the ASESA lifestyle questionnaire. They found shorter sleep duration was associated with higher body mass index in both adults with ADHD and controls (Bijlenga, van der Heijden, et al., 2013). Sleep disturbances are common across many psychiatric disorders and may represent a basic dimension of mental health (Baglioni et al., 2016). ADHD is associated with numerous comorbid psychiatric and medical problems with many of these having their own associations with sleep, resulting in a complex causal interplay. Psychiatric comorbidities are common in adults with ADHD with many independently associated with sleep problems. Mood and anxiety disorders are prevalent in ADHD and may be thought of as intrinsic to ADHD, similar to sleep problems (Kessler et al., 2006; Yoon et al., 2012). For example, an epidemiological cross-sectional study of N=6081 adults in Korea found a quadruple likelihood of these disorders occurring in adults with ADHD symptoms (Park et al., 2011). The link between mood disorders and sleep disturbances is well-recognized in adults in the general population (American Psychiatric Association, 2013) with some limited research showing this association in adults with ADHD (Hvolby, 2015; Hysing, Lundervold, Posserud, & Sivertsen, 2016). Insomnia and poor sleep quality, for instance, have been reported to increase the risk of depression, even after taking into account ADHD symptomology (Schredl et al., 2007). Substance use is another common psychiatric comorbidity of ADHD, with up to 20% of adults with ADHD symptoms having nicotine dependence and 30% having alcohol dependence (Kessler et al., 2006; Park et al., 2011). Substance use may further exacerbate sleep problems in this group although there is limited research exploring these associations in adults with ADHD. There is also a lack of prospective studies to understand the direction of the relationship between psychiatric comorbidities and sleep problems in adults with ADHD. In the general population of adults, numerous medical problems are linked with sleep disorders including diabetes, systemic hypertension, coronary heart disease, heart failure, stroke, chronic obstructive pulmonary disease, arthritis, fibromyalgia, Parkinson’s disease, cerebrovascular disease, obesity, and chronic pain (American Psychiatric Association, 2013; Avidan & Zee, 2011). Few of these associations have been investigated in adults with ADHD to date. In a recent systematic review, obesity was more prevalent among adults with ADHD (28%) than those without (16%) regardless of gender (Cortese et al., 2015), and is postulated to be a consequence of dysregulated eating behaviors and weight gain exacerbated by impulsivity and inattention (Cortese & Castellanos, 2014). Excess weight is a well-established predictor of SDB and other sleep difficulties such as decreased sleep duration and delayed sleep onset (Cortese, Konofal, Dalla Bernardina, Mouren, & Lecendreux, 2008; Young, Peppard, & Taheri, 2005). In adolescents with obesity, ADHD symptoms and daytime sleepiness have been correlated (Cortese et al., 2007), however, there is a lack of adult research directly exploring the link between obesity, sleep problems, and ADHD. Sleep problems in the general adult population result from a myriad of biological, environmental, psychological, and behavioral factors (American Psychiatric Association, 2013). There are numerous studies showing that sleep disorders are heritable (Gehrman, Keenan, Byrne, & Pack, 2015). For example, many sleep disorders are familial and the prevalence of insomnia is higher among monozygotic relative to dizygotic twins (Watson, Goldberg, Arguelles, & Buchwald, 2006). Environmental triggers such as noise, light, temperature, and altitude can contribute to sleep problems such as insomnia (Obradovich, Migliorini, Mednick, & Fowler, 2017). Other causal factors can include major life events such as illness, chronic daily stress, alcohol and drug use, medical conditions, and the psychiatric conditions highlighted above (American Psychiatric Association, 2013). Numerous medications can contribute to sleep problems including central nervous system (CNS) stimulants, decongestants, antihypertensives, hormones, and psychotropics. Increasing age and gender are also risk factors for many sleep problems. The causes of sleep problems are complex and may share components with psychiatric disorders, as well as unique components related to sleep disturbances (Gehrman et al., 2015). The etiology of sleep problems in ADHD is also likely to be multifactorial and vary across individuals (Owens, 2005). It can be difficult to distinguish between sleep disorders and ADHD as sleep problems may mimic ADHD symptoms, exacerbate ADHD symptoms, or ADHD may induce or impact the severity of sleep disturbances. For example, symptoms of inattentiveness and daytime cognitive and behavioral deficits can arise from prolonged sleep deficit. SDB can cause hyperactivity, inattention, and disrupted cognition and behavior (Hvolby, 2015). RLS similarly shares the symptoms of inattention and hyperactivity (Philipsen, Hornyak, & Riemann, 2006). OSA and insomnia symptoms mimic hyperactivity, impulsivity, and inattention (Gau et al., 2007; Philipsen et al., 2006). ADHD-related symptoms might therefore be caused by sleep problems rather than stemming from ADHD (Konofal, Lecendreux, & Cortese, 2010). Alternatively, sleep problems may worsen behavioral and cognitive ADHD symptoms (Park et al., 2011; Yoon et al., 2012). Three models outlining ADHD and sleep problems potential comorbidity are discussed below. Under true comorbidity circumstances, ADHD and sleep problems can be considered unrelated, clinically distinct entities that occur independently. This implies that sleep disturbances are not inherent to ADHD, but the product of an underlying sleep disorder. Just as the underlying sleep disorder may directly cause sleep disturbances, it may also account for some ADHD-like symptoms. Poor sleep often results in daytime sleepiness and behavioral dysregulation, inattention, and other cognitive functional impairments characteristic of ADHD (O’Brien, 2009; Owens, 2005). In this instance, O’Brien (2009) suggested in her review that treatment of underlying sleep disorders may lead to daytime improvements or even complete amelioration of ADHD symptoms caused directly by sleep disorders. For example, children with ADHD showed improved behavior and cognition following treatment of childhood SDB by adenotonsillectomy (Chervin et al., 2006; Galland, Dawes, Tripp, & Taylor, 2006), and in other cases, no longer qualified for ADHD diagnoses (Chervin et al., 2006). In adults, Naseem, Chaudhary, and Collop (2001) outlined a series of case studies on three obese men with ADHD who reported excessive daytime sleepiness, loud snoring and poor sleep. They received a diagnosis of OSA through PSG and subsequently received nasal continuous positive airway pressure (CPAP) therapy. Significant improvement in daytime somnolence, short attention span and fatigue in two out of three patients were reported, including weaning and discontinuation of methylphenidate use. However, the authors did not specify whether improvements were great enough to no longer warrant a diagnosis of ADHD during and following treatment. In the earlier mentioned study of hypersomnia and ADHD in adults conducted by Oosterloo et al. (2006), there was a high percentage of symptom overlap between both groups of patients. Despite the overlap, inattention scores correlated with excessive daytime sleepiness scores in the ADHD group (Pearson’s r=0.339, P=.008), but not hypersomnia group. This suggests that hypersomnia and ADHD inattention subtype may be two clinically distinct disorders governed by different underlying mechanisms. However, Sangal and Sangal (2004) failed to find a significant correlation between excessive sleepiness and inattention scores in adults with ADHD. While the studies described above suggest that sleep disorders may occur independent of ADHD, given existing conflicting results and the paucity of studies documenting complete abatement of ADHD symptoms following sleep disorder treatment in adults, sleep difficulties may still likely be intrinsic to ADHD and more research is needed to clarify these complex associations. There is considerable evidence indicating that sleep problems can arise under the indirect influence of ADHD by way of unintended consequences of psychostimulant treatments or comorbidities such as obesity, depression, and anxiety. ADHD symptoms can be effectively treated by psychostimulants such as methylphenidate and dexamphetamine (Coogan et al., 2012; Kooij et al., 2010) (see Chapter 1). Yet, most of these drugs are known to induce common side effects of insomnia or delayed sleep-onset latency (Hvolby, 2015; Instanes et al., 2016) because of their pharmacological action on dopaminergic and/or noradrenergic release in the CNS (Miano, Parisi, & Villa, 2012). However, results from existing literature reviews are inconclusive. Whereas some medicated adults with ADHD reported worse sleep quality, sleep-onset latency, and sleep duration, others have also experienced improvements in sleep quality, sleep efficiency, and nocturnal activity whilst medicated (Instanes et al., 2016; Yoon et al., 2012). These inconsistent findings could be due to psychostimulant medications increasing wakefulness but also encouraging sleep by lessening ADHD symptoms (Hvolby, 2015). Regardless, sleep problems exist in medication-free adult ADHD patients, suggesting that sleep disorders are not exclusively associated with the use of stimulant medication (Yoon et al., 2012). Similarly, while comorbid disorders may contribute to sleep problems in ADHD, they may not fully account for them in adults with ADHD. For example, a cross-sectional study of 182 adults with ADHD and 117 controls by Surman et al. (2009) found sleep impairments were significantly associated with having ADHD after accounting for comorbidities including depression, anxiety, and substance abuse, and also ADHD pharmacotherapy. This notion is further supported from research showing the positive association between severity of ADHD and sleep problems. Prevalence of sleep problems in the different ADHD presentations has been explored in numerous studies in children (e.g., Gruber et al., 2006; Hvolby, 2015) but, to date, has been limited in adults, with some exploring ADHD diagnosed groups and others looking at symptoms within population based samples. In a clinical chart review spanning 20 years across 1163 adults in the United States by Fisher et al. (2014), 79% of adults with ADHD inattentive subtype reported 1–7 sleep problems, which was nearly identical to the 80% of adults of the ADHD-plus (hyperactivity/impulsivity and other comorbid disorders) subtype. The most commonly reported sleep problems were unrefreshing sleep, trouble getting to sleep, waking up a lot at night and restlessness. In a cross-sectional study of clinically ascertained adult ADHD patients (DSM-4, N=268), there were more insomnia cases in the hyperactive/impulsive (80%) subtype compared with the inattentive subtype (56%; Brevik et al., 2017). From the same group, Bjorvatn et al. (2017) reported lower rates of restless legs (OR=0.29, CI=0.13–0.63) and higher quality of sleep (OR=0.33, CI=0.15–0.73) in adults with the inattentive subtype compared with the hyperactive/impulsive subtype. In contrast, daytime sleepiness and delayed sleep timing were associated with both more severe inattentive and hyperactive/impulsive symptoms in N=24 clinically ascertained adults with ADHD (Gamble et al., 2013). Yet, others have found that the inattentive presentation is associated with greater sleep need and sleepiness and that the hyperactivity/impulsive presentation is associated with decreased sleep duration and tendency to have a later circadian preference (Gau et al., 2007; Schredl et al., 2007). In a cross-sectional Dutch cohort study (N=942) involving adults, mean age 48.5±14.2, from the Netherlands Sleep Registry, Vogel et al. (2017) examined associations between current self-reported ADHD inattention or hyperactivity symptoms and presence and persistence of self-reported sleep problems measured via an online questionnaire. Increased ADHD severity was associated with an increased odds ratio (ranging from 1.13 to 1.25) for six of eight sleep disorders measured. Odds ratios were significant for more sleep disorders in those with increased hyperactivity (6/8 sleep disorders) versus inattentive symptoms (1/8 sleep disorders). Hence, there are currently no consensus findings for ADHD presentations having unique associations with particular sleep problems. There are more consistent findings of a positive association between sleep problems and ADHD symptom severity. Given the overlap of symptoms in sleep disorders and ADHD, common mechanisms underlying the two conditions should be considered. Possible neurobiological bases that ADHD might share with sleep disorders are outlined below. Dopamine and noradrenaline deficits are well documented as key neurochemical determinants of ADHD symptoms (Cortese, 2012; Cortese, Konofal, & Lecendreux, 2008; Volkow et al., 2009; Yoon et al., 2012). These neurotransmitters play roles in governing sleep disturbance and arousal (Salerno, Makris, & Pallanti, 2016), and perturbations of their transmission systems located in the midbrain and pons have been suggested to be at the basis of comorbid RLS and ADHD (Cortese et al., 2008), and RLS/periodic limb movements and ADHD (Ondo, Romanyshyn, Vuong, & Lai, 2004). Structurally, abnormalities in brain areas regulating arousal, behavioral inhibition, self-regulation, and vigilance associated with ADHD have been postulated to result in sleep disturbances due to considerable overlaps in CNS centers controling sleep, arousal, and attention (Owens, 2005; Yoon et al., 2012). Dysfunctional sleep and attention are hypothesized to result from neural circuitry alterations in the cortical and brain stem regions that regulate arousal and attention, including neurotransmitter sites locus coeruleus (noradrenaline) and substantia nigra (dopamine) (Yoon et al., 2012). These areas encompass major sites implicated in the pathophysiology of ADHD, including the frontal, dorsolateral, prefrontal, ventrolateral, prefrontal, and dorsal anterior cingulate cortices, striatum (caudate and putamen), lateral temporal and parietal regions (Cortese, 2012; Owens et al., 2013) (see also Chapter 13). For example, numerous studies have demonstrated the significant impact of sleep deprivation on neuropsychological tests aiming to tap into frontal and prefrontal lobe functions, resulting in executive function impairments, emotional dysregulation, deficits in motor control, and major lapses in attention and vigilance (Dinn, Robbins, & Harris, 2001; Owens et al., 2013). Taken together, the interrelated but distinct brain areas implicated in both ADHD and sleep disorders may account for the disruption in one system adversely affecting the other. There is growing evidence of a genetic basis for ADHD and sleep problems involving many genes of small individual effects. Twin studies show the association between ADHD in adulthood and poor sleep is higher in monozygotic than dizygotic twins suggesting genetic influences explain around 55% of the association (Gregory et al., 2017). A functional polymorphism of the catechol-O-methyltransferase (COMT) gene in those with ADHD is related to a persistence of poor sleep into adulthood (Gruber et al., 2006), and COMT haplotype (rs6269) has been associated with hyperactivity/impulsivity (Halleland, Lundervold, Halmøy, Haavik, & Johansson, 2008). Two studies in adults with ADHD indicate that a single nucleotide polymorphism in the CLOCK gene affects the molecular operation of the circadian clock (Kissling et al., 2008; Xu et al., 2010). A circadian rhythm phase delay was also attributed to an ablation of the rhythmic expression of two clock genes BMAL1 and PER2 over 24 hours (Baird, Coogan, Siddiqui, Donev, & Thome, 2011). There are mixed findings for the first two models discussed above. Prospective longitudinal studies using objective measures of sleep problem in adults with ADHD are lacking. The complex interplay of the various factors cannot currently be deciphered and empirical support for these models remains limited until further research is done. Regardless, adults with ADHD report significantly more sleep problems than controls and objective measures suggest longer sleep-onset latency and poorer sleep efficiency (Díaz-Román et al., 2018), hence assessment and management of sleep problems in adults with ADHD is a clinical necessity in this group. Numerous guidelines are now available for the assessment and management of adult ADHD (Jain et al., 2006; Kooij et al., 2010; NICE, 2018). However, there are no guidelines that the authors are aware of specific to assessment and management of sleep problems in adults with ADHD. As such, the general ADHD guidelines for assessment of comorbidity can be used along with current best practice in the assessment of sleep disorders. General adult ADHD assessment is typically as follows:
Sleep in Adults With ADHD—Etiology, Impact, and Treatments
Abstract
Keywords
12.1 Introduction
12.2 Adult Presentation of ADHD
12.3 Epidemiology of Sleep Problems in Adults With ADHD
Problem
Prevalence in general population of adults (%)
Prevalence in adults with ADHD (%)
Prevalence in children/adolescents with ADHD (%)
Associated factors
Insomnia
33
43–80
41–74
Female
Circadian rhythm disorder
Psychiatric disorders
Medical disorders
Substance misuse
ADHD symptom severity
Circadian rhythm sleep–wake disorders
0.1–3
26
5
ADHD symptom severity
Psychiatric disorders
Medical disorders
Other sleep disorders
SDB and OSA
2–20
25–30
25–64
Male
Excessive daytime sleepiness
ADHD symptom severity
RLS and PLMS
2–15
20
36–44
ADHD symptom severity
Medical disorders (cardiovascular disease)
Iron deficiency, pregnancy, chronic renal failure
Excessive daytime sleepiness
35
37
50
OSA
RLS
PLMS
ADHD symptom severity
12.4 Common Sleep Problems in Adults With ADHD
12.4.1 Insomnia
12.4.2 Circadian Rhythm Sleep–Wake Disorders
12.4.3 Sleep-Disordered Breathing and Obstructive Sleep Apnea Syndrome
12.4.4 Restless Legs Syndrome
12.4.5 Periodic Limb Movements in Sleep
12.4.6 Excessive Daytime Sleepiness
12.4.7 Summary
12.5 Impact of Sleep Problems in Adults With ADHD
12.6 Associations Between Comorbidities and Sleep in Adults With ADHD
12.6.1 Psychiatric Comorbidities
12.6.2 Physical Health/Medical Comorbidities
12.7 Etiology of Sleep Problems in Adults With ADHD
12.7.1 Possible Causes of Sleep Problems in Adults
12.7.2 Models of ADHD and Sleep Comorbidity
12.7.2.1 Model 1—True Comorbidity: Sleep Disorders Cause Sleep Disturbances
12.7.2.2 Model 2—ADHD-Related Factors Cause Sleep Problems
12.7.2.2.1 Medication
12.7.2.2.2 Comorbidity
12.7.2.2.3 ADHD Severity and Presentation
12.7.2.3 Model 3—ADHD and Sleep Problems Are the Expression of Common Biological Dysfunctions
12.7.3 Common Neurochemical and Structural Abnormalities in the Brain
12.7.4 Common Genetic Bases
12.7.5 Summary
12.8 Assessment and Measurement of Sleep Problems in Adults With ADHD
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