Sleep Structure and Scoring from Infancy to Adolescence



Fig. 6.1
Quiet sleep and active sleep in a 3-month-old infant



Indeterminate sleep is the period of sleep that cannot be polysomnographically defined as either active or quiet sleep by predetermined criteria. EEG reveals low-voltage irregular activity or mixed activity.



AASM Sleep Scoring Rules for Infants


The AASM manual recommends to apply these scoring rules in infants aged 0–2 months post-term (37–48 weeks CA). Sleep and wakefulness in infants 38–48 weeks CA are scored based on behavioral observation; regularity or irregularity of respiration; and EEG, EOG, and chin EMG patterns. We can distinguish four behavioral stages:



  • Stage W (wakefulness)


  • Stage N (NREM)


  • Stage R (REM)


  • Stage T (transitional)

Stage W can be scored if the following features are detected: eyes open for the major part of the epoch, vocalization (whimpering, crying, etc.) or actively feeding, sustained chin EMG tone with bursts of muscle activity, irregular respiration, and EEG background of continuous, symmetrical, irregular, low-to-medium amplitude mixed frequencies. EEG frequencies may include (a) irregular theta and delta activity, (b) diffuse irregular alpha and beta activity, (c) rhythmic theta activity, or (d) artifacts from body movements and eye movements.

Stage N (NREM) can be scored if four or more of the following features are present for more than half the length of the epoch: (a) eyes closed with no eye movements; (b) chin EMG tone present but lower than during W; (c) regular respiration; (d) tracé alternant (TA), high voltage slow (HVS), or sleep spindles; and (e) reduced movement relative to W. During this stage, sucking can occur.

Stage R (REM) can be scored if four or more of the following criteria are present: (a) low chin EMG; (b) eyes closed with at least one rapid eye movement; (c) irregular respiration; (d) mouthing, sucking, twitches, or brief head movements; and (e) continuous EEG pattern, including low voltage irregular (LVI), high voltage slow (HVS), and mixed (M) without sleep spindles.

Stage T (transitional) can be scored if an epoch contains either three NREM and two REM characteristics or two NREM and three REM characteristics. Most often, stage T occurs during transitions from stage W to stage R sleep, before awakening, and at sleep onset.


AASM Sleep Scoring Rules for Children


The AASM manual recommended applying the following scoring rules in children 2 months post-term or older.



  • Stage W (wakefulness)


  • Stage N1 (NREM 1)


  • Stage N2 (NREM 2)


  • Stage N3 (NREM 3)


  • Stage N (NREM)


  • Stage R (REM)

Stage W is characterized by age-appropriate posterior dominant rhythm over the occipital regions, eye blinks, rapid eye movements, and normal or high chin muscle tone. Posterior dominant rhythm (PDR) frequency that with age: 3.5–4.5 Hz at 3–4 months post-term, 5–6 Hz by 5–6 months, 7.5–9.5 Hz by 3 years of age, and alpha rhythm in older children.

The scoring rule for stage W is when more than 50 % of the epoch contains age-appropriate posterior dominant rhythm over the occipital region and/or if there is eye blinks (0.5–2 Hz), reading eye movements, or rapid eye movements associated with normal or high chin muscle tone.

Stage N1 is characterized by the presence of slow eye movements (SEM); low-amplitude, mixed-frequency activity (4–7 Hz); vertex sharp waves (sharply contoured waves with duration <0.5 s, maximal over the central region); hypnagogic hypersynchrony; and posterior dominant rhythm or high-amplitude, rhythmic 3–5 Hz activity. Stage N1 can be scored if the PDR is attenuated or replaced by low-amplitude, mixed-frequency activity for more than 50 % of the epoch or if it is associated with theta activity (4–7 Hz) or with the other EEG patterns described above (SEMs, vertex waves, hypnagogic hypersynchrony, 3–5 Hz diffuse activity).

Stage N2 begins (in the absence of criteria for N3) if K-complexes unassociated with arousals and/or sleep spindles occur during the first half of one epoch or the last half of the previous epoch.

Stage N3 begins when ≥20 % of an epoch consists of SWA, irrespective of age. Sleep spindles may persist in stage N3 sleep while eye movements are not typically seen. An example of this sleep stage in a 4-year-old infant can be seen in Fig. 6.2.

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Fig. 6.2
NREM sleep stage N3 in a 4-year-old child

Stage R is characterized by the presence of rapid eye movements (REM), low chin EMG tone, sawtooth waves, transient muscle activity, and continuous, low-amplitude, mixed-frequency EEG activity. This EEG activity of stage R in infants and children looks like that of adults, although the dominant frequencies increase with age: 3 Hz activity at 7 weeks post-term, 4–5 Hz activity at 5 months, 4–6 Hz at 9 months, and 5–7 Hz theta activity at 1–5 years of age. By the age of 5–10 years, the low-amplitude, mixed-frequency activity in stage R is similar to that of adults [11].

Stage N: Not all sleep waveforms are well developed by 2 months post-term; therefore, if all epochs of NREM sleep contain no recognizable sleep spindles, K-complexes, or high-amplitude 0.5–2 Hz slow-wave activity, score all epochs as stage N (NREM). However, NREM sleep can be scored as stage N1, N2, or N3 in most infants by age 5–6 months post-term and occasionally in infants as young as 4 months post-term.

Arousals: The rules for scoring arousals are similar to those of adults. During all sleep stages, it is characterized by an abrupt shift of EEG frequency including alpha, theta, and/or frequencies greater than 16 Hz (but not spindles) that lasts for at least 3 s, with at least 10 s of stable sleep preceding the change. In REM sleep, a concurrent increase in submental EMG lasting at least 1 s is required.



Cyclic Alternating Pattern (CAP)


CAP is an endogenous rhythm present in NREM sleep characterized by a periodic EEG activity with sequences of transient electrocortical activations (phase A of the cycle) that are distinct from the background EEG activity (phase B of the cycle). These sequences are repeated several times during the night and organized in a cyclic pattern interrupted by the presence of a stable sleep, without oscillations, called non-CAP (NCAP), longer than 60 s. CAP A phases have been subdivided into different subtypes: A1, A2, and A3, based on their frequency content [25, 26]. The A1 subtypes are composed prevalently by slow waves and the A3 subtype is generally composed of fast EEG activities, with subtype A2 presenting a combination of both.

In newborn and infants, CAP appears in a rudimentary form at 46–55 weeks CA, related to the emergence of an oscillating pattern of slow EEG activities, but the attainment of mature sleep EEG patterns is essential to score CAP. Miano et al. [27] suggested that two sleep EEG patterns are required to score CAP: (a) high-voltage slow activity (HVS) and rudimentary spindles and (b) SWS and spindles. In fact, CAP rate was 6.83 ± 3.58 S.D. in infants with the sleep EEG pattern (a) and increased to 12.9 ± 2.21 S.D. in children with pattern (b). The percentage of A1, A2, and A3 showed nonsignificant variations with age, but an increase of A1 index (number of events/hour) was observed in children with pattern (b). The duration of CAP events was similar in all age groups considered, and similarly, the arousal indexes were not statistically different [27].

In the preschool age, CAP rate clearly increases with highest values during SWS [28]. In comparison with infants and school-aged children, preschool subjects show a lower percentage of A1 and a corresponding increase in percentage of A2; this finding might represent an indirect marker of a more disturbed sleep or of the maturational processes of sleep [26].

The sleep structure in 6- to 10-year-old children is very stable and can be considered to be the “gold standard” for sleep quality because of its length, continuity, and restorative features [29]. Within this pattern of stable sleep architecture, CAP rate is higher than at younger ages and shows a progressive increase with the deepness of sleep, with the highest values during SWS [30]. In school-aged children, A1 subtypes are predominant (84.45 % of total) and occur mainly during SWS, followed by A3 (9.14 %) and A2 (6.44 %) subtypes. Similarly to preschool children and adults, CAP time structure shows the same periodicity of A1 subtypes, with a peak at around 25 s. The almost identical periodicity and time interval distribution of CAP A1 subtypes from infants to adults indicates that the periodicity of CAP components can be considered very stable during development [28, 31].

The way from preadolescence to adolescence is characterized by peculiar changes of the sleep EEG mainly represented by a decline of low EEG frequencies (theta and delta activities) in NREM [18]. These changes are convoyed by a great instability of sleep EEG that consequently affects CAP parameters. In fact, an important increase of CAP rate has been found in a group of peripubertal children (age 8–12 years; Tanner stage 2 and 3) who showed a CAP rate of 62.1 %; CAP A1 subtypes were the most numerous (85.5 %), whereas A2 were 9.1 % and A3 were 5 % [32]. Peripubertal and adolescents show the highest CAP rate among all life periods, if we exclude the elderly period [33] (Table 6.1).


Table 6.1
Age-related changes of the main CAP parameters during development



















 
1–4 months

Miano et al. [27]

Preschool age

Bruni et al. [28]

School age

Bruni et al. [30]

Peripubertal

Lopes et al. [32]

Adolescence

Parrino et al. [33]

CAP rate%

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Aug 15, 2017 | Posted by in NEUROLOGY | Comments Off on Sleep Structure and Scoring from Infancy to Adolescence

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