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Speech Therapy: Dysphagia and Cognitive Communication Impairments
Julie Fuith-Costa
DYSPHAGIA
Background
Definition
Dysphagia is a condition characterized by abnormality in the transfer of a bolus from the mouth to the stomach. Dysphagia results in unsafe or inefficient oral intake, which can cause aspiration, pneumonia, discomfort, and/or poor caloric intake. Behaviors associated with traumatic brain injury (TBI) such as impulsivity and unawareness can affect the safety and efficiency of oral intake [1].
Epidemiology
Incidence is not well documented, although dysphagia is estimated to occur in approximately 33% of all patients with a TBI (includes mild-to-severe injuries) [2]. Incidence is as high as 61% in patients following severe TBI; there is a relationship between length of coma, presence of a tracheostomy tube and/or mechanical ventilation, and severity of dysphagia [3].
Etiology
A delay in triggering the pharyngeal swallow is the most prevalent cause of dysphagia and aspiration in individuals following TBI. Other problems include structural injuries to the oral cavity, pharynx, and/or esophagus; atrophy/weakness due to prolonged intubation and cognitive deficits; or behaviors that interfere with oral intake [4].
Pathophysiology
Swallowing is typically described in four phases: (a) The oral preparatory phase, when liquid or food (the bolus) is manipulated in the mouth and masticated, if necessary, to ready it for the swallow; (b) The oral phase, when the tongue propels food posteriorly until the pharyngeal swallow is triggered; (c) The pharyngeal phase, when the pharyngeal swallow is triggered and the bolus moves through the pharynx; and (d) The esophageal phase, when peristalsis carries the bolus through the esophagus and into the stomach. Dysphagia results when one or more of these phases is disrupted [4].
Assessment
Risk Factors
Low Glasgow Coma Scale (GCS) scores and low scores on the Ranchos Los Amigos (RLA) scale of cognitive function are associated with aspiration. Additionally, low GCS scores, low RLA levels, the presence of a tracheostomy tube, and increased ventilation time are associated with impairments affecting oral intake [5].
Signs and Symptoms
These include, but are not limited to:
• Poor secretion management and/or need for frequent suctioning
• Inability to recognize food
• Difficulty placing food in the mouth
• Holding or pocketing liquid/food in the mouth
• A delay in swallowing
• Throat clearing, coughing, or choking before, during, or after swallowing
• Wet, gurgly vocal quality, or audible respirations
• Pain/discomfort in throat or chest when swallowing
• Sensation of food stuck in the throat or chest [4]
Bedside Swallowing Evaluation
• Preparatory examination
Patient chart review
Observation of level of alertness and awareness
Observation of respiratory status and secretion management
Suction patient orally and/or via the tracheostomy tube, if applicable
Oral examination
Oral motor control examination
Laryngeal function examination
• Initial swallowing examination: The clinician determines if trial swallows are safe based on the information obtained from the preparatory examination. If the patient is acutely ill, has significant pulmonary complications, is not alert, has poor secretion management, and/or an obvious pharyngeal swallowing disorder, trial swallows may not be indicated. The patient is then suctioned orally and through the tracheostomy tube, when applicable, and observations are made during trial swallows that lead to recommendations.
Instrumental Evaluation
The following instrumental swallow studies are commonly used to study various aspects of the swallow. Following the initial swallowing examination, a referral for an instrumental study is appropriate for any patient who is suspected to be aspirating or have a pharyngeal phase dysphagia.
• Fluoroscopic Swallow Study: a radiographic procedure that obtains real-time images of the oral, pharyngeal, and esophageal phases of the swallow
• Fiberoptic Endoscopic Swallow Study: an endoscopic procedure in which a flexible scope visualizes the pharyngeal phase of the swallow
Management
Compensatory Treatment Procedures
• Postural techniques
Chin tuck—Patient puts chin to chest and pulls up: helpful for patients with a delayed swallow, reduced airway closure, and/or problems with residue in the valleculae
Head rotation—Turning the head to the affected side closes the pharynx on that side so that the bolus flows down the unaffected side: helpful for patients with a unilateral vocal fold paralysis or unilateral pharyngeal wall problem
Head tilt—Tilting head to the strong side allows food to drain down the strong side: helpful for patients with oral and pharyngeal problems on the same side
• Techniques to improve oral sensory awareness—The following techniques may be utilized with patients with swallow apraxia, tactile agnosia of food, reduced oral sensation, and delayed onset of the oral and/or pharyngeal swallow
Thermal tactile stimulation: contacting the tongue or faucial arches with a cold laryngeal mirror or metal spoon
Increasing downward pressure of the spoon against the tongue when presenting food
Varying taste, volume, and/or texture of bolus (i.e., sour, cold, solid)
• Diet changes: The diet should be changed only if other compensatory or therapy strategies are not effective or feasible given behavior, cognition, physical impairments, or other reasons.
Liquids—thin, nectar thick, honey thick, pudding thick; initially thickened liquids are easier for a patient to control and manage, reducing the risk of aspiration
National Dysphagia Diets (NDDs):
NDD Level 1 (pureed): homogenous, very cohesive, pudding-like, require very little chewing ability
NDD Level 2 (mechanically altered, mechanical soft, ground): cohesive, moist, semisolid foods that require some chewing
NDD Level 3 (advanced, soft): soft foods that require more chewing ability, no hard, sticky, or crunchy items
Regular or general diet [6]
Swallowing Therapy
• Direct therapy—involves presenting food or liquid to the patient and asking him or her to swallow while the therapist manipulates the bolus or the patient follows specific instructions
• Indirect therapy—involves exercise programs or swallows of saliva, but no food or liquid is given: typically used with patients who are at high risk of aspiration
• Types of direct and indirect therapy include exercises for oral manipulation, bolus propulsion, tongue base retraction, laryngeal elevation and/or vocal fold adduction, thermal tactile stimulation, and swallow maneuvers. Exercises and swallow maneuvers require good attention and ability to follow complex instructions and are not indicated for patients with significant cognitive or language impairments
Other Modifications
When patients cannot follow instructions due to cognitive or language impairments, the following suggestions can help prevent aspiration and pneumonia in dysphagic patients.
• Frequent and thorough oral care to reduce bacteria
• Elevate the head of the bed to decrease the risk of aspirating saliva and/or tube feeding
• Limit the number of items during meals to increase attention to safe intake
• Encourage individuals to set utensil, food, or cup down and swallow before taking another bite or sip
• Encourage small, single cup sips and avoid straws if signs of aspiration increase with straw use
• Encourage individuals to take a sip of liquid after every 2 to 3 bites

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