The Biologic, Anatomic, and Physiologic Aspects of the Biopotentials of Sleep
Regina Patrick
LEARNING OBJECTIVES
On completion of this chapter, the reader should be able to:
1. Describe how individual cells generate electrical potentials.
2. Appreciate that surface electrodes attached to the skin record the electrical potentials associated with many cells and not individual cells.
3. Describe skin anatomy and the principles of recording biopotentials using surface electrodes.
4. Describe the biopotentials of the heart, muscles, skin, and eyes.
5. Describe the basic anatomy of the eye, brain, heart, and respiratory system.
KEY TERMS
Biopotential
Electroencephalogram
Electromyogram
Electrooculogram
Neuron
Neurotransmitter
Reticular formation
Suprachiasmatic nucleus
A polysomnograph (PSG) is a device that measures the electrical activity generated by the brain, heart, skeletal muscles, and eyes. The activity is extremely small, but a PSG is able to record this activity through sensors placed on the scalp, chest, chin, legs, and outer canthus of the eyes. The sensors relay the electrical activity to amplifiers that increase the signal. The electrical activity can then be viewed in a visual form on a polysomnogram (i.e., the recording produced by a PSG). On a polysomnogram, the recording of the electrical activity of the brain is called an electroencephalogram (EEG); the electrical activity of the heart, an electrocardiogram (ECG); the electrical activity of the muscles, an electromyogram (EMG); and the electrical activity of the eyes, an electrooculogram (EOG). A polysomnogram also presents information on respiratory activity, which is transmitted by respiratory sensors that detect airflow and air pressure changes through the nose and mouth and by sensors that detect mechanical activity created by respiratory movements of the chest and the abdomen. The signals from these sensors are transformed into an electrical signal, amplified, and viewed on the respiratory channels of a polysomnogram.
The first portion of this chapter describes how biopotentials are generated and briefly describes the biopotentials of the heart, brain, muscle, integumentary (i.e., skin) cells, and eye. The second portion of this chapter gives a basic description of the anatomy of the brain, heart, and respiratory system with an emphasis on their physiologic relation to sleep.
BIOPOTENTIALS
In living organisms, a biopotential is electrical activity that results from chemical processes (i.e., biochemical processes). In living cells, biopotentials result from the movement of ions (i.e., electrically charged atoms or molecules) across a cell’s membrane. The fluid within a cell (i.e., intracellular fluid or cytoplasm) contains ions such as sodium (Na+), potassium (K+), chloride (Cl–), and calcium (Ca2+). The fluid that surrounds a cell is called “extracellular fluid”; it contains these same ions but at a different concentration. The relative difference in the net charge between the intracellular and extracellular fluid of a cell creates an electrical potential across the cell’s membrane. Potential (from Latin potentia, meaning “power”) refers to the work needed to move ions across a cell’s membrane. A cell’s baseline electrical potential—that is, when it is not transmitting a signal—is called its “resting potential” or “membrane polarization.” A decrease in a cell’s electrical potential (i.e., a decrease in the electrical difference across the cell membrane) is called “depolarization.” An increase in a cell’s electrical potential (i.e., an increase
in the electrical difference across the cell membrane) is called “hyperpolarization.”
in the electrical difference across the cell membrane) is called “hyperpolarization.”
Depolarization and hyperpolarization come about through the movement of ions across a cell’s membrane. Depolarization can occur if an excess of positively charged ions enters from the extracellular fluid into the intracellular fluid or an excess of negatively charged ions exits from the intracellular fluid and enters the extracellular fluid. Hyperpolarization can occur if an excess of negatively charged ions enters from the extracellular fluid into the intracellular fluid or an excess of positively charged ions exits from the intracellular fluid and enters the extracellular fluid.
A cell’s potential is usually expressed by the electrical charge, usually in millivolts (mV), of its intracellular fluid with respect to the fluid outside the cell. A cell’s potential is expressed as a positive value (e.g., +55 mV) when the electrical charge of the intracellular fluid is more positive than that of the extracellular fluid, and a cell’s potential is expressed as a negative value (e.g., -55 mV) when the electrical charge of the intracellular fluid is more negative than that of the extracellular fluid.
Ions move across a cell’s membrane through ion channels, which are proteins interspersed on the surface of a cell’s membrane. The molecular structure of the proteins that make up an ion channel is arranged in a way that gives the ion channel a unique “shape.” This shape allows only certain ions to flow into or out of a cell. A change in the shape of an ion channel changes how it functions. For example, a small change in an ion channel’s shape may allow a sudden increase or decrease in the rate at which certain ions flow through the ion channel. In the process, the electrical potential between intracellular and extracellular fluids changes and a cell may become depolarized or hyperpolarized.
After the process of depolarization or hyperpolarization begins, ion channels quickly work to restore the resting potential. Restoration of the resting potential is called “repolarization.” However, as one area of a cell’s membrane undergoes repolarization, the process of depolarization (or hyperpolarization) continues along the length of the cell’s membrane like a wave. Newly depolarized (or hyperpolarized) areas quickly undergo repolarization as the wave of depolarization (or hyperpolarization) continues along the cell’s membrane. Depolarization typically enhances the propagation of a signal from cell to cell, and hyperpolarization typically inhibits the transmission of signals from cell to cell (Fig. 4-1).
Nerve cells (i.e., neurons), muscle cells, and heart cells are unable to transmit an impulse until the electrical potential decreases (i.e., depolarizes) to a certain level. The point at which an impulse becomes possible is called the “threshold potential.” The electrical potential that exists when a cell is transmitting an impulse is called its “action potential.”
Biopotentials measured on the surface of the body are extremely small—one-millionth or one-thousandth of a volt (microvolts [µV] or mV, respectively). The following sections briefly describe the biopotentials that occur in the heart, brain, muscles, and skin.
Cardiac Biopotentials
Biopotential changes in the heart are involved in the rhythmicity of heart contractions. The sinoatrial (SA) node is the pacemaker of the heart. It is in the right atrium, which is one of two upper chambers of the heart. (The plural of atrium is “atria.”) The resting potential of the SA node cells is -90 mV. Certain ion channels in the cells of the SA node allow a continuous outflow of K+ and inflow of Na+ ions, which causes the cell’s intracellular environment to become more positive (i.e., the cells depolarize). When the cells depolarize to their threshold potential at approximately -60 mV, calcium ion channels suddenly open, which allows the sudden influx of Ca2+ ions into the cells, further enhancing the depolarization process. An impulse results and spreads quickly throughout the heart’s left and right atria. The impulse spreads so quickly that the atrial myocytes (i.e., heart muscle cells) contract in synchrony. After the atrial contraction, the atria repolarize. Meanwhile, the wave of depolarization spreads downward toward the atrioventricular (AV) node, which is another set of pacemaker cells. The AV node is at the bottom of the right atrium and just above the right ventricle. The AV node acts as a relay point between the atria and ventricles. The resting potential of the AV node cells is -60 mV. Once these cells become depolarized, they relay the signal to the bundle of His (also called the AV bundle; this bundle travels down the ventricular septum and then spreads over both ventricles). Depolarization of the bundle of
His causes the ventricles to contract in synchrony. One heart contraction takes approximately 0.8 seconds.
His causes the ventricles to contract in synchrony. One heart contraction takes approximately 0.8 seconds.
Brain Biopotentials
The brain is made up of billions of neurons. A brain wave represents the collective activity of biopotential changes occurring among the neurons. A neuron has a central portion (i.e., the cell body) and extensions branching from the cell body. A neuron may have one or more short extensions (i.e., dendrites) and a single long extension (i.e., axon) branching from the cell body. Dendrites receive impulses and transmit them through the cell body; an axon carries the impulse away from the cell body. A neuron’s resting potential ranges between -60 and -70 mV; its threshold potential is approximately -55 mV. When a neuron reaches its action potential, an impulse travels down the neuron’s axon to the axon’s terminal. At the terminal, the axon releases neurotransmitters such as serotonin, acetylcholine, and glutamic acid. On exiting the axonal terminal, a neurotransmitter enters a small space between the neuron’s axonal terminal and the dendrite of an adjacent neuron. This space is called the “synaptic cleft.” The average distance between cells in the synaptic cleft is approximately 20 to 30 nm. (A nanometer is one-billionth of a meter.) The neurotransmitter travels across the synaptic cleft and attaches to a receptor on the surface of an adjacent neuron’s dendrites or cell body. Once the neurotransmitter is attached to the receptor, it can depolarize the neuron and cause the neuron to reach its action potential. In this way, electrical impulses are transmitted from neuron to neuron.
Muscle Biopotentials
A muscle contraction begins when a stimulus triggers an action potential within a neuron that innervates the muscle. The action potential travels down the neuron’s axon toward the axonal terminal. At the terminal, neurotransmitters are released into the neuromuscular junction (i.e., the synapse between the axon of a neuron and a muscle fiber). The neurotransmitter travels across the neuromuscular junction to attach to receptors on the muscle fiber. The resting potential of skeletal muscle is -95 mV, and the threshold potential is -50 mV. Once the neurotransmitter attaches to the receptors on the muscle fiber, Na+ ions flood into the muscle fiber. The muscle fiber depolarizes until it reaches its action potential. The action potential quickly spreads to other muscle fibers and results in a muscle contraction.
Integumentary (Skin) Biopotentials
The outermost layer of the skin (i.e., epidermis) consists of dead cells, which do not have electrical activity. However, two layers beneath the epidermis—the dermis and, below it, the hypodermis—have electrical activity (Fig. 4-2). In polysomnography, the biopotentials of the skin (i.e., dermis and hypodermis) are not measured. However, oil, sweat, and dead skin cells on the surface of the skin can create a barrier between the skin’s surface and an electrode. This electrical barrier is called “resistance.” Resistance can interfere with the recording of EEG, EMG, and ECG signals.
Figure 4-2 Basic overview of the skin. (Adapted from Neil O. Hardy, Neil Hardy Art Collection, Westport, Connecticut.) |
The metal of the electrode and the conductive electrode paste used in electrodes can retain some of the electrical charge recorded from the body. This storage is called “capacitance.” The combination of capacitance and resistance is called “impedance.” Excessive impedance can hinder the recording of a signal received by an electrode and affect the quality of a recording. An impedance meter is an instrument used to measure the impedance formed between an electrode and the surface of the skin. In polysomnography, impedance is measured in kilo-ohms. Properly cleaned skin should ideally have a reading of 5.0 kΩ or less.
Eye Biopotentials
The eye is a fluid-filled, globe-shaped organ. A round, clear, convex membrane—the cornea—extends slightly outward from the front of the eye. A circular-colored membrane—the iris—is visible though the cornea and gives a person’s eye its color. The iris opens and contracts in response to light. Light enters the eye though an open circular center (the pupil) in the iris. A transparent biconvex lens situated behind the iris focuses the light onto a membrane, the retina, which lines much of the eye globe (Fig. 4-3).
The process of vision begins in the retina, following the refraction of light through the cornea and lens.
Through chemical reactions triggered by light (i.e., photochemical reaction), visual cells in the retina (e.g., cones, rods) transform light energy into a neurologic impulse that is transmitted from the retina, through the optic nerve, to the visual center of the brain where it is interpreted.
Through chemical reactions triggered by light (i.e., photochemical reaction), visual cells in the retina (e.g., cones, rods) transform light energy into a neurologic impulse that is transmitted from the retina, through the optic nerve, to the visual center of the brain where it is interpreted.
Figure 4-3 Basic eye anatomy. (Reprinted with permission from Detton AJ. Grant’s dissector, 16th ed. [Figure 7-57]. Philadelphia, PA: ©Lippincott Williams & Wilkins/Wolters Kluwer, 2016.) |
The electrical potential of the retina’s visual cells before undergoing a photochemical reaction (i.e., the retina’s resting potential) is approximately -30 to -40 mV. When a particle of light (i.e., a photon) strikes the rods and cones, ion channels on the surface of these cells change their shape. The shape change prevents positively charged sodium and potassium ions from entering the cells while allowing positively charged calcium ions to exit the cells. These two actions cause the intracellular environment of the rods and cones to become more negatively charged (i.e., hyperpolarized). Hyperpolarization of the rods and cones can approach -80 mV.
Epithelial cells that line the outer surface of the cornea secrete positively charged ions such as sodium (Na+) and potassium (K+) into the cornea and excrete negatively charged ions out of the cornea. This process creates a potential of approximately +30 to +40 mV across the membrane of the cornea. Because of the positive charge of the cornea and the negative charge of the retina, an electrical potential exists between the front and the back of the eye. This potential is called the “corneoretinal potential.”
An EOG records changes that occur in the corneoretinal potential with eye movement. In polysomnography, two electrodes are used to record an EOG. Both electrodes are placed on the outer canthus (i.e., eye socket ridge), with one electrode placed above the midline of the outer canthus and the other placed below the midline of the outer canthus. (The right electrode is typically placed above the midline and the left electrode is placed below the midline [Fig. 4-4].)
As eyes move in tandem (i.e., conjugate eye movements), one electrode will be closer to the cornea, whereas the other will be closer to the retina. Hence, one electrode will record a positive impulse (recorded as a downward deflection), whereas the other electrode will record a negative impulse (recorded as an upward deflection) as the eyes move around (Fig. 4-5).
Therefore, it is important that one electrode is placed above the midline and the other below the midline on the outer canthus. If both electrodes are placed in the same horizontal plane, vertical eye movements would be recorded as moving conjunctively (i.e., both EOG channels deflect in the same direction, or “in phase”) rather than disjunctively (i.e., both EOG channels deflect in opposite directions, or “out of phase”).
ANATOMY AND PHYSIOLOGY OF THE BRAIN
The brain consists of the cerebrum (which has two hemispheres), the midbrain, the brainstem (the stalk-like portion of the brain that connects the cerebral hemispheres with the spinal cord; the brainstem contains the midbrain, pons, and medulla), and the cerebellum (which has two hemispheres and extends from the back of the brainstem). Several brain structures involved in sleep and wakefulness are in the brainstem (e.g., locus ceruleus, reticular formation, raphe nuclei) or near the base of the brain (e.g., thalamus, suprachiasmatic nucleus, hypothalamus, and the pineal gland). These structures have the following roles in sleep.
Locus Ceruleus
The locus ceruleus (pronounced “LOH-kus suh-ROO-lee-us”), a small blue-tinged area in the back of the brainstem, is involved in rapid eye movement (REM) sleep and in wakefulness (Fig. 4-6). The locus ceruleus contains neurons that release or are activated by norepinephrine, serotonin, and choline (i.e., norepinephrinergic, serotoninergic, and cholinergic neurons, respectively). These neurons fire quickly during wake, begin slow firing with the onset of sleep, continue to slow as sleep deepens, and then nearly stop firing during REM sleep. The locus ceruleus contains
a group of neurons, “REM-off” cells, that inhibit REM sleep (i.e., the action of these cells ends a REM period). The REM-off cells become increasingly active as REM sleep progresses and ultimately hinder the activity of the “REM-on” cells (i.e., these cells induce the onset of a REM period), which are in the pons and basal forebrain.
a group of neurons, “REM-off” cells, that inhibit REM sleep (i.e., the action of these cells ends a REM period). The REM-off cells become increasingly active as REM sleep progresses and ultimately hinder the activity of the “REM-on” cells (i.e., these cells induce the onset of a REM period), which are in the pons and basal forebrain.
Figure 4-6 Locus ceruleus. (Reprinted with permission from Gould DJ, Brueckner-Collings JK, and Fix JD. High-yield neuroanatomy, 5th ed. Philadelphia, PA: ©Wolters Kluwer, 2015.)
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