Complications of Anterior Cervical Plating
Brandon D. Lawrence
Darrel S. Brodke
Since the advent of ventral cervical surgery by Smith and Robinson (1) and Cloward (2) in the late 1950s the spine surgery community has evolved quite dramatically not only in surgical technique but also in the implants that are now available to us. The ventral approach is utilized to address degenerative conditions, traumatic injuries, infections, and tumors with the goals of decompressing the neural elements, reducing/correcting deformity, providing stability, and allowing bony fusion to occur. Complications initially were related primarily to the inherent dangers of the approach and decompression as well as issues of graft union. Typically, patients were required to wear external orthoses to reduce risk of graft dislodgement or nonunion.
Ventral cervical surgery is performed today with similar goals, although techniques have changed gradually. Plates for ventral cervical spine stabilization were developed over 40 years ago and have improved significantly over time. Anterior cervical plating has gained much popularity in hopes of improving patient outcomes and decreasing complications. It is generally agreed that plating reduces the need for external orthoses, allows earlier patient mobilization, diminishes rates of graft dislodgment, and increases fusion rates for many patients undergoing anterior cervical decompression and fusion (3, 4 and 5). However, there are additional risks directly related to the placement of hardware in the ventral cervical spine.
Prior to undertaking surgery, it is important to have a thorough understanding of not only the anatomy and biomechanics of the cervical spine but also of the unique complications associated with approaching and instrumenting the ventral cervical spine. Reported complications resulting from ventral plates include neurologic and vascular injury, esophageal injury/erosion, respiratory distress, implant loosening or prominence, graft dislodgement, plate/screw breakage, adjacent level disk degeneration or ossification, CSF leak, and infection.
EVOLUTION OF ANTERIOR CERVICAL PLATING
Anterior cervical plating was first introduced by Bohler (6) in 1967. Since then, several design modifications intended to reduce surgical risks have been introduced. Fixation of early plate designs required bicortical purchase in the cervical vertebral bodies as the screws did not lock to the plate.
The idea of a constrained construct with locked, fixedangle screws was first introduced in 1986 (7). This allowed unicortical screw placement reducing risk of spinal cord injury while preventing screw back out (Cervical Spine Locking Plate, Synthes, Westchester, PA). Further refinements have included reducing the plate thickness in an effort to reduce dysphagia and esophageal complications. Biomechanical studies have shown more or less equivalent mechanical performance between locked and nonlocked plates (8,9).
More recently, the option of using dynamic plates in the ventral cervical spine in the hope of improving fusion rates has been a topic of debate. Several different types of dynamic plates have been developed. Rotationally dynamic plates allow the screws to pivot or toggle, yet still remain locked to the plate. Translationally dynamic plates not only allow the screws to pivot or toggle but also allow rostrocaudal translation of the screws within the plate. Biomechanical studies by Brodke et al. (10) have suggested that dynamic plates maintain load-sharing despite graft settling, in contrast to static locked plates. A clinical study suggests that dynamic plating potentially increases fusion rates although also resulting in a less lordotic cervical alignment (11).
The design evolution of anterior cervical plates has been driven by efforts to reduce instrumentation-related complications while increasing rates of successful fusion. For single level anterior cervical discectomy and fusion (ACDF) the complication rates are low, but as the surgery
increases in complexity, the associated complication rates increase. Throughout the remainder of this chapter, the focus is on those complications directly related to instrumentation, while complications associated with ventral cervical spine approach and decompression are discussed in other locations.
increases in complexity, the associated complication rates increase. Throughout the remainder of this chapter, the focus is on those complications directly related to instrumentation, while complications associated with ventral cervical spine approach and decompression are discussed in other locations.
IMPLANT-RELATED COMPLICATIONS
Reported implant-related complication rates associated with anterior cervical plating have varied from 0% to 50% (12,13). This variation is undoubtedly in part related to the varying complexity of the surgical procedure. For example, a series of single-level ACDF patients may have no plate-related complications, while implant failure rates following three-level corpectomy with strut graft and ventral plating can be as high as 50%.
Implant-related complications include screw/plate loosening, screw or plate fracture, graft and plate dislodgement, and implant malposition. Lowery and McDonough reported a series of 109 patients treated with several different cervical plates with a 35% implant failure rate. These authors reported no tracheoesophageal erosion or neurovascular compromise but 2% of the patients underwent hardware removal because of concerns of prominent hardware. Remaining patients were judged to have minimal loosening (<2 mm) and were observed without revision for an average of 43 months without further complication. They concluded that for patients with less than 5 mm of implant migration, observation is safe and hardware can be retained (14).
PSEUDARTHROSIS
Nonunion at the site of attempted fusion has direct implications in regard to the development of implant failure and other subsequent complications. Following an ACDF, if solid fusion fails to occur, the hardware that is placed will eventually fracture or loosen. This is more frequent with longer constructs such as multilevel corpectomies as larger stresses are imparted to the screw/bone interface of the construct (15,16). Wang et al. (12) reported on 80 patients that were treated with a singlelevel ACDF with 6-year follow-up. Forty-four patients had cervical plates, whereas thirty-six had fusions without plates. The pseudarthrosis rates were 4.5% for patients with plating and 8.3% without plating, though this did not reach statistical significance. They did note several significant differences between the groups. The amount of graft collapse for patients with plating was 0.75 mm compared with 1.5 mm for those without a plate, and the amount of kyphotic deformity of the fused segment was 1.2 degrees with plating compared with 1.9 degrees for patients without plating. They concluded that the addition of plate fixation for single-level ACDF is safe and does not increase complication rates, although pseudarthrosis rates were not significantly different when a cervical plate was used.
Wang et al. (17) also evaluated the effectiveness of anterior cervical plating in two-level ACDF procedures. They compared 60 patients, 32 with cervical plates, and 28 treated without plates, followed for an average of 2.7 years. Significant findings included pseudarthrosis rates of 0% for patients with plating versus 25% for those with no plating, as well as increased graft collapse and increased kyphosis in patients experiencing nonunions versus plated patients. They concluded that the addition of plate fixation for two-level ACDF is again a safe procedure with no significant increase in complication rates. Pseudarthrosis rates were significantly lower, and there was significantly less disk space collapse and kyphotic deformity with the plated fusions than with the nonplated fusions.
Finally, Wang et al. (18) reported on three-level ACDF procedures with and without plating. Fifty-nine patients underwent a three-level ACDF, 40 patients with anterior cervical plates and 19 with no plate, followed for an average of 3.2 years. Fourteen patients developed a pseudarthrosis, 18% of patients with plating and 37% of patients with no plate. This difference did not reach statistical significance. Addition of plate fixation for three-level ACDF was safe and did not result in higher complication rates. Although the use of cervical plates may decrease the pseudarthrosis rate, a plated three or more level ACDF is still associated with a high nonunion rate, and other strategies to increase fusion rates should be considered (Fig. 102.1). Similarly, Bolesta et al. (19) reported a 53% pseudoarthrosis rate for three- and four-level ACDFs despite plate fixation. While their patient numbers were low, they suggested that additional dorsal fusion should be considered in such a situation.
More recently, Fountas et al. (20) retrospectively reviewed 1,015 patients who underwent first-time one-, two-, or three-level ACDF and reported upon their complications. Fusion rates for the one-, two-, and three-level ACDF groups were 95.6%, 93.9%, and 90.5%, respectively. This study had several limitations. It was nonrandomized and multiple different techniques were employed, with some patients receiving autograft while others allograft. A small percentage of patients were treated without plates; 6% in the single-level group, 2% in the two-level group, and 1% in the three-level group. They could not find any statistically significant differences in fusion rates comparing the plated versus nonplated groups, though with such a small number of patients in the nonplated group, the study lacked statistical power to show such differences.
Lastly, there has been concern that statically locked plates themselves may lead to pseudoarthrosis in some patients. This is theoretically possible secondary to the effect of bridging an unloaded interbody graft after normal subsidence during healing (21). This concern motivated the development of dynamic plates, as outlined previously. Nunley et al. (22) randomized 66 patients undergoing ACDF to either a dynamic or static anterior cervical plate. Of the single-level fusions, there was no statistically significant difference in fusion rate between plate types. In multilevel constructs, patients with dynamic plates had better clinical outcomes. It should be noted that the style of dynamic plate used was a translational plate.