Concussion





Abstract:


Concussion is one of the most common neurological conditions in the world. Due to the frequency at which individuals sustain concussions and the detrimental effect concussion can have on function, the Centers for Disease Control and Prevention (CDC) has labeled concussion a major public health issue. Concussion, also referred to as mild traumatic brain injury (mTBI), has been defined by the International Consensus Conference of the Concussion in Sport Group (CISG) as a complex pathophysiological process affecting the brain, induced by biomechanical forces. Whether concussion results in structural damage or a functional injury is unclear and has been debated over centuries. What is clear is that concussion may cause a variety of short-lived neurological signs and symptoms that, in most cases, resolve spontaneously. However, in a minority of concussive events, symptoms will evolve and persist over a number of days or weeks leading to a slow, prolonged recovery, which can impact an individual’s ability to return to meaningful activities. Unfortunately, despite the recent boom in research in the last 25 years related to concussion, there continues to be disheartening evidence, both empirical and anecdotal, which suggests continued mismanagement in the care of patients who sustain a concussion. This chapter was developed to provide a review of the information at all stages of care following a concussion with an emphasis on topics for the rehabilitation specialist who provides services to children, young adults, and older adults. In this way, the rehabilitation specialist is provided information to better understand who is affected, who is at increased risk, in what ways individuals may be impacted, the level of evidence and current recommendations for management of concussion, and effective prevention programs to inform local, state, and federal policies to address this critical topic.




Keywords:

sports-related concussion, mild traumatic brain injury (mTBI), cognitive rehabilitation, return to learn/play

 




Objectives


After reading this chapter the reader will be able to:



  • 1.

    Define concussion/mild traumatic brain injury (mTBI), sports-related concussion (SRC), postconcussive syndrome (PCS), and persistent postconcussion symptoms (PPCS).


  • 2.

    Describe the epidemiology, pathophysiology, and the economic/personal costs associated with concussion.


  • 3.

    Describe screening tools and medical tests used to diagnose the acute concussion and the medical management for individuals following a concussion.


  • 4.

    Discuss considerations for cognitive and physical rest and recommendations for return to play (RTP) and return to school/learn for student-athletes following an SRC.


  • 5.

    Describe the prognosis and outcomes for patients with persistent symptoms following an SRC considering pediatric/youth, adolescent, and adult athletes.


  • 6.

    Describe the epidemiology, prognosis, and return to meaningful activities (e.g., work) for individuals following concussion including young adults, older adults, and military personnel.


  • 7.

    Describe the clinical examination and evaluation for a rehabilitation specialist for individuals with PPCS and describe interventions for individuals with a slow recovery using a targeted approach to match intervention to a specific clinical profile.







Introduction


Concussion is one of the most common neurological conditions in the world, with at least 3 million cases each year in the United States alone. , Concussion may cause a variety of impairments that can impact an individual’s ability to return to meaningful activities such as an athlete returning to sport, a student returning to school, a civilian returning to work, or a service member returning to duty. Due to the frequency of concussions, which some reports estimate to occur every 7 seconds in the United States, and the detrimental effect concussion can have on function, the Centers for Disease Control and Prevention (CDC) has labeled concussion a major public health issue that is accompanied by considerable personal and social economic costs. The annual economic burden associated with concussion has been estimated to be $16.7 billion USD, with an estimated direct cost of $35,000 to $45,000 USD per patient. ,


Concussion, also referred to as mild traumatic brain injury (mTBI), has been defined by the International Consensus Conference of the Concussion in Sport Group (CISG) as a complex pathophysiological process affecting the brain, induced by biomechanical forces that can cause sudden deceleration and rotation forces to the brain. It is unclear and debatable whether concussion results in structural damage (e.g., microvascular hemorrhage) or functional injury characterized by transient metabolic damage. What is clear is that concussion may cause a variety of short-lived neurological signs and symptoms that, in most cases, resolve spontaneously. However, in a minority of concussive events, symptoms will evolve and persist over a number of days or weeks leading to a slow, prolonged recovery. , ,


Once termed the “silent epidemic,” concussion has moved to the forefront of the public’s consciousness in recent years. Perhaps the catalyst to the public’s interest in the United States were reports that developed surrounding the potential long-term consequences of concussion in professional American football players. Since that time, several educational initiatives have been developed to increase the public’s awareness of the critical nature of concussion, how to recognize a concussion, and what action to take if a concussion is identified. By January 2014, laws had been established in all 50 states mandating school districts to develop information and policies related to concussion in children and adolescents. And if Twitter can be used as a measurement tool to gauge change in public awareness, the number of tweets related to traumatic brain injury increased twofold over a 6-year period, from 2010 to 2016. , These examples may point to increased public awareness of concussion; yet, unfortunately, there continues to be disheartening evidence, both empirical and anecdotal, which suggests continued mismanagement in the care of patients who sustain a concussion.


Although concussion research has increased in the last 25 years, in rehabilitation, there is still much that is not well understood. , Because of the challenges that exist in returning individuals to their life activities, it is imperative that medical professionals and rehabilitation specialists understand the risks, functional and medical consequences, level of evidence, current recommendations for management, and effective preventions programs to inform local, state, and federal policies.


This chapter was developed to review all stages of care following a concussion with an emphasis on topics for the rehabilitation specialist providing services to children, young adults, and older adults. The chapter was developed with an emphasis on sports-related concussion (SRC) as this is the well-developed area of research related to concussion. One substantial contribution to the literature comes from the CISG, which has provided recommendations from a formal consensus process in 2001 (Vienna), 2004 (Prague), 2008 (Zurich), 2012 (Zurich), and 2016, its last updated consensus statement in Berlin. For the most recent consensus statement, specific clinical questions related to management of SRC were developed and a formal systematic review was completed by committee members and authors of the CISG to answer each of these clinical questions. The reports from the systematic reviews provided the basis for the updated recommendations. Throughout the chapter, the CISG will be used interachangeably with “international consensus.” While the bulk of published evidence is found in the SRC and service member populations, the recommendations for evaluation and management of concussion injuries may be applied to individuals of all ages who sustain a concussion following falls, violence/abuse, motor vehicle collisions, and recreational or work-related trauma.


An important point of clarification for the reader regarding terms used in this chapter: although there are some texts that use the terms concussion and mTBI to refer to the same condition and others that use the terms to refer to different injuries, the terms concussion and mTBI will be used interchangeably in this chapter to refer to the same health condition. Table 23.1 provides definitions of common terms used in concussion literature. The reader may find it useful to become familiar with the terms and consider how the definitions differ, depending on the organization or consensus body providing the definition.



TABLE 23.1

Definitions of Common Terms Used in Concussion-Related Literature and Care



















































Concussion
International Consensus: A complex pathophysiological process affecting the brain, induced by biomechanical forces
American Academy of Neurology: A clinical syndrome of biomechanically induced alteration of brain function, typically affecting memory and orientation, which may involve loss of consciousness



  • Cantu Grading Scale :




    • Grade 1: posttraumatic amnesia <30 min and no loss of consciousness



    • Grade 2: loss of consciousness <5 min or amnesia 30 min to 24 h



    • Grade 3: loss of consciousness >5 min or amnesia >24 h


Mild Traumatic Brain Injury (mTBI)
International Consensus: Physiological disruption of brain function resulting from traumatic force transmitted to the head
WHO-ICD-10: Head injury resulting in a score of 13–15 on the Glasgow Coma Scale, without other factors such as acute substance abuse, other focal or systemic injuries, coexisting medical conditions, or penetrating craniocerebral injury. The patient must endorse one of the following: confusion or disorientation, loss of consciousness of <30 min, posttraumatic amnesia of <24 h, or transient neurological abnormalities.
Term used to categorize the severity of a traumatic brain injury (mild, moderate, and severe) based on the Glasgow Coma Scale score of 13–15 and limited posttraumatic amnesia. The term may include concussion, but may also include small intracranial hematomas or skull fractures. ,
American Congress of Rehabilitation Medicine: A traumatically induced physiological disruption of brain function including (1) any period of loss of consciousness; (2) any loss of memory for events immediately before or after the accident; (3) any alteration in mental state at the time of the accident (e.g., feeling dazed, disoriented, or confused); and (4) focal neurological deficits that may or may not be transient but where the severity of the injury does not exceed the following: loss of consciousness of 30 min, Glasgow Coma Scale of 13–15, and posttraumatic amnesia of 24 h.
Postconcussive Syndrome
WHO-ICD-10: A head injury usually sufficient to result in loss of consciousness after which at least 3 of 8 common symptoms arise within 4 weeks. The symptoms include headache, dizziness, fatigue, irritability, sleep problems, concentration problems, memory problems, and/or problems tolerating stress/emotionality/alcohol. ,
American Psychiatric Association (DSM-IV): Diagnosis provided if the following criteria are met: (1) A history of head trauma that has caused significant cerebral concussion, the manifestation of which includes loss of consciousness, posttraumatic amnesia, and less commonly, posttraumatic onset of seizures; (2) evidence from neuropsychological testing or quantified cognitive assessment of difficulty in attraction or memory; (3) three (or more) of the following occur shortly after the trauma and last at least 3 months: fatigue, sleep disturbance, headache, vertigo or dizziness, irritability or aggression on little or no provocation, anxiety or depression, changes in personality. Note: Diagnosis supported when symptoms in criteria (2) or (3) have onset following head trauma or worsening of preexisting symptoms, which causes significant impairment in social or occupational functioning or decline from previous level of functioning. ,
Persistent Postconcussion Symptoms (PPCS)
International Consensus: A constellation of nonspecific posttraumatic symptoms that may be linked to coexisting and/or confounding factors that reflects failure of normal clinical recovery where symptoms persist beyond expected time frames of more than 10–14 days in adults and >4 weeks in children. Persistent symptoms do not reflect a single pathophysiological entity and do not necessarily reflect ongoing physiological injury to the brain.
Sports-Related Concussion (SRC)
International Consensus: A traumatic brain injury induced by biomechanical forces. Several common features that may be utilized in clinically defining the nature of a concussive head injury include :


  • A direct blow to the head, face, neck, or elsewhere on the body with an impulsive force transmitted to the head



  • A rapid onset of short-lived impairment of neurological function that resolves spontaneously. However, in some cases, signs and symptoms evolve over a number of minutes to hours



  • Neuropathological changes, but the acute clinical signs and symptoms largely reflect a functional disturbance rather than a structural injury and, as such, no abnormality is seen on standard structural neuroimaging studies



  • A range of clinical signs and symptoms that may or may not involve loss of consciousness.

Clinical Recovery
International Consensus: A resolution of postconcussion-related symptoms and a return to clinically normal balance and cognitive functioning that leads to a return to normal activities, including school, work, and sport, after injury
Physiological Recovery
International Consensus: Time of recovery that may outlast the time for clinical recovery for which there is no modality (e.g., neuroimaging, biomarkers) that can define a single ‘physiological time window’ for recovery following a concussion
Second Impact Syndrome
A rare, often critical condition that arises when an individual, typically an athlete, sustains a second head injury before symptoms associated with an initial head injury have fully cleared. The second injury, it is believed, results in catastrophic brain swelling and can lead to death. , ,
Complicated mTBI
Mild traumatic brain injury that results in a visible trauma-related intracranial abnormality on structural neuroimaging (e.g., hemorrhage, contusion, or edema) such as a CT scan or MRI.

International consensus: consensus statements, definitions, and recommendations provided by the 2017 Concussion in Sport Group international conference held in Berlin; WHO-ICD-10, World Health Organization International Classification of Diseases, 10th edition; DSM-IV, Diagnostic and Statistical Manual of Mental Disorders, 4th edition. (Note: the definitions provided for the WHO-ICD-10 and DSM-IV are abbreviated definitions. Complete definitions can be found on the respective websites for the World Health Organization and American Psychiatric Association.

CT, Computed tomography scan; MRI, magnetic resonance imaging; mTBI, mild traumatic brain injury.


Epidemiology


The most recent population data estimates 2.5 million traumatic brain injury–related emergency department (ED) visits, hospitalizations, and deaths each year in the United States. According to the Nationwide ED Sample, the rate of mTBI in ED visits was 807 per 100,000 visits in 2012, with the highest rates of mTBI requiring medical attention occurring in 0- to 4-year-olds, followed by male 15- to 24-year-olds, and females 65 years and older. The lowest rates were found for 45- to 64-year-olds. Across all age groups, males were found to have a higher rate of mTBI ED visits compared with females, except among those patients aged 65 years and older. Among all patients diagnosed with mTBI, falls were found to be the most common external cause of injury.


In the United States, estimates of 1.6 to 3.8 million athletes sustain an SRC each year, a statistic that includes those for which no medical attention is sought. With nearly 8 million participants annually, high school athletes make up the single largest athletic cohort in the country who may be susceptible to head injuries. The National High School Sports-Related Injury Surveillance Study showed that concussion moved from the fourth most commonly reported category of injury in 2005–06 (9% of all sports-related injuries) to the most commonly reported injury category in 2016–17, accounting for 24.8% of all sports-related injuries. The National Athletic Treatment, Injury and Outcomes Network (NATION) study that used a convenience sample of 147 high schools drawn from 26 states to compile data on 31 sports found a total of 2004 SRCs across 3 academic years (2011–2014), leading to an overall SRC rate of 3.89 per 10,000 athletic exposures (defined as one student participating in one athletic practice or competition). High school football had the highest overall SRC rate, followed by boys’ lacrosse and girls’ soccer ( Table 23.2 ). For all sports, the rate of SRC was higher during competition compared with practice. Nearly 3% of all SRCs were reported to be recurrent concussions ; however, recurrent concussions, specifically in the high school athlete population, have been reported to account for 11% of all SRCs.



TABLE 23.2

Concussion Counts and Rates Among Collegiate and High School Athletes

Adapted from O’Connor KL, Baker MM, Dalton SL, Dompier TP, Broglio SP, Kerr ZY. Epidemiology of sport-related concussions in high school athletes: National Athletic Treatment, Injury and Outcomes Network (NATION), 2011–2012 through 2013–2014. J Athl Train . 2017;52(3):175–185 and Wasserman EB, Kerr ZY, Zuckerman SL, Covassin T. Epidemiology of sports-related concussions in National Collegiate Athletic Association athletes from 2009–2010 to 2013–2014: symptom prevalence, symptom resolution time, and return-to-play time. Am J Sports Med . 2016;44(1):226–233.








































































































































































































Sport NUMBER OF CONCUSSIONS CONCUSSION RATE/10,000 ATHLETIC EXPOSURES c (95% CONFIDENCE INTERVAL)
Competitions Practices Competitions Practices Overall
High School Athletes a
Boys’ football 409 611 19.87 (17.95, 21.80) 6.78 (6.24, 7.31) 9.21 (8.64, 9.78)
Boys’ lacrosse 74 37 17.51 (13.52, 21.49) 2.97 (2.01, 3.93) 6.65 (5.41, 7.89)
Boys’ soccer 60 23 11.33 (8.46, 14.20) 1.48 (0.87, 2.08) 3.98 (3.12, 4.83)
Boys’ wrestling 45 92 10.21 (7.23, 13.20) 4.75 (3.78, 5.72) 5.76 (4.80, 6.73)
Boys’ basketball 45 47 4.93 (3.49, 6.36) 1.72 (1.23, 2.21) 2.52 (2.01, 3.04)
Girls’ soccer 66 40 17.16 (13.02, 21.30) 2.96 (2.04, 3.88) 6.11 (4.94, 7.27)
Girls’ lacrosse 30 26 11.75 (7.55, 15.95) 3.44 (2.12, 4.76) 5.54 (4.09, 6.99)
Girls’ basketball 81 47 10.52 (8.23, 12.82) 2.22 (1.59, 2.86) 4.44 (3.67, 5.20)
Girls’ field hockey 39 27 9.83 (6.74, 12.91) 2.47 (1.54, 3.40) 4.42 (3.36, 5.49)
Girls’ softball 24 26 6.33 (3.80, 8.86) 2.54 (1.57, 3.52) 3.57 (2.58, 4.56)
Girls’ gymnastics 2 6 5.27 (0.00, 12.58) 2.28 (0.45, 4.10) 2.65 (0.81, 4.49)
Girls’ volleyball 28 46 3.67 (2.31, 5.03) 2.09 (1.49, 2.69) 2.50 (1.93, 3.06)
Collegiate Athletes b
Men’s wrestling 46 40 55.46 (39.43, 71.48) 5.68 (3.92, 7.44) 10.92 (8.62, 13.23)
Men’s football 262 341 30.07 (26.43, 33.71) 4.20 (3.75, 4.64) 6.71 (6.17, 7.24)
Men’s ice hockey 170 54 24.89 (21.14, 28.63) 2.51 (1.84, 3.18) 7.91 (6.87, 8.95)
Men’s soccer 33 22 9.69 (6.39, 13.00) 1.75 (1.02, 2.48) 3.44 (2.53, 4.35)
Men’s lacrosse 25 26 9.31 (5.66, 12.96) 1.95 (1.20, 2.69) 3.18 (2.31, 4.05)
Men’s basketball 26 58 5.60 (3.45, 7.75) 3.42 (2.54, 4.31) 3.89 (3.06, 4.72)
Women’s ice hockey 60 25 20.10 (15.01, 25.18) 3.00 (1.82, 4.17) 7.50 (5.91, 9.10)
Women’s soccer 101 35 19.38 (15.60, 23.16) 2.14 (1.43, 2.85) 6.31 (5.25, 7.37)
Women’s lacrosse 27 28 13.08 (8.15, 18.02) 3.30 (2.08, 4.52) 5.21 (3.84, 6.59)
Women’s field hockey 10 5 11.10 (4.22, 17.99) 1.77 (0.22, 3.32) 4.02 (1.99, 6.06)
Women’s basketball 50 66 10.92 (7.89, 13.95) 4.43 (3.36, 5.50) 5.95 (4.87, 7.04)
Women’s volleyball 26 30 5.75 (3.54, 7.96) 2.69 (1.73, 3.69) 3.57 (2.64, 4.51)
Women’s softball 36 17 5.61 (3.77, 7.44) 1.75 (0.92, 2.58) 3.28 (2.40, 4.17)
Women’s gymnastics 2 10 4.83 (0.00, 11.52) 2.43 (0.92, 3.93) 2.65 (1.15, 4.14)

Note: Table comprises the sports with the highest rate of concussion during competitions . The table does not report all sports included in the NATION or NCAA ISP studies.

a Statistics from the National Athletic Treatment, Injury and Outcomes Network (NATION), 2011–12 through 2013–14 academic years.


b Statistics from the National Collegiate Athletic Association (NCAA) Injury Surveillance Program (ISP) in collegiate athletes from 2009–2010 through 2013–2014 academic years.


c Athletic Exposures = One athlete participating in one sanctioned practice or competition.



During the 2009–10 to 2013–14 academic years, it was estimated that SRCs constituted 6.2% of all injuries that occurred during participation in collegiate athletics. Wasserman and colleagues reported a total of 1670 SRCs in schools participating in the National Collegiate Athletic Association (NCAA) Injury Surveillance Program (ISP), leading to a yearly national estimate of 10,560 SRCs in collegiate sports. Although football contributed the greatest number of SRCs (36.1%), followed by men’s ice hockey (13.4%) and women’s soccer (8.1%), of the 25 collegiate sports investigated in the NCAA ISP, men’s wrestling and men’s and women’s ice hockey were found to have the highest overall concussion rates (see Table 23.2 ). , Similar to high school athletes, a higher rate of concussions occurred during competition compared with practice, with an injury rate of 14.59 and 2.57 per 10,000 athletic exposures, respectively. Nearly 1 in every 11 SRCs that occurred were reported to be recurrent concussions. Overall, most concussions were related to player contact; however, other mechanisms, such as contact with the playing surface and equipment such as sticks and balls, have been described.


It is well documented that females are at greater risk of experiencing an SRC compared with males participating in high school and collegiate sports. , In high school athletics, the rate of SRCs has been found to be 56% higher in girls than in boys, and the disparity in SRC incidence between girls and boys has been reported to be twice as high when considering contact sports alone. Some researchers have suggested that structural and physiological differences in cervical spine morphology, strength, and dynamic stability , , account for sex differences in the incidence of SRCs; however, given the evidence that female athletes are more likely than male athletes to report a concussion, , it is unlikely that potential structural and physiological differences solely explain the biological sex gap in SRC incidence.


Pathophysiology


The basic neurobiology of concussion has been described as a neurometabolic cascade of events that does not always result in cell death, but will lead to a functional injury where cells undergo a significant energy crisis. This process, referred to as the bioenergetic crisis , is characterized by a mismatch between energy supply and demand.


Neurons have a relatively high consumption of oxygen and depend almost exclusively on oxidative phosphorylation for energy production. Mechanical deformation of neurons, termed mechanoporation , caused by an acceleration/deceleration force quickly leads to two mechanisms of dysfunction: failure of energy-dependent ion transport pumps and release of large quantities of glutamate. Failure of the energy-dependent ion pumps allows charged ions to move across their electrical and concentration gradients, leading to an efflux of potassium and an influx of calcium and sodium. Excessive concentrations of calcium and sodium within the cell causes degradation of cytoskeletal proteins and cytotoxic edema as water follows positively charged ions into the cell. The ionic flux leads to an energy crisis as a considerable amount of the cell’s energy reserve is spent attempting to restore ionic homeostasis by pumping calcium and water out of the cell. A direct consequence of the excessive calcium influx is release of excessive glutamate, a potent excitatory molecule, into the extracellular space. Glutamate then binds to N -methyl- d -aspartate (NMDA) receptors on neighboring neurons leading to calcium influx and release of more glutamate into the extracellular space. This process, referred to as excitotoxicity , leads to a self-perpetuating, deleterious cycle of hyperexcitability and cellular instability.


Another contribution to the energy crisis is an initial decrease in cerebral blood flow, which creates a mismatch between energy supply and demand (increased glucose metabolism to support increased neural activity) in the initial stages of concussion. Functionally, the cell is then vulnerable to subsequent injury, meaning the cell has less energy reserve or resources to address a subsequent stress, be it a second biomechanical stress (e.g., second impact syndrome) or a functional stress such as an increased cognitive or physical load. This point is important for medical professionals who consider return to play protocols in acute concussion as the impaired metabolic state can extend for weeks to months.


Cytoskeletal and axonal alteration due to axonal stretch can interfere with axonal transport, leading to impaired synaptic transmission and in severe cases result in retraction and degeneration of the synapse. This process, referred to as axonal disconnection , can be a transient event and in some cases may recover, but due to the poor regenerative capacity of the central nervous system, such stretching may lead to permanent axonal damage. ,


Recent studies suggest that inflammatory changes are also triggered by mTBI and cause functional disruption of neural activity. Cytokines, cystokines, and immune-mediated responses may play in important role in neuroinflammation after injury. Immunoassay of plasma cytokines, chemokines, epinephrine, and norepinephrine in individuals following brain trauma has revealed a relationship between systemic inflammation and autonomic nervous system dysregulation with an acute hyperadrenergic state. A preliminary study of rugby players who have sustained concussion injuries indicates that genetic influences may trigger a postinflammatory brain syndrome (PIBS) that is congruent with prolonged symptoms after injury.


It appears there is little to no cell death associated with mTBI; however, the impact of subsequent head injury or potential detrimental structural and physiological degeneration that occurs over time is unclear. In longitudinal studies of mTBI using rodent models, there is evidence of cortical and subcortical atrophy and depletion of dopaminergic neurons in subcortical nuclei ; however, the degree to which the changes occur in humans or how they relate to impaired cognitive, physical, and emotional function following a concussion in humans has not been determined at this time.


Persistent symptoms/prolonged recovery


Injuries that seem mild initially can occasionally cause a constellation of somatic, cognitive, emotional, and behavioral symptoms. In most cases, the majority of individuals will have a complete functional recovery and return to their life activities without the burden of these sequelae. , But a “miserable minority,” approximately 10% to 33% of patients, will experience an incomplete recovery, and their symptoms often persist for months or even years after the initial injury. , Using these numbers, an estimated 200,000 to 600,000 individuals every year in the United States are likely to experience persistent symptoms after a head injury. With few longitudinal studies, there is limited information related to time periods that persistent symptoms may last; however, for concussions in general, the prevalence of persistent symptoms at 1 year following the injury is estimated to be 5%.


As one may expect, differences have been found across age groups for patients who continue to endorse persistent symptoms following a concussion. For SRCs, higher rates of persistent symptoms have been reported following concussion in cohorts of high school athletes compared with collegiate and professional athletes. Using American football as an example, 17% to 30% of high school athletes have persistent symptoms greater than 21 days following injury, , and 10% to 15% of collegiate athletes have symptoms beyond 10 days, while it is uncommon for professional athletes to experience persistent symptoms beyond 7 days.


Although a small number of patients may have symptoms that persist for 1 year, several reports from specialty concussion clinics in rehabilitation have described children and adults who present for treatment with continued symptoms that have persisted for 2 to 5 years following injury, which may represent up to 20% of the patients with mTBI who are referred for care in these specialty clinics.


Several terms have been used to characterize symptoms following a concussion, such as postconcussion syndrome (PCS), persistent postconcussion syndrome, persistent postconcussion symptoms (PPCS), prolonged recovery, protracted recovery, , or slow-to-recover (see Table 23.1 ). Importantly, there is continued controversy related to the time period used to classify individuals into one of these categories and what the underlying cause of the continued symptom complaint may be. Barlow and colleagues and Yeates and colleagues showed individuals who endorse somatic, cognitive, emotional, and/or behavioral symptoms following a biomechanical force to the head recover differently than those who endorse similar symptoms following an injury to the body without sustaining a hit to the head. , Barlow and colleagues conducted one of the largest prospective, population-based studies comparing symptom complaints of children (aged 0 to 18 years) after mTBI (as defined by the American Congress of Rehabilitation Medicine) to children who presented to the ED with an extracranial injury (ECI). Three months after injury, 11% of children were symptomatic in the mTBI group compared with 0.5% in the ECI group. Between group differences were even larger when considering children and adolescents between the ages of 6 and 18, where 13.7% of the mTBI group were symptomatic 3 months following the injury compared with only 1% of the ECI group.


For simplicity, but not to suggest consensus in the literature related to proper classification of such individuals, we will use the term PPCS to refer to adults who continue to be symptomatic 10 to 14 days following injury and children (aged 0 to 18 years) who continue to be symptomatic 28 to 30 days following injury. Risk factors and outcomes associated with PPCS and treatment options for different clinical profiles will be reviewed in later sections.




Examination of the acute concussion


Given that a concussion is broadly defined as a complex pathophysiological process affecting the brain, induced by biomechanical forces, there are challenges for physicians to diagnose a concussion. The primary challenge is the absence of a valid and reliable diagnostic test or battery of diagnostic tests that can be used to diagnose concussion. In addition, signs and symptoms of concussion can mimic other health conditions, and the evolving nature of the clinical presentation can present a challenge to medical professionals as signs and symptoms, such as headache or change in mental status that may not appear immediately or may emerge minutes to hours later either when an individual is at rest or undergoes cognitive or physical exertion. In relation to SRC, time constraints or pressures from coaches and parents can also pose challenges to diagnose the acute concussion.


For these reasons, during sporting events, it is recommended that licensed medical personnel, which may include a sideline physician and at least one athletic trainer, should use the Recognize, Remove, and Evaluate (Reevaluate) framework in the medical management of the acute concussion. , , In short, where concussion is suspected (Recognize), the athlete must be removed (Remove) from participation in the sport to undergo an assessment (Evaluate) by a physician or other licensed medical professional. The sideline evaluation should be composed of multimodal testing that includes, at least, an evaluation of symptom complaint, mental status, cognitive performance, and motor control ( Table 23.3 ). , It is important to note that standard orientation questions (e.g., time, place, person, and situation) are unreliable in sport situations; therefore more comprehensive mental status and cognitive testing is recommended.



TABLE 23.3

Tests and Measures Used for Preinjury Baseline Assessment and Sideline Examination for Acute Concussion







































































Preinjury/Preparticipation Baseline Evaluation
Full Neurological Examination
Clinical History
Past Medical History: previous number of concussions, recovery from previous concussions, prior history of migraine headaches, prior history of mental health problems/mood disorders, attention and learning disorders, sleep disorders and/or disorders
Family History: mood disorders, learning disability, ADHD, migraine headaches
Tests and Measures
Mental status, cranial nerves, reflexes, sensorimotor systems, gait, balance and coordination assessment
Cognitive Tests
Standardized Assessment of Concussion (SAC) ,
Immediate Post-Concussion Assessment and Cognitive Testing (ImPACT)
Axon Sports Computerized Cognitive Assessment Tool (CCAT)
Physical Tests
Reaction time test: “Stick drop” test
Oculomotor assessment: King-Devick test for visual tracking
Balance assessment: Balance Error Scoring System ,
Cervical Spine Joint Position Sense Error
Sideline Examination
Cognitive Tests
SCAT5 or Child SCAT5
Standardized Assessment of Concussion (SAC) ,
Immediate Post-Concussion Assessment and Cognitive Testing (ImPACT)
Axon Sports Computerized Cognitive Assessment Tool (CCAT)
Physical Tests
Reaction time test: “Stick drop” test
Oculomotor assessment: King-Devick test for visual tracking or Vestibular/Ocular Motor Screening
Balance assessment: Balance Error Scoring System ,
Symptom Assessment
Postconcussion Symptom Inventory (PCSI)
Post Concussion Symptom Scale (PCSS)
Rivermead Postconcussive Symptom Questionnaire (RPQ)
Health and Behavior Inventory
Graded Symptom Checklist
Mood/Anxiety Assessment
Center for Epidemiologic Studies Depression Scale (CES-D)

ADHD , Attention-deficit hyperactivity disorder.


Recognize


Parents, coaches, spectators, and most importantly licensed medical professionals must understand that the brain can undergo a neurometabolic crisis without the head coming in contact with an object or the brain coming in contact with the inside of the skull. , , The only requirement for a concussive event is the presence of a large enough acceleration/deceleration force, which can result from a direct blow to the head, or a blow to the body, that subsequently causes a whiplash movement of the head and neck. Importantly, the injury does not require loss of consciousness, loss of memory, or the presence of apparent neurological decline. , Suspected diagnosis of SRC can include one or more of the following clinical domains :




  • Symptoms: somatic (e.g., headache), cognitive (e.g., feeling like in a fog), and/or emotional symptoms (e.g., lability)



  • Physical signs (e.g., loss of consciousness, amnesia, neurological deficit)



  • Balance impairment (e.g., gait unsteadiness)



  • Behavioral changes (e.g., irritability)



  • Cognitive impairment (e.g., slowed attention speed)



Given the circumstances that may provide sufficient force to cause a functional injury, combined with the fact that such signs and symptoms can be observed or reported following physical exertion in a nonconcussed athlete, , , it can be difficult for the medical professional to make the correct choice to Recognize and Remove in every case. It is therefore strongly recommended that the medical professional always error on the side of caution. , Once a concussion is suspected, the athlete should be removed from participation in the sport, and the athlete will not return to participation: (1) within the same day, and (2) until an evaluation by a licensed medical professional (Evaluate) has been completed.


Remove


There is overwhelming agreement across position statements and consensus reports that an athlete who is suspected of sustaining a concussion should not return to participation within the same day. , , In fact, this recommendation is mandated by law in all 50 states in the United States with regard to children and adolescent concussions. Athletes are removed from participation in sports, especially contact sports, to remove the risk of impact during a time when the brain is vulnerable to damage from an initial injury. The time period of this vulnerable state is unclear, as it has been shown to last up to 5 days in rodent models, but it is not known how this time frame translates to human populations. Therefore it is important to note, the medical professional is not withdrawing the athlete from physical activity in general, although there is evidence that vigorous exercise during this vulnerable period of brain recovery can lead to delayed recovery in rodent models of mTBI ; instead, the athlete is removed from participation at the time of suspected concussion to reduce the risk of another mechanical force occurring on an already injured brain during the acute neurometabolic crisis, an event known as the rare but potentially dangerous second impact syndrome. ,


If a concussion is suspected, medical personnel must address first aid issues including an assessment of the “ABCs” (airway, breathing, circulation). If any of these are compromised, or if there is prolonged loss of consciousness, seizure, suspicion, or evidence of cervical spine instability or a rapidly deteriorating level of consciousness, emergency medical services should be activated immediately. ,


Evaluate


In the majority of cases the athlete is able to leave the playing area independently or with assistance from medical personnel and should be escorted to a safe, isolated environment for a sideline evaluation. The objective of the sideline evaluation is to provide a rapid screening for a suspected SRC that may rule out the need for urgent referral to emergency services to address critical medical conditions (e.g., hemorrhage, elevated intracranial pressure, cervical spine instability).


The sideline evaluation should be composed of tests and measures that assess the functional system domains known to be affected by concussion, and at a minimum should include a neurocognitive, motor control, and symptom complaint assessment, , , which could be accomplished by using the Sport Concussion Assessment Tool 5 (SCAT5) or Standardized Assessment of Concussion (SAC), combined with a physical test and a self-report checklist for symptom complaints (see Table 23.3 ). The following section describes the tests and measures that should be used in the sideline evaluation. The National Institute of Neurological Disorders and Stroke (NINDS) has supported the collaboration of basic science researchers, clinician-researchers, and clinicians to develop a recommendation for Common Data Elements (CDE) to be used in the assessment of individuals following SRC during the acute (less than 3 days), subacute (3 days to 3 months), and chronic (greater than or equal to 3 months) phases of recovery following concussion. Recommendations from the NINDS CDE can be obtained at https://www-commondataelements-ninds-nih-gov.easyaccess2.lib.cuhk.edu.hk/SRC.aspx# tab=Data_Standards .


Neurocognitive assessment


The SCAT5 was designed to provide an organized framework for performing a neurological sports concussion assessment , and currently represents the most well-established and rigorously developed instrument available for sideline assessment. The SCAT5 is the most recent version of a comprehensive concussion assessment agreed upon by international consensus. There is a brief version created for a sideline assessment, which takes 15 to 20 minutes to complete, and a more complete “off-field” evaluation designed to be completed in the clinic as a follow-up (Reevaluate) after the time of injury. The SCAT5 is most useful in differentiating concussed from nonconcussed athletes immediately after injury, as its utility appears to decrease significantly 3 to 5 days after injury. The SCAT5 is designed for athletes 13 years and older, and the Child SCAT5 should be used for children 12 years and younger. Each test may be freely copied and distributed to individuals, teams, groups, and organizations to use; however, it is important to emphasize that the tools should be used and results should be interpreted by licensed medical professionals. Each tool can be found at the British Journal of Sports Medicine website: SCAT5: http://dx.doi.org.easyaccess2.lib.cuhk.edu.hk/10.1136/bjsports-2017-097506SCAT5, Child SCAT5 : http://dx.doi.org.easyaccess2.lib.cuhk.edu.hk/10.1136/bjsports-2017-097492childscat5 .


The Standardized Assessment of Concussion (SAC) is an instrument designed for rapid assessment (5 minutes) immediately following a suspected concussion consisting of four neurocognitive domains: orientation, immediate memory, concentration, and delayed recall. The total score ranges from 0 to 30, with lower scores indicating more severe cognitive impairment. The assessment has poor test-retest reliability with an intraclass correlation coefficient (ICC) value of 0.39 with 95% confidence intervals of 0.36 to 0.42. Similar to the SCAT5, the diagnostic utility of the SAC diminishes over time, as the ability to distinguish concussed from nonconcussed athletes decreases after 2 days.


The Immediate Post-Concussion Assessment Tool (ImPACT) is a 25-minute test that assesses different neurocognitive domains such as attention span, working memory, sustained and selective attention time, visual processing speed, nonverbal problem solving, and reaction time. , The components of the ImPACT have fair-to-good test-retest reliability, ranging from ICC values of 0.47 for ImPACT reaction time to 0.72 for ImPACT visual motor speed. The sensitivity (Sn) of the ImPACT has been found to be 81.9% and the specificity (Sp) to be 89.4% to rule in or rule out a concussion, respectively. This product must be purchased, and the cost differs depending on the organization purchasing the rights to perform the test.


Oculomotor assessment


The King-Devick concussion screening test.


The King-Devick test requires patients to rapidly read single-digit numbers from a series of three cards, with cards uniquely arranged and spaced for progressively more challenging reading tasks with each successive card. Patients can be asked to read each card in right-left or up-down direction as fast as possible without making an error, as a means to evaluate saccadic eye movements. The time to complete each card is measured and the number of errors are calculated. The best time (fastest) of two trials without errors is used as the timed value for the test. Worsening of time and/or errors identified during testing have been associated with concussive injury. , , The King-Devick test has been found to have excellent test-retest reliability with ICC values of 0.96 and 0.97. The King-Devick test can be administered in less than 2 minutes.


Vestibular/ocular motor screening


The vestibular/ocular motor screening (VOMS) assessment was created in part due to the absence of a brief, comprehensive clinical bedside assessment that could be used to evaluate vestibulo-ocular and ocular motor eye movements, as common tests completed at the time of injury such as the King-Devick, SCAT5, or Balance Error Scoring System (BESS) do not include comprehensive assessments of the vestibulo-ocular and ocular motor systems. The VOMS tool measures symptom provocation after each assessment of smooth pursuit, horizontal and vertical saccades, near point convergence (NPC), horizontal and vertical vestibulo-ocular reflex (VOR), and visual motion sensitivity. Near point of convergence (NPC) testing is assessed based on the average measurement of three trials of NPC distance. Before the assessment, patients are instructed to rate symptoms of headache, dizziness, nausea, and fogginess on a scale ranging from 0, meaning no symptoms at present , to 10, meaning severe symptoms at present . After each assessment, patients are asked to reevaluate their symptoms, paying specific attention to how their symptoms may have changed ( Table 23.4 ). The VOMS tool has demonstrated strong internal consistency and significant correlation with the Post Concussion Symptom Scale (PCSS). The VOMS can potentially differentiate children who sustain an SRC within 14 days as they were found to score significantly higher on all VOMS items, compared with healthy controls. , Specifically, an NPC distance of greater than or equal to 5 cm increases the probability of a concussion by at least 34% (positive likelihood ratio [LR+] = 5.8).



TABLE 23.4

Tool Used to Monitor Symptom Complaint During the Vestibular/Ocular Motor Screening Assessment

Adapted from Mucha A, Collins MW, Elbin RJ, et al. A brief Vestibular/Ocular Motor Screening (VOMS) assessment to evaluate concussions: preliminary findings. Am J Sports Med . 2014;42(10):2479–2486.



























































Vestibular/Ocular Motor Test: Headache
0–10
Dizziness
0–10
Nausea
0–10
Fogginess
0–10
Other
Smooth pursuits
Saccades—horizontal
Saccades—vertical
Convergence Near point distance in cm:
Measure 1: _____
Measure 2: _____
Measure 3: _____
VOR—horizontal
VOR—vertical
Visual motion sensitivity

VOR , Vestibulo-ocular reflex.


Elbin and colleagues evaluated prospective changes in the VOMS at three time points (baseline, 1 to 7 days, and 8 to 14 days following SRC) in 83 high school athletes aged 14 to 18 years and found the total and change from baseline scores revealed significant impairment at 1 to 7 days with return to baseline levels by 8 to 14 days. The authors concluded that the interpretation of the VOMS cutoff values should be compared with baseline values (e.g., preparticipation scores), as there is a higher probability of a false-positive if the total score is assessed in isolation. In fact, up to 35% of high school athletes and 11% of collegiate athletes report total symptom scores above the clinical cutoffs on the VOMS at preparticipation assessments.


Balance assessment


Balance Error Scoring System.


The Balance Error Scoring System (BESS) is a clinical balance assessment of postural stability, which is a component of the SCAT5 and can be completed within 5 minutes. , , The BESS was designed to evaluate steady-state balance for clinicians without instrumented laboratory equipment. The BESS has been validated in children, adolescents, and adults with concussion, and has compared favorably to laboratory-based posturography tools such as the sensory organization test (SOT). The BESS consists of three stances: double-leg stance (hands on hips and feet together), single-leg stance (standing on the nondominant leg with hands on hips), and a tandem stance (nondominant foot behind the dominant foot) in a heel-to-toe fashion. The six testing conditions are shown in Fig. 23.1 . The stances are performed on a firm surface and on a foam surface with the eyes closed, with errors counted during each 20-second trial. An error is defined as any one of the following: opening eyes, lifting hands off hips, stepping, stumbling or falling out of position, lifting forefoot or heel, abducting the hip by more than 30 degrees, or failing to return to the test position in more than 5 seconds. Multiple errors that are committed simultaneously are counted as a single error. The maximum number of errors in each trial is 10, and the maximum number of errors in total is 60.




Fig. 23.1


Six Conditions of the Balance Error Scoring System to Assess Balance Performance in Acute Concussion.

Stances used in Balance Error Scoring System: (A) double-leg stance; (B) single-leg stance (standing on the nondominant limb); (C) tandem stance; (D) double-leg stance with foam; (E) single leg on foam; and (F) tandem stance on foam.

(Adapted from Bell, 2011. )


The BESS has high sensitivity (94%), when combined with a brief neurocognitive examination and symptom report, to detect individuals with concussion. However, the sensitivity of the BESS declines rapidly in the days postinjury. , Test-retest reliability has been found to be moderate in children aged 9 to 18 years and young adults, with large ranges of intrarater (ICC values of 0.60 to 0.92) and interrater (ICC values of 0.57 to 0.85) reliability depending on the age and mechanism of injury. Scores can be compared with normative data for community-dwelling adults, which may not be appropriate for comparison of performance in the child and adolescent populations. For this reason, Alsalaheen and colleagues described percentile scores for the 6 testing conditions of the BESS in 91 high school students (mean age 15.6 years), which can be used to gauge age-normed performance on each of the conditions for the test. Findings from Alsalaheen and colleagues were consistent with previous studies showing the average number of errors accumulated in high school and collegiate athletes without history of concussion ranges from 12 to 13 errors. Therefore there is evidence to support the use of the BESS test, in combination with cognitive and symptom scales, as a diagnostic measure early following concussion or as a screening tool to compare a patient’s performance to age-match norms for adolescents and adults. However, psychometric properties of the test do not support its use as an outcome measure, as it is not responsive to change in performance over time, nor has it been validated for use in the subacute and chronic stages of recovery following concussion.


Symptom complaint


Postconcussion Symptom Inventory.


The Postconcussion Symptom Inventory (PCSI) is a standardized self-report questionnaire that allows an individual to provide an overall rating of symptoms following concussion. The scale covers six domains: affective, amnesia, cognitive, fatigue, physical, and sleep. The PCSI was modified from the original Postconcussion Scale for appropriate use in children. The PCSI has three forms for children of different ages; the PCSI-SR5 ( https://www.commondataelements.ninds.nih. gov/ReportViewer.aspx?/nindscdereports/rptNOC&rs:Command= Render&rc:Parameters=false&crfID=F2351 ) for ages 5 to 7 years; the PCSI-SR8 ( https://www-commondataelements-ninds-nih-gov.easyaccess2.lib.cuhk.edu.hk/ReportViewer.aspx?/nindscdereports/rptNOC&rs:Command=Render &rc:Parameters=false&crfID=F2355 ) for ages 8 to 12 years; and the PCSI-SR13 ( https://www-commondataelements-ninds-nih-gov.easyaccess2.lib.cuhk.edu.hk/ReportViewer.aspx?/nindscdereports/rptNOC&rs:Command=Render&rc:Parameters=false&crfID=F2354 ) for children aged 13 to 18 years. The tool has been found to have fair-to-good to excellent reliability with ICC values of 0.65 to 0.89 over a 2-week testing period for the four patient-centered questionnaires. A questionnaire has also been developed for parents to report observations of symptom complaints in their children aged 5 to 18 years (PCSI-P; https://www-commondataelements-ninds-nih-gov.easyaccess2.lib.cuhk.edu.hk/ReportViewer.aspx?/nindscdereports/rptNOC&rs:Command=Render&rc:Parameters= false&crfID=F1978 ). Interestingly, for individuals following concussion, parent-child concordance was low to moderate for individual symptom but moderate to strong for the subscales and the total score of the PCSI. Test-retest reliability of the parent administered test has not been reported, and no information related to the responsiveness to change in the measure has been established.


Post concussion symptom scale.


The PCSS is a portion of the SCAT5 that allows the patient to identify symptoms they are experiencing and attempts to quantify the severity of each symptom ( Fig. 23.2 ). The PCSS requires the patient to rate the severity of 22 different symptoms of concussion on a 0 to 6 scale, with higher scores indicating greater severity of symptoms. Patients can be assigned a symptom severity score from 0 to 132.




Fig. 23.2


(A) Postconcussion symptom scale within SCAT5. (B) Postconcussion symptom score checklist recommended for children, kindergarten to sixth grade.

(A, Modified from McCrory P, Meeuwisse WH, Aubry M, et al. Consensus statement on concussion in sport: the 5th International Conference on Concussion in Sport held in Belin, October 2016. Br J Sports Med . 2017;51:838–847. B, Modified from McCrory P, Meeuwisse WH, Aubry M, et al. Consensus statement on concussion in sport: the 4th International Conference on Concussion in Sport held in Zurich, November 2012. Br J Sports Med . 2013;47[5]:250–258.)




In the subacute and chronic stages of recovery, the scale has been validated for individuals with PPCS, though there are no cutoff values reported to rule in/out the condition. Instead, there are established norms for males and females, which the rehabilitation specialist could use to quantify symptom severity. The scale can also be used as an outcome measure to monitor within subject changes in the number and intensity of symptom complaints over time. The PCSS was found to have a standard error of measurement (SEM) value of 5.3 points for high school and collegiate males and females who have sustained a concussion.


Rivermead Post-Concussion Symptoms Questionnaire.


The Rivermead Post-Concussion Symptoms Questionnaire (RPQ) is a 16-item self-report questionnaire in which patients rate the severity of cognitive, emotional, and physical symptoms in comparison with how the patient perceived they were functioning prior to their injury. Items in the RPQ can be divided into two subcategories: the RPQ-3 and the RPQ-13. The RPQ-3 is associated with common sequela of postconcussive symptoms (e.g., headaches, dizziness, nausea and/or vomiting) that often occur early following the injury (score range 0 to 12). The RPQ-13 is associated with having a greater impact on individuals’ participation, psychosocial functioning, and lifestyle (score range 0 to 52). For both subcategories, a higher score indicates a more impaired condition. The RPQ has been shown to be a valid measure of outcome, particularly after a mild to moderate head injury.


Health and Behavior Inventory.


The Health and Behavior Inventory (HBI) is a 50-item self-report questionnaire, which requires parents and children to rate the frequency of somatic, cognitive, emotional, and behavioral symptoms over the past week on a four-point scale, ranging from “never” to “often.” Significant parent-child agreement at the item level and on composite symptom dimensions have been reported, revealing two underlying dimensions of the HBI—cognitive and somatic symptoms. ,


Graded Symptom Checklist.


The Graded Symptom Checklist (GSC) is a 17-item self-rated survey of postconcussive symptoms, where patients score each item on a Likert scale of 0, indicating no symptoms to 6 indicating severe symptoms. The total score ranges from 0 to 102, with lower scores reflecting a lower symptom burden. The tool is estimated to take 2 to 3 minutes to complete.


The sideline evaluation does not need to resemble the full, comprehensive neurological evaluation performed in the clinic by a physician with experience in the examination of individuals with brain injury (Reevaluate) or the complete evaluation used as the preparticipation baseline assessment (both of which may use neuropsychological testing). Although there is debate for the need of the preparticipation assessment across all youth, high school, and collegiate sports, it is recommended that all athletes participating in contact or collision sports undergo a baseline assessment. , , It is true that the degree of cognitive, physical, emotional, and/or behavioral change that may occur in the athlete following a concussion can be assessed more accurately when compared with information obtained from a preparticipation assessment, the results of the sideline assessment can be interpreted without a preinjury baseline assessment. Further consideration should be taken when comparing postinjury findings to preinjury baseline assessments as a recent analysis of the test-retest reliability for many tests and measures used in the baseline assessment have poor to fair test-retest reliability with a 1- and 2-year test interval.


Reevaluate


It is beyond the scope of this chapter to describe the clinical interview and physical examination performed by a physician for a patient presenting with symptoms following a concussion. For a full discussion, the reader is directed to the following reviews: Matuszak and colleagues ; Ellis and colleagues ; McKeag and colleagues ; Kutcher and Giza.


There is a strong recommendation that the reevaluation include neuropsychological testing (pencil and paper or computerized), which may be administered without a licensed Neuropsychologist or Speech-Language Pathologist (SLP), but requires the knowledge base and skill set of a Neuropsychologist or SLP to interpret the results of the neuropsychological tests. For the majority of patients, a neurological screening examination will reveal no abnormalities , ; however, any focal neurological deficits or severe neck pain presenting with malalignment or radicular symptoms should indicate imaging of the appropriate body area. , The objective of the follow-up clinical evaluation, performed by a neurologist or sports medicine physician who is experienced in the examination and treatment of athletes following a concussion, is to determine the diagnosis of concussion, inform medical management, and to determine recommendations for return to play/sport and return to school/learn.


Determination of diagnosis of concussion


As mentioned previously, no single test or battery of tests has the absolute sensitivity and specificity to diagnose a concussion; therefore concussion is a clinical diagnosis and requires the judgment of a physician. For this reason, a classification system has been proposed, which is based on the level of certainty for diagnosis of concussion being possible, probable, or definite. The physician should consider if the mechanism of injury and the signs and symptoms follow a reasonable pattern and time course of concussion. The natural course of concussion being early symptom provocation within the first 1 to 2 days of injury improves gradually over time, given that no introduction to exacerbating activities occurs in that time. , Therefore an athlete who was unresponsive for ten seconds following a head-to-head collision in a soccer match who presents 36 hours later with headache, dizziness, and difficulty concentrating while reading would have a reasonable mechanism of injury (witnessed head-to-head collision) combined with a decline in mental status (loss of consciousness) to meet the criteria for a diagnosis of definite concussion. However, in the case of the athlete with a prior medical history of migraine who presents to the physician with complaints of headache, dizziness, and nausea exacerbated by physical exertion, which began 2 weeks following a cross-country event where the athlete states she “may have hit her head,” concussion is not the most likely cause of the clinical presentation given the absence of a reasonable mechanism of injury, the extensive delay in symptom provocation, and the symptoms that mimic a known comorbidity of migraine. The female cross-country athlete would likely be diagnosed with possible concussion, and the medical management of whether to treat as though this female athlete has a concussion would be the physician’s discretion.


Medical management


Some postconcussion injury symptoms may be addressed in the early stages with pharmacological therapies. Following concussion, pharmacological agents can be prescribed to treat headache, sleep disturbances, nausea, mood disorders, and cognitive deficits (e.g., attentional deficits), as they are indicated for nonconcussed patients. Table 23.5 provides examples of commonly prescribed medications and side effects to manage postconcussion symptoms. It is important to note there is limited evidence demonstrating efficacy of such medications to address symptoms following concussion, and to date, there is still no FDA-approved pharmacological treatment for SRC. , Expert opinion suggests that medications should be tapered and then limited 2 to 10 days following the concussion, and then stopped by 2 weeks postinjury. In the case of PPCS, pharmacological interventions should be combined with active rehabilitation programs and lifestyle management for optimal treatment.



TABLE 23.5

Commonly Prescribed Medications for Postconcussion Symptoms




































































Medication Classification Side Effects
Migraine Headache
Aspirin NSAID Gastritis, gastrointestinal bleeding, peptic ulcer disease, rebound headache
Acetaminophen Analgesic Gastritis, gastrointestinal bleeding, peptic ulcer disease, rebound headache
Triptans Serotonin 1B/1D-receptor agonists Dizziness, fatigue, headache, numbness or tingling
Sleep Disturbances
Trazodone SSRI Headache, nausea, vomiting, diarrhea, constipation
Melatonin Hormone Drowsiness, headache, nausea, depression
Amitriptyline TCAs Nausea, vomiting, drowsiness, weakness, headache
Mood Disorders (Depression)
Sertraline (Zoloft) SSRI Nausea, diarrhea, constipation, vomiting, sleep disturbances, dizziness, fatigue, headache
Citalopram (Celexa) SSRI Nausea, diarrhea, constipation, vomiting, stomach pain, heartburn, decreased appetite, weight loss
Escitalopram (Lexapro) SSRI Nausea, diarrhea, constipation, change in sex drive, drowsiness, increased sweating, dizziness
Fluoxetine (Prozac) SSRI Nervousness, anxiety, sleep disturbances, nausea, diarrhea, weakness, loss of appetite, weight loss
Cognitive Deficits
Amantadine Neurostimulant Diarrhea, constipation, nausea, orthostatic hypotension, increased irritability
Methylphenidate (Ritalin) Neurostimulant Elevated heart rate and blood pressure
Donepezil Acetylcholinesterase inhibitor Nausea, vomiting, diarrhea, loss of appetite, weight loss, urinary issues

NSAID , Nonsteroidal antiinflammatory drug; SSRI , selective serotonin reuptake inhibitor; TCA , tricyclic antidepressant.


The final outcome of the reevaluation by a physician is to determine return to play/sport and return to school/learn recommendations. Given the absence of a direct method for measuring the pathophysiology of the injury to determine when the neurometabolic cascade has recovered (i.e., physiological recovery), once the patient is asymptomatic, he/she should engage in routine activity and begin the process of graduated exertion. For information related to rest and activity guidelines following concussion, see “Recommendations for Return to Play and Return to School/Learn.” A critical point related to return to play that licensed medical providers must consider is that student-athletes must be asymptomatic prior to beginning a graduated return to activity, and should not be taking any pharmacological agents that may mask or modify symptom provocation when the decision to return to full participation is determined.


Risk reduction/prevention of sports-related concussion


Perhaps no other topic related to concussion has engrossed the general public more than how to reduce the risk for SRC, especially in children. Many organizations have disseminated information to school personnel, parents, coaches, athletes, and clinicians related to prevention of SRC. The most well-known program is the CDC’s “Head Up to Schools: Know Your Concussion ABC’s.” As a result of the high incidence of concussion and the limited knowledge of the long-term consequences associated with concussion (e.g., chronic traumatic encephalopathy [CTE], dementia, mental health disorders), there has been misinformation related to what types of actions and/or policies are effective in reducing the risk of concussion. Table 23.6 provides a list of factors and characteristics associated with concussion risk.



TABLE 23.6

Factors and Characteristics Associated With Concussion Risk































Variables Associated With Risk for Concussion



  • Prior history of concussion




  • Female sex ,




  • Body checking in ice hockey ,




  • Type of sport




    • Male




      • American football



      • Rugby




    • Female




      • Soccer






  • Use of protective headgear/helmet (decreased risk)




    • Skiing/snowboarding



    • Rugby


Variables Associated With Risk for Slow Recovery/Persistent Postconcussion Symptoms



  • a Prior history of concussion , ,




  • a Preinjury mental health problems (prior personal or family psychiatric history), particularly depression ,




  • a Initial symptom severity ,




  • a Younger age: adolescent , , ,




  • Female sex ,




  • Prior history of migraine headaches , or development of migraine headaches , ,




  • Prior history of multiple concussions


a Indicates independent significant association with poor outcome, slow recovery, and/or persistent postconcussion symptoms.



It is well documented that a history of prior concussions is a strong risk factor for subsequent concussion. Guskiewicz and colleagues found a dose-response relationship between the number of prior concussions and the likelihood of sustaining a future concussion, where collegiate football players with a history of three or more previous concussions were three times more likely to sustain a concussive injury than those without a history of concussion. It is difficult to determine if these individuals have a decreased threshold/increased vulnerability due to never achieving a full physiological recovery, or if the phenomenon could be explained by “history repeating itself,” as these individuals continue to put themselves in high-risk situations that increase the likelihood of sustaining a sufficient blow to the body/head. Still, this explains the importance of obtaining information related to the number of previous concussions in a medical evaluation (preparticipation baseline assessment or reevaluation), as the athlete can be identified as high-risk for concussion, which should impact future decisions made by the medical team. Identification of high-risk athletes can also be an opportunity for education to the athlete related to SRC prevention. The strongest and most consistent evidence leading to decreased incidence of SRC has been the adoption of policy to eliminate body checking in ice hockey for youth under the age of 13. Other strategies used with the objective to reduce risk for SRC, such as helmets in American football and soccer or use of mouthguards, have not provided clear results in decreasing the risk for SRC. Perhaps most surprising is the evidence that policy changes for fair play rules in youth ice hockey, tackle training without helmets and shoulder pads in youth American football, and tackle technique training in professional rugby do not lead to a reduction in SRC risk. There is also insufficient evidence to determine whether age or level of competition (e.g., youth, collegiate, amateur, professional) increases the risk of SRC ; however, the argument could be made for continued attention toward reducing risk of SRC in children due to the potential added vulnerability of the developing brain at this age.


Potential long-term effects associated with sports-related concussion


There is evidence that some former athletes in contact and collision sports experience depression and cognitive deficits later in life. In addition to impaired clinical findings, there is evidence from advanced neuroimaging and electrophysiological studies of changes in brain function, activation patterns, and white matter fiber tracts in athletes with PPCS months and years following injury. Perhaps more concerning, such structural and physiological changes have been identified even when the athlete has achieved clinical recovery (e.g., asymptomatic at rest and with cognitive and physical exertion) and returned to play. For example, Gosselin and colleagues found a reduction in amplitude and increased latency in auditory evoked potentials in 20 symptomatic and asymptomatic athletes compared with 10 control athletes. Interestingly, the asymptomatic athletes had a similar electrophysiological profile to that of the symptomatic athletes, suggesting continued physiological impairment in athletes who were determined to be clinically recovered. At this time, it is unclear how to interpret these findings as abnormal brain activation patterns and white matter tract findings are not specific to concussion injury, and, due to a lack of methodologically sound, longitudinal investigations, the impact of structural and functional changes in neuroimaging studies on an individual’s function across his or her life-span is unknown.


Due to the current level of discourse related to the association between neurodegenerative disease (e.g., Alzheimer disease and CTE) and concussion, it is worth discussing the state of evidence for the causal relationship between these two conditions. The most extensive review related to long-term effects of SRC was completed by Manley and colleagues, who reviewed 47 studies that investigated neuroimaging, clinical, and neuropathology outcomes in athletes who sustained a concussion. The authors concluded there is emerging evidence that some retired athletes have mild cognitive impairment, neuroimaging abnormalities, and differences in brain metabolism disproportionate to their age, and there is an association between cognitive and psychological deficits and a history of multiple concussions in former athletes. However, the authors emphasize that the majority of former athletes report functioning at a similar level to the general public and are not at increased risk for death by suicide. Further, former high school American football players do not appear to be at increased risk for neurodegenerative diseases later in life. Finally, in terms of the link between CTE and repeated neurotrauma, there is consensus that a cause-and-effect relationship has not been established between neurodegenerative disorders and SRCs or exposure to contact sports; thus the implication that repeated concussion causes CTE remains undetermined. ,


Retirement from sports


For a select number of athletes, it may be important for medical professionals to discuss retirement from continued participation in sports-related activities, especially those with increased risk of concussion in contact or collision sports. At the foundation of this decision is consideration of the potential risks of prolonged or permanent neurological effects weighed against the positive aspects of continued participation in the sport, which may include the athlete’s personal athletic goals (e.g., future aspirations of participation at a professional level), financial incentives (e.g., scholarship or athletics as a career), and/or the individual’s identity as an athlete. Unfortunately, the decision for retirement depends on many factors, for which there is limited supportive evidence to be used for guidance as there is uncertainty related to the long-term effects of repeated concussion.


Kutcher and Giza provide three scenarios that medical professionals should consider in the decision to recommend retirement from contact sports: (1) evidence of a clear lowering of a threshold for injury, meaning that over time, less force is required for an athlete to acquire postconcussion symptoms; (2) cases where the clinical syndrome is more severe than the average presentation and may last for several weeks, which outweighs the benefits of playing the sport; and (3) cases where an athlete demonstrates objective signs of declining or persistently impaired brain function (e.g., neuropsychological testing and/or diminished academic/work performance) without a plausible explanation other than exposure to impact forces (e.g., depression, migraine headache). In addition to the considerations provided by Kutcher and Giza, medical professionals may use the Columbia SRC Retirement Algorithm proposed by Davis-Hayes and colleagues to determine when a discussion related to retirement from sport may be indicated versus circumstances where a recommendation for retirement from sport should be provided to an athlete. For example, medical professionals should provide a recommendation for retirement where there is evidence of structural abnormality on routine neuroimaging (e.g., frontotemporal contusions or gliosis). Conversely, in cases where the cumulative effects of repeated concussions lead to relative contraindications for continued exposure, retirement from sports or recommendations for a replacement activity with reduced risk for contact or collisions may be warranted. Symptoms or neurological signs persisting greater than 3 months, persistent cognitive impairment, diminished academic performance or social engagement, and evidence of a decreased threshold to trigger postconcussion symptoms may be useful criteria to suggest altered activities to prevent further injury.




Considerations for rest and return to play/learn following SRC


The rationale for rest draws from findings that functional injury and physiological dysfunction due to a neurometabolic crisis may worsen in the presence of increased physical and cognitive load, suggesting the existence of a vulnerable period where the brain may be susceptible to further dysfunction or injury. , , This has been shown in mice that exhibited impaired cognitive function when subjected to a second concussive brain injury within 3 or 5 days of the initial injury, but those subjected to a second injury at a later time (day 7 postinjury) showed normal cognitive function. Similarly, Griesbach and colleagues found rats with an mTBI exposed to exercise within the first week of injury had impaired cognitive performance (learning acquisition and memory) compared with rats with delayed exposure to exercise 14 to 20 days after injury. Likewise in humans, Majerske and colleagues reported that strenuous physical and cognitive exertion in acute concussion leads to poorer neurocognitive outcomes in adolescent athletes following an SRC. Such findings suggest that rest following concussion may be necessary to (1) reduce the potential for a repeat concussion (e.g., second impact syndrome) while the brain may still be vulnerable from the initial concussion , and (2) facilitate recovery by preventing excessive physiological demands (e.g., physical exertion) that may hinder restoration of normal neurotransmission and neurometabolic function. ,


Although rest has been considered a cornerstone of best practice , , , and is widely prescribed in the care of individuals who have sustained a concussion, it has not been well defined. The term “rest” is quite broad when one considers the range of tasks children and adults engage in during daily activities. When a physician or medical professional provides instructions for rest, does she mean complete withdrawal from all recreational, social, academic, and work-related activities? Only some of those activities? Or is it the intensity of the activities that matters most? Perhaps not surprisingly, there are variations in what might qualify as rest. Thomas and colleagues recommended 5 days of what the authors defined as “strict rest,” which consisted of rest at home (specifically, no school, work, or physical activity) for which participants were provided excuses for missed days of school and work. Buckley and colleagues provided a more detailed list of what constituted physical and cognitive rest. For 40 consecutive hours, student-athletes were instructed not to attend any classes, team meetings, or study hall, and not to perform any academic work. Participants were provided medical documentation for class absence, and coaches were informed of the restrictions for team activities. Further, to decrease cognitive load, participants were to refrain from excessive television, computer, or other electronics usage, and to limit text messaging, although no operational definitions of what constituted excessive or how much time to limit activities were provided. Finally, to encourage physical rest, student-athletes were withheld from all athletic activities, personal exercise, and instructed to rest in a quiet environment throughout the day. Moser and colleagues provided parents and adolescent athletes with a more exhaustive list of cognitive and physical activities to avoid, which included attending school, taking tests or notes, doing homework, performing general household chores, driving, taking trips outside of the home, visually watching TV, playing video games, using a computer or phone, reading, playing a musical instrument, engaging in aerobic exercise, or lifting weights. Participants were advised to avoid activities that might produce a sweat or exacerbate symptoms but were encouraged to engage in light exertion activities such as listening to an audiobook, relaxing music, or low-volume TV, folding laundry, setting the table, taking a slow walk outside, sleeping, and visiting with family members in the home. The examples of these three studies , , show the variability in protocols for rest. Perhaps not surprisingly, there were mixed results in terms of persistent burden of symptoms, return to play/school, and performance on standardized physical and cognitive tests found across these three studies. Moser and colleagues reported benefits following 1 week of restricted activity, whereas Thomas and colleagues and Buckley and colleagues found worse outcomes associated with rest. ,


There is also variation related to the optimal amount of time an individual should rest following a concussion. There is agreement across international consensus, practice guidelines, and position statements , , , that an athlete should rest until asymptomatic. Using this recommendation, some medical professionals instruct athletes to spend several days in a darkened room (a type of rest referred to as “cocoon therapy”) or recommend prolonged rest where physical and cognitive activities are discouraged for weeks, months, or even longer, especially in children. Although it may be advantageous in a minority of cases to recommend an extended period of rest in children, , there is convincing evidence emerging in the literature that shows rest, especially strict rest (e.g., withdrawal from all activities), and prolonged withdrawal from physical and cognitive activity during recovery of the acute concussion are associated with increased symptom burden , and delayed recovery. , The detrimental effects of prolonged rest and activity withdrawal are thought to occur, in part, because of anxiety formed by a patient’s expectations of a lengthy recovery, physical deconditioning that can mimic postconcussive symptoms such as sleep disturbances and fatigue, and psychological complications arising from an inability to cope with reduced participation in life activities. , To this last point, one must consider the importance of self-identity, autonomy, and social engagement through recreational, sport, school, and work-related activities in adolescents. Current concussion management involves withdrawal from these activities, and an unintended consequence may be that missing social interactions and falling behind academically may contribute to an exacerbation of physical and emotional symptoms in some individuals. , This may help explain why it seems that adolescents are at greatest risk for experiencing PPCS, leading to a protracted recovery. Therefore medical professionals must be observant of this phenomenon for all individuals, but especially for adolescents, who may require additional encouragement of the likely positive outcome following concussion and potentially a referral for psychological or counselling services.


What is the evidence for physical and cognitive activity in acute concussion?


Conversely, there is evidence that rather than strict rest, engaging in moderate levels of physical and cognitive activity can be beneficial for decreasing the burden of postconcussion symptoms, promoting earlier return to baseline performance on standardized neuropsychological and physical assessments, earlier return to play/sport, and earlier return to school/work. Majerske and colleagues performed a retrospective chart review and found that individuals who engaged in moderate levels of exertion (slow jogging and sports practice) demonstrated better outcomes on neuropsychological testing compared with individuals with the least (no school or exercise) or greatest (full school and competition participation) level of activity. Lawrence and colleagues reviewed charts of adolescents (aged 15 to 20 years) who engaged in either self-initiated or physician-prescribed physical activity within 14 days of an SRC. Although each athlete was symptomatic at the time of initiating aerobic exercise, the authors reported a shorter time to initiation of aerobic exercise (e.g., earlier physical activity) was associated with faster full return to sport and school/work-related activities. Grool and colleagues conducted a large prospective study investigating the association between participation in physical activity within 7 days and PPCS in children aged 5 to 18 years. Participants who met the criteria for concussion as defined by the CISG completed surveys (via internet or phone) related to current level of physical activity and symptom complaint (using the PCSI). Among 2413 participants, 69.5% participated in some form of physical activity within 7 days following concussion, primarily with light aerobic exercise, which was associated with lower risk of symptom complaint at 28 days compared with no physical activity. The proportion of participants with PPCS at 28 days was 28.7% compared with 40.1% for those engaging in early physical activity versus no activity, respectively. Therefore it appears that moderate physical and mental activity during the acute phase of recovery may be beneficial.


What criteria should be used to determine recovery?


Similar to diagnostic testing, at this time there is no single test or biomarker that can be used to determine prognosis for recovery following concussion. , Here, it is important to distinguish two types of recovery: clinical recovery and physiological recovery. Clinical recovery is the proxy that medical professionals (typically a neurologist, sports medicine physician, or rehabilitation medicine physician) use to determine an individual is able to perform all previous life activities without presence or exacerbation of baseline symptoms. The operational definition of clinical recovery provided by the CISG encompasses a resolution of postconcussion-related symptoms and a return to clinically normal balance and cognitive functioning, which results in a return to normal activities, including school, work, and sport. However, using clinical recovery as the benchmark for return to activities, it is unclear to what extent there is continued physiological dysfunction (e.g., impaired metabolic activity, abnormal synaptic and neurotransmission, impaired cerebral blood flow, inflammation), as neurobiological recovery might extend beyond clinical recovery in some individuals. Results from neuroimaging studies , suggest that physiological recovery time may outlast the time to clinical recovery. However, many of the neuroimaging techniques used to identify such dysfunction are not available in most medical clinics and are not used as a standard of care for individuals following concussion. Further, abnormalities found on neuroimaging studies are not specific to injury following concussion. Still, advanced neuroimaging and fluid biomarkers continue to be investigated for use in identifying physiological recovery.


At this time, fluid biomarkers to identify concussion injury are in development and are critical to the ability to diagnose and determine prognosis for recovery. On February 14, 2018, the FDA released approval for TBI Endpoints Development (TED) and TRACK TBI to study ubiquitin carboxyl-terminal hydrolase L1 (UCH-L1) and glial fibrillary acidic protein (GFAP), which are proteins released from the brain into the blood after brain injury. A multicenter prospective study of 1947 adult blood samples showed that the Banyan Brain Trauma Indicator, a blood test that measures the presence of UCH-LI and GFAP, was able to predict intracranial lesions that would not appear on standard imaging (e.g., computed tomography). Many other neuroimaging techniques and biomarkers for impaired neuroplasticity, inflammatory processes, and autoimmune antibodies are being investigated to better understand factors associated with comorbidities and prolonged recovery. For a discussion on neuroimaging and fluid biomarker research in concussion, the reader is referred to the following reviews: Makdissi and colleagues, Kevin and colleagues, Dambinova and colleagues, and Schmidt and colleagues.


The physician must rely on behavioral measures as a proxy for recovery; therefore at this time, recovery is synonymous with clinical recovery because the full physiological recovery process remains unclear. For this reason, clinical recovery constitutes waiting until the patient is asymptomatic and has returned to baseline on cognitive and physically based performance measures, , , before initiating a graduated return-to-play (RTP) strategy.


Recommendations for return to play and return to school/learn


Statements generated from international consensus, position statements, practice guidelines, and reviews related to RTP (also referred to as return to sport and return to activity) can be found in Box 23.1 .



BOX 23.1

Recommendations From International Consensus, Position Statements, and Practice Guideline for Return to Play and Return to School/Learn


Considerations for return to play and return to school/learn


Return to play





  • Management of concussions include no same-day RTP a and prescribed physical and cognitive rest until asymptomatic. , , , ,



  • Although most individuals follow a rapid course of recovery over several days to week following injury, concussions may involve varying lengths of recovery. , , ,



  • In the presence of continued symptom complaint following concussion, verbal or written education should be provided for reassurance that a good recovery is expected. ,



  • There is limited empirical evidence for the effectiveness of prescribed physical and cognitive rest. ,



  • Prescribed physical and cognitive rest may not be an effective strategy for all patients following concussion.



  • Strict brain rest (e.g., stimulus deprivation, “cocoon” therapy) is not indicated and may have detrimental effects on patients following concussion. , , ,



  • There is limited empirical evidence that physical and mental activity may be beneficial in acute concussion.



  • Return to school protocol should be prioritized over a return to sport strategy, so that the student-athlete should return to school with academic accommodations (if necessary) prior to advancing with return to sport progression.



  • Graduated activity strategy/progression should be used to guide a clinician’s decision making for RTP. b



  • Existing RTP progressions require validation as this approach has not been substantiated with prospective, randomized controlled comparative-effectiveness trials.



Return to school/learn





  • When initiating return to cognitive (school-related) activities, there is a strong recommendation for academic accommodations, , , , which may include the following areas: attendance, curriculum, , , , environmental modifications, , and activity modifications. , , ,



  • Concussions may involve varying lengths of recovery, with adolescents at greatest risk for protracted recovery. It may therefore be advantageous, in a minority of cases, to recommend an extended period of rest in children. ,



  • If symptomatic within first 72 h, the student should refrain from attending school and participation in all academic activities, to support cognitive rest and facilitate recovery. A more conservative approach that children, symptomatic or asymptomatic, should stay away from school for 1 week has been recommended.



  • If symptomatic after 72 h postinjury, the student should refrain from attending academic activities for 1 full week.



  • After 2 weeks postinjury, the student should start attending school (non-physical activities) with accommodations, even if he/she is still experiencing symptoms, to prevent psychological complications. ,



  • If reintegration into school is ineffective or unproductive at 4 weeks (symptoms persist or worsen), consider (1) greater academic accommodations, (2) move student’s courses to audit status, or (3) consider whether student should continue in program for that term/semester.



a References 3, 5, 6, 9, 15, 72, 137.


b References 3, 5, 6, 9, 137, 150.


RTP, Return to play.



Recommendations for return to play


International consensus makes the following recommendations for RTP progression :



  • 1.

    An athlete diagnosed with a concussion should not be allowed to return to practice/competition the same day. This recommendation is made to reduce the potential for a repeat concussion and decrease the risk for the rare but dangerous second impact syndrome. , ,


  • 2.

    After a brief period of initial rest (24 to 48 hours), symptom-limited activity can begin while staying below a cognitive and physical exacerbation threshold (see stage 1 in Table 23.7 ). As there is no single test (or combination of tests) that can be used to determine physiological recovery, the clinician must use clinical recovery (ability to perform activity without symptom exacerbation) as a guide. Therefore the patient should be encouraged to engage in light-to-moderate-intensity, symptom-limiting physical and mental activities in order to avoid the detrimental effects of full withdrawal from activity , , that may delay recovery , and potentially facilitate recovery. ,



    TABLE 23.7

    International Consensus for Graduated Return to Sport Strategy and Return to Participation Protocol

    Adapted from McCrory P, Meeuwisse W, Johnston K, et al. consensus statement on concussion in sports, 3rd International Conference on Concussion in Sport held in Zurich, November 2008. Clin J Sport Med. 2009;19(3):185–200.
































    Stage of Rehabilitation Functional Exercise Objective of Each Stage
    No activity Complete physical rest Recovery
    Light cardiovascular activity Stationary bike, walking, swimming, light skating Increased HR and CBF
    Sport-specific activity Interval training, conditioning drills, running or skating drills, ball work sprints, etc. Fluctuation in HR adding cognitive function to activity, adding movement
    Noncontact practice Complex training drills, noncontact team practices Increased cognitive load, assess coordination and processing speed
    Full-contact practice Participation in normal training activities—only with medical clearance Assess functional skills, assess for recurrence of symptoms by applying smaller magnitude of forces, ensuring self-confidence, and readiness to play
    RTP Full participation in game play

    CBF , Cerebral blood flow; HR , heart rate; RTP , return to play.


  • 3.

    Once concussion-related symptoms have resolved, the athlete should continue to proceed to the next level (see stage 2, Table 23.7 ) if he/she meets all the criteria (e.g., activity, heart rate, duration of exercise) without a recurrence of concussion-related symptoms. At this stage, the medical professional, including the rehabilitation specialist, may use a subsymptom exercise tolerance test ( Fig. 23.3 ) to guide exercise recommendations.




    Fig. 23.3


    Exercise Prescription Guided by Results of a Subsymptom Exercise Tolerance Test. Use of a subsymptom exercise tolerance test, Buffalo Concussion Treadmill Test (BCTT) , and exercise prescription for return to activity for individuals with exercise intolerance following concussion, as described in Leddy and Willer. APMHR , Age-predicted maximum heart rate; bpm , beats per minute; CISG , concussion in Sport Group; HR , heart rate; HRt, heart rate achieved at symptom-exacerbation determined by stopping criteria. a After 3 weeks of persistent symptoms; b 5 bpm for nonathletes, 10 bpm for athletes.


  • 4.

    In general, each step should take 24 hours, so that athletes would take a minimum of 1 week to proceed through the full rehabilitation protocol once they are asymptomatic at rest. If any concussion-related symptoms occur during the stepwise approach, the athlete should drop back to the previous asymptomatic level and attempt to progress again after being free of concussion-related symptoms for a further 24-hour period at the lower level.


  • 5.

    The time frame for RTP may vary with player age, history, and level of sport; therefore management must be individualized.


  • 6.

    For RTS, athletes should be symptom free, but also should not be taking any pharmacological agents that may mask or modify the symptoms of concussion at the time of returning the athlete to full participation in sport. ,



Recommendations for return to school/learn


Statements generated from international consensus, position statements, practice guidelines, and reviews related to return to school/learn can be found in Box 23.1 . Similar to RTP, providing cognitive rest and academic accommodations are two foundational components of return to school/learn protocols. , , Removal from school-related activities until students are asymptomatic, followed by a graduated return to school-related activities (e.g., reading/writing, studying, homework), as the student can complete the tasks at a tolerable level has been recommended. , When returning to school-related activities, it has been reported that as many as 73% of students have academic difficulty, which may substantiate the recommendation for instituting academic accommodations that may include the following: extension of assignment deadlines, rest periods during the school day, postponement or staggering of tests, reduced workload, and/or accommodation for light or noise sensitivity. Such findings likely explain reports that student-athletes who sustain a concussion receive more academic accommodations and take longer to return to school compared with their student-athlete counterparts who sustain musculoskeletal injuries to other body parts.


Although consensus and position statements recommend immediate withdrawal from school-related activities for 48 hours, 72 hours, and up to 2 weeks , following injury, the level of evidence supporting such recommendations is limited , (primarily based on prospective observational or retrospective reviews), as to date there are no multicenter randomized controlled trials (RCTs) validating the recommendations. In fact, there is evidence from a randomized control trial in children aged 11 to 22 years, which showed withdrawal from mental activity in acute concussion led to poorer outcome. Thomas and colleagues found a longer time to symptom resolution for students instructed to rest at home (e.g., no school-related work or physical activity) for 5 days compared with students who were provided instructions to rest for 24 to 48 hours prior to engaging in mental and physical activities below an exacerbation threshold. Evaluation of patient adherence in this study showed the physician’s instructions did not significantly alter the amount of physical activity between groups, but did lead to a decreased amount of time spent performing mental activities in the strict rest group, which, in practice, suggests a detrimental effect on burden of symptoms due to withdrawal from cognitive activities alone (as physical activity levels were similar between groups). Again, withdrawal from social engagement with school-related activities and falling behind academically may contribute to an exacerbation of symptoms in some children. , In summary, similar to guidelines for RTP, return to school/learn recommendations lack strong evidence to support statements (see Box 23.1 ). This should emphasize the importance of a balanced approach between cognitive and physical rest with activity that should be modified to account for the age, severity of initial symptom complaints, and premorbid health conditions that may impact length of recovery.




Prognosis and outcomes following concussion


Prognosis and outcomes following sports-related concussion


There is a critical need to determine demographic characteristics and clinically relevant factors that are associated with clinical recovery prior to injury, at the time of injury, and postinjury. Such information would be useful for decision making for medical and rehabilitation approaches. For example, demographic and preinjury characteristics could be used by medical professionals to identify athletes who are at high risk for developing PPCS during preparticipation screenings and ensure careful monitoring and appropriately timed referrals for pharmacological and/or rehabilitation therapies in the event of a concussion. In addition, knowledge of variables at the time of injury and following the injury that contribute to a protracted recovery could impact clinical decision making for medical professionals on the field and in the clinic to better utilize resources for those at highest risk for protracted recovery, to promote successful and timely return to play and return to learn strategies.


The Predicting and Preventing Postconcussive Problems in Pediatrics (5Ps) study was designed to develop and validate a clinical risk score in order to stratify PPCS risk after acute concussion in children and youth. Zemek and colleagues completed a multicenter cohort study from 9 pediatric EDs within the Pediatric Emergency Research Canada network, where children aged 5 to 18 years underwent a comprehensive evaluation in the ED and completed electronic surveys at 7, 14, and 28 days following a diagnosis of concussion. Out of 47 risk factors associated with PPCS (defined as 3 or more new or worsening symptoms as measured by the PCSI at 28 days compared with prior injury state), Zemek and colleagues found 9 factors that independently predicted PPCS at 28 days, including age, sex, prior concussion and symptom duration, physician-diagnosed migraine history, answering questions slowly, number of errors for BESS tandem stance position, headache, sensitivity to noise, and fatigue. Depending on the PPCS risk score, the group was able to establish a probability of developing PPCS at 28 days. Although the clinical utility of the PPCS risk score needs to be established, the use of such a stratification system has the potential to individualize concussion care and lead to the identification of children who are at risk for developing PPCS during the acute stage of recovery following a concussion.


A systematic review completed as a part of the CISG conference synthesized the evidence regarding predictors of clinical recovery following concussion. In general, Iverson and colleagues reported that the literature is mixed with positive and negative findings related to predictive factors of clinical recovery, because many of the included studies were found to use different criteria to establish clinical recovery, which made it difficult to provide definitive conclusions. Still, Iverson and colleagues reported that preinjury mental health problems (prior personal or family psychological history), especially depression, and prior concussions appear to be risk factors for PPCS. Importantly, adolescent years might be a particularly vulnerable time for experiencing persistent symptoms, with greater risk for girls than boys. , , ,


It is also worth noting the variables that were not found to be associated with increased risk for protracted recovery or the development of PPCS, such as complaint of dizziness, initial severity of cognitive deficits, or development of oculomotor dysfunction, and individuals with prior cognitive and learning disabilities, and individuals with prior cognitive and learning disabilities (e.g., attention deficit hyperactivity disorder). There were also inconsistent findings related to “Red Flags” and memory assessment (e.g., loss of consciousness and posttraumatic amnesia) at the time of injury leading to PPCS.


A list of factors associated with increased risk for PPCS (continued symptoms beyond 14 days in adults and 28 days in children) is provided in Table 23.6 .


Prognosis and outcome following non–sports-related concussion in adults


To date, most studies evaluating outcomes for individuals following concussion have been directed almost exclusively toward clinical recovery after SRC. However, young and older adults sustain mTBI due to falls, motor vehicle accidents, physical assault, and participation in recreational activities. Similar to student-athletes, the majority of adults who sustain a concussion will resume normal activities within 10 to 14 days; however, a minority of these individuals will endorse PPCS and experience a slow return to participation in meaningful activities, perhaps the most important of which is return to work (RTW).


Following concussion, perhaps due to instructions provided by a physician, but more than likely due to postconcussion symptoms, many patients will miss work for a period of time. Absence from work can lead to lost or reduced income, psychological stress due to pressures placed on family relationships, and secondary physical and mental health conditions due to prolonged withdrawal from typical activities (e.g., deconditioning and psychological distress). All of these factors can add to normal work-related, household, and financial stressors already present in most adult’s lives.


Because of various external or internal pressures, some adults will RTW while still symptomatic, which can lead to an unsuccessful return and more time away from productive work, resulting in profound negative financial and emotional consequences. Even for those whom are asymptomatic, it is possible that the increased physical or cognitive load may cause somatic, cognitive, emotional, and/or behavioral impairments. Despite these well-known complications that can create barriers for successful RTW, there is a paucity of literature related to RTW following mTBI.


The International Collaboration on mTBI Prognosis group completed a systematic review of the literature from 2001 to 2012 to update the previous World Health Organization Collaborating Centre Task Force on mTBI findings on RTW in 2004. The group reported most workers returned to work within 3 to 6 months ; however, RTW rates varied widely based on the time from injury and the geographic area of the investigation. For example, as many as 84% and as little as 41% of individuals were found to RTW 1 week following mTBI, while other investigations reported a range of 25% to 100% of individuals returning to work 1 month postinjury. Wäljas and colleagues followed a group of 109 patients with an average age of 37.4 years, 76% of whom were working full time, 5.6% working part time, with the remaining patients being students, who were diagnosed with an mTBI at a University Hospital ED in Finland, and found the vast majority of the group (91.7%) returned to work within 2 months. Due to the repeated measure design of the study, the following RTW rates were reported; 46.8% RTW at 1 week, 59.6% RTW at 2 weeks, 70.6% RTW at 1 month, 91.7% RTW at 2 months, and 97.2% RTW at 1 year following mTBI.


One major limitation of studies investigating RTW following mTBI is considering whether the patient achieves a full return to preinjury work-related activities. Two studies have somewhat disparate findings for full RTW rates at 6 months following injury, where 41.7% of individuals presenting to an outpatient concussion clinic and 76% of individuals presenting to an ED were reported to have a full RTW 6 months postinjury.


Perhaps it is obvious that work disability includes time off from work and sick leave, but it also incorporates reduced productivity or working with functional limitations. , However, few studies have evaluated RTW as a continuum based on a RTW hierarchy considering reduced workload, a change in roles/responsibilities, or lower productivity due to functional impairments such as cognitive deficits or symptom provocation. , , , Evaluating RTW as a dichotomy (employed vs. unemployed) rather than a hierarchy can lead to a drastic underestimation of disability an individual may experience when attempting to fully return to preinjury work. In 79 patients recruited from concussion specialty clinics in Vancouver, Canada, Silverberg and colleagues reported that although 58.2% (46) of patients returned to any level of work, only 41.7% of patients fully returned to their preinjury work responsibilities at 6 months following injury. Importantly, at 6 months, 1 in 4 patients who had returned to work were still on modified duties, working reduced hours, or receiving accommodations, or took a different, less demanding job. Further, nearly 50% of patients who fully returned to work continued to report multiple somatic, cognitive, and emotional symptoms.


A secondary objective of the study by Wäljas and colleagues was to examine factors that influence RTW status in individuals who are slow to recover following mTBI. Wäljas and colleagues concluded appearance of the following combination of factors within the first 4 weeks following mTBI strongly predicted RTW status: age, multiple bodily injuries, intracranial abnormalities on CT scan the day of injury, and fatigue ratings. Consistent with other studies, the authors reported that injury severity variables (e.g., duration of unconsciousness, Glasgow Coma Scale score, and duration of posttraumatic amnesia) were not associated with length of time to RTW. ,


Based primarily on the Veteran’s Affairs/Department of Defense (VA/DoD) Clinical Practice Guideline for Management of Concussion/mTBI, Marshall and colleagues provided the following recommendations for RTW following a concussion :




  • In some cases, vocational modifications are required and may include:




    • Modification of the length of the workday



    • Gradual work reentry (e.g., starting at 2 days/week and expanding to 3 days/week)



    • Additional time for task completion



    • Change of job



    • Environment modifications (e.g., quieter work environment)




  • Individuals who continue to experience persistent impairments following mTBI or those who have not successfully resumed preinjury work duties following injury should be referred for an in-depth vocational evaluation by clinical specialists and teams (e.g., occupational therapist, vocational rehabilitation counsellor, occupational medicine physician, neuropsychologist, SLP) with expertise in assessing and treating mTBI.



  • A referral to a structured program that promotes community integration (e.g., volunteer work) may also be considered for individuals with PPCS that impede return to preinjury participation in a customary role.



Prognosis and outcomes following mild traumatic brain injury in military personnel


Advances in the types of weapons used in warfare over the last 25 years have led to changes in the types of injuries inflicted on military personnel in combat. As a result, mTBI has been referred to as the “signature” injury of the two most recent US military operations in Afghanistan and Iraq, where 15% to 22% of deployed US military service members sustained an mTBI. , Although service members may sustain an mTBI from falls, motor vehicle accidents, blunt head trauma, or recreational activities, blast-induced mTBI are the most concerning, not only because of the high frequency at which they occur (accounting for 78% to 80% of all injuries sustained in combat), but also the limited understanding of how blast-induced mTBI differentially impacts outcome in service members.


Similar to SRC and non-SRC in the civilian population, blast-induced mTBI can lead to somatic, cognitive, behavioral, and emotional symptoms. One key difference is the increased risk for severe psychological effects that impact recovery from mTBI in military personnel. , It has been estimated that as many as 44% of deployed US military return from combat with posttraumatic stress, depression, and/or anxiety. This is problematic, as it is clear from the literature in mTBI that psychological problems negatively impact recovery and may lead to slow recovery in service members, resulting in delayed return to duty (RTD) following injury. Although many reports have concluded most service members with combat related mTBI recover within 7 days, Kennedy and colleagues evaluated rates of RTD in 377 US service members who sustained a concussion (52% with a loss of consciousness) while serving in Afghanistan and found 51.1% experienced an average RTD 7.6 days (range 0 to 13 days) following injury, whereas 48.9% experienced a delayed average RTD 24.4 days (range 14 to 51 days) following mTBI. The findings showed that in comparison to the recovery times for SRC, recovery time appears to be far greater in blast-induced mTBI.


Just as it is important to ensure that athletes are asymptomatic with physical and mental exertion prior to RTP in order to decrease the risk of secondary injury (musculoskeletal injuries , as well as second impact syndrome), it is important that service members be able to perform a combat role effectively before RTD. Perhaps, because of the serious nature of responsibilities, full recovery is even more important for service members because RTD too soon has the potential to lead to catastrophic consequences. The VA/DoD clinical practice guideline for RTD recommends that all service members exposed to a potentially concussive event should be screened using the Military Acute Concussion Evaluation (MACE), a clinical assessment tool that was developed to assess the subjective symptom report, cognitive performance, and the neurological status (via a gross neurological screen) at the point of injury by a field medical provider. The cognitive performance section is based on the SAC, and the neurological screen involves an assessment of visual, speech, and motor capacity. Regardless of the results, service members are required to rest for at least 24 hours ; however, beyond the initial rest period, there seems to be discrepancies in RTD strategy, as some studies require full symptom resolution at rest and during an aerobic exertional test, as well as neuropsychological testing (Automated Neuropsychological Assessment Metric [ANAM] results that are consistent with predeployment testing ). Conversely, the VA/DoD clinical practice guideline provides a strong recommendation not to use neuropsychological tests such as the ANAM or the ImPACT within the first 30 days of concussion to guide decision making.


Mac Donald and colleagues compared outcomes from 50 active-duty US military who sustained a blast-induced concussion to 44 combat-deployed control service members at 1 year and 5 years to investigate the long-term consequences of blast-induced mTBI. At 5 years postinjury, service members who sustained a blast-induced mTBI fared worse than their nonconcussed counterparts on global outcome measures (Glasgow Outcome Scale and Quality of Life After Brain Injury), reported greater headache impairment, and had significantly more mental health issues, including posttraumatic stress, depression, anxiety, and disrupted sleep. Further, Mac Donald and colleagues reported that a number of service members with blast-induced mTBI continued to experience a worsening of symptom severity from 1-year to 5-year follow-up, which points to the need for effective treatments in this group of individuals. At this time, the VA/DoD clinical practice guideline emphasizes that active and pharmacological therapy protocols should use a targeted approach to address delayed recovery and PPCS after blast-induced mTBI that matches the therapy to the clinical presentation and symptom complaint rather than the mechanism of injury. For information related to active therapy for service members with slow recovery following blast-induced concussion, the reader is directed to Morris & Gottshall.




Clinical examination for persistent postconcussion symptoms


Concussion can produce a constellation of signs and symptoms that evolve over time, which reflect physical, cognitive, and emotional dysfunction. , , , Therefore the examination used by the rehabilitation specialist for the individual with PPCS should be comprehensive so as to consider all potential motor, sensory, cognitive, and psychological systems that may contribute to a patient’s symptoms and functional limitations. Ideally, the examination should lead the therapist to identify the underlying impairments of functional systems that contribute to a patient’s activity and participation restrictions, movement dysfunction, and/or symptom provocation.


Several frameworks have been proposed for the examination of the individual with PPCS. , , , Although some authors have proposed minor variations, most approaches are composed of similar components, which include:




  • Description and documentation of baseline symptom complaint(s)



  • Assessment of cognitive dysfunction



  • Assessment of orthostatic tolerance and dysautonomia



  • Assessment of exercise tolerance via a subsymptom exercise tolerance test



  • Examination of the vestibular and oculomotor systems



  • Assessment of the musculoskeletal and sensorimotor components of the cervical spine



  • Appropriate screening and identification of comorbid conditions such as headaches, affective disorders, and sleep disturbance



A template describing the components of a comprehensive examination that may be performed by a rehabilitation specialist is provided in Table 23.8 .



TABLE 23.8

Comprehensive Physical Therapist Examination for an Individual With Persistent Postconcussion Symptoms













  • I.

    History/Structured Interview




    • Nature of injury, time since injury, initial symptoms, current symptoms, nature and behavior of symptoms, irritability status, previous treatments received, prior medical workup, previous ocular disorders (congenital)



    • Past medical history: previous psychological history, previous concussions and recovery from previous concussions, comorbid or premorbid conditions (autoimmune conditions, heritable disorders of connective tissue, chronic fatigue, fibromyalgia, autonomic dysfunctions including POTS, pregnancy/breastfeeding)




  • II.

    Systems Review (in Accordance With Systems Review Described in Guide to PT Practice, APTA 1999)




    • Cardiovascular/pulmonary system



    • Integumentary system



    • Musculoskeletal system



    • Neuromuscular system



    • Communication



    • Affect: Screen for presence of anxiety and/or depression



    • Cognition



    • Learning style/educational needs




  • III.

    Patient’s Goals



  • IV.

    Examination



    • A.

      Self-Report Measures




      • Symptom Complaint Scales (PCSI, PCSS, RPQ)



      • Health and Behavior Inventory (HBI)



      • Pain Rating Scale (visual analogue scale, McGill Pain Questionnaire)



    • B.

      Subsymptom Exercise Tolerance Test




      • Treadmill (BCTT) or cycle ergometer exercise test



    • C.

      Vestibular System Assessment



      • i.

        Self-report tests/measures




        • Dizziness Handicap Inventory (DHI)



        • Activities-specific Balance Confidence scale (ABC)



      • ii.

        Performance/clinical measures




        • Sensation of motion at rest



        • Positional testing (Dix-Hallpike, side-lying test, supine roll test)



        • VOR assessment (head thrust test, cDVA/GST)



        • Head tilt for otolithic assessment



        • Self-Motion Sensitivity (Motion Sensitivity Quotient )



        • Visual Motion Sensitivity (Pediatric Visually Induced Dizziness Questionnaire)



        • Gait and Balance assessment (FGA, DGI, SOT, mCTSIB, Push-and-Release test)




    • D.

      Oculomotor System Assessment




      • Visual fixation



      • Ocular motility—H-test



      • Smooth pursuit and saccades



      • Vergence



    • E.

      Cervical Spine Assessment (musculoskeletal and sensorimotor components)



      • i.

        Self-report tests/measures (Neck Disability Index)


      • ii.

        Safety tests



        • a.

          Ligament integrity test


        • b.

          Vertebral basilar artery insufficiency test



      • iii.

        Performance/Clinical measures



        • a.

          Musculoskeletal evaluation (AROM, flexibility, PAVIM, strength, endurance)


        • b.

          Special tests (Spurling’s, CFRT, Head lift, CCFT, neurodynamics)


        • c.

          Cervical proprioception (Joint Position Error test)


        • e.

          Cervical influence on oculomotor control (SPNT)


        • f.

          Craniovertebral muscle recruitment with eye motion


        • g.

          Head righting response


        • h.

          Cervicothoracic extension (motion, motor control, strength, endurance)


        • i.

          Shoulder girdle screening


        • j.

          Respiratory pattern and thoracic cage motion





AROM , Active range of motion; BCTT , Buffalo Concussion Treadmill Test; CCFT , Craniocervical flexion test; cDVA , computerized dynamic visual acuity; CFRT , cervical flexion rotation test; DGI , Dynamic Gait Index; FGA , Functional Gait Assessment; GST , gaze stabilization test; mCTSIB , modified clinical test for sensory integration in balance; PAVIM , passive accessory intervertebral motion (PROM); PCSI , Postconcussion Symptom Inventory; PCSS , Post Concussion Symptom Scale; POTS , postural orthostatic tachycardia syndrome; RPQ , Rivermead Post-Concussion Questionnaire; SOT , sensory organization test; SPNT , smooth pursuit neck torsion test; VAS , visual analog scale; VOR , vestibulo-ocular reflex.


Symptom complaint


A high prevalence of complaints of headache (83%), dizziness (65%), and confusion (57%) is reported by athletes following SRC. Other common symptoms endorsed by patients who have sustained a concussion include nausea, intermittent vomiting, disturbances of balance or gait, tinnitus, photophobia, phonophobia, difficulty focusing, slowed speech, lightheadedness or fogginess, extreme fatigue, and other impairments in cognitive processing and memory. , , , Following concussion, 10% to 33% of patients will continue to endorse symptoms, which may persist for months or even years. , Although the time course of recovery that characterizes PPCS continues to be debated and has changed over time, , , , PPCS should be considered if symptoms continue for longer than 10 to 14 days for adults and more than 28 days for children.


Special consideration should be taken for clinicians providing care to children and adolescents with persistent symptoms following concussion. Often children and adolescents do not have the insight or vocabulary to identify or articulate the symptoms they are experiencing. It is recommended that clinicians working with this population, especially children, phrase interview questions in contexts that are appropriate to the child’s life, such as inquiring about the child’s experience for specific activities such as going to the grocery store, walking up the stairs, playing video games, and riding in the car, and will often illicit confirmatory evidence that those activities make the child feel anxious, foggy, or “not right.” Also, it is important to consider the method of obtaining symptom complaints can influence the number and severity of the symptoms reported, , and on average, even healthy children and young adults will endorse concussion symptoms listed on common symptom complaint assessments. The Pediatric Visually Induced Dizziness (PVID) Questionnaire is an example of a tool that has been developed and validated alongside the Pediatric Vestibular Symptom Questionnaire (PVSQ) to assess visually induced dizziness (ViD) in children aged 6 to 17 years. The PVID shows utility in identifying and quantifying symptoms of ViD related to concussion, migraine, and other vestibular conditions—an important consideration in the assessment of children and adolescents, as they have been found to rely on the visual system as the predominant system for balance and to resolve sensory conflict until multisensory processing reaches maturation, even in the absence of injury.


Tests and measures to evaluate persistent postconcussion symptom complaint


The NINDS CDE recommends that symptom complaints of patients with PPCS be monitored using the PCSI, PCSS, RPQ, and the HBI. Information related to these self-reported symptom complaint questionnaires has been provided earlier in the chapter. A review of the decision making process of the rehabilitation specialist as it relates to symptom complaint is discussed here.


Clinicians are advised not to use the results from either the PCSI, PCSS, RPQ, or the HBI alone to direct their care. Symptoms can be nonspecific and can mimic symptoms associated with chronic pain, depression, and anxiety disorders ; therefore symptom complaints alone cannot be used to identify underlying impairments of functional systems that may cause common symptom complaints following concussion. , , For example, a symptom complaint of a headache could be due to visual problems or cervical spine dysfunction, or could be related to prior history of migraines. Similarly, a symptom complaint of dizziness could be caused by orthostatic hypotension, vestibulo-ocular problems, or anxiety associated with the inability to return to sports, school, or social activities. Further, symptom complaints endorsed by individuals following a concussion are commonly reported among nonconcussed individuals. , , For athletes specifically, the accuracy of symptom report from adolescents recovering from SRC has been questioned, as athletes may not disclose concussive signs and symptoms as they may intentionally withhold reporting them or, conversely, they may be motivated to inflate or continue reporting symptoms despite injury resolution as a means to leave a sport. , , Therefore symptom complaints alone are not sensitive to either diagnose concussion or to identify underlying causes of dysfunction.


For this reason, the clinical examination should be made up of tests and measures that can provide the clinician with objective data about potential impairments of physical or psychological systems, or personal circumstances that may contribute to the reported symptoms. This point cannot be emphasized enough: the rehabilitation specialist should structure the examination to identify underlying impairments in functional systems and activity limitations so that interventions can be matched to the findings of the physical examination. In our experience, clinicians who rely on symptom complaint to guide decision making do not have successful outcomes in the management of concussion-related functional deficits.


Cognitive/neuropsychological dysfunction


As discussed previously, there is evidence that concussion may lead to neurocognitive dysfunction secondary to axonal shearing, secondary neuronal death, altered cerebral blood flow, and dysregulated biochemical function. , In most clinical cases, there are no obvious initial neuroimaging results that identify this damage or dysfunction. However, the pattern of neurocognitive deficits is relatively consistent when evaluated clinically and behaviorally. Although the research debate continues on the existence of a constellation of neurocognitive deficits, the primary deficits reported by researchers, patients, and clinicians include attention, memory, executive functions, word retrieval, and social skills/pragmatics.


Attention.


Attention skills are critical for all cognitive function. Attention domains have been identified and described in a variety of ways and with various names, but generally relate to sustaining attention, selective attention, alternating attention, and divided attention. Sustained attention is the ability to maintain focus on a task, or for a period of time (i.e., completing a written task or listening to a phone conversation). Selective attention is the ability to attend to a task with distractions such as auditory, tactile, or visual stimuli (i.e., holding a conversation in a busy environment). Alternating attention is the ability to switch focus from one task to the next and back again (i.e., driving a car and watching the traffic in front, behind, while managing the controls). Divided attention is the ability to do one or more tasks at the same time (i.e., taking notes in class and scrolling through social media).


Those with PPCS generally report these areas as the most frustrating deficits. The complaints typically focus on noise and feeling overstimulated while attempting to complete daily tasks. Most individuals with PPCS report that they are able to generally sustain attention, but not for the length of time as they were able to premorbidly. In addition, any tasks that require alternating and divided attention result in significant fatigue, frustration, and sometimes lability. Frequently, the reduced abilities in sustained, selective, alternating, and divided attention are not evident to the person with PPCS until they return to their work or school responsibilities. Patients will sometimes attempt to ameliorate these deficits with sunglasses, noise-cancelling headphones, dimming lights, and reducing/controlling the amount of tasks.


Memory.


Memory is a broad category of cognition that is integral to daily and independent function, and learning throughout the life-span. Memory domains include immediate memory, working memory, delayed memory, episodic memory (daily recall of a person’s experience), prospective memory, semantic memory (i.e., vocabulary, general knowledge), procedural (i.e., recall of an overlearned motor task such as brushing teeth, riding a bike), and long-term/personal memory. Memory abilities are closely aligned with attention domains: if a patient is unable to attend to information, it will be difficult to store and recall the information. Processes involved in memory include attention, encoding (preparing information to store), storage, and recall. In general, the longer the information is stored and retrieved, the more stable in memory storage (i.e., name, address, family members are units of information that are easily recalled and automatic). Memory can be visual, auditory, olfactory, and tactile. Memory systems are closely connected with attention and emotional areas of the brain.


Memory is also one of the most common cognitive deficits reported by those with PPCS. Procedural, long-term, and personal memory units are not typically reported areas of concern. Semantic memory will be discussed further in relation to word retrieval. More recent memory that has not had extensive retrieval and recall over time are the areas those with PPCS identify as deficit areas: immediate, delayed, episodic, working, and prospective memory. Common complaints include being unable to recall conversations, planned events, information just read, when or if medication was taken, and other daily interactions and new information. Most with PPCS indicate that when visual or auditory distractions are present, recall of new information is further impaired.


Executive functions.


Executive functions are cognitive abilities that support personality, attention, flexibility, problem solving, reasoning, awareness, and social skills/pragmatics. These abilities are frequently impacted in those with PPCS. These areas are also critical in daily human interaction, and may be conscious or subconsciously managed. For the most part, these abilities are not taught, but are learned through experience or subconsciously. For example, awareness of self allows a person to interpret another person’s reaction and change their own behavior in response. Flexibility supports a person’s ability to make a choice, realize that it was not an appropriate choice, and change the plan or choice.


Executive function complaints with PPCS may not be as obvious to the patient. However, they may be identified by the family and significant others. Changes in mood and emotional control are reported: lability with anger, sadness, and laughter at inappropriate times or not consistent with premorbid status. Inability to manage schedules, make adjustments with change, identify alternate solutions, and predict outcomes are demonstrated. Social skills/pragmatics differences are also experienced: inappropriate comments, difficulty with humor and sarcasm, and “personality changes” (i.e., those around the patient report that they are changed in some way). These deficits are further impaired by the lack of awareness and social repair abilities.


Word retrieval.


Word retrieval refers to the ability of generating and producing the desired word. This ability is related to overall vocabulary level, speed of processing, and the expressive language system. Aphasia is the inability to express or comprehend language, typically after a cerebrovascular accident (CVA), TBI, or other neurological injury. Those with TBI sometimes present with various levels of aphasia, although their semantic memory system appears to be relatively preserved. In PPCS, patients experience and report inconsistent difficulty in word retrieval that is significantly increased from premorbid levels. Speed of word retrieval is also significantly reduced from premorbid function. This impairment can dramatically impact daily life.


Social language/pragmatic skills.


Social language (i.e., pragmatic skills) are the skills used throughout interactions in daily life. They are skills that are generally not taught, but rather learned through experience or subconsciously. Pragmatic skills include, but are not limited to, eye gaze, voice modulation, body language, topic maintenance, turn taking, appropriate behavior related to setting, emotional control, and overall Theory of Mind behaviors and abilities (i.e., consciously or subconsciously thinking about what others are thinking and adjusting behavior related to that perception). Pragmatic skills significantly impact human communication. Notably, when they are appropriate, these skills go relatively unnoticed. When they are impaired, or deviant in some way, they are perceived and responded to sometimes in ways that are not overt and may be subconscious at some level (i.e., when a person is too close physically for the situation at hand, the other person will respond physically by moving away; when a person does something unexpected in a situation, the others in the interaction will make a judgment, consciously or subconsciously, and indicate their disapproval in a subtle or not subtle way).


Those with PPCS may experience subtle changes in their social language/pragmatic skills (SLPS). As stated previously, due to the impaired executive function system, the patient may not be aware of these differences, although family and friends may notice. The frequent comment from family members usually is that the patient is “changed” or “different.” Impairments frequently include difficulty with topic maintenance, inappropriate behavior for the setting, inability to use or understand humor or sarcasm, difficulty with social repair skills, perseveration on topics, and emotional control. SLPS are sometimes confounded with personality. With typical lack of obvious physical impairment or injury, an added caveat is that those who do not know the patient may respond to impaired SLPS in a way that may socially isolate the patient, in that they assume the impaired behavior is by choice.


Cognitive/neuropsychological assessment


Two disciplines take the lead in cognitive/neuropsychological assessment. In some settings, specifically sports rehabilitation and/or concussion clinics, the two disciplines work together in the assessment process. Typically, however, neuropsychologists focus solely on assessment and counseling/support for the trauma and adjustment. In general, neuropsychological evaluations involve in-depth testing on all cognitive-communication domains, as well as intelligence testing, emotional adjustment, and visual-motor skills. This testing is usually completed many months or even years after the injury, and is typically part of vocational assessment, legal cases relating to the injury, and RTW and school. Notably, there is not always a neuropsychologist in every clinic or therapy setting, and their services may be cost-prohibitive. Furthermore, as their focus is on assessment and support, neuropsychologists rarely provide direct cognitive-communication rehabilitation.


SLPs play a pivotal role in concussion management because of their expertise in the assessment, diagnosis, and treatment of persons with cognitive-linguistic disorders associated with traumatic brain injury. SLPs are typically part of the clinical rehabilitation environments. The Scope of Practice for SLPs includes assessment and treatment for all areas of communication and cognition. SLPs who work in medical and outpatient clinic settings specialize in the neurological population.


Cognitive-communication assessment should always be dynamic in nature and should be as functionally valid as possible. Artificial clinical environments with unfamiliar clinicians may not be as functional or ecological as real-life experiences. Therefore interviews with the patient and family and observations may also provide meaningful information. Several concussion symptom scales include parent or family ratings as well.


Many tests are able to target cognitive-communication deficits in PPCS, and a partial list for all age ranges follows ( Table 23.9 ). Some tests have specific subtests that target areas most critical in PPCS evaluation, and those are noted. In addition, intake interview questions are part of the interpretation of testing results. Prior level of function (PLF), including level of education, work experience, learning history including strengths and weaknesses, social history and support, as well as prior injuries, are important clinical evidence to use in when interpreting assessment results. The medical history of the injury and any prior therapy and testing should also be shared.



TABLE 23.9

Tests for Assessment of Persistent Postconcussion Symptoms Cognitive-Communication Function




































































































Test Standardization Age Range Measures
California Verbal Learning Test–Children’s Version
California Verbal Learning Test (CVLT-2)
5–16:11
16–89
Memory for list learning, new information with repetition and semantic association, verbal learning and memory (differentiates encoding and retrieval) from retrieval skills
Comprehensive Assessment of Spoken Language–2 (CASL-2) 3–21:11 Supralinguistic skills: use of language in which meaning not directly available from the surface lexical and syntactic, pragmatics, and abstract language
Pragmatic language: knowledge of language that is appropriate across different situational contexts and ability to modify language according to the social situation
Controlled Oral Word Association Test (COWA) 16–70 Semantic and phonetic verbal fluency
Clinical Evaluation of Language Fundamentals–5 (CELF-5) 5–21 Language memory for sentences and paragraph details/inferences, pragmatics checklist/profile
Metalinguistics test for higher level language
Behavior Rating Inventory of Executive Function (BRIEF)–SR
Behavior Rating Inventory of Executive Function (BRIEF)–A
11–18
18–90
Rating scales with indexes for behavior regulation, emotion regulation, and cognitive regulation
Developmental Neuropsychological Assessment, 2nd Edition (NEPSY-II) 3–16 Attention, memory, new learning, theory of mind
Rey Auditory Verbal Learning Test (RAVLT) 5–18 Immediate recall of words presented auditorily
Wisconsin Card Sorting Test (WCST) 7–89 Executive functions, mental flexibility
Test of Everyday Attention for Children (TEA-C)
Test of Everyday Attention (TEA)
5–15
18–80
Attention: sustained, selective, alternating, divided
Elementary Test of Problem Solving–Elementary 3 (TOPS-E3)
Adolescent Test of Problem Solving (TOPS-2 A)
6–15:11 Problem solving, perseveration, and abstract thinking: critical thinking based on students’ language strategies, logic, and experiences, making inferences, determining solutions, interpreting perspectives, insights
Student Functional Assessment of Verbal Reasoning Executive Strategies (S-FAVRES)
Functional Assessment of Verbal Reasoning Executive Strategies (FAVRES)
12–19

17–89
Evaluates aspects of complex comprehension (sarcasm, humor, intent, gist or central theme) discourse, social communication, verbal reasoning, problem solving, meta-cognition, executive functions
Repeatable Battery for Neuropsychological Assessment 12–89:11 Immediate memory, language, attention, visuospatial memory, and constructional abilities
The Word Test–3 Elementary
The Word Test–2 Adolescent
6–11:11
12–17
Word retrieval/expressive vocabulary (associations, synonyms, semantic absurdities, antonyms, definitions, and flexible word use)
Pediatric Test of Brain Injury (PTBI) 6–16 Story recall, naming, immediate and delayed memory, verbal fluency, complex language comprehension, semantic associations
Boston Naming Test–2 18–79 Word retrieval/naming
Wide Range Assessment of Memory and Learning (WRAML-2) 5–90 Multiple tests for verbal and visual memory, immediate and delayed
Rivermead Behavioral Memory Test–Child (RBMT-C)
Rivermead Behavioral Memory Test–3
5–11:11
16–96
Verbal, visual memory immediate and delayed
Test of Adolescent/Adult Word Finding (TAWF) 12–80 Word finding for nouns and verbs, sentence completion, description naming, and category naming
Test of Auditory Processing–4 (TAPS-4) 5–21 Four subtests for auditory memory, and three for auditory comprehension, inferences
Woodcock-Johnson Psychoeducational Battery: Tests of Cognitive Ability–3 2–90+ General intellectual ability and specific cognitive abilities: working memory, processing speed, cognitive efficiency
Ross Information Processing Assessment–P (RIPAP)
RIPA–2 (RIPA-2)
5–12
15–90
Immediate memory, recent memory
Temporal orientation (recent memory and remote memory) orientation, recall of general information, problem solving and abstract reasoning, organization auditory processing and retention
Expressive Vocabulary Test–2 2–90 Expressive vocabulary and word retrieval
Cognitive-Linguistic Quick Test-Plus (CLQT+) 18–89:11 Attention, memory, executive function, visuospatial skills, language


Standardized testing is critical in the assessment of PPCS. A study out of the military identified several tests in a battery that were comprehensive in evaluating the specific target areas in mild TBI(mTBI). Parrish and colleagues at the Naval Medical Center in San Diego developed a standardized battery, including the Woodcock-Johnson III Tests of Cognitive Abilities (WJ-III), the Attention Process Training Test (APT), and the Functional Assessment of Verbal Reasoning and Executive Strategies (FAVRES; MacDonald, 2005). In addition, for informal assessment, they developed a questionnaire about symptoms/concerns and observed SLPS in conversations with familiar and unfamiliar partners. Results of their evaluation of their assessment battery indicated that it was sensitive to the concerns and symptoms of their mTBI population. The Miami University Concussion Management Program utilized several different tests with the same goals in mind: Hopkins Verbal Learning Test, Trail Making Tests A and B, Controlled Oral Word Association Test, Digit Span from the Wechsler Memory Scale (WMS), Grooved Pegboard Test (GPT ), and the Post-Concussion Symptom Scale (PCSS ). In addition, they include the ImPACT computerized test, since they include that as baseline testing for all athletes at their university.


For TBI assessment, many studies recommend a combination of standardized and nonstandardized assessments to assess functional abilities. , An important aspect is the inclusion of nonstandardized and “informal” assessments, as the testing conditions themselves may scaffold cognitive-communication skills that TBI patients have in the real world. According to Coelho and colleagues, the use of language within social contexts, communication competence, is best evaluated outside of the clinical setting in conversation, rather than in structured interviews in the clinic setting. Overall, cognitive-communication/neuropsychological assessment should provide the patient and the clinician with a clear picture of deficit areas, strengths, and the understanding of how these areas relate to the patient’s life and goals.


Exercise intolerance


Concussion can lead to physiological dysfunction, including neurometabolic challenges, altered cerebral blood flow, and/or autonomic dysfunction. , , Patients with concussion have been found to have higher resting heart rates, and there is evidence from imaging studies of abnormal cerebral blood flow volume and distribution in humans both acutely after concussion and in those with PPCS . Such cellular and physiological alterations lead to a mismatch between energy supply and demand that is thought to be a major contributing factor to exercise intolerance and prolonged recovery following concussion.


As mentioned previously, international consensus guidelines provide a strong recommendation for a period of rest (1 to 2 days), followed by a graduated return to activity (see Table 23.7 ). However, the clinician and patient with PPCS are often stuck in a gray area, questioning: What is the optimal amount of rest? When should exercise begin? And how can the exercise progress safely? For this reason, John Leddy’s group at SUNY Buffalo developed a subsymptom exercise tolerance test, the Buffalo Concussion Treadmill Test (BCTT), to identify individuals with exercise intolerance following a concussion and provide clinicians with a tool for guidance in exercise prescription related to return to activity.


Assessment of exercise intolerance: Subsymptom exercise tolerance test


The BCTT has been shown to be a safe , and reliable measure, which can be useful for identifying levels of exercise tolerance in patients following SRC, quantifying the clinical severity of the concussion, and developing exercise prescription for patients with PPCS. , Using a standardized Balke protocol, patients perform an incremental treadmill exercise test ( Fig. 23.4 ) that is terminated upon provocation of new symptoms, elevation of symptoms beyond established criteria, or maximum exertion is achieved. The starting speed is set to 3.2 to 3.6 mph. During the first minute, the treadmill is set at a 0% incline. After 1 minute, the incline is increased by 1% grade and then by 1% grade each minute thereafter while maintaining the same speed until the patient can no longer continue, whether because of symptom exacerbation or fatigue. Rating of perceived exertion (RPE, using the Borg Rating scale) and symptoms, using a 1- to 10-point visual analog scale (VAS), are assessed every minute. Blood pressure (with an automated or manual cuff) and heart rate (HR) are measured every 2 minutes. For the most accurate information, it has been recommended that a heart rate monitor be worn across the chest during the test (HR, by Polar HR monitor, Model #FIT N2965; Kempele, Finland).


Apr 22, 2020 | Posted by in NEUROLOGY | Comments Off on Concussion

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