Forensic Issues: Health Care Proxy, Advance Directives, and Guardianship




© Springer International Publishing Switzerland 2017
Maggi A. Budd, Sigmund Hough, Stephen T. Wegener and William Stiers (eds.)Practical Psychology in Medical Rehabilitation10.1007/978-3-319-34034-0_11


11. Forensic Issues: Health Care Proxy, Advance Directives, and Guardianship



Heather Rodas Romero1 and Tracy O’Connor Pennuto 


(1)
Duke University Medical Center, Joseph and Kathleen Bryan Alzheimer’s Disease Research Center, 314 W Catalpa Dr., Suite E, Mishawaka, IN 46615, USA

(2)
U.S. Department of Justice, Federal Bureau of Prisons, Federal Correctional Complex—Butner, Federal Medical Center, 1500, Butner, NC 27509, USA

 



 

Tracy O’Connor Pennuto



Keywords
Forensic issuesHealth care proxyAdvance directivesGuardianship



Topic





  1. A.


    Overview

    Forensic issues are common in medical rehabilitation settings. A “forensic issue” is one that intersects with the legal system. The issues that might arise at the intersection of medical rehabilitation and law include health care proxies, advance directives, and guardianship. Clinicians in rehabilitation settings often need to determine what are the patient’s preferences for care and with whom they can legally discuss health care decisions when a patient is unable to make decisions for him/herself. There are certain legally defined roles and documents that can assist a health care provider under such circumstances. The following is intended to provide guidance for professionals in medical rehabilitation settings. However, legal requirements may differ depending on the state in which one resides; therefore, it is recommended that treatment teams consult state and local guidelines. A list of state and local bar associations is provided by the American Bar Association [1].

     

  2. B.


    Terminology


    1. 1.


      Advance Directives

      Instructions that indicate an individual’s preferences for health care if the individual loses the ability to make or communicate decisions for him/herself. The types of decisions typically specified in an advance directive include health care proxy (HCP), a living will, organ and tissue donation, or power of attorney (POA).


      1. a.


        Health Care Proxy ( HCP ), or health care power of attorney, is a legal document whereby the Principal (an individual) appoints an Agent (usually a family member or close friend) to make health care decisions if the individual loses the ability to make or communicate decisions for him/herself. The role of an Agent is variable, depending on whether the Principal has given the Agent the authority to make all health care decisions, or whether certain limitations have been placed on the Agent’s authority.

         

      2. b.


        Living Will documents preferences about life-prolonging measures, organ and tissue donation, and psychiatric advance directives. Preference for organ and tissue donation may be listed on an individual’s driver’s license if it is not listed in a living will.

         

      3. c.


        Power of Attorney ( POA ) is a written authorization to act/make decisions on someone else’s behalf. There are many different types of POAs (i.e., durable POA, general vs. limited POA, financial POA, and medical POA), though the most relevant in medical rehabilitation settings is the Medical or Health Care POA, which is also known as Health Care Proxy (HCP), Health Care Surrogate, or Health Care Representative.

         

       

    2. 2.


      Guardianship

      The legal process whereby the Court appoints a guardian for a mentally or physically incapacitated person who is unable to make or communicate safe or sound decisions for him/herself. The incapacitated person is an individual who is unable to care for his/her basic needs, to the extent that his/her health or safety is in jeopardy. Guardianship may be appointed on an emergency (temporary) or permanent basis. Guardianship can be limited to specific areas of need, or unlimited. The decision-making powers of a guardian may not only include health care decisions, but also other aspects of personal well-being (i.e., housing and placement decisions and arranging caregivers), and financial decisions (i.e., designation as Social Security Representative Payee). There may be one guardian , or there may be more than one person, working together as coguardians.

       

     


Importance





  1. A.


    Ethical responsibility to the patient

    The physical and cognitive impairments and disabilities that are experienced by patients in rehabilitation settings can render a patient unable to make or communicate his/her preferences for health care, and in some conditions, unable to make decisions about finances or basic well-being, such that health and safety may be in jeopardy. Unfortunately, many individuals may not have an HCP or Advance Directives to make their preferences known. The need for an HCP or Advance Directives may first come to the attention of the family when faced with a debilitating condition of a family member. The professionals who are part of treatment teams have legal and ethical standards that require them to look out for the best interests of their patients [24]. The ethical responsibility to an incapacitated patient is enhanced by clinicians’ awareness of forensic issues that are most relevant to their clinical setting. Furthermore, the clinician’s attentiveness to forensic issues can facilitate the process and ensure that the patient’s desires for health care are met.

     

  2. B.


    An informed treatment team

    Treatment teams play an important role by (1) facilitating a discussion about benefits of Health Care Proxy, Advanced Directives, or Guardianship, or (2) in providing documentation or information to guide decisions that will need to be made by an Agent or the court.


    1. 1.


      Facilitate discussion

      Certain medical conditions allow for the opportunity to consider forensic issues before the patient becomes incapacitated. For example, in neurodegenerative disorders, prior to significant cognitive decline, the patient has time to set up Advance Directives and to have discussions with the individuals who he/she will entrust with making decisions when he/she is no longer able. Other medical conditions do not allow for the opportunity to discuss forensic issues beforehand, yet the treatment team can highlight key issues for individuals who are tasked with managing the affairs of such individuals. For example, a patient with a traumatic brain injury (TBI) may need assistance with certain activities of daily living (e.g., medication management, driving, financial management, and cooking) but not with other activities, depending on the location and severity of injury. Certain overlearned sequences are retained even with memory impairment from a neurological insult. Therefore, the individual with TBI may still maintain some independence for tasks that they have done for years or decades (e.g., familiar routines or hobbies). In most cases, the least restrictive environment is preferred to allow the patient to maintain independence as long as possible.

       

    2. 2.


      Guide decisions

      What decisions will the POA or guardian need to make? The team has a unique understanding of the medical treatment plan including areas of deficit and areas of preserved cognition and physical function. Based on this understanding of the patient, the treatment team can help the POA or guardian make informed decisions about the level of care needed for the incapacitated person’s mental and physical health. Discussion of the patient’s known values (what the patient values if he/she could speak for themselves) can help Agents make informed decisions on the patient’s behalf. For this reason, documentation about both strengths and weaknesses are important (see documentation section below). Using residential placement as an example, the treatment team can guide decisions based on the medical, cognitive, and mental characteristics of the incapacitated person’s condition to help the Agent determine the most suitable discharge disposition for the patient, such as discharge to home with support from family caregivers or home health care, or to a more structured long-term care setting if appropriate.

       

     


Practical Applications





  1. A.


    Advance Directives

    An advance directive typically includes Power of Attorney, Health Care Proxy, Living will, Organ and tissue donation, and Psychiatric advance directives. Although an advance directive may include all elements defined below, each element may be specified in separate legal documents. For example, someone may have organ and tissue donation noted on his/her driver’s license, and a separate document for HCP, whereas another person many have all elements specified in the Advance Directive (i.e., HCP, Living Will, and POA). The “Five Wishes” publication contains the legal documents for HCP and a living will, in addition to other questions that allow an individual to state their personal, spiritual, or emotional wishes [5]. An individual can make and change decisions in an Advance directive as long as he/she is still able/competent to do so.


    1. 1.


      Power of attorney (POA)


      1. a.


        General vs. limited POA


        1. 1.


          A general POA allows an Agent to manage all of the Principal’s affairs.

           

        2. 2.


          A limited POA is restricted to specific types of transactions or decisions. The different types of limited POA commonly include financial POA, and medical POA, or more specific situations, such as management of a specific estate, trust, or investment portfolio, or to sign a contract. Most relevant to medical rehabilitation settings is a Health care POA, also known as Health Care Proxy (HCP). Although HCP is an especially important issue for rehabilitation providers, other types of POA may also be a discussion point for patients and their families, depending how an injury or illness affects their ability to make specific types of decisions.

           

         

      2. b.


        Durable vs. Springing POA


        1. 1.


          Durable POA is effective immediately as soon as the Principal (the individual who appoints an agent) signs the document and can take effect whether or not an individual has been determined to be incapacitated. If the treatment team is aware that a durable POA is in effect, once documentation is received by the Agent, the treatment team can consult with the Agent to assist in making decisions, according to the provisions of the POA.

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Jun 25, 2017 | Posted by in PSYCHOLOGY | Comments Off on Forensic Issues: Health Care Proxy, Advance Directives, and Guardianship

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