(1)
Klinik für Allgemeine Psychiatrie, Zentrum für Psychosoziale Medizin, Universitätsklinikum Heidelberg, Voß-Str. 4, D-69115 Heidelberg, Germany
Abstract
The diagnostics and classification of the delusion of schizophrenics in DSM-IV-TM as well as in the AGP-system are largely based on Jaspers’ definition of delusion as pathologically falsified judgements. The following differences to Jaspers concept of delusion are shown: 1. Contrary to the general definition of schizophrenic delusion in DSM-IV-TM as enormous beliefs usually involving misinterpretations of perceptions on experiences according to Jaspers pathologically falsified judgements as a secondary product belong to later stages of delusion. Delusional atmosphere and delusional perception appearing in primary delusion are in Jaspers’ view characterized by an immediate, intuitive knowledge of the meaning. 2. Jaspers’ differentiation between original primary delusional experiences and the judgements based on these is not considered in DSM-IV-TM. 3. The phenomenal specificity of Jaspers’ criteria of delusion, showing itself not only in quantitative but also in qualitative aspects is not sufficiently expressed in the manual. 4. The comprehensively altered consciousness of reality in primary delusional experiences points to an alteration of s.c. existential a prioris (Kraus 2012) which is, in our opinion, of constitutive significance for the phenomena of schizophrenic delusion.
Keywords
DelusionSchizophreniaDSMExistential a prioriAltered consciousnessHerrn Prof. Dr. Werner Janzarik mit den besten Wünschen zum 92. Geburtstag.
8.1 Introduction
By and large, definitions of “delusion” in the Diagnostic and Statistical Manual of Mental Disorders (DSM)—along with various other theoretical, explicative attempts thereof—adopt Karl Jaspers’ definition of schizophrenic delusions, which he defined as “false judgements ” in his General Psychopathology (Jaspers 1959/1997)1. Thus, DSM-IV-TM defines schizophrenic delusions generally as “erroneous beliefs ” (1994, p. 275). Concurrent with his work on GP, however, Jaspers came into conflict with his own definition of schizophrenic delusion as false judgements, which he had adopted from his contemporaries. This accepted and general definition had its foundation in the so-called three criteria of delusion with explanations of the real “psychological nature” (“Wesen,” HH p. 80) of delusion. Going further, he differentiated between incomprehensible “primary delusional experiences ” (HH p. 82)2 , 3 and comprehensible delusional assumptions often originating from these. Following from this differentiation, he showed that primary delusional experiences are quite different than those delusional meanings arising from false judgements. For Jaspers, these are much more characteristic of a later stage of delusion. In the case of delusional perception, for example, the delusional meaning occurs as an “immediate intrusive knowledge of meanings” (own translation p. 83) and does not, as the DSM states, “involve misinterpretation of perceptions and experiences” (DSM p. 275). In other words, primary delusion has a different formal structure when compared to secondary stages of delusion. The definition of schizophrenic delusion as “erroneous beliefs” (DSM p. 275) and as consisting in “disease-induced misjudgement” (AGP system 58) relates almost exclusively to the delusion described by Jaspers as secondary. Due to a lack of appreciation about this distinction between judgement-based delusions and primary delusional experiences, the DSM neglects completely to discuss primary delusional experiences. Moreover, DSM adopts the three criteria of delusion posited by Jaspers but conceives of these with a total lack of phenomenological specificity. In other words, the definition is almost exclusively quantitative without Jaspers’ attempt to conceptualize this also in a qualitatively specified way.
Besides this explicative purpose of distinguishing Jaspers’ definition of primary delusional experience from the general, judgement-based definitions of the DSM, a secondary topic to be discussed is the possibility that the disturbance of the ego (or of the basic or bodily self), which one takes as characteristic of schizophrenic delusions4, takes place as a result of alterations of existential a prioris (i.e., basic categories of human existence). That would indicate a shift from being in the sense of Heidegger’s “Dasein” in the direction of a “reification” (“Verdinglichung”) of being. If this shift were indeed the case, then it would underline the importance of Jaspers’ phenomenological specificity regarding the criteria of delusion. Also, it would shed light on the specific formal structure of the schizophrenic primary delusion while partly reducing its incomprehensibility . To conclude this section concerning the secondary topic, some consequences for psychotherapy of delusion will be discussed.
Jaspers’ concept of delusional experiences of schizophrenics is highly significant for present psychiatry because he differentiates primary delusional experiences from the results of these, which occur when a patient tries to understand his (even for him) strange new experiences at the beginning of his delusion. In his own language, the primary delusional experience, that is, the “vivid givenness of the delusional contents,” occurs before changing into “solidified delusional judgements, only reproduced, discussed, dissimulated on any opportunity” (own translation p. 80); these later developments are often referred to as the so-called secondary delusion (s). This differentiation is important for two reasons:
1.
The emphasis on primary delusional experiences enables Jaspers to distinguish a definition of delusion based on criteria from what he called the “psychological nature of the delusional ideas behind these more superficial characteristics” (own translation p. 80). In contrast to Jaspers, the diagnostic glossaries emphasize without doubt the operational definition of delusion, thereby neglecting the real nature of delusion.
2.
Separating the primary delusional experiences from secondary delusional ideas (as a product of the patient’s working through these experiences) made it possible to distinguish the former as incomprehensible. Therefore, the primary delusional experiences could be considered as beyond our understanding, despite the comprehensibility of the contents of the delusional ideas, which the patient may disclose in an interview. These disclosed ideas are “always a secondary product […] coming from the primary experiences in an understandable way” (own translation p. 81).
8.2 Definition and Nature of Schizophrenic Delusion
The relevance of Jaspers’ concept of delusion is shown by the continual importance of his three criteria for the definition of schizophrenic delusion in the diagnostic manual of DSM-IV-TM. In the Table 8.1 we compare Jaspers’ definition of schizophrenic delusion to the definition in the DSM. However, if we take into consideration his own commentaries to his criteria, we recognize the far extent to which Jaspers’ concept of the real nature of schizophrenic delusion deviates from its definition in the DSM manual.
Table 8.1
Comparison of Jaspers definition of schizophrenic delusions and modern diagnostic manuals such as DSM-IV-TM and the AGP-System
Jaspers’ definition of schizophrenic delusion | DSM-IV-TM: definition of Schizophrenic delusion (p. 275) |
“Delusion manifests itself in judgements; delusion can only arise in the process of thinking and judging. To this extent pathologically falsified judgements are termed delusion.” (HH p. 80) (“Wissen”) | Schizophrenic delusions (Criterion A1) are “erroneous beliefs that usually involve misinterpretation of perceptions or experiences”… |
“The term delusion is vaguely applied to all false judgements that share the following external characteristics to a marked, though undefined, degree: they are held with an extraordinary conviction, with an incomparable, subjective certainty. there is an imperviousness to other experiences and to compelling counter-argument. | Ad (1) “the distinction between a delusion and a strongly held idea depends… on the degree of conviction with which the belief is held”. |
Ad (2) “despite clear contradictory evidence (275)” (p. 275). | |
Ad (3) “Delusions are deemed bizarre, if they are clearly implausible and not understandable and do not derive from ordinary life experiences” (p. 275). | |
their content is impossible. If we want to get behind these mere external characteristics into the psychological nature of delusion, we must distinguish the original experience from the judgement based on it, i.e., the delusional contents as presented data from the fixed judgement which is then merely reproduced, disputed, dissimulated as occasion demands.” (HH p. 96) | AGP-system |
“For any true grasp of delusion, it is most important to free ourselves from this prejudice that there has to be some poverty of intelligence at the root of it” (HH p. 97) | In the AGP-system delusion (in general) is defined as a “disease-induced misjudgement of reality” and delusional ideas as “isolated, irrational or delusional thoughts” (p. 58). |
The general definition of schizophrenic delusions in the DSM as consisting in “erroneous beliefs ” that usually involve misinterpretations of perceptions or experiences seems confirmed by Jaspers, for he states that delusion is communicated by judgements (“pathologically falsified judgements,” HH p. 80). In the same chapter on “delusion and awareness of reality,” however, he comments and criticizes his own statement, and thereby also implicitly the definition in the DSM, when he posits: “To say simply that delusion is a mistaken idea which is firmly held by the patient and which cannot be corrected gives only a superficial and incorrect answer to the problem. The definition will not dispose of the matter” (HH p. 93). The psychological nature of delusion, according to Jaspers, is not sufficiently explained by the mere external characteristics of the pathologically falsified judgements. We have to take into consideration also the original experiences on which the judgements are based as a “secondary product.” This becomes particularly clear, when he speaks about the primary experiences of delusional perception: “We have here not to do with interpretations of the character of judgements….5 The meaning is experienced immediately…” (own translation p. 83). Thus, primary delusional experiences do not “involve a misinterpretation of perception or experiences” (275) as formulated in DSM-IV-TM. Misinterpretations are characteristic for a secondary stage of delusion. In its formal structure, primary delusional experience is different from secondary stages of delusion, at which delusion may involve erroneous judgements. Evidently, the general definition of delusion of the DSM neglects the primary delusional experience completely, if accept Jaspers’ point that erroneous judgements are different from delusions when considered according to their nature (“Wesen”). For Jaspers, proper delusions are “elementary,” “immediate and final experiences” (own translation p. 110), as opposed to erroneous judgements arising only secondarily via thinking: “The elementary experiences psychologically cannot be influenced opposite to that which is mediated by thoughts. They are primarily without content” (own translation p. 110). Erroneous delusional interpretations of the secondary delusional stage are often called “extra explanatory delusion.”6 This secondary stage remains, however, intrinsically connected with a delusion proper insofar as its content relates to primary delusional experiences. The erroneous interpretations present the patient with a means to adapt his primary delusional experiences to common reality. This understanding of schizophrenic secondary stages of delusion maintains validity (as we will show below) regarding the inability to correct these delusions, which in its specificity also relates to the primary delusional experience. If we adhere to Jaspers’ general definition, then the definition of delusions as “erroneous beliefs” in the DSM and its foundation can be questioned.
The question whether delusion is merely an erroneous belief characterized by erroneous interpretations is not only important for conceptual and diagnostic reasons but also for psychotherapy. If convinced that his delusional assumptions are solely erroneous beliefs , then the patient finds himself in self-contradiction due to his attempts to “normalize” his primary delusional experiences . By trying to adapt his primary delusions to be normal, the situation can even worsen; for the self-created erroneous reality may return him back to his primary delusional experiences, which, in turn, become more dreadful because they seem impossible to alter. Without this differentiation, we, as psychiatrists, would fail to recognize that the primary delusional experience is the main “generator” of delusion, rather than the errors revealed in one’s judgements.
Now let us return to our table. Jaspers’ three characteristics of false judgement are summarized under criterion A1 in the DSM-IV-TM. Criterion A1 is given if delusions are bizarre. Further, hallucinations are considered bizarre if these involve “commenting” or “conversing” voices. This single criterion of bizarreness is judged as being so important for the diagnosis of schizophrenia that “only this symptom is needed to satisfy criterion A1 for schizophrenia” (p. 275). “Bizarre” is defined as being “clearly impossible and not understandable, not deriving from ordinary life experiences” (p. 275). It comprises delusions that express a loss of control over mind or body, or the patient’s beliefs that “his or her thoughts have been taken away by some outside force (‘thought withdrawal’), that alien thoughts have been put into his or her mind (‘thought insertion’), or that his or her body or actions are being acted on or manipulated by some outside force (‘delusions of control’)” (p. 275). We will return to this topic of bizarreness below.
8.3 Primary Delusional Experiences
Let us cover what Jaspers says about “primary delusional experiences ” (own translation p. 82) (“primäre Wahnerlebnisse”). “Primary” here is used in the sense that the delusion occurs before its development into false judgements . In the description of these experiences, Jaspers places the emphasis on formal aspects, that is, on the “how” of experiences and not so much on the “what” (or the content) of those experiences—the latter of which takes up the foreground of the diagnostic manuals today. The “how” of experiences, in the wider sense of our understanding, relates not only to symptoms (e.g., first rank symptoms and Jaspers’ criteria of delusion), but also to the relationship of the patient to himself, to the world and to others.
8.3.1 Delusional Atmosphere
Jaspers starts the pertinent section in Chapter § 4 of his GP with a restriction: “We cannot really appreciate these quite alien modes of experience, they remain largely incomprehensible, unreal and beyond our understanding” (HH p. 98). “Patients feel uncanny and that there is something suspicious afoot.” Everything “gets a new meaning. The environment is somehow different—not to gross degrees—perception is unaltered in itself, but there is some change, which envelops everything with a subtle pervasive and a strangely uncertain light. A living room which formerly was felt as neutral or friendly now becomes dominated by some indefinable atmosphere” (HH p. 98). “This general delusional atmosphere (‘Wahnstimmung’) with all its vagueness of content must be unbearable” (HH p. 98) (see also Fuchs 2005). With this delusional “indefinable atmosphere,” “the awareness of meaning undergoes a radical transformation” (HH p. 99) and “there is an immediate, intrusive knowledge of the meaning and it is this which is itself the delusional experience” (HH p. 99). Jaspers continues that already in the delusional atmosphere “we always find an ‘objective something’ there, even though quite weak, a something which lays the seeds of objective validity and meaning” (HH p. 98).
8.3.2 Delusional Perception
It is important to mention that Jaspers does not consider delusional perceptions ranging from experiences of vague meanings to experiences of clear, but delusional observation and reference “as interpretations of the patient in the way of judgements”7 “completely8 separated from the perceived object. The delusional meaning is rather immediately experienced within the completely normal and unchanged perception” (own translation p. 83).
“Particularly at the beginning of processes in very many cases, no clear definite meaning accompanies the perceptions. Objects, persons and events are simply eerie, horrifying, peculiar, or they seem remarkable, mystifying, transcendental. Objects and events signify something, but nothing definite” (HH p. 100).
These undefined meanings already in the delusional atmosphere (“Wahnstimmung”) do not signify doubts in the sense of uncertainty about the fact that something has happened, but only uncertainty about the definite meaning of the fact. In other words, one is certain that the event must have a definite meaning. Müller-Suur (1950) spoke of an absolute “certain uncertainty” about the definite meaning of the events, respectively of everything that the patient experiences in primary delusion. This absolute certain consciousness of uncertain certainty for Müller-Suur is very important from a diagnostic point of view because it differentiates schizophrenic delusion from paranoid delusion (“paranoia” in the traditional sense, where this basic experience of delusion is not present). The patient, therefore, does not believe with a certainty of 100 % in his delusional system, rather only with a more or less relative certainty (even if his certainty increases in the course of the illness).
Jaspers says about “delusional perceptions” that the delusional meanings are “not interpretations in the sense of judgements, but are immediately experienced in a completely normal and unchanged perception what concerns the senses” (HH p. 99). Also, he explains that normal perception is “never a mechanical image of sensory impression, but at the same time a perception of meaning” (HH p. 99). The primary delusional experiences “are analogous to this seeing of meaning, but the awareness of meaning undergoes a radical transformation. This is an immediate, intrusive knowledge of the meaning and it is this which is itself the delusional experience” (HH p. 99). He says further: “Is the meaning immediately given in the sensorial perception, in the imagined, in the memorized, then this meaning has the character of reality” (own translation p. 83). If in delusional perceptions we have to do with completely normal perceptions, then this offers grounds for criticism of a theory of a primary dysfunction of perception as a cause of the disease.

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