Chapter 9
Post-traumatic stress disorder and schizophrenia
Trauma and psychosis go hand in hand. Many traumatic experiences, such as childhood adversity, deprivation, and minority group status can be considered as aetiopathological events in the development of schizophrenia. Schizophrenia itself is traumatic in many aspects, including the experience of symptoms themselves, events that can occur in the context of acute behavioural disturbance, and treatment itself. Therefore it should be no surprise that PTSD symptoms occur more frequently than chance in people with schizophrenia. Furthermore, PTSD can significantly exacerbate poor outcomes and therefore represents a significant target for treatment.
Incidence and prevalence
PTSD is defined as the occurrence of symptoms of greater than one month duration, including re-experiencing distressing aspects of the trauma, hyper-arousal, avoidance of trauma reminders, sleep disturbances, and negative cognitions and mood, that typically develop after experiencing or witnessing an event or events that involve actual or threatened death or injury, of significant physical integrity to self or others (Association 2013) (see Box 9.1). There is growing evidence that people with a severe mental illness are more vulnerable to PTSD due to increased risk of childhood and adulthood trauma and the experience of psychosis itself. Traumatic events themselves are highly prevalent in severe mental illness, with up to 90% of subjects reporting trauma (Lommen and Restifo 2009).
Box 9.1 Summary of salient features of PTSD
• Exposure to a significant traumatic event or series of events
• Psychological distress in response to triggering cues
• Physiological arousal in response to triggering cues
• Negative alterations in cognitions and mood associated with the trauma
• Alterations in arousal and reactivity:
• Irritable and angry outbursts
• Exaggerated startle response
Source: Data from American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders, 5th edition (DSM-5), 2013, American Psychiatric Association.
In cross-sectional studies, up to 30% of patients with schizophrenia meet diagnostic criteria for PTSD, albeit the aggregated risk estimates across studies are more in the order of 12% (see Chapter 2). An 18-month follow-up of first episode patients reported 31% developing PTSD, and substance abuse is a further risk association, such that nearly two-thirds of patients with schizophrenia and comorbid substance misuse have been reported to also meet criteria for PTSD (Grubaugh et al. 2011; Jackson et al. 2009; Seow et al. 2016).
Causation
Shared risk factors and mechanisms
Adverse events in childhood and early adulthood increase the risk of psychosis (see Box 9.2). Parental loss, bullying, and childhood abuse occur more frequently than chance in the lives of people with psychotic disorders. These traumatic events may be acting on an underlying (genomic or epigenetic) vulnerability, triggering psychosis. Indeed, one current mechanistic hypothesis centres on maternal immune activation, whereby early pro-inflammatory insult (maternal stress, viral exposure, etc.) leads to a heighted inflammatory response when a second trigger occurs—the second trigger being an environmental challenge, including traumatic events. Immune activation, insufficient oxidative defence, and/or secondary glutamatergic and striatal dopaminergic changes are then secondary effects (Upthegrove and Khandaker 2019). It is parsimonious that those who are more vulnerable to psychosis may also be more likely to experience early trauma (Seow et al. 2016). Thus, the same events that can predispose to schizophrenia could lead to the development of PTSD in addition to psychosis.
Box 9.2 Models of PTSD in schizophrenia
• Trauma as a common risk factor: comorbid categorical diagnoses with shared antecedents
• PTSD in response to psychosis as a traumatic event