Abstract
Conventional or traditional spinal cord stimulation (SCS) (paresthesia forming, nonkilohertz frequency or burst, and paresthesia-free SCS) is used for peripheral neuropathic pain of multiple indications, such as failed back surgery syndrome (FBSS), postherpetic neuralgia (PHN), plexopathy, and painful diabetic polyneuropathy (PDP). The mechanisms of action of conventional SCS are difficult to study in humans, but translational animal models of chronic neuropathic pain have helped us to understand it better. Patients with FBSS and PDP may benefit from conventional SCS. For patients with complex regional pain syndrome there is limited evidence, and for PHN weak evidence. It is not clear whether patients with a plexopathy or phantom limb pain will benefit from SCS, thus it should only be used in a research setting.
Keywords
Complex regional pain syndrome (CRPS), Conventional spinal cord stimulation (SCS), Failed back surgery syndrome (FBSS), Painful diabetic polyneuropathy (PDP), Peripheral neuropathic pain, Phantom limb pain, Plexopathy, Postherpetic neuralgia (PHN)
Outline
Overview 633
History and Mechanisms of Action of Spinal Cord Stimulation 636
Peripheral Neuropathic Pain and Conventional Spinal Cord Stimulation 638
General Recommendations 638
Neuroanatomic Location Roots 638
Neuroanatomic Location Plexus 639
Plexopathy (Traumatic) 639
Neuroanatomical Location: Peripheral Nerve 639
Current Research and Future Directions 641
(Possible) Indicators for Better Outcome 641
Other Techniques Beyond Conventional Neuromodulation 642
Future Directions 642
References 642
Overview
In Western countries neuromodulation is increasingly used for peripheral neuropathic pain (PNP). To know the indications for neuromodulation therapies and understand how to diagnose PNP disorders, one must be familiar not only with the principles of the techniques, but also with (the basics of) the nervous system and its diseases. Detailed information about the relevant anatomy of the nervous system can be found in Chapter 3 . This chapter can be considered as guidance for the clinician who intends to implement neuromodulation therapies in patients with PNP.
According to the definition of the International Association for the Study of Pain, neuropathic pain is pain that arises as a direct consequence of a lesion or disease affecting the somatosensory system. The prevalence of neuropathic pain is estimated to be between 3.3% and 8.2% ( ). Neuropathic pain is associated with a high social and economic burden and therefore should be a priority in research ( ). Clinical assessment of neuropathic pain is very important for selecting the most optimal treatment, but can be difficult. The assessment should contain a careful history and neurological examination, and, if possible, be based on objective diagnostic tests ( ).
In diagnosing a neurological disorder of either central or peripheral origin it is helpful to distinguish the symptoms that belong to a default/defect in the central nervous system (CNS) (brain, spinal cord) from those of the peripheral nervous system (PNS) (spinal roots, plexus, peripheral nerves); see Fig. 49.1 . A lesion in the PNS can lead to weakness, atrophy, diminished reflexes, hypotonia, sensory loss (pain, touch, thermal sense), and/or hypersensitivity and pain, and usually has a specific neuro-anatomical distribution (see Fig. 49.2 ).
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Until now, the first steps in treatment of PNP have been based on noninvasive pharmacological interventions. Pharmacological intervention used for treatment of neuropathic pain usually consists of antidepressant, antiepileptic, and opioid medications ( Table 49.1 ). These medications, however, may have unsatisfactory results and often unacceptable side-effects ( ). If pharmacological intervention does not result in adequate pain reduction, neuromodulation via SCS of the dorsal columns may be a second-line treatment option. The history and mechanisms of SCS of the dorsal columns, the proposed techniques, and current indications are discussed in this chapter.
First line | SNRI | Duloxetine Venlafaxine |
TCA | Amitriptyline Nortriptyline | |
Α2δ calcium antagonist | Pregabalin Gabapentine | |
Second line | Weak opioid | Tramadol |
Capsaicin 8% patches | If pain localized to limited area | |
Lidocaine patches 5% | If pain localized to limited area | |
Third line | Strong opioids (slow release) | |
Botulin toxin A |
History and Mechanisms of Action of Spinal Cord Stimulation
The mechanisms of action (MOAs) of SCS in humans are difficult to study, so various animal models have been used. Based on a translational, experimental animal model of chronic PNP, were the first to study the pain-relieving effects of SCS at the cellular and biochemical levels. Furthermore, with this experimental animal model, conventional SCS settings (approximately 50 Hz, 0.2 ms, 1.4 mA) of dorsal column stimulation results in a comparable pain-relieving effect and percentage of responders as observed in patients ( ).
In these chronic PNP animal models SCS significantly decreases the tactile hypersensitivity (responders to SCS), and this behavioral effect is correlated with a decreased intracellular GABA level and an increased extracellular GABA level in the DH ( ). Moreover, SCS of the dorsal columns induces a decrease in release of glutamate, the predominant neurotransmitter of nociceptive afferent neurons ( ). Interestingly, in nonresponders to SCS the effect on GABA release in the DH is less prominent, further substantiating the pivotal effect of SCS on GABA interneurons in the DH network ( ).
In SCS responders, intrathecal (IT) application of a selective GABA-B antagonist can prevent the SCS-induced glutamate decrease. This phenomenon is in line with the gate-control theory, where GABAergic interneurons presynaptically modulate the glutamate release of nociceptive afferents in the DH ).
Likewise, the IT application of a subeffective dose of baclofen could potentiate the attenuation of neuropathic pain by conventional SCS ( ). The importance of glutamate and its receptor was further substantiated by the fact that nonresponders to conventional SCS could be turned into responders when a subeffective dose of ketamine, a N -methyl- d -aspartate (NMDA) glutamate receptor antagonist, was additionally applied ( ). The latter is notable, as the NMDA receptor is very important for the increased sensitivity of glutamate transmission or central sensitization ( ).
The question still remains whether SCS is mainly acting via a segmental (antidromic) or a suprasegmental (orthodromic) mechanism (see Fig. 49.3 ).
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Electrophysiological evidence showed that in rats with neuropathic pain, SCS induces long-lasting depression of hyperexcitable wide dynamic range neurons by attenuating both spontaneous and evoked after-discharges, and that SCS of the dorsal columns at the same time reduces the C-fiber evoked central sensitization ( ). These results indicate a spinal segmental modulation of excitatory and inhibitory molecules to be pivotal in the MOA underlying the pain-relieving effects of SCS. Although dorsal nociception is now known to be much more complicated than the gate-control network originally presented by Melzack and Wall in , the balance between many inhibitory and excitatory cells forms the essence of the concept.
This so-called DH gate-control network ( ) is a network triggered by conventional SCS and the antidromic stimulation of AB-fibers in the dorsal columns. In an elegant series of experiments where the leads were positioned either very close to the level where activated nociceptive afferents enter the spinal cord or much more rostrally, the pain-relieving effect of SCS was shown to be predominantly segmental ( ).
Although the primary effect of conventional SCS has been attributed to the antidromic activation of ascending dorsal column fibers inducing segmental neurochemical changes in the DH, there is evidence that orthodromic activation also involves supraspinal mechanisms via a loop in which the descending dorsolateral funiculus plays a role in the attenuation of neuropathic pain ( ).
Peripheral Neuropathic Pain and Conventional Spinal Cord Stimulation
General Recommendations
For all indications, the following basic rules are recommended regarding the use of conventional SCS.
- 1.
Conventional SCS should only be used after proper assessment of the patient. That means clear somatic neuropathic pain diagnoses such as failed back surgery syndrome (FBSS), postherpetic neuralgia (PHN), plexopathy, or painful diabetic polyneuropathy (PDP) have to be confirmed.
- 2.
Only use conventional SCS when a patient suffers from chronic neuropathic pain with no sufficient response to conservative treatment.
- 3.
Preimplantation psychiatric screening is advised.
- 4.
Be careful with patients with blood-clotting disorders and immune deficiency.
- 5.
Be careful with patients with chronic opioid use. We tend to advise minimizing the use of opioids to an equivalent of 30 mg morphine a day or less.
Successful treatment of neuropathic pain requires consideration of the neuroanatomy and its clinical context. We systematically discuss several indications for conventional SCS on the basis of the anatomical distribution of the lesion. Typical clinical features are presented regarding patient history, physical examination, and ancillary tests.
Neuroanatomic Location Roots
Failed Back Surgery Syndrome
FBSS, sometimes called postlaminectomy pain syndrome, is chronic pain that occurs after spinal surgery and is estimated to occur in about 40% of these patients ( ). The cause of this syndrome can be multifactorial. Somatic contributing factors include (persistent) pressure on the spinal nerve by residual or recurrent disc herniation or epidural fibrosis and/or traumatization of a nerve root. Psychological factors may also play an important role ( ) .
History : FBSS patients complain about persistent low-back pain, but can also have persistent leg pain in the projection territory of the affected nerve root.
Neurological exam : Neurological examination can be normal, but changes can be found in strength, sensibility, and reflexes in the distribution of the affected nerve root (see Fig. 49.2 and Table 49.2 ).
Diagnostic testing : Electromyography can be helpful, but is usually not necessary. Magnetic resonance imaging (MRI) can show either a compressive lesion such as epidural fibrosis and disc herniation or no actual lesion at all.
Spinal cord stimulation : Conventional SCS is recommended for the use in patients with pronounced leg pain and insufficient pain relief with conservative treatment, and is superior to reoperation ( ). In 2005 North et al. published a randomized controlled trial (RCT) in 50 patients with FBSS. Conventional SCS proved to be more effective than reoperation. Furthermore, a success rate of almost 50% (>50% pain relief) in the conventional SCS-treated FBSS patient group as compared to a success rate of about 10% in the nonSCS group was reported in another multicenter RCT ( ).
Remarkably, conventional SCS is presently underutilized and only used in 2.4% of the cases of FBSS, and a longer delay to implantation has been shown to result in higher healthcare resource utilization ( ). For more information about SCS for FBSS and low-back pain we refer readers to Chapter 50 .
Nerve Root | Motor Weakness | Reflexes |
---|---|---|
Arm | ||
C5 | Infraspinatus (external rotation of the arm) | Biceps reflex |
Deltoid (arm abduction or shoulder flexion) | ||
Biceps brachii (elbow flexion with forearm in supination) | ||
C6 | Extensor carpi radialis brevis and longus (wrist extension) | Biceps reflex |
Deltoid (arm abduction or shoulder flexion) | ||
Biceps brachii (elbow flexion with forearm in supination) | ||
C7 | Extensor digitorum communis (extension of digits 2–5) | Triceps reflex |
Flexor carpi radialis (wrist flexion) | ||
C8 | Flexor carpi ulnaris (wrist flexion with ulnar deviation) | Triceps reflex |
Abductor digiti quinti (abduction of digit 5) | ||
Leg | ||
L2 | M iliopsoas (hip flexion) | – |
M quadriceps, rectus femoris (knee extension) | ||
L3 | M iliopsoas (hip flexion) | – |
M quadriceps, rectus femoris (knee extension) | ||
L4 | M quadriceps, rectus femoris (knee extension) | Knee jerk |
L5 |
| – |
S1 |
| Ankle jerk |
Postherpetic Neuralgia
A herpes zoster infection is a viral infection of the dorsal root ganglion. PHN is pain related to or following resolution of an acute herpes zoster infection, usually recognized by a typical dermatomal rash. There is no clear distinction between herpetic pain and postherpetic pain, but usually pain persisting for 3 months after resolution of the rash is considered PHN pain. PHN occurs more often in the elderly and is more often refractory to medical management ( ).
History : PHN is characterized by neuropathic pain in the distribution area of the affected nerve root (in the area of the herpes zoster rash). This pain is often intractable and can be long-lasting.
Neurological exam : Neurological examination can be normal, although changes can be found in sensibility in the distribution of the nerve root ( Fig. 49.2 and Table 49.2 ).
Diagnostic testing: Not necessary.
Neuromodulation: There are only a few positive case series of neuromodulation for refractory PHN and conventional SCS ( ). In a prospective case study of 28 patients with PHN, 82% of the patients achieved pain relief after conventional SCS ( ). In conclusion, the evidence for conventional SCS in PHN is very weak and treatment should only be done in a research setting.
Neuroanatomic Location Plexus
See Fig. 49.1.
Plexopathy (Traumatic)
Traumatic plexus lesions can arise after surgery but also from severe trauma. Based on the anatomy of the plexus, lesions can be subdivided in preganglionic (root avulsions), postganglionic, and combined lesions. Preganglionic lesions can lead to excruciating pain (or deafferentiation pain) ( ). It is thought that root avulsions lead to specific peripheral and central changes that differ from other peripheral neuropathies ( ).
History/neurological exam : Symptoms of a plexus lesion include weakness, loss of tendon reflexes, altered sensation, and frequently pain. The combination of miosis, ptosis, and anhydrosis (Horner sign) may point to avulsion of the C8 and T1 root.
Diagnostic testing : Electromyogram and nerve conduction studies (NCSs) can be of value, not only for diagnosis and in differentiating plexopathy from radiculopathy, but also in estimating the severity and degree of recovery. After a trauma, computed tomography–myelography is considered first-choice imaging when root avulsion is suspected ( ). MRI techniques can be used to demonstrate swelling and inflammation of the plexus.
Neuromodulation : It is not clear whether conventional SCS is a suitable treatment for patients with plexopathy and intractable neuropathic pain. No well-conducted study has been done yet, and only case series are published ( ). Conventional SCS should probably only be considered when all conservative treatments have failed in plexopathy patients with intractable neuropathic pain.
Neuroanatomical Location: Peripheral Nerve
Painful Diabetic Polyneuropathy
Diabetes mellitus (DM) is a major health problem worldwide; currently more than 400 million people live with it ( ). Diabetic neuropathy is a common complication of DM (50%), and the most common form of neuropathy in developed countries. The prevalence of PDP in the DM population is estimated at 15%–30% ( ). Neuropathic pain can be the first symptom of DM, and is caused by damage to the unmyelinated C-fibers and thinly myelinated Aδ-fibers. PDP patients can also experience muscle weakness, sensory loss, and autonomic dysfunction.
History: PDP patients usually (more than 80%) have a symmetrical length-dependent neuropathy and complain of pain in the extremities. Normally the pain starts distally, and usually the feet are more affected than the hands.
Neurological exam: Neurological examination often shows diminished proprioception and reduced vibration, pinprick and temperature sensation in the affected distribution area (symmetrical and length dependent), decreased or absent tendon reflexes (distal more than proximal), and muscle weakness, first in foot elevators. When predominantly small nerve fibers are affected, vibration sensation, tendon reflexes, and strength are normal.
Diagnostic testing: NCSs usually show abnormalities, though the diagnosis can be made based on clinical findings. A normal outcome of an NCS does not exclude diabetic neuropathy. Small-fiber neuropathy should be considered, and additional tests are recommended. Skin biopsy with quantification of intraepidermal nerve fiber endings and quantitative sensory testing are suggested to confirm this diagnosis ( ).
Neuromodulation: Until 2010 only observational studies were done. Pain relief of more than 50% was observed in 63% of patients across four observational studies (25 patients) at the end of 1 year of conventional SCS. These early observational studies were promising, but insufficient to make positive recommendations for daily practice ( ). In 2014 two multicenter RCTs showed that conventional SCS for PDP may be successful in about 50% of patients after 6 months ( ). In the study by de Vos et al., 37 of 40 patients had successful trials of stimulation (93%). In 60% (25 patients) the intervention group reported more than 50% pain reduction at 6 months, whereas in the control group (20 patients treated with best conventional practice) only 5% (1 patient) reported pain reduction of more than 50%. Treatment success in a trial by Slangen et al. was 77% (17 of 22 conventional SCS patients); 41% reported more than 50% pain relief during daytime, compared to none in the best medical treatment (BMT) group. During nighttime, 36% (eight patients) in the treated group versus 7% (one patient) in the BMT group reported greater than 50% pain relief. Both trials were well conducted and, besides the use of different conventional SCS devices, they appear to be comparable. Also, the secondary outcomes were generally positive. In the trial by Slangen et al. no significant effect of the treatment on patient quality of life was demonstrated, but it may be that this trial was too small to detect this ( ). In a follow-up study, quality of life was maintained after 24 months ( ). Thus patients with PDP may benefit from conventional SCS of the dorsal columns.
Complex Regional Pain Syndrome
Complex regional pain syndrome (CRPS) often occurs after trauma or surgery, but can also occur spontaneously. The affected area is often larger than the site of the original injury. CRPS can be subdivided into two types: CRPS type 1, which is the most common (no documented presence of nerve damage), and CRPS type 2 (with documented presence of nerve damage) ( ). The estimated incidence is 26 per 100,000 person years ( ).
The pathophysiology is complex and still under research, as multiple mechanisms may be involved, such as central and peripheral sensitization, altered sympathetic nervous system function, local changes in catecholamines, inflammatory responses, and involvement of genetic and psychological factors ( ). CRPS is a diagnosis based on history and careful physical examination, and is usually a diagnosis of exclusion. For diagnosing CRPS-1, the Budapest criteria (with a diagnostic sensitivity of 0.99 and specificity of 0.68) are recommended ( ).
Budapest criteria:
- 1.
Continuing pain which is disproportionate to any inciting event.
- 2.
Must report at least one symptom in three of the four following categories:
- a.
sensory: reports of hyperesthesia and/or allodynia
- b.
vasomotor: reports of temperature asymmetry and/or skin color changes and/or skin color asymmetry
- c.
sudomotor/edema: reports of edema and/or sweating changes and/or sweating asymmetry
- d.
motor/trophic: reports of decreased range of motion and/or motor dysfunction (weakness, tremor, dystonia) and/or trophic changes (hair, nails, skin).
- a.
- 3.
Must display at least one sign at time of evaluation in two or more of the following categories:
- a.
sensory: evidence of hyperalgesia (to pinprick) and/or allodynia (to light touch and/or deep somatic pressure and/or joint movement)
- b.
vasomotor: evidence of temperature asymmetry and/or skin color changes and/or asymmetry
- c.
sudomotor/edema: evidence of edema and/or sweating changes and/or sweating asymmetry
- d.
motor/trophic: evidence of decreased range of motion and/or motor dysfunction (weakness, tremor, dystonia) and/or trophic changes (hair, nails, skin).
- a.
- 4.
There is no other diagnosis that better explains the signs and symptoms.
History and neurological exam: Symptoms of CRPS may consist of pain (hyperalgesia, mechanical allodynia); other changes in sensibility, such as hypoalgesia and mechanical hypesthesia; autonomic dysfunction changes in pilomotor, sudomotor, and vasomotor reflex; and trophic changes and motor dysfunction such as dystonia.
Diagnostic testing: Specific additional tests for CRPS are not available. Other diagnoses, such as peripheral vascular disease or rheumatic disease, may be confused with CRPS. Additional testing may be required to rule out these diagnoses. In diagnosing CRPS-2, additional NCSs may be helpful.
Neuromodulation: There is limited evidence for the efficacy of conventional SCS for CRPS-1 patients, but it may be considered in those patients who do not respond to conservative medical management. In 2004 Kemler et al. demonstrated a 2-year positive effect of conventional SCS on pain relief in CRPS-1 patients in an RCT ( ). In this study, 54 CRPS-1 patients who had failed multiple treatment modalities, including surgical sympathectomy, were randomized to receive either conventional SCS and physical therapy or physical therapy alone. The intention-to-treat analyses showed pain reduction after 6 months in the implantation group, and the positive effects remained 2 years after implantation. CRPS-1 patients with cervical leads had similar pain reduction when compared with patients with lumbar leads ( ). After 5 years the SCS-implanted group’s results were still superior when compared to the control group (physical therapy alone) and the nonimplanted group (patients failing SCS testing), but the differences were smaller. Interestingly, 95% of the SCS group were willing to undergo this treatment again ( ). Conventional SCS provided effective long-term pain relief in 63% of CRPS-1 patients ( ). Furthermore, the authors of this study reported pain relief of at least 50% after test stimulation, which was associated with a better long-term outcome in these patients.
In conclusion, there is limited evidence for efficacy of conventional SCS in CRPS-1, but it can be used as a last-resort treatment ( ). For more information about neuromodulation and CRPS we refer readers to Chapter 48 .
Phantom Limb Pain
Phantom pain is pain in a body part that is amputated and no longer exists, not to be confused with stump pain and phantom sensations. Again, as with CRPS, both peripheral and central mechanisms play a role in the development of phantom limb pain. Approximately 60%–80% of postamputation patients develop phantom pain.
History: Patients describe intermittent pain in the limb that is amputated. The pain attacks can last for seconds to hours.
Neurologic exam/diagnostic test: Exclude other causes such as radiculopathy, neuroma, and infection.
Neuromodulation: Because only case reports are available, current evidence is insufficient to recommend conventional SCS for phantom limb pain. Thus SCS should only be considered in treatment of phantom limb pain in a research setting ( ). Other forms of neuromodulation for phantom limb pain are being researched, and include high-frequency PNS for phantom limb pain ( ), dorsal root ganglion stimulation ( ), and peripheral nerve neuromodulation ( ).
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