Subjective and Objective Measures of Daytime Sleepiness



Subjective and Objective Measures of Daytime Sleepiness



Chapter Points (see also Box 14–6)



• The ESS measures self-rated average sleep propensity (chance of dozing) over eight common situations. The scale ranges from 0 to 24 with 10 or less being considered normal.


• The MSLT objectively measures the tendency to fall asleep (MSL) and the propensity to have SOREMPs.


• The MSLT consists of five naps spaced every 2 hours beginning about 1.5 to 3 hours after the wake-up time.


• The MSLT should be preceded by a PSG to detect causes of sleepiness such as sleep apnea and to verify adequate sleep before the MSLT. MSLT findings are not considered reliable if less than 360 minutes of sleep is recorded.


• The MSLT diagnostic criteria for narcolepsy include an MSL of 8 minutes or less and 2 or more SOREMPs. However, a negative MSLT does NOT rule out narcolepsy because the sensitivity of the MSLT for diagnosing narcolepsy is only approximately 70% to 80%.


• The MSLT diagnostic criteria for idiopathic hypersomnia include an MSL of less than 8 minutes and 0 to 1 SOREMPs in five naps.


• Up to 6% of untreated patients with OSA will have an MSLT meeting criteria for narcolepsy.


• If narcolepsy in addition to OSA is suspected, patients should have a PSG on CPAP to document good treatment and adequate sleep and a subsequent MSLT on CPAP. This assumes that OSA has been well treated with CPAP for a period of time (e.g., documented CPAP adherence).


• Medications that may affect MSLT sleep latency (stimulants, sedatives) or the number of SOREMPs (REM-suppressant medications) should be withdrawn for 10 days to 2 weeks preceding testing if possible.


• The MWT objectively quantifies a patient’s ability to remain awake in a situation predisposing to sleep (dimly lighted room, sitting on a bed). The 40 minute MWT is recommended. Each MWT nap is terminated after 40 minutes if no sleep has been recorded; after 3 consecutive epochs of stage N1, or after a single epoch of any other sleep stage (N2, N3, or R). The sleep latency is defined as the time from lights out until the first epoch of any stage of sleep.


Excessive daytime sleepiness (EDS) is defined as sleepiness that occurs in a situation when an individual would usually be expected to be awake and alert. EDS is said to affect at least 5% of the general population. Causes of EDS include sleep deprivation/inadequate sleep, a number of sleep disorders (obstructive sleep apnea [OSA], narcolepsy, and idiopathic hypersomnia), sleep disturbance from medical conditions, and medication side effects. The periodic limb movement disorder can be associated with EDS but is a fairly uncommon disorder. Depression and mood disorders are common but are more likely to be associated with insomnia complaints than with EDS. However, up to 15% of depressed patients may complain of daytime sleepiness. The degree of sleepiness can be assessed by subjective and objective measures of sleepiness.



Subjective Measures


Questionnaires such as the Stanford Sleepiness Scale or the Epworth Sleepiness Scale (ESS)1,2 are measures of self-rated symptoms of sleepiness. The Stanford Sleepiness Scale (Table 14–1) measures subjective feelings of sleepiness (“fogginess, beginning to lose interest in staying awake”). A score above 3 is considered sleepy. In contrast, the ESS measures self-rated average sleep propensity (chance of dozing) over eight common situations that almost everyone encounters. The propensity to fall asleep is rated as 0, 1, 2, or 3 where 0 corresponds to never and 3 to a high chance of dozing (Table 14–2). The maximum score is 24 and normal is assumed to be 10 or less. ESS scores of 16 or greater are associated with severe sleepiness.




The ESS correlates roughly with the severity of OSA (apnea-hypopnea index [AHI]) (Table 14–3)2,3 and improves (lower score) after continuous positive airway pressure (CPAP) treatment.4 However, as noted in Table 14–3, there is a wide range of ESS scores at any level of OSA severity. A large study by Gottlieb and coworkers3 found a modest correlation between the ESS and OSA severity in a large population-based study of 1824 subjects. The degree of daytime sleepiness in the population was relatively mild (Fig. 14–1). Johns2 reported a significant negative correlation between the ESS and the mean sleep latency (MSL) on the multiple sleep latency test (MSLT; an objective measure of sleepiness discussed in the next section) in a group of sleepy patients. However, Benbadis and colleagues5 found no correlation between the MSLT findings and the ESS. Sangal and associates6 found a statistically significant but low negative correlation between the ESS and the sleep latency (higher ESS associated with lower sleep latency) on the maintenance of wakefulness test (MWT) and MSLT in a large group of narcolepsy patients. A scatter plot of ESS versus sleep latency on the MSLT is shown in Figure 14–2. There was also a modest correlation between the sleep latencies as determined by the MSLT and MWT. Of interest, the correlation between the MSLT and the MWT latencies (r = 0.52, P < .001) was stronger than correlations between the ESS and the MWT or the MSLT latencies (r = –0.29, P < .001 and r = –0.27, P < .001, respectively).6






Objective Measures


Multiple Sleep Latency Test


The MSLT712 is used to support a diagnosis of narcolepsy and/or quantify the degree of daytime sleepiness. The MSL (lights out to sleep onset) is a measure of the degree of daytime sleepiness. The sleep latency is the time from lights out to the beginning of the first epoch of any stage of sleep. The test is terminated if no sleep occurs within 20 minutes of lights out (maximum sleep latency is 20 min). After sleep onset, the MSLT continues for 15 minutes of clock time. If rapid eye movement (REM) sleep occurs within this time period, a sleep-onset rapid eye movement period (SOREMP) is said to have occurred. The MSLT criteria used to support a diagnosis of narcolepsy are an MSL of 8 minutes or less and 2 or more SOREMPs.13 Many factors can alter the findings of the MSLT and considerable clinical judgment is needed to avoid an error in interpretation. The MSLT may be used in the research setting as an objective measure of daytime sleepiness of a given population of interest or to assess a response to treatment. The clinical indications for the use of the MSLT (Box 14–1) are outlined by the current American Academy of Sleep Medicine (AASM) practice parameters concerning the use of the MSLT10 and prior guidelines published by this organization.8,9



A standard-level recommendation states “the MSLT is a validated objective measure of the ability or tendency to fall asleep.” As mentioned previously, the sleep latency is the parameter that reflects the degree of daytime sleepiness. The MSLT is indicated for evaluation of patients with suspected narcolepsy or idiopathic hypersomnia, but NOT for evaluation of OSA patients before or after treatment, or to quantify sleepiness in patients with insomnia, medical, or neurologic disorders (other than narcolepsy). The practice parameters also outlined conditions under which a repeat MSLT is indicated. These include a prior MSLT with unusual conditions or if the initial MSLT was negative in a patient with a strong clinical suspicion of narcolepsy (see Box 14–1).



MSLT Protocol


A standardized MSLT protocol performed by an experienced sleep technologist (Boxes 14–2 and 14–3) is required to obtain accurate testing results. A four-nap MSLT is not reliable for the diagnosis of narcolepsy unless 2 SOREMPs have occurred after four naps. Even then, a five-nap MSLT is suggested because the physician reading the study may disagree with the technologist’s assessment of SOREMPs. A technologist experienced in performing the MSLT is essential.811 The technologist is required to accurately score sleep in real time. Of note, polysomnography (PSG) must precede the MSLT. This is required to rule out causes of sleepiness such as sleep apnea and to document an adequate amount of sleep preceding the MSLT. An adequate total sleep time during the PSG is needed for valid MSLT results. At least 360 minutes of sleep must be recorded for the MSLT findings to be reliable. A very high percentage of REM sleep (% of total sleep time) on the PSG should alert the physician to the possibility of REM rebound. This might be a clue to the recent withdrawal of a REM-suppressing medication or prior sleep deprivation. A sleep diary for 1 to 2 weeks before the MSLT may be helpful in documenting the adequacy of preceding sleep. Preceding sleep deprivation can result in shortened sleep latency.11,12 Some patients may need a total sleep time longer than 360 minutes during the PSG and during the weeks before the MSLT to normalize the MSL.12,14 A urine drug screen may help identify surreptitious medication use that can affect the MSLT results. Cigarette smoking should stop at least 30 minutes before each nap (Table 14–4). Vigorous physical activity should be avoided and any stimulating activity stopped at least 15 minutes before each nap. The patient should be asked whether she or he needs to use the bathroom before the nap is scheduled to begin. Between naps, the subject should be out of bed and observed in order to prevent sleep between the naps. A light breakfast was recommended at least one hour before the first nap and a light lunch immediately after the second nap. A typical MSLT schedule might include wake-up 6:00–7:00 am, breakfast, nap 1 at 9:00 am, nap 2 at 11:00 am, light lunch, nap 3 at 1:00 pm, nap 4 at 3:00 pm, nap 5 at 5:00 pm.



Box 14–2


Multiple Sleep Latency Test Protocol—Part 1





Important Considerations




• Stimulants, stimulant-like medications, and REM-suppressing medications should be stopped 2 wk before the MSLT (or at least a time period > five times the medication half-life).


• Other medications should be adjusted as needed to minimize sedating or stimulating properties.


• Room temperature should be adjusted for patient comfort.


• Study room should be dark and quiet during testing.


• Drug screening is usually performed on the morning of the MSLT (or after if clinically indicated).


• Smoking should be stopped at least 30 min before each nap.


• Patient must abstain from caffeinated beverages and avoid unusual exposure to bright light.


• Avoid vigorous physical activity. Stimulating activity should cease at least 15 min before naps.


• Recommended montage: frontal, central, and occipital EEG derivations, left and right EOG, mental/submental EMG, and ECG.


ECG = electrocardiogram; EEG = electroencephalogram; EMG = electromyogram; EOG = electro-oculogram; MSLT = multiple sleep latency test; PSG = polysomnography; REM = rapid eye movement.


From Littner MR, Kushida C, Wise M, et al: Practice parameters for clinical use of the multiple sleep latency test and the maintenance of wakefulness test. Sleep 2005;28:113–121.



Box 14–3


Multiple Sleep Latency Test Protocol—Part 2



Nap Protocol




• Before each nap, patient should be asked if he or she needs to go to the bathroom.


• Biocalibration instructions*: (1) Lie quietly with your eyes open for 30 sec, (2) close both eyes for 30 sec, (3) without moving your head, look to the right, then left, then right, then left, right, and then left, (4) blink eyes slowly for five times, (5) clinch or grit your teeth tightly together.


• Start every nap with these instructions:


    “Please lie quietly, assume a comfortable position, keep your eyes closed and try to fall asleep.”


    After these instructions, bedroom lights are turned off.


• A nap is terminated after 20 min if sleep does not occur.


• MSLT continues for 15 min of clock time after sleep onset (to detect SOREMP).


• Between naps, the patient is out of bed and prevented from sleeping (observation by staff).


• A light breakfast is recommended at least 1 hr before the first trial. A light lunch is recommended immediately after the second nap. (Meals before nap 1 and after nap 2.)




*The standard in most sleep centers is to ask for the patient to look up and down as well as right and left.


From Littner MR, Kushida C, Wise M, et al: Practice parameters for clinical use of the multiple sleep latency test and the maintenance of wakefulness test. Sleep 2005;28:113–121.




Other MSLT Considerations


Although not specifically addressed in the recent AASM practice parameters, it is usual practice to have patients change out of night clothes before nap testing begins. This was the recommendation in earlier published guidelines for the MSLT.8,9 As untreated OSA can be associated with MSLT findings consistent with narcolepsy,15 adequate treatment of sleep apnea (for a sufficient time period to allow for symptom improvement) should precede MSLT evaluation for narcolepsy. If narcolepsy is suspected in a patient being treated for sleep apnea (e.g., with CPAP or an oral appliance), PSG is usually performed on CPAP/oral appliance treatment. The PSG documents adequate treatment of sleep apnea and at least one night of adequate sleep before the MSLT. Although not addressed in the recent MSLT practice parameters, the 1992 AASM MSLT guidelines stated “To determine the concurrent presence of narcolepsy after treatment of the obstructive sleep apnea syndrome by CPAP, the MSLT should be performed with the patient using the CPAP device.” In this case, recording of machine flow is often performed in addition to electroencephalogram (EEG), electro-oculogram (EOG), chin electromyogram (EMG), and electrocardiogram (ECG). It is also worth mentioning that if unequivocal cataplexy is present in a patient with OSA, a diagnosis of concurrent narcolepsy can be made in the absence of confirmatory MSLT findings (see Chapter 24).



MSL Values in Normal Populations and Patients


Traditional gradations of the MSL considered a value less than 5 minutes to denote severe sleepiness and a value less than 10 minutes to denote pathologic sleepiness.8,9 A normal MSL was often stated to be greater than 15 minutes (10–15 was termed a gray zone). However, a recent large systematic review and meta-analysis of MSLT studies found the average MSL in normal individuals to be just above 10 minutes11 (Table 14–5), with many normal individuals having an MSL less than 10 minutes.



The MSL values for studies of groups of patients with the major sleep disorders associated with daytime sleepiness published from a large analysis11 are listed in Table 14–5. Patients with narcolepsy had the shortest MSL. The sleep latency of patients with idiopathic hypersomnia and OSA is usually between 5 and 10 minutes. Of interest, up to 30% of normal populations have an MSL of 8 minutes or less. An MSL value of 8 minutes or less is part of the International Classification of Sleep Disorders, 2nd edition (ICSD-2) criteria for diagnosis of narcolepsy and less than 8 minutes for the diagnosis of idiopathic hypersomnia.13 Previously, a sleep latency of less than 5 minutes was the criterion.8,9,12 The ICSD-213 chose an MSL of 8 minutes rather than 5 minutes as a diagnostic criteria to improve the sensitivity of the MSLT for the diagnosis of narcolepsy.12 About 16% of narcoleptics have an MSL greater than 5 minutes and 16% of normal controls have an MSL below 5 minutes.11,13



Factors Affecting the MSLT MSL


A number of factors can affect the sleep latency during the MSLT (Box 14–4). The time of day of the nap affects the sleep latency. Of note, the shortest sleep latency tends to be in the third or fourth nap (early afternoon)7 (Fig. 14–3). The MSL for a five-nap MSLT is slightly higher than that for a four-nap MSLT. The sleep latency on the last nap is often the highest and may reflect anticipation of the end of the test (“anticipation of leaving the sleep center”). Interpretation of the MSLT can be problematic in shift workers or late sleepers. The MSL increases with increasing age (Fig. 14–4). The normative MSLT results for children are discussed in a later section. Medications (stimulants or sedatives) that could affect the MSL should be withdrawn 2 weeks before the MSLT if this is medically practical. Abrupt withdrawal before the study should also be avoided.






Number of SOREMPs


The occurrence of REM sleep within 15 minutes of sleep onset (SOREMP) is more specific for the diagnosis of narcolepsy than an MSL of 8 minutes or less. Studies of normal populations have found 0 to 1 SOREMPs in five naps.7,11 However, SOREMPs can occur in normal individuals with prior sleep or REM sleep deprivation, in untreated OSA, and when there is a circadian phase delay (Box 14–5). Patients with depression or other psychiatric disorders can also have a short REM latency. In general, the number of MSLT SOREMPs increases as the sleep latency decreases.11 Those disorders associated with SOREMPs during the MSLT may also be associated with a short nocturnal REM latency.12




Utility of the MSLT for Diagnosis of Narcolepsy


A recent review of the MSLT11 that analyzed available study data found that 2 or more SOREMPs were associated with a sensitivity of 0.78 and specificity of 0.93 for the diagnosis of narcolepsy. Aldrich and coworkers12 published their MSLT findings on a large number of patients with suspected narcolepsy (Table 14–6). If an initial MSLT was not diagnostic but narcolepsy was suspected clinically, repeat MSLT testing was performed. The study showed that patients with OSA can have a very short sleep latency and 2 or more SOREMPs (although the proportion of OSA patients is much lower compared with narcolepsy).12 In this study, about 63% of patients with sleep-related breathing disorders have an MSL less than 8 minutes whereas only 7% had 2 or more SOREMPs. The study also showed that a significant proportion of patients with a narcolepsy + cataplexy can have a negative MSLT.


Aug 14, 2016 | Posted by in NEUROLOGY | Comments Off on Subjective and Objective Measures of Daytime Sleepiness

Full access? Get Clinical Tree

Get Clinical Tree app for offline access