Vegetative State Two Decades After the Multi-Society Task Force (MSTF) Report



Fig. 13.1
Flow chart of patients in coma and VS. The red arrows indicate that the process is bidirectional. The dashed arrow indicates that this is a rare occurrence. Permanent VS is defined more than 3 months if nontraumatic and more than 1 year if traumatic. SYN = syndrome, VS = Vegetative State, and MCS = minimally conscious state (modified from Celesia [55])




13.2.1 Incidence and Prevalence of VS/MCS


Incidence depends “…heavily upon the period post-incident…” when VS is considered and is subject to a “…variety of sources of error…” [25]. The incidence of VS continuing for at least 6 months varies from 0.5 to 25 per 100,000 of population [24, 25]. The prevalence varies among reports and countries [2527]. The variability is related to the “…absence of a gold standard for the diagnosis of VS…” [26], whether cases of VS due to degenerative nervous system diseases are included or excluded and the “…quality and availability of emergency and intensive care services…” [26]. None of these factors will explain the lower prevalence observed in Denmark and the Netherlands compared to the other European nations that is related to the moral, religious, and societal “…end-of-life decisions in the intensive care unit, on hospital wards…,” and long-term care facilities [26, 27]. Here we are facing with the dichotomy of two divergent philosophies: the right to a dignified death [28, 29] and the sanctity of life (pro vita) [30, 31]. This then is no longer a medical issue but a political/religious/moral issue.


13.2.2 Prognosis, Outcome, and Treatment


The MSTF major indicators for prognosis were etiology, age, and length of VS [32]. An elderly person in VS due to cerebral anoxia for 3 months has almost no chance of recovery, whereas a teenager in VS for 3 months following a head trauma still has a greater than 24 % chance of some recovery [1, 4, 9, 23, 32, 33]. These remain as solid prognostic criteria. The identification of MCS was greeted as a state with potentially a more favorable outcome [16]; however, recent reassessment “…did not reveal any statistically significant difference between VS and MCS….” Overall, “…there was no combination of variables that allowed reliably discriminating between VS and MCS…” and “…results cast doubt on the empirical validity of the distinction between VS and MCS…” [34]. Whether or not the difference between VS and MCS is valid, “…patients in VS and MCS have similar functioning and disability profiles and similar needs thus levels of care and assistance should not be different across the two conditions…” [35].

Have we improved the outcome of patients in VS with novel interventions? The answer is negative. Although modern technology and supportive care have improved the custodial/palliative care of VS patients, no medical or surgical intervention has shown any influence on the patient’s outcome. Claims of positive effects have been made using a variety of medications [3640] and deep brain stimulation [41]. These reports have flaws in their design, they lack “…double-blind placebo controlled studies…” and defined inclusion and exclusion criteria, and they use “…ill-defined recovery criteria…” [42], rendering their claims unreliable [43]. When double-blind placebo-controlled studies were done, the data showed no effect of zolpidem or amantadine on the outcome of VS/MCS [44, 45].



13.3 Neuroimaging in VS/MCS


Neuroimaging tests (fMRI, PET) have been applied to evaluate the cerebral activity of VS/MCS [4672], with contributions in research, diagnosis and prognosis, and assessment of “conscious awareness.”


13.3.1 Research


fMRI/PET have shed new light in our understanding of consciousness and have shown that the vegetative brain is more complex than previously envisioned [4669]. The activation of cerebral structures to complex language stimuli or to mental imagery suggests that the VS brain may retain some capacity for higher levels of neuro-functioning [4852, 61].


13.3.2 Diagnosis and Prognosis


fMRI and PET improve the diagnostic accuracy of VS and help in differentiating VS from MCS [4653, 68]. Hannawi et al. [47] reported reduced activity in the cingulate gyrus in all VS and MCS subjects and noted that in VS, the reduction affected bilateral medial dorsal thalamic nuclei, while in MCS, the reduction was limited to the right medial dorsal nucleus, thus separating the two states [47]. fMRI/PET may also be helpful in the prognostication of recovery [18, 49, 56, 57]. The presence of activation of primary sensory cortices, higher-order associative areas, and subcortical areas to either mental imagery tasks or high-level language stimuli is often associated with some recovery.


13.3.3 VS and “Conscious Awareness”


Whether fMRI/PET can establish consciousness and evaluate if the patient feels pain remain controversial. Neuroimaging responses to complex language stimuli or to mental imagery in some subset of VS patients are similar to the response of normal controls [13, 5052, 5658, 64]. Does this correlation indicate “conscious awareness”? Similarly, neuroimaging activation of cerebral regions to painful stimuli implies pain perception [54, 6669].

There is a consensus that the utilization of complex language stimuli activates in some VS/MCS patients’ brain regions is associated with language processing (bilateral superior temporal planes, superior temporal gyri, inferior frontal gyri, and left posterior inferior temporal cortex) [50, 5559, 65]. Similarly, the use of mental imagery paradigms in some VS patients activates brain structures that are similar to the activation in normal controls [5153]. There are two possible interpretations of these data. Proponents of “functional neuroimaging” believe that brain activation demonstrates “neuronal correlates of speech comprehension” [56], a state of consciousness [50] and a retained capacity for “covert cognition.” They conclude that neuroimaging activation is a signature of some conscious processing [13, 21, 4852, 5660, 65, 69, 71, 72]. The alternative interpretation is based on the demonstration of reduced and disrupted brain activation and on clinical observations. Hannawi et al. [47] in a meta-analysis of 13 studies (272 patients, 259 healthy controls) noted “…consistently reduced activity in patients with DoC in bilateral medial dorsal nucleus of the thalamus, left cingulate, posterior cingulate, precuneus, and middle frontal and medial temporal gyri”. Stender [70] showed a decreased of global cerebral metabolism (indicating decreased neuronal activity) in VS patients compared to normal controls (Fig. 13.2). Many studies have shown that brain connectivity is disrupted in VS/MCS [46, 50, 64, 68, 79]. Dehaene and Changeux [73] suggest that conscious awareness occurs “when incoming information is made globally available to multiple brain systems through a network of neurons with long-range axons densely distributed in prefrontal, parieto-temporal, and cingulate cortices.” It is therefore conceivable that fMRI activation to language and imagery in some VS subjects simply reflects the preservation of some modules, while these modules have disrupted connectivity and lack the integrative network processes necessary for normal cognitive functions [55, 74].

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Fig. 13.2
Mean regional cerebral metabolic rates of glucose (μmol/g per minute). Note the reduced regional cerebral metabolic rate from the whole cortex, precuneus, thalamus, and brainstem in impaired consciousness compared to controls. EMCS emergence from minimally conscious state, MCS minimally conscious state, VS vegetative state (data plotted from Stender et al. [70])

Furthermore, 46/121 (38 %) patients in MCS who by definition are supposed to have some minimal consciousness showed no response or limited activation on fMRI, suggesting absence of any awareness [55]. This dissociation between behavioral observation and neuroimaging should set a cautionary note on any of our interpretations. The other issue closely correlated to conscious awareness is the issue of pain perception. Are behavioral responses to pain observed in VS patients (crying, withdrawing from the stimulus, and changes in heart rate) an expression of emotional primordial reflexes or indication of some awareness? Can the information gathered by neuroimaging answer this question? 60 % of VS and 19 % of MCS showed none or minimal cerebral activation to nociceptive stimuli. The remainder of VS/MCS patients showed fMRI/PET complex cerebral activation to nociceptive stimuli, demonstrating some neuronal processing of pain [6669]. Whether “…are images of increased blood oxygen level–dependent signal (fMRI) or oxygen/glucose uptake (PET) equivalent to conscious perception, or indicative of awareness, or are they simply document-retained modular function in the absence of the integrative processes necessary for consciousness…” remains an open question. VS subjects are unable to communicate their feelings and wishes and to manifest volition. Present technology no matter how sophisticated cannot read or interpret a person’s mind. Are we willing to accept neuroimaging tests as surrogates for communication among us and VS subjects? Controversial interpretation of data does not offer sufficient evidence to proxy a machine as a “sentient communicator”; thus, the issue of residual consciousness and pain perception in VS remains an unresolved Gordian knot [54, 55, 74]. The lay press has become concerned by some of our claims and editorializes against “people who take pretty brain-scan images and claim they can use them to predict what product somebody will buy, what party they will vote for, whether they are lying or whether a criminal should be held responsible for his crime” [75] or what they think [76]. David Brooks of the New York Times said:“…an important task these days is to harvest the exciting gains made by science and data while understanding the limits of science and data. The next time somebody tells you what a brain scan says, be a little skeptical…” [75].


13.4 VS/MCS Ontological Status


The “question of the patients’ ontological status” [77] has remained the same in the last 20 years. VS patients according to Winkler “…are periodically awake, and their bodies breathe and digest on their own. These traits bespeak life. Yet they are not conscious and never will be: subjectively, this is death…” [78]. VS patients are non-sentient, “nonautonomous,” because “they lack the capacity to make decisions” [2, 3, 7881]; others have described VS as a limbo and a state worse than death [8284]. MCS patients by definition are minimally conscious, however are unable to communicate or express their wishes; thus, they are also “nonautonomous.” The advocates of fMRI to determine the presence of “covert consciousness” insist that patients with cerebral activation to language or imagery are somewhat sentient. However, “…it is not always reasonable to assume that because a brain area is active, a commonly associated cognitive function is engaged….” This process of inferring from the presence of brain activation the presence of a cognitive function is reverse inference and a logical error [85, 86].

All VS/MCS patients will die if left without a sustained level of chronic care (including feeding, hydration, nursing care, etc.). “If the only achievement of aggressive care is the maintenance of a non-sentient body, is this choice morally justified? Are we refusing to face death by maintaining alive bodies without a mind? I do not have, and I believe nobody has, absolute answers to these vexing questions” [81].

Who should decide the fate of VS/MCS subjects, whether to provide continued care or withdrawal nutrition and hydration? These are the possible candidates:



  • The individual in VS/MCS (if his/her wishes prior to sickness are known or via advance directive)


  • The next of keen/family/surrogate


  • The health-care provider (physicians, administrators)


  • A machine (fMRI/PET, EEG/ERP)


  • Politicians


  • The court via legal intervention


  • Religious leaders

In a perfect world, the right of the individual or his/her surrogate should prevail. Unfortunately, health-care providers, politicians, religious leaders, advocates of neuroimaging, and the courts have sometimes intervened, all in the name of the “patient’s best interest” [2831, 7791]. The possibility that the decision is made by a machine, politicians, religious leaders or the courts raises the specter of Big Brother interfering with the independent constitutional right of the individual.

The legal ramifications on the decision of the patient fate vary from country to country [85, 88, 92, 93]. The introduction of fMRI/PET in some legal cases has resulted in confusion “…in the application of neuroimaging to legal tests of consciousness…” [85]. The dichotomy of two divergent philosophies – sanctity of life/inestimable value of life itself and the right of refusing treatment/the right of a dignified death – has spilled into the courts [85, 92]. The wishes of the patient and of the family should be paramount in the decision to continue or withdraw care. The patient’s advance directive should not be ignored by the health-care staff or by government officials [94]. Conflicts may arise between the “do everything” and the “stop all care” groups. The differing opinions may involve physicians, family, and hospital administrators, with potential conflicts within and between groups. Too often, the fate of VS patients has become contentious [85, 92]. The administration of life-prolonging treatments is at time continued long “after their families have come to believe that the patient would rather be dead” [95]. Kitzinger and Kitzinger [95] suggest that medical ethicists concerned about the rights of people in VS/MCS need to take this empirical data into account in seeking to apply ethical theories to medicolegal realities.


13.5 Cost/Benefit Analysis


The health-care cost and the economic and family burden of caring for VS/MCS patients are seldom discussed.


13.5.1 Caregivers’ Burden


The care of VS/MCS is affecting their family [9698]. The distress and burden are “high for all caregivers” [96]. Leonardi et al. [97] suggest that there is a need for comprehensive support strategies for caregivers to “diminish the level of burden.” Caregivers often report a loss of income estimated to be “less than 17,000 euros per year” [97].


13.5.2 Health-Care Cost


The health-care cost of caring for VS/MCS patients needs to be evaluated particularly in the present era of limited resources. Former Colorado Gov. Richard Lamm back in 1987 framed the issue succinctly: “We refuse to even discuss the reality that in an aging society with exploding numbers of elderly and exponentially rising health-care costs and myriad other unmet needs, the level of treatment for a 90-year-old might be different from that for a 9-year-old. Should we not put our limited dollars into more quality of a healthy life rather than more quantity of a sick life–more to the recoverable young rather than the terminally ill?” [99]. The cost of care of a woman that survived for 17 years in VS was estimated in 1981 at $6,104,590 ($ 61,028 per year) [100]. Kaufman and Lipton [101] obtained in 1992 the hospital bill of 13 patients in VS. Their mean hospital length of stay was 197 days and the averaged cost was $170,000. According to the US government data, the average costs for long-term care in 2010 were $205 per day or $74,820 per year [102]. The prevalence of VS in adults in the United States is estimated between 4 and 16.8/100,000 [25]. The US population in 2014 was 318,857,056; then the estimated number of VS/MCS patients is between 12,754 and 51,017 with a cost to the health care between one to four billion dollars/year. The MSTF [3, 32] similarly estimated the total annual cost for caring of VS patients in the United States to be between $1 and $7 billion. This is a huge burden to the health budget that cannot be overlooked. It may be time to set aside preconceived ideas and look pragmatically to the issues of VS in the contest of all others health needs and ask ourselves if the cost/benefit ratio is too much into the negative.


13.6 Conclusions


The use of stringent protocols has improved the classification of patients with disturbances of consciousness. The prognostic predictors of outcome remain: etiology, age, and duration of VS/MCS. Care of patients in VS has improved as facilities for prolonged care are available in most countries; however, there is still no treatment for VS/MCS and their outcome remains poor. fMRI and electrophysiology studies have not answered the pivotal questions of what interventions may benefit the patients and/or determine what society should recommend for these patients.

If we cannot offer any treatment but only custodial care, who is to decide the fate of these patients? This is no longer a medical decision; society must discuss these issues and based on moral/religious, cost/benefit analysis, and resource availability, determine what should be done. As society varies in different countries, we should not expect nor demand a solution fitting all; there are no wrong or right ways, but diverse solutions. The physician and neuroscientist’s role is not to pontificate and decide but to offer unbiased data during the society deliberations and a supportive role whatever decision is finalized.


References



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Oct 22, 2016 | Posted by in NEUROSURGERY | Comments Off on Vegetative State Two Decades After the Multi-Society Task Force (MSTF) Report

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